Mechanisms of Antidepressant Response to Electroconvulsive Therapy Studied With Perfusion Magnetic Resonance Imaging

Mechanisms of Antidepressant Response to Electroconvulsive Therapy Studied With Perfusion Magnetic Resonance Imaging

Accepted Manuscript Mechanisms of antidepressant response to ECT studied with perfusion MRI Amber M. Leaver, PhD, Megha Vasavada, PhD, Shantanu H. Jos...

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Accepted Manuscript Mechanisms of antidepressant response to ECT studied with perfusion MRI Amber M. Leaver, PhD, Megha Vasavada, PhD, Shantanu H. Joshi, PhD, Benjamin Wade, PhD, Roger P. Woods, MD, Randall Espinoza, MD MPH, Katherine L. Narr, PhD PII:

S0006-3223(18)31892-4

DOI:

10.1016/j.biopsych.2018.09.021

Reference:

BPS 13651

To appear in:

Biological Psychiatry

Received Date: 13 March 2018 Revised Date:

10 September 2018

Accepted Date: 23 September 2018

Please cite this article as: Leaver A.M., Vasavada M., Joshi S.H., Wade B., Woods R.P., Espinoza R. & Narr K.L., Mechanisms of antidepressant response to ECT studied with perfusion MRI, Biological Psychiatry (2018), doi: https://doi.org/10.1016/j.biopsych.2018.09.021. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

ACCEPTED MANUSCRIPT Mechanisms of antidepressant response to ECT studied with perfusion MRI Short Title: Perfusion MRI and antidepressant mechanisms of ECT 1,3

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Amber M. Leaver PhD *, Megha Vasavada PhD , Shantanu H. Joshi PhD , Benjamin Wade PhD , Roger P. Woods 1,2 2 1,2 MD , Randall Espinoza MD MPH , Katherine L. Narr PhD 1

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Ahmanson-Lovelace Brain Mapping Center, Department of Neurology, University of California Los Angeles, Los Angeles, CA, 90095 2 Department of Psychiatry and Biobehavioral Sciences, University of California Los Angeles, Los Angeles, CA, 90095 3 Department of Radiology, Northwestern University, Chicago, IL, 60611

*Corresponding Author:

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Address: 737 N Michigan Ave Suite 1600 Chicago, IL 60611 Phone 312 694 2966 Fax 310 926 5991 Email [email protected]

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Amber M. Leaver Ph.D.

Key words: electroconvulsive therapy, depression, seizure, fMRI, cerebral blood flow, hippocampus

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Word count, abstract: 250 Word count, main text: 3,997 Figures: 5 Tables: 2 Supplement: 1 document (Text, 1 Table, 1 Figure)

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ABSTRACT

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severe depression, though how this relates to antidepressant response is less clear. Arterial spin-labeled (ASL) functional

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MRI (fMRI) tracks absolute changes in cerebral blood flow (CBF) linked with brain function, and offers a potentially

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powerful tool when observing neurofunctional plasticity with fMRI.

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INTRODUCTION: Converging evidence suggests electroconvulsive therapy (ECT) induces neuroplasticity in patients with

METHODS: Using ASL-fMRI, we measured global and regional CBF associated with clinically prescribed ECT and

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therapeutic response in patients (n=57, 30 female) before ECT, after two treatments, after completing an ECT treatment

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“index” (~4 weeks), and after long-term follow-up (6 months). Age- and sex-matched controls were also scanned twice

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(n=36, 19 female), ~4 weeks apart.

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RESULTS: Patients with lower baseline global CBF were more likely to respond to ECT. Regional CBF increased in the

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right anterior hippocampus in all patients irrespective of clinical outcome, both after 2 treatments and after ECT index.

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However, hippocampal CBF increases post-index were more pronounced in nonresponders. ECT responders exhibited

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CBF increases in the dorsomedial thalamus and motor cortex near the vertex ECT electrode, as well as decreased CBF

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within lateral fronto-parietal regions.

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CONCLUSIONS: ECT induces functional neuroplasticity in the hippocampus, which could represent functional precursors

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of ECT-induced increases in hippocampal volume reported previously. However, excessive functional neuroplasticity

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within the hippocampus may not be conducive to positive clinical outcome. Instead, our results suggest that, although

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hippocampal plasticity may contribute to antidepressant response in ECT, balanced plasticity in regions relevant to

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seizure physiology including thalamo-cortical networks may also play a critical role.

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ACCEPTED MANUSCRIPT 1 2 3

INTRODUCTION

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and response times (≤1 month) superior to other currently available treatments (1–3). With ECT, a controlled transient

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seizure is elicited every 2-3 days over 2-4 weeks with anesthesia and muscle relaxants, and is sometimes followed by

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maintenance treatments after the ECT index phase (4). Although generalized seizures are elicited, a growing body of

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evidence suggests that ECT induces structural and functional neuroplasticity in specific brain structures and networks,

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though how these changes relate to therapeutic response remains less clear (5–11).

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Electroconvulsive therapy (ECT) is an effective intervention for severe major depression, with response rates (50-80%)

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An increasing number of neuroimaging studies have addressed the neural effects of ECT, implicating several regions

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throughout the brain. ECT-related hippocampal volume enlargements are most replicated (10, 11), complementing reports

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of decreased hippocampal volume in depression (12) and functional plasticity in hippocampal networks with ECT (13, 14).

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Electroconvulsive shock, the animal model of ECT, is shown to promote neurotrophic effects including hippocampal

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neurogenesis (15, 16), which may explain neuroplastic effects in humans. However, links between hippocampal plasticity

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and symptom improvement in ECT are less replicated and a subject of debate (17, 18). Further, ECT-related changes in

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several other brain regions have been identified, including the ACC (7–9, 19), thalamus (5, 20–22), basal ganglia (14, 23),

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and amygdala (11, 24). A complete mechanistic understanding of ECT and its success as an antidepressant treatment

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thus remains elusive.

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A critical issue in ECT research is parsing the nonspecific effects of ECT from those effects related to (and perhaps

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responsible for) antidepressant response to ECT. Although considered the “gold standard” treatment for intractable major

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depression, not all patients respond to ECT; for example, just over half (55-65%) experience remission when using right-

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unilateral ECT with optimal parameters (25, 26). Therefore, brain networks affected by ECT-induced seizures in all

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patients may differ from, or only partially overlap, networks supporting improved depressive symptoms. Previously

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reported ECT-related effects may thus not underlie clinical outcome, but instead reflect nonspecific physiological effects of

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ECT.

