Journal Pre-proof Midterm Outcome of Directional Atherectomy Combined with Drug-Coated Balloon Angioplasty versus Drug-Coated Balloon Angioplasty Alone for Femoropopliteal Arteriosclerosis Obliterans. Zhiwen Cai, Lianrui Guo, Lixing Qi, Shijun Cui, Zhu Tong, Jianming Guo, Zhonggao Wang, Yongquan Gu PII:
S0890-5096(19)30589-8
DOI:
https://doi.org/10.1016/j.avsg.2019.06.014
Reference:
AVSG 4551
To appear in:
Annals of Vascular Surgery
Received Date: 13 March 2019 Revised Date:
24 May 2019
Accepted Date: 4 June 2019
Please cite this article as: Cai Z, Guo L, Qi L, Cui S, Tong Z, Guo J, Wang Z, Gu Y, Midterm Outcome of Directional Atherectomy Combined with Drug-Coated Balloon Angioplasty versus Drug-Coated Balloon Angioplasty Alone for Femoropopliteal Arteriosclerosis Obliterans., Annals of Vascular Surgery (2019), doi: https://doi.org/10.1016/j.avsg.2019.06.014. This is a PDF file of an article that has undergone enhancements after acceptance, such as the addition of a cover page and metadata, and formatting for readability, but it is not yet the definitive version of record. This version will undergo additional copyediting, typesetting and review before it is published in its final form, but we are providing this version to give early visibility of the article. Please note that, during the production process, errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain. © 2019 Published by Elsevier Inc.
1
Midterm Outcome of Directional Atherectomy Combined with Drug-Coated
2
Balloon Angioplasty versus Drug-Coated Balloon Angioplasty Alone for
3
Femoropopliteal Arteriosclerosis Obliterans.
4
Zhiwen Cai, Lianrui Guo, Lixing Qi, Shijun Cui, Zhu Tong, Jianming Guo, Zhonggao
5
Wang, Yongquan Gu*
6
Department of Vascular Surgery, Xuanwu Hospital and Institute of Vascular Surgery,
7
Capital Medical University, Beijing, China
8
ZC:
[email protected]; LG:
[email protected]; LQ:
[email protected]; SC:
9
[email protected]; ZT:
[email protected]; JG:
[email protected]; ZW:
10 11
[email protected]; YG:
[email protected]
*Correspondence: Dr Yongquan Gu
[email protected]
12 13
Total word count: 4149.
14 15
Declaration of Conflicting Interests
16
The authors declared no potential conflicts of interest with respect to the research, authorship,
17
and/or publication of this article.
18 19
Acknowledgments
20
This work is supported by the Beijing municipal administration of hospitals clinical technology
21
innovation program [grant number XMLX201610]; the Beijing municipal administration of
22
hospitals climbing talent training program [grant number DFL20150801]; the Beijing outstanding
23
talents project [grant number 2016000020124G108]; the Beijing Municipal Administration of
24
Hospitals Incubating Program [grant number PX2018035], and the Beijing municipal
25
administration of hospitals clinical technology innovation program [grant number XMLX201836].
1
26
Midterm Outcome of Directional Atherectomy Combined with Drug-Coated
27
Balloon Angioplasty versus Drug-Coated Balloon Angioplasty Alone for
28
Femoropopliteal Arteriosclerosis Obliterans.
29 30
Abstract: :
31
Objective: Compare the therapeutic effects of directional atherectomy combined with drug-coated
32
balloon angioplasty with drug-coated balloon angioplasty alone in the treatment of
33
femoropopliteal arteriosclerosis obliterans.
34
Methods: From June 2016 to June 2018 in our hospital, patients with femoropopliteal
35
arteriosclerosis obliterans received endovascular therapy, they present with life-limiting
36
claudication or severe chronic limb ischemia. The patients were randomized to receive directional
37
atherectomy combined with drug-coated balloon angioplasty (n=45) or drug-coated balloon
38
alone(n=49). 94 patients were enrolled in our study with 72 males and the mean age was 67±10
39
years. The mean lesion length was 112±64 mm.
40
Results: There were no significant differences in the baseline characteristics of patients and lesions
41
between the two randomized groups(P>0.05). Flow-limiting dissections occurred more frequently
42
in the DCB group (n=12; 24.5%) than the DA-DCB group (n=2; 4.4%; P=0.006). The technical
43
success rate in the DA-DCB group was superior to the DCB group (95.6% vs. 75.5%, P=0.006).
