Investigation of inclusion complex of honokiol with sulfobutyl ether-β-cyclodextrin

Investigation of inclusion complex of honokiol with sulfobutyl ether-β-cyclodextrin

Accepted Manuscript Title: Investigation of inclusion complex of honokiol with sulfobutyl ether-␤-cyclodextrin Author: Caibing Xu Yalan Tang Wenjing H...

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Accepted Manuscript Title: Investigation of inclusion complex of honokiol with sulfobutyl ether-␤-cyclodextrin Author: Caibing Xu Yalan Tang Wenjing Hu Rui Tian Yuntao Jia Ping Deng Liangke Zhang PII: DOI: Reference:

S0144-8617(14)00635-3 http://dx.doi.org/doi:10.1016/j.carbpol.2014.06.059 CARP 9024

To appear in: Received date: Revised date: Accepted date:

20-2-2014 1-6-2014 14-6-2014

Please cite this article as: Xu, C., Tang, Y., Hu, W., Tian, R., Jia, Y., Deng, P., and Zhang, L.,Investigation of inclusion complex of honokiol with sulfobutyl ether-rmbeta-cyclodextrin, Carbohydrate Polymers (2014), http://dx.doi.org/10.1016/j.carbpol.2014.06.059 This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Investigation of inclusion complex of honokiol with sulfobutyl

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ether-β-cyclodextrin

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Caibing Xu a, Yalan Tang a, Wenjing Hu b, Rui Tian c, Yuntao Jia d, Ping Deng a,

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Liangke Zhang a,*

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a

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pharmacy, Chongqing Medical University, Chongqing 400016, P.R. China;

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b

Chongqingshi Shapingba District People's Hospital, Chongqing 400030, P.R. China;

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c

The Experimental Teaching Centre, Chongqing Medical University, Chongqing

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400016, P.R. China;

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Chongqing 400010, P.R. China;

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Department of Pharmacy, Children’s Hospital of Chongqing Medical University,

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Chongqing Key Laboratory of Biochemistry and Molecular Pharmacology, School of

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*Corresponding author: Liangke Zhang, School of Pharmacy, Chongqing Medical University, District of Yuzhong, Chongqing 400016, China. Tel: +86-23-6848-5161; fax: +86-23-6848-5161. E-mail address: [email protected](L. Zhang)

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Abstract This study aimed to prepare and characterize an inclusion complex of honokiol

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(HNK) with sulfobutyl ether-β-cyclodextrin (SB-β-CD). The inclusion complex

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(HNK/CD COMP) was prepared utilizing a freeze-drying method. Phase-solubility

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curves were employed to obtain stability constants and thermodynamic parameters.

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The phase-solubility diagram showed a typical AL-type, indicating that the 1:1 (HNK:

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SB-β-CD) inclusion complex was formed. The solid inclusion complex was then

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characterized by differential scanning calorimetry and Fourier transform infrared

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spectroscopy. Results showed that HNK/CD COMP exhibited a higher drug release

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rate than free HNK in vitro. A comparative study of the pharmacokinetics between

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HNK/CD COMP and free HNK was also performed in rats. In vivo results indicated

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that AUC0-t and Cmax of HNK/CD COMP increased by approximately 158% and

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123% compared with those of the free HNK, respectively. These results suggest that

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SB-β-CD will be potentially useful in the delivery of poorly soluble drugs, such as

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HNK.

Key words: Sulfobutyl ether-β-cyclodextrin; Honokiol; Inclusion complex; In

vitro release; Pharmacokinetic study

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1. Introduction Cyclodextrins (CDs) are a family of macrocyclic oligosaccharides mostly

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consisting of six, seven, or eight glucose units joined by α-1,4 glycosidic bonds

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(Brewster & Loftsson, 2007; Stella & He, 2008). The hydrophobic cavity of CDs

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provides these CDs the ability to form inclusion complexes with various compounds,

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including proteins, oligonucleotides, ions, and small molecules (Stella & He, 2008;

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Zhang & Ma, 2013). As a promising material with low toxicity and low

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immunogenicity, CDs have been extensively investigated in the field of biomedicine,

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particularly in pharmaceutical sciences and technologies. Related applications include

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the improvement of drug solubility and stability, increase in drug absorption and

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bioavailability, removal of odors and tastes, and decrease in local and systemic