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In the current study, we use arterial spin-labeled (ASL) perfusion fMRI to track absolute changes in cerebral blood flow

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(CBF) at rest (i.e., “functional neuroplasticity”) associated with the lasting effects of ECT itself, as well as antidepressant

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response to ECT. Application of ASL-fMRI offers a novel, complementary contribution to existing functional neuroimaging

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literature with certain advantages. Most importantly, ASL-fMRI offers an absolute measure of brain function like positron 3

ACCEPTED MANUSCRIPT emission tomography (PET) and single-photon emission computed tomography (SPECT), but without the use of

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radioactive tracers and with greater spatial resolution. Since ASL-fMRI offers an absolute metric of blood flow (i.e.,

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mL/min/100g), it provides an important advantage over more widely used blood-oxygenation-level-dependent (BOLD)

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fMRI, where relative metrics (i.e., arbitrary units) indirectly estimate brain function by determining: A) changes in BOLD

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signal between active and rest or baseline conditions, or B) correlations in BOLD timecourses amongst brain regions to

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infer “functional connectivity.” Thus, ASL-fMRI is particularly well-suited for multi-session longitudinal studies, where CBF

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changes can be more directly interpreted as changes in brain function over time. To our knowledge, no previous ECT

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studies have measured CBF changes with ASL-fMRI, and thus ours constitutes a novel contribution to the field.

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Here, we measure global and regional CBF with ASL-fMRI in depressed patients followed prospectively while receiving

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ECT, as well as non-depressed control volunteers not receiving treatment. We report CBF changes associated with ECT

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and therapeutic response occurring after the initial 2 ECT sessions and after the ECT “index” treatment series. We

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hypothesized that, while some CBF changes would occur in all patients regardless of ECT outcome, separable brain

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regions would associate with positive antidepressant response. We also explored the extent to which acute and post-

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index functional neuroplasticity is maintained 6-months after treatment. Finally, because CBF measured with ASL-fMRI

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can be related to tissue content (27), we explored relationships, if any, between CBF and gray-matter (GM) plasticity.

MATERIALS AND METHODS Subjects

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Patients (n=57) and demographically similar non-depressed volunteers (n=36) gave informed written consent to participate in this UCLA IRB-approved study. All patients were diagnosed as experiencing a major depressive episode

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(MDE; DSM-IV-TR(28)), and were treatment refractory (i.e., did not respond to 2+ prior antidepressant therapies). Patients

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with comorbid psychiatric or neurological disorders, or concurrent serious illness were excluded. All patients ceased

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psychotropic medications (antidepressants and benzodiazepines) at least 48-72 hours prior to and for the duration of the

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index treatment, and had not received neuromodulation treatment within 6 months prior. For healthy volunteers, exclusion

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criteria included any history of serious illness, neurological disorders, or psychiatric disorders (Mini-International

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Neuropsychiatric Interview (29)).

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Depressive symptoms were assessed in patients using the Hamilton Depression Inventory (17-item) (30), Montgomery

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Åsberg Depression Rating Scale (31), and Quick Inventory of Depressive Symptomatology (32). Scores on these

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inventories were highly intercorrelated; therefore, clinical response was characterized using a composite score calculated 4

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as the mean proportional change between baseline and post-ECT-index scores (averaged across the three scales). ECT

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responders were identified as having

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publications including participants overlapping with the current cohort reported ECT-related structural (7, 11, 23, 34),

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functional (14, 35, 36), and neurochemical (37, 38) changes, and evaluation of cognitive measures (39).

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Study Visits and ECT

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(Supplemental Methods); 20 were transitioned to bilateral electrode placement per clinical determination (Table 1).

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Patients completed four MRI scans: 1) within 24 hours before first ECT session (baseline), 2) immediately before their

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third ECT appointment (~4 days after baseline), 3) after their clinically determined ECT index series (~4 weeks after

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baseline), and 4) approximately 6 months after ECT index. Non-depressed volunteers completed two MRIs approximately

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4 weeks apart.

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Image Acquisition and Preprocessing

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Methods). ASL images were first corrected for motion (FSL; FMRIB, Functional MRI of the Brain), and then CBF was

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quantified using the simple subtraction method in ASLtoolbox (27). CBF images were registered to T1-weighted

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anatomical scans and MNI templates including interpolation to 2x2x2 mm resolution using SPM8 (Wellcome Trust Centre

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for Neuroimaging) and smoothed (6mm FWHM Gaussian kernel, FSL). Images were then averaged to yield a single CBF

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image per session for subsequent analysis. Voxelwise gray matter volume (GMV) was calculated in SPM8 during

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standard MNI normalization processes. Upon visual inspection, 7 baseline (3 patients, 4 controls) and 13 follow-up (10

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patients, 3 controls) ASL scans were identified to have poor quality (i.e., susceptibility artifacts, slice artifacts, and/or

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global CBF <20 mL/100g/min) and were not analyzed further (Table 1). After preprocessing and normalization, ASL

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images were masked using SPM8’s GM template (>20% probability GM classification), and to ensure a common field of

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view (ASL pseudo-BOLD value > 100 (27) for all images). Because the ASL-fMRI field-of-view did not include the entire

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cerebellum in all subjects, this mask did not include the cerebellum. Global CBF was calculated by averaging voxelwise

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CBF within this mask for each ASL-CBF image. GMV was similarly calculated by averaging voxelwise GMV within the

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mask for each GMV image.

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Statistical Analyses

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≥50% reduction in composite depression scores after ECT index (33). Prior

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Patients volunteered for this research study before initiating a clinically prescribed course of right-unilateral ECT

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ASL functional and T1-weight anatomical images were acquired using a 3T Siemens Allegra scanner (Supplemental

All statistical analyses were completed in R (https://www.r-project.org). See Supplemental Methods for additional details. 5

ACCEPTED MANUSCRIPT 1 Global CBF was analyzed with linear mixed-effects models, targeting a main effect of time (a fixed categorical factor

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including all four timepoints) and ECT response (fixed factor) in depressed patients. Nuisance factors included age, ECT

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lead placement (percentage right-unilateral), total number of treatments (fixed factors), and subject (random factor).

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Pairwise comparisons were applied post hoc to assess significant change between timepoints in patients, as well as

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between patients and controls (nuisance factors: age, global GMV).

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Regional (voxelwise) CBF was analyzed with two omnibus linear mixed-effects models, which specifically targeted

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changes hypothesized to be most neurobiologically relevant to ECT and therapeutic response. These were: (1) changes

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that occurred acutely (pre-treatment vs. after two ECT treatments), and (2) changes that occurred after treatment (pre-

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treatment vs. after ECT index). Here, time was the fixed factor of interest, and nuisance factors included age, change in

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depression score after ECT index, ECT lead placement, total number of treatments (fixed factors), and subject (random

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factor). These models examined effects of ECT on brain function irrespective of antidepressant response; thus, change in

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depression score post-index was a nuisance variable in this analysis. In these voxelwise analyses, a cluster-level

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correction of p(corr) < 0.05 was applied using random field theory (40), with voxelwise threshold p < 0.01.