44
The mean follow-up was 16.7±6.1 months in the DCB group and 15.3±5.8 months in the
45
DA-DCB group. No amputations were performed. The overall mortality in the DCB group was
46
4.1% (2/49) while all patients survived in the DA-DCB group. The 12-months and 24-months
47
primary patency in the DA-DCB group were greater than the DCB group (80.5% vs. 75.7%, 67.1% 2
48
vs. 55.1%), however using all available patency data, no significant differences over time were
49
observed (P=0.377).
50
Conclusion:In this study, directional atherectomy combined with drug-coated balloon angioplasty
51
can decrease the flow-limiting dissection rate in the treatment of femoropopliteal arteriosclerosis
52
obliterans compared with drug-coated balloon angioplasty alone. There was no significant
53
difference between the two groups in terms of primary patency rate which was needed to be
54
further clarified.
55
Key-words: Directional atherectomy; Drug-coated balloon; Femoropopliteal arteriosclerosis
56
obliterans
57 58 59
Introduction
60
With the improvement of living standards, the change of diet structure and the extension of life
61
expectancy, the incidence of lower limb atherosclerosis shows an obvious rising trend and has
62
become a common and frequently-occurring disease.1 Once, bypass surgery was the first choice to
63
treat lower extremity atherosclerotic occlusion. However, endovascular therapy has the advantages
64
of less trauma, fewer complications and rapid recovery. At present, it has been widely used in
65
clinical practice. Despite the obvious advantages, the application in lesions with high mechanical
66
stress is still a challenge. In femoropopliteal artery disease, the stress of knee joint movement on
67
blood vessels is often related to high restenosis rate, stent fracture and occlusion. As a result, the
68
popliteal artery is considered to be a non-stent area.2 Although the effect of a new generation of
69
stents in this anatomical area has been improved, it has damaged the vascular remodeling and 3
70
interfered with the selection of future surgical methods.
71
The “leave nothing behind” strategies, such as directional atherectomy (DA), drug-coated balloons
72
(DCBs) angioplasty, or combination therapy have been supported by a wide range of vascular
73
surgeons. DA can safely and effectively remove arteriosclerotic plaques, restore blood flow, and
74
reduce the use of stents by physical methods.3
75
DCB carries anti-hyperplasia drugs (such as paclitaxel) on the surface of the balloon. When DCB
76
angioplasty is performed on the target lesions, the vascular intima is dilated and pressurized, and
77
single-dose anti-hyperplasia drugs are temporarily released and transferred to the vascular wall,
78
playing a role in inhibiting intimal hyperplasia and thereby inhibiting restenosis. Many
79
randomized controlled studies have shown that DCBs are superior to uncoated balloons.4-9
80
Atherectomy prior to the use of DCB may have an advantage in decreasing the plaque burden,
81
increasing the size of the lumen, preventing dissection and improving the efficiency of drug
82
delivery into the blood vessel wall. One hypothesis is that DA combined with DCBs not only
83
promotes the entry of anti-proliferative drugs into the vascular wall, improves the uptake of drugs
84
and inhibits intimal hyperplasia, but also inhibits the inflammatory response caused by platelet
85
activation after mechanical injury.10 This prospective study was the first trail in China to compare
86
the therapeutic effects of DA combined with DCBs with DCBs alone in the treatment of
87
femoropopliteal artery stenosis or occlusion.
88
Material and methods
89
Study Design
90
This single center, prospective randomized controlled study, was approved by the local
91
Investigational Review Board. Patients with femoropopliteal arteriosclerosis obliterans received 4
92
percutaneous endovascular surgery in our hospital from June 2016 to June 2018. They suffered
93
from lifestyle-limiting claudication or severe ischemia symptom (rest pain, ulceration or
94
gangrene).
95
Inclusion criteria:(1) all patients signed an informed consent form;(2) digital subtraction
96
angiography (DSA) revealed femoropopliteal artery stenosis ≥70%, or occlusion (3) with
97
unobstructed vascular inflow;(4) with at least a vessel runoff;(5) good compliance and regular
98
follow-up. Exclusion criteria :(1) patients with cerebrovascular diseases less than half a year;(2)
99
arterial
thrombosis;(3)
abnormal
liver
function,
serum
creatinine > 176umol/L;(4)
100
contraindications on paclitaxel, antiplatelet or anticoagulation;(5) abnormal protein C, protein S
101
and antithrombin III;(6) abnormal number of platelets and lower fibrinogen;(7) unsatisfactory
102
control of blood pressure, blood glucose and lipid;(8) unable to quit smoking completely;(9) poor
103
compliance makes regular follow-up impossible.
104
Endovascular Interventions and Medical Care
105
All patients received percutaneous puncture with the Seldinger technique under local anesthesia,
106
and the contralateral femoral artery retrograde puncture or ipsilateral femoral artery anterograde
107
puncture was used to establish the approach.