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toxicity (Carrier, Miller & Ahmed, 2007; Garcia-Fernandez et al., 2013; Zhang & Ma,

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2013). CDs can be administered by oral, ocular, nasal, and rectal

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(Al-Rawashdeh, Al-Sadeh & Al-Bitar, 2010; Pahuja, Kashyap & Pawar, 2013; Singh,

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Kumar & Pathak, 2013; Tiwari, Tiwari & Rai, 2010). To improve these properties of natural CDs in terms of solubility, stability, inclusion capability, and toxicity, researchers synthesized various chemically modified CDs, such as amphiphilic, hydrophobic, and highly soluble derivatives.

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When new excipients are considered as drug carries, safety should be primary

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concern. Unmodified cyclodextrins, such as α- and β-cyclodextrin, were extensively

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investigated in pharmaceuticals. However, they were limited by hemolytic activity

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and nephrotoxicity because of their interaction with cholesterol and other lipid

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membrane components of cellular structures (Luke, Tomaszewski, Damle & Schlamm,

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2010). Sulfobutyl ether-β-cyclodextrin (SB-β-CD, Fig. 1A) is an excellent modified

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compound of β-cyclodextrin with improved water solubility and low toxicity.

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SB-β-CD does not undergo significant tubular reabsorption due to its ionized state

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after glomerular filtration and is concentrated in the urine for excretion, which

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attenuate the potential to harm the kidney(Albers & Muller, 1995; Irie & Uekama,

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1997; Uekama, 2004). SB-β-CD can form inclusion complexes with drug molecules.

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Thus, SB-β-CD has been utilized to improve the solubility and stability of drugs

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(Danel, Azaroual, Chavaria, Odou, Martel & Vaccher, 2013; Stella & He, 2008;

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Venuti et al., 2013).

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Honokiol (HNK, Fig. 1B) is a bioactive lignanoid extracted from the reed of

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Magnolia officinalis, which has been utilized in traditional Chinese medicine for a

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long time. Furthermore, HNK is extensively used in Japan (Cheng, 2012; Lee, Lee,

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Lee, Jung, Han & Hong, 2011). This compound exhibits several pharmacological properties, such as anti-cancer effects, anti-inflammatory effects, anti-oxidant actions, and anti-anxiety effects. However, the poor aqueous solubility of HNK has impeded clinical applications.

(Choi et al., 2002; Kang et al., 2008; Weeks, 2009; Yamaguchi,

Satoh-Yamaguchi & Ono, 2009).

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In this study, the inclusion complex of HNK and SB-β-CD (HNK/CD COMP) was

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prepared to improve the solubility and bioavailability of HNK using a freeze-drying

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method (Jadhav, Petkar, Pore, Kulkarni & Burade, 2013; Rajendiran & Siva, 2014;

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Zhang et al., 2013). Solid-state HNK/CD COMP was characterized by differential

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scanning calorimetry (DSC) and Fourier transform infrared spectroscopy (FT-IR). In a

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solution, solubility phase analysis was performed to estimate the enhanced solubility

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of HNK by SB-β-CD and the stoichiometry of the inclusion complex. In vitro release

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study and model fitting were systematically investigated and evaluated. Furthermore,

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the pharmacokinetic properties of HNK suspension and HNK/CD COMP in male

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Sprague-Dawley rats were analyzed.

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2. Materials and methods

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2.1. Materials

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Honokiol (purity ≥ 98%) was purchased from Xi’an Grass Plant Science and

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Technology CO., Ltd (Xi’an, China). SB-β-CD (DS=7.0) was purchased from

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Shandong Binzhou Zhiyuan Bio-Technology Co., Ltd (Shandong, China). All the

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other reagents were of analytical grade.

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2.2. Phase-solubility analysis

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Phase-solubility analysis was performed in a SHZ-88 thermostatic shaking water

bath (Jiangsu Taicang Medical Instrument Factory, China). The excess amount of HNK was added to volumetric flasks containing 10 mL of SB-β-CD solutions at various concentrations (0, 5, 10, 15, 20, 25, and 30 mM). The contents were then

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sonicated for 5 min. The flasks were sealed to prevent evaporation and shaken

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continuously at 100 rpm in a thermostatic bath at different temperatures (25, 37, and

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50 °C) for 48 h. After equilibrium was reached, suspensions were filtered using a 0.45

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µm syringe filter. The amount of drug was then analyzed at a wavelength of 292 nm

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by using a spectrophotometer (Shimazdu UV-3150, Japan). Experiments were

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performed in triplicate.