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In clusters identified by voxelwise tests, post-hoc region of interest (ROI) analyses assessed whether the results of the

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omnibus tests were influenced by tissue content (Supplemental Methods). These analyses used the same linear mixed

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effects models described above, but included mean GMV (calculated using SPM8 as described above) for each ROI as

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an additional fixed nuisance factor. Pairwise post-hoc ROI tests compared CBF between relevant timepoints; each

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timepoint was compared to baseline and its immediate precursor using the same linear mixed effects models to yield five

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distinct tests per ROI. The Bonferroni method corrected for the number of tests performed at each ROI. Post-hoc ROI

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tests also compared GMV across timepoints, also using the same statistical models and Bonferroni-correction, but

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including mean CBF for each ROI as a nuisance factor.

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Additional ROI analyses were applied to CBF data in healthy controls, for each region defined by the previously described

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omnibus analyses. First, linear mixed-effects models measured possible CBF change in each region in healthy controls

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(baseline vs. after 4 weeks), with age and GMV as fixed nuisance factors and subject as a random nuisance factor.

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Second, CBF was compared between healthy controls and depressed patients, with age and GMV as fixed nuisance

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factors. 6

ACCEPTED MANUSCRIPT 1 Finally, exploratory analyses attempted to identify regional (voxelwise) CBF changes associated with antidepressant

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response. Here, we separated depressed patients into responders and nonresponders to ECT as described in the

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Subjects section. In these analyses, we examined changes between baseline and post-index CBF, using the same

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voxelwise and post-hoc ROI statistical tests described above.

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RESULTS Demographic and clinical variables

Depression scores improved significantly after ECT index (p < 0.00001 for all), with 22 of 42 of patients exhibiting at least a 50% reduction in depression scores and 16 patients meeting criteria for remission on any symptom inventory (Table 1;

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see also Table S1). Patients and healthy controls did not differ in age or sex (p > 0.05 for both).

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Global CBF

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patients (p > 0.05, Figure 1). However, there was an overall effect of response, such that CBF was elevated in patients

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who did not respond to ECT (p = 0.02x10-14).

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In pairwise comparisons conducted post hoc separately for responders and nonresponders (Figure 1A), global CBF was

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elevated in nonresponders at baseline compared to both responders (p = 0.004) and healthy controls (p = 0.027), while

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baseline global CBF was not different between responders and controls (p = 0.541). Global CBF was also elevated in

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nonresponders after ECT index (vs. controls p = 0.027; vs. responders p = 0.06) and at the 6-month follow-up visit at the

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trend level (vs. controls p = 0.056 vs. responders p = 0.177). However, global CBF did not differ between responders and

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nonresponders after 2 treatments (p = 0.181), indicating an acute increase in global CBF occurred in responders at this

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timepoint (p = 0.003).

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In analyses addressing the relationship between baseline global CBF and ECT response, change in depression scores

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after ECT index correlated with baseline global CBF (i.e., patients with lower baseline CBF were more likely to improve,

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Figure 1B).

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Regional CBF: acute changes after 2 ECT sessions

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identified in the dorsal caudate after two ECT treatments (Figure 2). This cluster did not appear to overlap the amygdala

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(e.g., Figure 2A, bottom left panel), though previous studies demonstrated ECT effects in this region (24, 41, 42). These 7

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Global CBF did not change over time in patients or controls, nor was there a significant response-by-time interaction in

In all depressed patients, acute CBF increases were noted in the right anterior hippocampus, and CBF decreases were

ACCEPTED MANUSCRIPT acute effects persisted in post hoc ROI analyses when controlling for GMV. Additional pairwise comparisons between

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other timepoints indicated that CBF remained significantly elevated in the right anterior hippocampus after ECT index and

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6 months post-index compared to baseline measurements (Figure 2B). Notably, regional GMV in this anterior

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hippocampal region increased after ECT index as indicated previously for this dataset (41) and others (13, 24, 43, 44);

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however GMV did not significantly increase acutely (after 2 sessions Figure 2C, left panel). Post-hoc analyses also

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indicated that acute CBF decreases in bilateral dorsal caudate returned to baseline levels after ECT index, and this

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transient CBF decrease was accompanied by a transient increase in GMV. Coordinates for these and all other analyses

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are displayed in Table 2.

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Regional CBF: changes after ECT index

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posteriorly than the site of acute change described above. Post-hoc ROI analyses indicated CBF increases occurred both

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acutely and post-index when controlling for GM content (Figure 3B), with corresponding GM increases occurring after

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ECT index that were maintained for 6 months after index (Figure 3C).

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After ECT index, CBF increased in the anterior portion of the right hippocampus (Figure 3A), extending slightly more

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CBF increases were also observed in bilateral ventral basal ganglia, overlapping the ventral striatum and pallidum (Figure

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3A). Here, post-hoc tests indicated that post-index CBF increases persisted when controlling for GMV (Figure 3B). GMV

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did not change significantly in these regions over time (Figure 3C).

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Exploring regional CBF with respect to antidepressant outcome

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in the bilateral thalamus and left somatomotor cortex after ECT index, while decreases were observed in lateral parietal

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and inferior frontal cortices, as well as the precuneus (Figure 4A). These effects persisted in post-hoc analyses

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controlling for regional GMV. CBF did not change significantly in these regions in ECT-nonresponders or controls.

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Notably, CBF in bilateral thalamus was lower in ECT-responders prior to treatment when compared to both

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nonresponders and controls.

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In exploratory analyses targeting regional CBF separately in patients who responded to ECT, CBF increases were noted

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By contrast, ECT nonresponders exhibited CBF increases after ECT index in a large cluster overlapping the right anterior

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hippocampus and ventral striatum, along with CBF decreases in the posterior cingulate cortex and inferior precuneus

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(Figure 4B). These effects were robust to tissue-content in post-hoc tests, and did not change in responders or controls

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over time. 8

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DISCUSSION

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depression. In our study, we targeted ECT, arguably the most effective fast-acting treatment for severe depression, using

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ASL-fMRI, a powerful and novel quantitative functional neuroimaging technique. Our data demonstrate that ECT is

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associated with increased CBF in a subregion of the right anterior hippocampus in all patients regardless of

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antidepressant outcome. Notably, hippocampal CBF increased acutely after only two treatments, and appeared to

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precede associated GM increases reported previously (24, 41, 43, 44). Furthermore, robust hippocampal and striatal

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plasticity in our study was associated with poor clinical response to ECT, while successful antidepressant response was

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linked to functional changes in other structures like the dorsomedial thalamus and cortical regions. Taken together, our

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results suggest that a balance between functional plasticity in brain regions located near the right-temporal ECT electrode

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(hippocampus, striatum) and plasticity in regions near the vertex electrode and associated with seizure generalization

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(dorsal thalamus and cortex) is key to successful clinical outcome in right-unilateral ECT (Figure 5). Our results also

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indicate that excessive hippocampal plasticity may not be a biomarker of positive ECT outcome.

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Global vs. Regional Neurofunctional Plasticity in ECT

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where seizure activity occurs throughout the brain. A “successful” ECT session is typically defined as inducing a

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generalized seizure, evidenced by highly coordinated seizure activity at all/most recording sites during multi-channel EEG

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and motor symptoms (45). However, there is an abundance of evidence from animal models (46, 47), patients with

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epilepsy (48), and ECT (5, 22, 49) demonstrating that neuronal activity measured during generalized seizures is not

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homogenous throughout the brain (20). Correspondingly, global CBF remained relatively static in our study, while robust

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regional CBF change occurred in circumscribed areas in all patients and according to antidepressant response (discussed

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further below).

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In ECT, alternating electrical current is briefly applied via electrodes placed on the head to elicit generalized seizures,

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Understanding the mechanisms of antidepressant response is paramount to developing more effective treatments for

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Global CBF was, however, associated with ECT outcome. Pre-treatment global CBF was lower in ECT responders than

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both nonresponders and healthy controls, and a modest linear correlation between pre-treatment global CBF and

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symptom change was apparent. Global CBF also increased transiently after the initial two ECT treatments in ECT

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responders. This latter effect supports a previous PET study reporting increased global CBF during ECT-induced

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seizures, though relationships with antidepressant response were not reported (50). However, the nature of this potential 9

ACCEPTED MANUSCRIPT link between lower levels of pre-treatment global brain activity and successful antidepressant response is unclear. Lower

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global function at baseline could prevent neuronal hyperexcitability during treatment (which can be detrimental to cell

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health), or could allow more capacity for neurons to respond when exposed to ECT-related electric fields and/or seizure

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activity. Future animal studies will be better able to probe this putative relationship between baseline CBF and

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antidepressant response at a cellular level. Clinical studies could also explore whether inducing a state of lower global

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brain function prior to initiating ECT treatment would increase the probability of positive antidepressant outcome. This

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modest effect aside, overall our data support that the effects of ECT are not global, but instead occur in specific brain

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networks relevant to depression and seizure physiology.

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Hippocampal plasticity and ECT outcome

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surrounding regions after treatment, including increases in a variety of neuroimaging markers of gray matter in humans

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(24, 41, 43, 44, 51), increased cellular plasticity including neurogenesis in animal models (15, 16, 52), and several reports

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of associated neurofunctional plasticity (13, 14, 19, 38). Our data corroborate these findings using a novel technique; we

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report that brain activity measured with ASL-fMRI increased in right anterior hippocampus in all volunteers after right-

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unilateral ECT (effects were bilateral at more lenient thresholds). Notably, CBF increased after only two treatments,

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apparently preceding changes in gray-matter volume in this region. These neurofunctional changes could occur alongside

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microstructural changes not resolved by MRI (15, 16, 52), perhaps also related to inflammatory processes (and

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associated neurotrophic effects) (53). Furthermore, when analyzing data from ECT nonresponders separately from

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responders, hippocampal CBF change appeared more pronounced in nonresponders. Previous human neuroimaging

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studies have either reported modest (41) or no (24, 43, 44) correlations (including in meta-analyses (54, 55) and a mega-

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analysis (56)) between improved depressive symptoms and GMV increases in hippocampus and/or surrounding cortical

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tissue. Thus, the nature of the link between hippocampal plasticity and antidepressant response to ECT remains tenuous,

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though our results suggest that more may not be beneficial when it comes to neurofunctional plasticity in the hippocampus

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and other ventral structures like the striatum. Hippocampal plasticity may also be linked to possible ECT-related memory

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complaints (57), though this area is understudied (39, 58).

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The most consistent finding reported across the ECT literature is increased structural plasticity of the hippocampi and

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Perhaps the most parsimonious explanation of ECT-related hippocampal plasticity is the long-term consequences of

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seizure activity due to its proximity to the temporal electrode(s). The anteromedial temporal lobes are highly susceptible to

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seizures as indicated by the epilepsy literature (59). SPECT studies have shown increased activity in anteromedial 10

ACCEPTED MANUSCRIPT temporal regions at the beginning of the ECT session, which is often interpreted as reflecting seizure initiation (60). After

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seizure initiation, however, brain-activity changes occur elsewhere during ECT-induced seizures, typically including

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increased thalamic and brainstem activity coupled with decreased cortical activity (50, 60–62) consistent with patterns of

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long-term changes we report in ECT responders (discussed below). Given the complexity of current models of both

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seizure neurophysiology and depressive neuropathophysiology, the hippocampus is unlikely to be the sole (or perhaps

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even the most) critical component of the mechanisms of antidepressant response to ECT.

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Relevance of dorsal thalamo-cortical regions to ECT physiology

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and healthy controls. These thalamic CBF levels increased, or “normalized,” acutely after two ECT treatments in ECT

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responders and remained stable through the 6-month follow-up MRI. The thalamus has been linked to the propagation of

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generalized seizures in animal models (63, 64), and the thalamus and/or thalamo-cortical networks are thought to play an

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important role in the generalization of seizures during ECT (60, 65), which may be critical to its clinical success (66).

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Acute increases in thalamic activity in responders were accompanied by decreased cortical activity in lateral frontal and

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parietal areas in our study, similar to patterns reported in SPECT studies tracking real-time changes in brain activity

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during generalized seizures induced during ECT (thalamic and brainstem increases, cortical decreases) (50, 60–62).

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Clearly, generalized seizures occur in both responders and nonresponders to ECT; this is closely monitored during each

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treatment (45). However, our data suggest that perhaps the lasting neuroplastic effects of seizure generalization (i.e.,

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long-term plasticity in thalamo-cortical networks occurring during ECT index) are more pronounced in ECT responders.

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Patients who responded to ECT in our study had lower thalamic CBF before treatment compared to both nonresponders

ECT responders also exhibited increased CBF in somatomotor cortices contralateral to the position of the vertex

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electrode, which is just right of midline in right unilateral ECT (67). Our group and others have reported links between ECT

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and motor/supplementary-motor regions (35, 68–70), which could be relevant to avolitional and amotivational symptoms

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often associated with depression (though complex goal-oriented and motor-planning behavior is typically linked to more

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rostrofrontal structures (71)). Animal studies also show that lateral somatomotor cortex is susceptible to “kindling” (i.e., the

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initiation of seizure activity with electrical stimulation) (72, 73). Given the proximity of our reported effect in lateral

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somatomotor cortex to the vertex electrode, it is also possible that CBF increases in this region reflect the lasting

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neuroplastic effects of motor-cortex seizure activity initiated under or near the vertex electrode, and/or the effects of

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alternating current applied at the vertex electrode during treatment.

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ACCEPTED MANUSCRIPT 1 2 3

Conclusions and Limitations

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the right-temporal (hippocampus, ventral striatum) and vertex (somatomotor cortex) electrodes, as well as regions linked

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to seizure generalization (thalamus, cortex), may be critical to positive outcome. By contrast, “too much” plasticity in

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regions near the right-temporal electrode (hippocampus, ventral striatum) may not be conducive to positive outcome.