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2.3. Preparation of inclusion complex The inclusion complex was prepared using a freeze-dry method (Pralhad &

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Rajendrakumar, 2004; Ruz, Froeyen, Busson, Gonzalez, Baudemprez & Van den

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Mooter, 2012; Wang, Luo & Xiao, 2014). On the basis of the results of

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phase-solubility analysis, we dispersed 100 mg of HNK in 100 mL of water

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containing 1.68 g of SB-β-CD at 45 °C. After magnetically stirring for 2.5 h, we

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filtered the resultant solution with a 0.45 µm syringe filter and the filtrate was

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freeze-dried (ALPHA 1-2 LD plus, CHRIST, Germany) for 48 h.

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2.4. DSC

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DSC measurements were performed to confirm that the complex was formed.

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The powdered samples of HNK, SB-β-CD, HNK/CD COMP, and physical mixture

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(HNK/CD PM) were placed in an aluminum pan, heated to 70 °C for 5 min, and

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cooled to 20 °C for 5 min at the cooling rate of 10 °C ·min–1. And then the profiles were obtained by using a Netzsch STA449C thermal analyzer (Netzsch Corporation, Germany) from 20 °C to 300 °C (at a constant rate of 10 °C·min–1) under nitrogen gas flow (25 mL·min–1).

2.5. Fourier transform infrared spectroscopic (FT-IR) study

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The FT-IR spectra of the powdered samples of HNK, SB-β-CD, HNK/CD COMP,

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and HNK/CD PM were obtained using a spectrometer (Bruker-tensor 27, Germany)

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with the potassium bromide pellet method. The typical bands were recorded for

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different samples. Each spectrum was recorded in the range of 4000 cm–1 to 400 cm–1.

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The spectra were obtained under dry conditions at a resolution of 4 cm–1 to prevent

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contamination.

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2.6. Dissolution studies

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Dissolution studies were implemented using the dialysis membrane method.

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Three formulations, namely, HNK, HNK/CD PM, and HNK/CD COMP were

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transferred into a dialysis bag (molecular weight cutoff, 8-14kDa). The dialysis bag

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was then immersed in a container filled with 25 mL of 0.1 mM phosphate buffer

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solution (pH 7.4) containing sodium dodecyl sulfate (SDS, 0.5%) at 37 °C with

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constant shaking (100 rpm). The receptor compartments were closed to prevent the

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dissolution medium from evaporating. An aliquot (4.0 mL) of the incubation medium

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was withdrawn and replaced with the same volume of pre-warmed fresh medium at

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specific time intervals. The concentration of HNK was then determined using a UV

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spectrophotometer (Shimazdu UV-3150, Japan) after HNK was filtered using a 0.45

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µm membrane. The cumulative release percentage (Q) was calculated according to the following equation: Q  (C

n

 25 

n 1



C i  4 ) / A  100 %

(1)

i 1

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where n and i are the sample numbers, Cn and Ci are the drug concentration at the point of n and i, respectively, and A is the total drug content in each sample.

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Similarity factor (f2) was first proposed by Moore and Flanner (Costa & Sousa

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Lobo, 2001; Shah, Tsong, Sathe & Liu, 1998) to compare release profiles. It was

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derived from Mean-Squared difference. Similarity factor (f2) was also recommended 7

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for release profile comparison in the FDA’s Guidances for Industry (FDA, 1997; Shah

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et al., 1997). In this study, f2 was used to evaluate the similarity between every two

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release profiles. f2 is defined by the following equation: f2



2

  

 0 .5

  100  (2) 

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n    50  lg   1  1 / n  R t  T t t 1  

where n is the number of sampling points, and Rt and Tt are HNK cumulative release

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percentages at time t of the two release curves, respectively. The result indicated that

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the similarity between the two release profiles was statistically significant at f2 > 50. A

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high similarity between two profiles is characterized by a high f2.

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2.7 Pharmacokinetic analysis in rats

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2.7.1 Animal handling and care

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Male Sprague-Dawley rats weighing approximately 200 ± 20 g were obtained

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from the Laboratory Animal Center of Chongqing Medical University and used for

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pharmacokinetic analysis. The animal experiment was approved by the Animal Ethics

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Committee of Chongqing Medical University (Chongqing, China), and their guidelines were followed throughout this study. Before the experiment was conducted, the rats were fasted overnight but provided free access to water. 2.7.2 Pharmacokinetic behavior of rats Eighteen rats were randomly divided into three groups, namely, A, B, and C (n = 6

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rats). Group A received a single oral dose of HNK/CD COMP (80 mg·kg–1 of HNK)

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and group B was orally administered a single dose of HNK suspension (80 mg·kg–1 of

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HNK suspended in 0.5% sodium carboxymethyl cellulose solution). The blood

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samples (0.5 mL) were collected at 0.083, 0.25, 0.5, 1, 2, 4, 6, 10, 12, 24, and 48 h 8

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post-treatment. Group C was injected with the HNK/CD COMP solution at a dose of 20 mg·kg–1

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of HNK in the tail vein. The blood samples (0.5 mL) were collected from the

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retro-orbital plexus of each rat and transferred into heparinized tubes at 0.033, 0.083,

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0.25, 0.5, 0.75, 1, 1.5, 2, 4, and 6 h post-administration. These samples were

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immediately centrifuged, and the plasma samples were stored at –20 °C for further

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studies.

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2.7.3 Preparation of plasma samples

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An aliquot of plasma (200 µL) was pre-treated with 20 µL of evodiamine

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methanol solution (20 µg·mL–1) as an internal standard and then vortexed for 5 min.

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The resulting sample was mixed with 1.5 mL of ethyl acetate, vortexed for another 5

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min, and centrifuged at 4000 rpm for 10 min. Afterward, the supernatant was

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evaporated to dryness in a vacuum, redissolved in 100 µL of methanol, and

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centrifuged at 12,000 rpm for 10 min. This sample solution (20 µL) was directly

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injected into a HPLC system (Agilent 1100, American) for analysis. 2.7.4 Measurement of HNK from plasma using RP-HPLC The plasma concentrations of HNK were determined by an Agilent 1100 HPLC

system (Agilent, American). A Lichrospher RP C18 column (4.6 mm × 150 mm, 5 µm,

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Hanbon Sci. & Tech., China) was used and the mobile phase was a mixture of

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methanol and water (80:20, v/v). The flow rate was 1.0 mL·min–1. All of the

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detections were performed at a wavelength of 292 nm at a constant temperature of

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30 °C.

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2.7.5 Pharmacokinetic analysis The valuable pharmacokinetic parameters, namely, AUC0-t (area under the plasma

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concentration versus time curve), Cmax (peak drug concentration), Tmax (time to reach

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the peak concentration), Vd (apparent volume of distribution), t1/2 (half-life), and CL

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(clearance) were collected by DAS2.1.1 (issued by the China Food and Drug

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Administration for pharmacokinetic study). All data were presented as the mean ±

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standard deviation (n = 6, x ± s).

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3. Results and discussion

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3.1 Phase solubility study

Phase-solubility study is a traditional and useful approach not only to determine

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the value of the stability constant, but also to give insight into the stoichiometry of the

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equilibrium. The practical and phenomenological implications of phase solubility

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study were developed by Higuchi and Connons (Higuchi.T, 1965). Based on the

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between HNK and SB-β-CD. The study infused the solubilizing ability of SB-β-CD to

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HNK and the stability constant of HNK/CD COMP according to the phase-solubility

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diagram. Figure 2 shows the phase solubility diagrams of HNK and SB-β-CD in three

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different temperatures. All of the apparent solubility curves of HNK with correlation

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profiles of the phase solubility study, several types of solubility behaviors can be classified. The phase solubility diagrams include two major types: A type( a soluble compound was formed ) and B type (a compound of limit solubility was formed) (Brewster & Loftsson, 2007; Thompson, 1997). In this study, phase-solubility study was performed to determine the interactions

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coefficient r > 0.9963 were regarded as straight lines. Moreover, all of them can be

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considered as AL-type diagrams, indicating that the observed increase in the solubility

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of HNK was due to the formation of a 1:1 molar ratio inclusion complex.

equation(Brewster & Loftsson, 2007; Thompson, 1997): K1:1 = Slope / S0(1-Slope)

(3)

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The inclusion stability constant K1:1 was calculated using the following

cr

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where S0 is the equilibrium solubility of HNK in water; slope is obtained from the

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phase-solubility diagram. K1:1 at 25, 37, and 50 °C was calculated from Equation 3.