7

Thus, although the distribution of electrical current applied at each electrode may be comparable during ECT (74, 75) and

8

all patients experience generalized seizures (45), the regional distribution of ECT-induced seizure activity and/or its lasting

9

functional effects may differ according to antidepressant response (Figure 5).

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Taken together, our results suggest that balanced neurofunctional plasticity across putative sites of seizure initiation near

Our results require further empirical validation in independent samples and using complementary model systems and

12

techniques. We interpreted our results as reflecting the long-term effects of seizure activity; however, future longitudinal

13

studies monitoring brain activity during ECT-induced seizures (e.g., high-field EEG, SPECT, high-resolution PET-MRI) will

14

be able to directly assess these relationships, and their consequences for antidepressant response. Such studies could

15

also address relationships between pre-treatment brain “states” and patterns of seizure activity elicited during ECT with

16

respect to outcome. Several additional limitations could be addressed by future research (see also Supplemental

17

Discussion). Our sample was intentionally heterogeneous to boost generalizability and translational value (76), yet multi-

18

site studies with larger sample sizes are needed to parse the potential contributions of diagnosis, co-morbidities, ECT

19

stimulation parameters, cognitive outcomes (39, 57), antidepressant treatment history, and other factors on ECT-induced

20

neuroplasticity. The cerebellum is linked to seizure termination in both humans (61) and animal models (77, 78), and yet

21

was excluded from our analyses because it was not fully captured by our field-of-view. New ASL sequences with

22

improved spatio-temporal resolution will be helpful in measuring the effects of ECT on the cerebellum and smaller

23

structures like the amygdala. Finally, our interpretation is speculative (Figure 5); however, the field is need of testable,

24

mechanistic models beyond the continued characterization of ECT. We propose this interpretation with the goal of

25

informing much-needed future research.

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ACKNOWLEDGEMENTS

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MH102743 to Dr. Narr, the Muriel Harris Chair in Geriatric Psychiatry to Dr. Espinoza, as well as the Brian and Behavior

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Research Foundation, a NARSAD Young Investigator award to Dr. Leaver.

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All authors report no biomedical financial interests or conflicts of interest.

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CONFLICT OF INTEREST

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This work was supported by the NIH, including R01 MH092301 and U01 MH110008 to Drs. Narr and Espinoza and K24

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FIGURE CAPTIONS

4

black solid line) and nonresponders (NR, gray dashed lines) to ECT, measured before treatment (“0”), after 2

5

treatments or approximately four days later (“+4d”), after ECT index approximately four weeks after baseline

6

(“+4w”), and 6 months after finishing ECT treatment (“+6m”). Global CBF is also plotted for healthy control

7

volunteers (HC, open gray circles), measured at baseline and approximately 4 weeks later (HC did not receive

8

ECT). Error bars reflect standard error. B. Baseline global CBF is plotted for each patient against change in

9

depression scores after ECT treatment (where -1 = 100% reduction/improvement). Regression line highlights a

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Figure 1. Global CBF and antidepressant response to ECT. A. Mean global CBF is plotted for responders (R,

modest negative correlation between these values, p = 0.02.

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Figure 2. Acute regional CBF change after two treatments. A. Basal brain function measured with CBF

13

increased in right anterior hippocampus after 2 ECT treatments (orange), and decreased in bilateral dorsal

14

basal ganglia (caudate, blue voxels). B & C. Mean regional CBF (corrected for global CBF) and mean regional

15

GM volume (GMV, corrected for global GM) are plotted for the significant results shown in A at top (B) and

16

bottom (C) panels, respectively. Data for patients is plotted in black lines; open circles reflect data from healthy

17

controls. The results of post-hoc pairwise comparisons amongst timepoints of interest in patients are indicated

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below each graph (Bonferroni corrected, p(corr) < 0.05).

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Figure 3. Regional CBF change after ECT treatment (index series). A. Basal brain function measured with

21

CBF increased in three regions after ECT treatment (orange), including the right anterior hippocampus and

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bilateral ventral basal ganglia. B & C. Mean regional CBF (corrected for global CBF) and mean regional GM

23

volume (GMV, corrected for global GM) are plotted for three regions surviving cluster-level thresholding at top

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(B) and bottom (C) panels, respectively. Black lines reflect means for patients, open circles plot means for

25

healthy controls, and standard error bars are plotted for both groups. The results of post-hoc pairwise

26

comparisons amongst time-points of interest are indicated below each graph (p(corr) < 0.05, Bonferroni

27

correction). Note that analyses of CBF shown in B statistically control for cluster GMV, and vice versa for panel

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C.

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ACCEPTED MANUSCRIPT Figure 4. Exploratory analyses yielded different patterns of regional CBF change after ECT treatment (index

2

series) in Responders and Nonresponders. A. In ECT responders, basal brain function measured with CBF

3

increased in the thalamus, brainstem, and left somatomotor cortex after ECT treatment (orange), and

4

decreased the regions of the right lateral frontal and parietal cortex (blue). Mean CBF values (corrected for

5

global CBF) are plotted for each region below, with solid black lines indicating responders, gray dashed lines

6

indicating nonresponders, and open circles reflecting data from healthy controls. Error bars mark standard

7

error. Statistically significant (p(corr) < 0.05, Bonferroni correction) changes over time are plotted for

8

responders in solid black lines (R, top); nonresponders and healthy controls did not change over time (n.s.). B.

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Regions of significant change in CBF after ECT index are shown for nonresponders, including increased CBF

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(orange) in right hippocampus and bilateral ventral basal ganglia and decreased CBF in posterior cingulate

11

cortex (blue). At right, mean CBF (corrected for global values) are plotted for responders in black,

12

nonresponders in gray dashed lines, and for healthy controls in open circles. Again, error bars reflect standard

13

error. Significant pairwise tests for these regions are indicated below each plot for nonresponders in gray

14

dashed lines (p(corr) < 0.05, Bonferroni correction); responders and healthy controls did not change over time

15

(n.s.).

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Figure 5. Results Summary: Balanced Long-Term Neuroplastic Effects in ECT. We propose that a balance in

18

functional neuroplasticity in brain regions associated with the three well-known stages of seizure progression –

19

initiation (green), generalization (blue), and termination (red) – may be an indicator of positive antidepressant

20

response to ECT. This schematic summarizes the results of our study in ECT responders, who exhibited CBF

21

changes in right hippocampus and somato-motor cortex (green) and thalamo-cortical regions (blue). The

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cerebellum (red) was not measured (as indicated by the question mark), but has been linked to seizure

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termination in previous studies and may also play a role in ECT.