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Thermodynamic parameters were calculated from Gibbs and Van’t Hoff equations:

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△G= -RTln K1:1

(4)

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ln K1:1=-△H/RT+△S/R

(5)

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Valuable parameters, including stability constant (K1:1), Gibbs free energy change

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(∆G), enthalpy change (∆H), and entropy change (∆S), are listed in Table 1. K1:1

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increased with rising temperature. ∆G of HNK was negative and decreased as

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temperature increased. ∆H was positive in this study. The thermodynamic parameters and K1:1 indicated that high temperatures were favorable for the inclusion process (Hu, Zhang, Song, Gu & Hu, 2012; Rajendiran & Siva, 2014). 3.2 DSC analysis

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The melting, boiling, and sublimation points of drug molecules either shift to

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different temperatures or disappear when these molecules are included in SB-β-CD

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cavities (Ascenso et al., 2011; de Azevedo Mde et al., 2011). The thermograms of

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HNK, SB-β-CD, HNK/CD PM, and HNK/CD COMP are shown in Fig. 3. HNK

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generated a sharp endothermic peak at 92 °C, indicating its melting point. The

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diagram of SB-β-CD exhibited an endothermic peak at 218 °C, due to the sample

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decomposition. In the case of HNK/CD PM, the melting peak of HNK at 92 °C and

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the endothermic peak of SB-β-CD were observed, indicating that there was no

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inclusion complex formed between HNK and SB-β-CD. However, no sharp peak was

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found in the thermogram of HNK/CD COMP at 92 °C, indicating the amorphous

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characteristic of HNK. The absence of the melting peak of HNK in the thermogram of

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HNK/CD COMP may have occurred because HNK was included in the SB-β-CD

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cavity.

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3.3 FT-IR analysis

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HNK/CD COMP was further analyzed by FT-IR spectroscopy. The spectra of

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HNK, SB-β-CD, HNK/CD PM, and HNK/CD COMP from 4000 cm–1 to 400 cm–1 are

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shown in Fig. 4. The HNK spectrum showed the bands in the 3100 cm–1 to 3000 cm–1

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wave number regions, indicating the presence of –CH and –OH groups. A band was

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found at 1638 cm–1, which can be assigned to alkene C=C present in HNK. The intense bands at 1498 cm-1 and 1430 cm-1 were assigned to the stretching vibrations from the aromatic ring of honokiol molecule. Moreover, other bands were located at 1217 and 908 cm–1 (C–O) as well as at 989 and 825 cm–1 (C–C). The spectrum of

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SB-β-CD was mainly characterized by the intense bands at 3800 cm–1 to 3100 cm–1

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caused by O–H stretching vibration. The band at 1643 cm-1 was ascribed to the

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δ-HOH bending of water molecules attached to SB-β-CD. The vibrations of –CH and

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–CH2 groups appeared in the 3000 cm–1 to 2800 cm–1 region. The sulfoxide stretched

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at 1046 cm–1 (Mahmoud, El-Feky, Kamel & Awad, 2011; Venuti et al., 2013). In the

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case of HNK/CD PM, the spectrum was basically composed of the overlapping peaks

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of HNK and SB-β-CD, and this spectrum showed a less intense absorption band at

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1638 cm–1 than at other regions because of the low ratio of HNK in the physical

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mixture. This demonstrates that there was no interaction between drug and SB-β-CD.

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Compared with the HNK/CD PM, the spectrum of HNK/CD COMP showed relevant

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changes in intensities and widths of the typical absorption peaks, indicating the

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formation of a new compound between HNK and SB-β-CD (Venuti et al., 2014). A

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less intense absorption band was also observed at 1638 cm–1 in the spectrum of

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HNK/CD COMP, indicating that no interaction occurred between the C=C of HNK

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molecule and that of SB-β-CD molecule. Thus, C=C was not included in the cavity of

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SB-β-CD molecule. Therefore, only a part of the HNK molecule was possibly

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included in the cavity and the C=C portion of HNK molecule was not included.

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3.4 In vitro release study

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<11% of the free HNK and 15% of HNK/CD PM. Furthermore, the cumulative

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release percentages of HNK/CD COMP and free HNK at 4 h were 82% and 28%,

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respectively.

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Figure 5 shows the release curves of the free HNK, HNK/CD PM, and HNK/CD

COMP in the 0.1 mM PBS (pH 7.4) containing SDS (0.5%). HNK/CD COMP exhibited a significantly higher release rate than that for the free HNK and HNK/CD PM. The cumulative release percentage of HNK/CD COMP at 0.5 h was >29% but

f2 between the two curves of HNK/CD COMP and free HNK was 19.0 (<50) and 13

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that of HNK/CD PM and free HNK was 54.1(>50). These values indicated that the

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cumulative release profile of HNK/CD COMP was significantly different from that of

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the free HNK. However, no significant difference was found in HNK/CD PM and free

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HNK.

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Different models, including Weibull, Higuchi (square root of time equation),

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Ritger-Peppas, Hixcon-Crowell model (cubic root law), zero-order, and first-order

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models, were utilized to fit the results of the mean release profiles. The model that

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fitted the release data more efficiently was selected on the basis of r, that is, a higher r

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corresponds to a better fit. For HNK/CD COMP, r of Weibull model (ln[1/1 – Q] =

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0.6872lnt + 0.7100, r = 0.9 914) was the highest, indicating that the release profile of

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HNK/CD COMP best fitted the Weibull model among all of the models. The release

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profile of HNK/CD PM and HNK fitted well to the Ritger-Peppas model (lnQ =

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0.4023lnt – 1.5494, r = 0.9 870 and lnQ = 0.5012lnt – 1.9532, r = 0.9 953,

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respectively).

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3.5 Pharmacokinetic analysis of HNK in rats HNK/CD COMP and HNK suspensions were administered to the male

Sprague-Dawley rats to evaluate the enhanced bioavailability in vivo at post-oral administration. The validated HPLC method was employed in the pharmacokinetic

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analysis. A good linear relationship was obtained for HNK with concentration ranging

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from 0.0355 to 9.0909 µg·mL–1. The relative standard deviation of HNK for inter-day

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and intra-day precision and accuracy at low, medium and high concentration (0.0450,

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2.2727 and 9.0909 µg·mL–1) was below 8.02%. The recoveries of HNK at the up

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three concentrations were 112.91, 106.84%, 100.88%. The limit of quantification

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(LOQ) for HNK was 0.0355 µg·mL–1. Satisfactory results were obtained after a single

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oral or intravenous dose were administered.

after

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Non-compartmental pharmacokinetic analysis was performed to evaluate HNK/CD

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COMP and HNK suspensions after these drugs were orally administered. The

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valuable pharmacokinetic parameters are listed in Table 2. The HNK/CD COMP

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group exhibited a higher HNK maximum plasma concentration (Cmax) than that of

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the HNK suspension group (Fig. 6A; Table 2). AUC0-t and Cmax of the HNK/CD

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COMP group were 1.58 and 1.23 times higher than those of the HNK suspension

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group, respectively. This result indicated that SB-β-CD significantly enhanced the

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relative bioavailability of HNK (p < 0.01). The apparent volume of distribution (V) of

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HNK/CD COMP and HNK suspensions were 267.57 ± 97.48 and 191.93 ± 67.29,

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HNK

suspensions

were

orally administered.

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COMP and

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HNK/CD

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Figure 6A shows the mean plasma concentration versus the time profiles of HNK

308

respectively (Table 2). The body CL of HNK suspension was approximately three fold higher than that of HNK/CD COMP. Tmax and t1/2 of the HNK/CD COMP group displayed a statistically significant difference compared with those of the HNK suspension (p < 0.05). These results indicated that SB-β-CD significantly increased the absorption but delayed the elimination of HNK.