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TABLES Table 1. Demographic and clinical information Depressed Sample Size Age, mean (SD)

Controls

n = 57

n = 36

41.42 (12.98)

39.06 (12.29)

30/27

19/17

Sex, females/males Diagnosis, unipolar/bipolar

47/10

ECT lead placement, only-RUL/other

37/20

ECT outcome (any scale), responder/nonresponder

25/21

ECT outcome (composite), responder/nonresponder

19/27

Age at 1st diagnosed depressive episode, mean (SD)

25.30 (11.46) Post-2tx

Post-Index/4wk

Post-6mo

HAM-17, mean (SD)

23.88 (5.94)

18.08 (6.93)a

13.26 (7.46) a,b

11.52 (8.22)a

MADRS, mean (SD)

37.64 (8.49)

29.0 (10.97) a

QIDS-SR, mean (SD)

19.75 (4.12)

15.84 (5.99)

a

Corrected Sample Size (after attrition and MRI QC)

n = 57

n = 51

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Baseline

19.05 (11.26) a,b 11.26 (5.77) n = 43

a,b

Baselin e

Post-4wk

n = 32

n = 33

16.81 (12.76)a

10.48 (6.30) a n = 27

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Clinical Information

Results of paired t-tests for depression scores are indicated as follows: a significant difference between baseline and follow-up, p < 0.0001, b Significant difference from previous visit, p < 0.005; Baseline depression scores were missing for a single volunteer due to clerical error, and this volunteer was not included in any calculations or analyses requiring depression scores.

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ACCEPTED MANUSCRIPT Table 2. Regional CBF change with ECT MNI Coordinates (Center of Gravity)

Baseline vs. +2tx

Right hippocampus

31.2

-13.1

-24.8

370

0.0328

Caudate

-2.7

-9.3

19.5

797

0.000188

Left putamen & accumbens Right putamen & accumbens

-15.1

-21.1

550

0.00785

3.3

-2.9

622

0.00363

21.1

2.8

-2.9

477

0.0177

Left thalamus

-10.9

-14.5

-3.0

1133

2.50E-06

Left somatomotor cortex

-22.7

-10.2

60.4

879

3.68E-05

Left occipital cortex

-13.7

-90.5

0.6

321

0.0438

Right angular gyrus

49.4

-50.2

24.0

2260

1.09E-10

Right frontal operculum

43.6

13.0

3.1

457

0.00622

3.3

-50.2

66.7

344

0.031

Precuneus Right hippocampus & accumbens

29.7

-5.1

-13.8

1931

1.79E-07

Posterior cingulate cortex

-7.3

-58.3

33.3

843

0.000767

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0.9

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0.85 0.55

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T Tests

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1.67

Right Hippocampus

1.66

1.61

+6m

+4w

+6m

Caudate

0.49 0.48

1.59

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+4w

0.5

1.62

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0.51

1.63

1.58

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0.85

0.8

0.8

0.75

0.75

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Right Ventral Basal Ganglia

1.05

0.95

0.9

0.85

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Right Hippocampus

1.23

0 +4d

+4w

+6m

0.87

Left Ventral Basal Ganglia

0.86

1.22

0.75

1.04

0 +4d

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Right Ventral Basal Ganglia

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0.85

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0.98

0.83

1.19

0.82

1.18

0.96

0.81

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1.05

0.95

0.95

0.85

0.85

0.75

0.75

0.8

0.85

0.75 0.7

0.75

0.65

0.65

0.6

0.55

0.55

R NR

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[all n.s.]

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0.75

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Mechanisms of Antidepressant Response to Electroconvulsive Therapy Studied With Perfusion Magnetic Resonance Imaging Supplement

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Supplemental Methods

ECT

In this naturalistic MRI study, patient volunteers underwent a clinically prescribed course of ECT (5000Q MECTA Corp) at the UCLA Resnick Neuropsychiatric Hospital. Treatment was administered by ECT

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attending physicians using standard protocols in an inpatient or outpatient setting. In brief, patients began with right-unilateral lead placement (ultra brief pulse; 5-6x seizure threshold) (1), but transitioned to bitemporal lead placement (2x seizure threshold) if indicated clinically (Table 1). ECT was administered

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three times weekly for an average of 10.9 total treatments (SD=3.8) using short-acting anesthesia and a muscle relaxant. Image Acquisition

Using a 3T Siemens Allegra scanner, continuous ASL images were acquired: 60 volumes (30 label, 30 control), 4x4x7.5 mm3 resolution, 18 axial slices, repetition time 4000 ms, echo time 16 ms, label time 2100 ms, post label delay 1000 ms, and 95% duty cycle. During ASL sequences, subjects were resting with eyes

Statistical Analyses

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closed. A T1-weighted anatomical scan (MPRAGE) was also collected at each session (2–4).

All statistical analyses were completed in R (https://www.r-project.org). Linear mixed-effects models were

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implemented using the lme4 package (5). The oro.nifti package was used for voxelwise analyses (6). Estimating p-values for the contribution of individual model factors (e.g., time in our model) in linear mixedeffects models (LMMs) is a matter of debate amongst statisticians (5, 7, 8). In our study, we followed the

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recommendations of the lme4 R package developers (5) and used likelihood ratio tests to compare two nested LMMs, where the factor of interest (i.e., time) is removed from the “null” model. The values resulting from likelihood ratio tests are asymptotically normal; therefore, chi-squared distributions are used to derive p-values for the contribution of the factor of interest (in our case, time) to the model fit (5). Although we report p-values in the main text and Figures, we also include the difference in Akaike Information Criterion (AIC) for target and null models in Figure S1 for reference. With regard to model terms, we constructed a single target statistical model a priori for the sake of simplicity. Model optimization (e.g., by testing different algorithms, nuisance factors, etc.) would be problematic for voxelwise analyses, which involve many thousands of univariate tests – and thus the potential for many

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different optimal model fits. Future multi-site and/or database studies such as the recently established Global ECT MRI Research Collaboration (GEMRIC) (9) will be better able to address these issues, but their empirical treatment is outside the scope of the current manuscript. We chose nuisance model terms likely to have the strongest effects on CBF and neurobiology of

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antidepressant response to ECT. Age was chosen because it is strongly associated with CBF (10, 11). ECT lead placement and number of treatments both affect ECT “dose” including the amount and distribution of applied current and associated seizure activity, and thus could also affect the lasting neurobiological consequences of ECT. Additionally, both lead placement and number of treatments were associated with clinical decisions made during the course of treatment in relation to symptom change in our sample

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(Supplemental Table), and thus should be controlled when examining the neurobiology of clinical response. Biological sex is clearly relevant to depression, but its links to CBF, as well as ECT- and depression-related neurobiology, are unclear and understudied; therefore, biological sex was not included in our analyses.

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Future studies with larger sample sizes will be better able to address the role of sex and other relevant factors.

Parsing the contribution of tissue content (i.e., partial volume effects) to CBF quantified with ASL-fMRI is not necessarily straightforward. CBF quantification itself makes assumptions regarding tissue content because perfusion profiles differ for gray and white matter, and tissue content can vary from voxel to voxel even within a gray-matter mask (as used in the current study). To address this issue, we used standard

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CBF quantification methods assuming a single tissue distribution (12), and addressed the potential contribution of GMV in post-hoc statistical analyses.

In recent years, neuroimaging researchers have begun to re-examine approaches to statistical analyses,

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specifically with regard to voxelwise tests. One concern is balancing the potential for both Type I and Type II error given the large number of tests performed and the sometimes subtle effects studied. Both the criticism of standard methods and the development of new methods requires extensive tests of various MRI

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modalities, preprocessing parameters, and statistical models (13–15). The thresholds we have chosen for our study are within standard limits (16, 17), though alternatives should be considered in the future. Relatedly, there has been discussion in the field regarding the utility of p-values vs. other statistical metrics addressing significance of model parameters. Thus, for completeness, we also include statistical maps of the difference in Akaike information criterion (AIC) values for the target and null models (i.e., with and without time as a model term, respectively) in the Figure S1. Note that all AIC difference values in regions identified as statistically significant (i.e., p(corr) < 0.05 in Figures 2 and 3) are greater than 2 (18).

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Supplemental Discussion There are several additional potential limitations that warrant discussion, though their thorough empirical treatment is outside the scope of the current study. Study limitations are also discussed in the final section of (and throughout) the main text, as well as the Supplemental Methods above. Additional issues are

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addressed below.

ECT lead placement was not balanced in this naturalistic study – all patients received right-unilateral (RUL) treatment and the majority received only RUL ECT. Perhaps correspondingly, our hippocampal findings were right-lateralized, though effects were bilateral when more permissive thresholds were considered

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(e.g., when dropping cluster-correction). Notably, depressed patients exhibit reduced hippocampal volume bilaterally (19), which could explain the relative increased efficacy of bilateral vs. RUL ECT. Indeed, a recent large-scale analysis of multi-site ECT data indicated that ECT lead placement (bilateral versus RUL)

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affected the extent of volume change in the left, but not the right hippocampus (20). Multi-site studies like these will be better powered to address whether the laterality of functional neuroplasticity in the hippocampus related to ECT lead placement, pathophysiology underlying depression, or a combination of both.

All depressed volunteers were tapered off antidepressant medications prior to our study and beginning ECT. However, long-term use of various antidepressant medications and therapies is a potential

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confounder in all studies of treatment-resistant patients, including the current study. Variable treatment histories may introduce additional variability that prevented us from identifying smaller effects of ECT and antidepressant response to ECT. Maintenance treatment was not controlled in the 6-month period after ECT, which also likely increased variability at this fourth timepoint. This issue may prevent our study and

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others from assessing the “pure” effects of ECT and antidepressant response to ECT. However, given that ECT is typically used in treatment-refractory patients, one may also argue that it is best studied in these most severe cases. A future study including treatment-refractory patients undergoing “treatment as usual”

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may be an interesting way of examining the effects of long-term medication use on the longitudinal studies like this one.

There are several brain regions that have been previously linked to depression and ECT that were not identified in the current study. One of these is the cerebellum, which was omitted from analysis due to restrictions of the ASL-fMRI field of view. Another is the amygdala, which has been repeatedly implicated in depression and ECT (21–23). Our results do not necessarily imply that these structures are not relevant to depression or ECT; rather, technical limitations like limited spatial resolution and/or the modality chosen are more likely explanations. For example, neuro-functional changes in the amygdala after ECT may be

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stimulus-evoked (23) and may not effect “resting” baseline function. Future studies using faster imaging sequences and/or cross-modal analyses will give a more comprehensive view of ECT. Much of our Discussion in the main text emphasizes the role of seizure physiology, specifically hypothesizing that the regional distribution of the long-term effects of ECT-related seizure activity differs

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according to antidepressant response. However, other relevant neurobiological processes warrant discussion. The current study primarily addresses neurofunctional change measured via CBF, yet these are very likely to occur alongside molecular, microstructural, and anatomical changes not measured by this study. Inflammation is a good example. Inflammation is thought to play a role in depression (24–26), and is also modulated by ECT (27). Inflammatory processes are also associated with increased blood flow, though

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the relationship between systemic or neural inflammation and CBF measured with ASL is unclear. Certainly, inflammation is associated with neurotrophic factors (27) that could play a role in ECT-related

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and other factors would be informative.

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neuroplasticity. Multimodal analyses synthesizing ECT’s effects on serum inflammatory markers, MRI data,

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Table S1. Demographic and clinical information for Responders and Nonresponders Responders n = 17 43.53 (13.17) 7/10

Nonresponders n = 26 39.50 (13.97) 16/10

13/4 27.24 (12.31) 15/2 10.35 (2.62)

21/5 23.12 (12.14) 11/15a 12.62 (3.57)a

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Sample Size Age, mean (SD) Sex, females/males Clinical Information Diagnosis, unipolar/bipolar Age at 1st diagnosed depressive episode, mean (SD) ECT lead placement, only-RUL/other Number of ECT Index Treatments

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Baseline Study Visit HAM-17, mean (SD) 27.06 (5.60) 22.27 (4.98)a MADRS, mean (SD) 43.71 (7.40) 33.69 (5.73)a QIDS-SR, mean (SD) 21.71 (3.51) 18.73 (3.99)a Corrected Sample Size (after attrition and MRI QC) 17 26 Post-2tx Study Visit HAM-17, mean (SD) 19.88 (6.20)b,c 16.5 (7.55)a,b,c MADRS, mean (SD) 32.76 (7.78)b,c 25.20 (11.83)b,c b,c QIDS-SR, mean (SD) 16.35 (4.65) 14.60 (6.67)b,c Corrected Sample Size (after attrition and MRI QC) 17 23 Post-Index Study Visit HAM-17, mean (SD) 7.12 (3.53)b,c 17.50 (6.23)a,b,c b,c MADRS, mean (SD) 8.59 (5.30) 26.35 (8.04)a,b b,c QIDS-SR, mean (SD) 6.76 (4.02) 14.23 (4.81)a,b,c Corrected Sample Size (after attrition and MRI QC) 17 26 Post-6mo Study Visit HAM-17, mean (SD) 12.80 (8.23)b,c 10.71 (6.91)b,c b,c MADRS, mean (SD) 18.20 (13.41) 16.00 (11.70)b,c b,c QIDS-SR, mean (SD) 11.13 (5.57) 9.65 (6.11)b,c Corrected Sample Size (after attrition and MRI QC) 13 14 Results of chi-squared and t-tests are indicated as follows: a Significant difference between Responders and Nonresponders, p < 0.05, b significant difference between baseline and follow-up (within group), p < 0.005, c Significant difference from previous visit (within group), p < 0.02. All other comparisons were not significant.