324

As a traditional administration route in clinical therapy, intravenous injection

325

could work rapidly and prevent the first-pass effect. HNK could not be prepared into

326

the solution injection because of its limited solubility. Using SB-β-CD, we found that

15

Page 15 of 31

the apparent solubility of HNK was increased significantly. Therefore, the preparation

328

of HNK solution injection is possible. Hence, the pharmacokinetics of HNK/CD

329

COMP after intravenous injection in rats was also investigated. The plasma

330

concentration-time curve of HNK/CD COMP after administration to rats is shown in

331

Fig. 6B, and their key pharmacokinetic parameters are listed as follows: Cmax = 5.31 ±

332

0.84 mg/L, Tmax = 0.05 ± 0.02 h, and AUC0-t = 5.61 ± 1.08 mg h/L. These data are

333

valuable references for the clinical application of HNK.

334

4. Conclusion

an

us

cr

ip t

327

In this study, the inclusion complex of HNK and SB-β-CD was successfully

336

prepared using a freeze-drying method. The solubility enhancement of HNK was

337

investigated by the phase-solubility method, and the phase-solubility curves showed a

338

typical AL-type, indicating the formation of 1:1 (HNK: SB-β-CD) inclusion complex.

339

Moreover, the formation of the inclusion complex was characterized by FT-IR and

341 342 343

d

te

Ac ce p

340

M

335

DSC. The apparent water solubility of HNK was significantly improved after this molecule formed a complex with SB-β-CD. The HNK/CD COPM exhibited a higher drug release rate than that of the free HNK in vitro. A comparative study of the pharmacokinetics between HNK/CD COPM and free HNK was also performed in rats.

344

The in vivo results indicated that AUC0-t and Cmax of HNK/CD COPM resulted in an

345

approximately 158% and 123% increase compared with those of the free HNK,

346

respectively. These results suggest that SB-β-CD will be potentially useful in the

347

delivery of poorly soluble drugs, such as HNK.

16

Page 16 of 31

348 349

Acknowledgments This project was supported by Natural Science Foundation Project of CQ CSTC

351

(No. cstc2012jjA10021), the National Research Foundation for the Doctoral Program

352

of Higher Education of China (No. 20125503120003), Scientific and Technological

353

Research Program of Chongqing Municipal Education Commission (Grant No.

354

KJ110323 and KJ120307), Chongqing Board of Health Project (2013-2-060),

355

Chongqing Yuzhong District Science and Technology Project (No. 20100203),

356

Students' Research and Innovation Experimental Project of Chongqing Medical

357

University (201244, 201229, 201217) and Students' Scientific Research Fund of "star

358

of HIFU" (XS201309).

M

an

us

cr

ip t

350

te

d

359 360

362 363 364 365 366 367

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Zhang, J., & Ma, P. X. (2013). Cyclodextrin-based supramolecular systems for drug delivery: recent

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Zhang, W., Gong, X., Cai, Y., Zhang, C., Yu, X., Fan, J., & Diao, G. (2013). Investigation of

451

Ac ce p

452 453 454 455

te

d

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cr

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433

water-soluble inclusion complex of hypericin with beta-cyclodextrin polymer. Carbohydr Polym, 95(1), 366-370.

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Page 20 of 31

455 456 Fig.1. The chemical structure of HNK (A) and SB-β-CD (B).

ip t

457 458

Fig. 2. Phase solubility diagram of HNK and SB-β-CD at 25, 37, and 50 °C (n=3, error bars are

460

smaller than symbols)

us

cr

459

461

Fig. 3. Differential scanning calorimetry (DSC): A. HNK; B. HNK/CD PM; C. SB-β-CD; D.

463

HNK/CD COMP.

an

462

465

M

464

Fig.4. FT-IR spectra of HNK(A), SB-β-CD (B), HNK/CD PM(C) and HNK/CD COMP(D).

te

d

466

Fig. 5. Mean (n=3) release curves of HNK/CD COMP (cycle), HNK/CD PM (square) and HNK

468

(triangle) in 0.1mM PBS(pH 7.4 ).

469 470 471 472

Ac ce p

467

Fig. 6. Mean plasma concentration–time profiles of HNK in rats (n =6): (A) HNK suspension and HNK/CD COMP solution after oral administration, (B) HNK/CD COMP solution via intravenous.

473 474 475 476 21

Page 21 of 31

477 478

ip t

479

an

us

cr

480

484 485 486 487 488 489

d te

483

Fig. 1. The chemical structure of HNK (A) and SB-β-CD (B).