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A. Acute CBF Change After 2 ECT Tx, AIC(target) – AIC(null)

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B. CBF Change After ECT Index, AIC(target) – AIC(null)

Figure S1. Difference in Akaike Information Criterion (AIC) values are displayed for voxelwise analyses of CBF change (A) between baseline and after 2 ECT sessions and (B) baseline and after ECT index. Maps are thresholded using the same criteria as described in the main text (p(corr) < 0.05), but here each voxel’s color indicates the corresponding AIC difference value (key at bottom right in each panel). Difference in AIC between target at null models were above 2 in all voxels shown, with ranges 2.72-13.45 for acute change (panel A) and 2.88-13.71 for post-index change (panel B).

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Supplemental References 1. d’Elia G (1970): Unilateral electroconvulsive therapy. Acta psychiatrica Scandinavica Supplementum. 215: 1–98.

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2. Pirnia T, Joshi SH, Leaver AM, Vasavada M, Njau S, Woods RP, et al. (2016): Electroconvulsive therapy and structural neuroplasticity in neocortical, limbic and paralimbic cortex. Translational Psychiatry. 6: e832. 3. Joshi SH, Espinoza RT, Pirnia T, Shi J, Wang Y, Ayers B, et al. (2015): Structural plasticity of the hippocampus and amygdala induced by electroconvulsive therapy in major depression. Biological Psychiatry. 79: 282–92.

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4. Wade BSC, Joshi SH, Njau S, Leaver AM, Vasavada M, Woods RP, et al. (2016): Effect of Electroconvulsive Therapy on Striatal Morphometry in Major Depressive Disorder. Neuropsychopharmacology. 41: 2481–2491. 5. Bates, Douglas, Mächler, Matin, Bolker, Ben, Walker, Steve (2015): Fitting Linear Mixed-Effects Models Using lme4. Journal of Statistical Software. 67. doi: 10.18637/jss.v067.i01.

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6. Whitcher B, Schmid VJ, Thornton A (2011): Working with the DICOM and NIfTI Data Standards in R. Journal of Statistical Software. 44. doi: 10.18637/jss.v044.i06. 7. Kenward MG, Roger JH (1997): Small Sample Inference for Fixed Effects from Restricted Maximum Likelihood. Biometrics. 53: 983–997. 8. Satterthwaite FE (1946): An Approximate Distribution of Estimates of Variance Components. Biometrics Bulletin. 2: 110–114. 9. Oltedal L, Bartsch H, Sørhaug OJE, Kessler U, Abbott C, Dols A, et al. (2017): The Global ECT-MRI Research Collaboration (GEMRIC): Establishing a multi-site investigation of the neural mechanisms underlying response to electroconvulsive therapy. Neuroimage Clin. 14: 422–432.

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10. Moeller JR, Ishikawa T, Dhawan V, Spetsieris P, Mandel F, Alexander GE, et al. (1996): The metabolic topography of normal aging. J Cereb Blood Flow Metab. 16: 385–398. 11. Zhang N, Gordon ML, Ma Y, Chi B, Gomar JJ, Peng S, et al. (2018): The Age-Related Perfusion Pattern Measured With Arterial Spin Labeling MRI in Healthy Subjects. Front Aging Neurosci. 10. doi: 10.3389/fnagi.2018.00214.

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12. Wang Z, Aguirre GK, Rao H, Wang J, Fernández-Seara MA, Childress AR, Detre JA (2008): Empirical optimization of ASL data analysis using an ASL data processing toolbox: ASLtbx. Magnetic Resonance Imaging. 26: 261–269.

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13. Eklund A, Nichols TE, Knutsson H (2016): Cluster failure: Why fMRI inferences for spatial extent have inflated false-positive rates. Proc Natl Acad Sci USA. 113: 7900–7905. 14. Li H, Nickerson LD, Nichols TE, Gao J-H (2017): Comparison of a non-stationary voxelation-corrected cluster-size test with TFCE for group-Level MRI inference. Hum Brain Mapp. 38: 1269–1280. 15. Mueller K, Lepsien J, Möller HE, Lohmann G (2017): Commentary: Cluster failure: Why fMRI inferences for spatial extent have inflated false-positive rates. Front Hum Neurosci. 11: 345. 16. Poldrack RA, Baker CI, Durnez J, Gorgolewski KJ, Matthews PM, Munafò MR, et al. (2017): Scanning the horizon: towards transparent and reproducible neuroimaging research. Nat Rev Neurosci. 18: 115–126. 17. Worsley KJ, Evans AC, Marrett S, Neelin P (1992): A three-dimensional statistical analysis for CBF activation studies in human brain. Journal of Cerebral Blood Flow and Metabolism. 12: 900–18. 18. Burnham KP, Anderson DR (2004): Multimodel Inference: Understanding AIC and BIC in Model Selection. Sociological Methods & Research. 33: 261–304.

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19. Sheline YI, Sanghavi M, Mintun MA, Gado MH (1999): Depression Duration But Not Age Predicts Hippocampal Volume Loss in Medically Healthy Women with Recurrent Major Depression. J Neurosci. 19: 5034–5043. 20. Oltedal et al. (In Press): Volume of the Human Hippocampus and Clinical Response Following Electroconvulsive Therapy. Biological Psychiatry. . doi: 10.1016/j.biopsych.2018.05.017.

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21. Dukart J, Regen F, Kherif F, Colla M, Bajbouj M, Heuser I, et al. (2014): Electroconvulsive therapyinduced brain plasticity determines therapeutic outcome in mood disorders. Proceedings of the National Academy of Sciences of the United States of America. 111: 1156–61. 22. Joshi SH, Espinoza RT, Pirnia T, Shi J, Wang Y, Ayers B, et al. (2015): Structural plasticity of the hippocampus and amygdala induced by electroconvulsive therapy in major depression. Biological Psychiatry. 79: 282–92.

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23. Redlich R, Bürger C, Dohm K, Grotegerd D, Opel N, Zaremba D, et al. (2017): Effects of electroconvulsive therapy on amygdala function in major depression - a longitudinal functional magnetic resonance imaging study. Psychol Med. 47: 2166–2176. 24. Dowlati Y, Herrmann N, Swardfager W, Liu H, Sham L, Reim EK, Lanctôt KL (2010): A meta-analysis of cytokines in major depression. Biol Psychiatry. 67: 446–457.

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25. Duman RS, Aghajanian GK, Sanacora G, Krystal JH (2016): Synaptic plasticity and depression: new insights from stress and rapid-acting antidepressants. Nat Med. 22: 238–249. 26. Miller AH, Maletic V, Raison CL (2009): Inflammation and its discontents: the role of cytokines in the pathophysiology of major depression. Biol Psychiatry. 65: 732–741.

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27. van Buel EM, Patas K, Peters M, Bosker FJ, Eisel ULM, Klein HC (2015): Immune and neurotrophin stimulation by electroconvulsive therapy: is some inflammation needed after all? Transl Psychiatry. 5: e609.

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