Ac ce p

482

M

481

490 491 492 493

22

Page 22 of 31

494 495

ip t

496

cr

20 15

25 ℃

10

37 ℃

5 0

0

5 10 15 20 25 Concentration of SB--CD (mM)

us

50 ℃

30

an

Solubility of HNK (mM)

25

497

Fig. 2. Phase solubility diagram of HNK and SB-β-CD at 25, 37, and 50 °C (n=3, error bars are

499

smaller than symbols)

502 503 504 505 506

d te

501

Ac ce p

500

M

498

507 508 509 510

23

Page 23 of 31

M

an

us

cr

ip t

511

512

te

d

513

Fig. 3. Differential scanning calorimetry (DSC): A. HNK; B. HNK/CD PM; C. SB-β-CD; D.

515

HNK/CD COMP.

516 517 518 519

Ac ce p

514

520 521 522 523

24

Page 24 of 31

524

526 527 528 529 530

Ac ce p

te

d

M

an

us

cr

ip t

525

Fig. 4. FT-IR spectra of HNK(A), SB-β-CD (B), HNK/CD PM(C) and HNK/CD

COMP(D).

531 532 533 534

25

Page 25 of 31

535 536

538

cr

HNK

80

HNK/CD PM

60

us

HNK/CD COMP

40 20

an

Cumulative release rate(%)

100

ip t

537

0 0

5

10

15

20

Time (h)

M

539

25

Fig. 5. Mean (n=3) release curves of HNK/CD COMP(cycle), HNK/CD PM (square) and HNK

541

(triangle) in 0.1mM PBS(pH 7.4 ).

544 545 546 547

te

543

Ac ce p

542

d

540

548 549 550 551 26

Page 26 of 31

552 553

ip t

554

an

us

cr

555

557 558 559 560 561

Ac ce p

te

d

M

556

Fig. 6. Mean plasma concentration–time profiles of HNK in rats (n =6): (A) HNK suspension and HNK/CD COMP solution after oral administration, (B) HNK/CD COMP solution via intravenous.

562 563

27

Page 27 of 31

563 564

566

Table 1. The main thermodynamic parameters of HNK/SBECD

cr

567

ip t

565

Table 2. The key non-compartmental parmacokinetic parameters of HK and HNK-SBECD (n=6,

569

x ±s)

us

568

an

570 571

M

572

576 577 578 579 580

te

575

Ac ce p

574

d

573

581 582 583 584

28

Page 28 of 31

585 586

Table 1. The main thermodynamic parameters of HNK/SBECD Regression equation

K1:1 -1

(L.mol )

(°C)

△G (KJ.mol-1)

y=0.580x-0.077,

3945

( r=0.9972) y=0.631x-0.144,

4407

M

37

y=0.717x+0.239,

5027

(KJ.mol-1)

(J.mol-1.k-1)

-21.636

7.765

94.86

-22.636

te

50

d

( r=0.9963)

△S

-20.525

an

25

△H

cr

Temperature

us

588

ip t

587

589 590 591 592 593

Ac ce p

(r =0.9979)

594 595 596 597

29

Page 29 of 31

598 599

ip t

600 601

cr

602

Table 2. The key non-compartmental parmacokinetic parameters of HK and HNK-SBECD (n=6,

604

x ±s) parameter

HNK (0.5%CMC-Na)

AUC0-t (mg h/L)

6.59±1.43

10.44±0.75

AUC0-∞ (mg h/L)

7.38±1.74

15.27±3.14

12.83±5.55

18.17±1.15

MRT0-∞ (h)

HNK-SBECD

an

M d

MRT0-t (h)

41.02±14.38

Cmax (mg/L)

0.70±0.21

0.86±0.16

Tmax (h)

0.47±0.15

0.14±0.08

t1/2 (h)

13.00±6.58

23.37±5.69

Vd (L/kg)

191.93±67.29

267. 57±97.48

CL (L/h/kg)

11.54±3.56

4.14±2.21

te

17.66±9.00

Ac ce p

605

us

603

606

30

Page 30 of 31

606 607

Highlight:

609

►Inclusion complex of honokiol and SB-β-CD was prepared and characterized.

610

►The inclusion complex exhibited a higher drug release rate than free honokiol in

611

vitro.

612

►The bioavailability of honokiol was significantly improved by complexation with

613

SB-β-CD.

us

cr

ip t

608

Ac ce p

te

d

M

an

614

31

Page 31 of 31