108
In the DCB group, the stenosis was predilated by uncoated balloon catheters to avoid drug loss,
109
and then was dilated by Orchid paclitaxel-coated peripheral balloon catheters (Acotec Scientific,
110
Beijing, China) at least 180s (the same diameter as the target vessel, 10mm longer than the lesion
111
segment). If flow-limiting dissection or residual stenosis >50% which diagnosed by angiographic
112
examination occurs, an uncoated balloon was used to dilate again (>2min). When the
113
flow-limiting dissections and the rebound (residual stenosis is estimated to be >50%) still exist, 5
114
bailout stents need to be implanted.
115
In the DA-DCB group, SilverHawk or TurboHawk plaque excision system (Medtronic,
116
Minneapolis, MN, USA) was used firstly. All patients who underwent atherectomy were used an
117
embolic protection device (Spider FX; Medtronic, Minneapolis, MN, USA) placed at the distal
118
end of the stenosis vascular, slightly larger than the vessel diameter. Under the guidance of the
119
guidewire, the target lesions were treated with the plaque excision system near-to-far, the
120
debulking speed and angle were controlled. Every time according to the fixed direction, adjust the
121
debulking angle 15 ° - 30 °, 4 to 6 times in total. For every 1-2 times of removal, the plaque debris
122
in the collection tank should be cleaned after exiting the system, so as to avoid falling off to the
123
distal end and causing an embolism. After the removal of the plaques, the lesion site was
124
pre-dilated with an uncoated balloon, and then was treated with DCBs angioplasty. Similarly, an
125
uncoated balloon was used for re-dilation of the flow-limiting dissections(>2min). Bailout stents
126
were used to remedy flow-limiting dissections or rebound vessels (>50%).
127
All patients received aspirin (100mg/d) and clopidogrel (75mg/d) 3 days before surgery. Post
128
procedure, two antiplatelet drugs (aspirin 100mg/d, clopidogrel 75mg/d) were recommended to
129
take orally for 6 months, followed by a long-term oral administration of one antiplatelet drug.
130
Follow-up
131
Patients were evaluated up to hospital discharge, at 30 days, and at 6,12,18,24 months after
132
endovascular interventions. Follow-up visits at each interval included clinical manifestations
133
(claudication distance, relief of rest pain, ulcer healing), physical examination, Rutherford classi-
134
fication and ankle-brachial index (ABI). The vascular ultrasound examinations were performed at
135
6,12,18 and 24 months in our hospital without being aware of which endovascular intervention 6
136
was used. Further DSA should be performed if the vascular ultrasound reveals restenosis >50%.
137
Endpoints and definitions
138
The most important outcome in this study was primary patency rate. Primary patency was defined
139
as no significant restenosis (<50%) or occlusion with no clinically driven reintervention.
140
Significant vascular stenosis (≥50%) was defined as the ratio of blood flow velocity at the
141
systolic stage of the lesion segment to that at the proximal 1cm greater than 2.5 based on color
142
doppler vascular ultrasonography. When patients have clinical symptoms and DSA indicates
143
moderate stenosis at the treatment site (50%-70%) or just DSA indicates severe stenosis (≥70%),
144
they need to receive reintervention whether they have clinical manifestations or not.
145
Secondary outcomes were technical success, limb amputation and any death. Technical success
146
was defined as residual stenosis of the treated vessel <30%, no perforation of the vessel wall, and
147
no embolism at the distal end. Bailout stenting was considered as technical failure.
148
Statistical Analysis
149
SPSS19.0 software was used for data analysis. Continuous variables were presented as means ±
150
standard deviation and compared by means of a paired Student t test, while categorical variables
151
were presented as the counts and compared by means of chi-square test or Fisher’s exact test.
152
Cumulative primary patency rates were estimated using the Kaplan-Meier method. P<0.05 was
153
considered as statistical significance.
154
Results
155
From June 2016 to June 2018, a total of 94 patients were enrolled in this prospective study. 45
156
patients were treated with DA-DCB and 49 with DCB, including 72 males (70.3%) and 22
157
females (29.7%) with an average age of 67 years. The TurboHawk peripheral plaque excision 7
158
system was used in 23 patients and the SilverHawk atherectomy device was applied in the
159
remaining 22. Patient and lesion characteristics are summarized in Table 1. No baseline patient
160
characteristics were statistically significantly different between randomized treatment groups. The
161
majority of lesions were de novo femoropopliteal lesions in both groups. There was no significant
162
difference between the study arms with regards to lesion location, TASC classification, lesion
163
length, reference vessel diameter or vessel runoff.
164
Acute Outcomes
165
No procedure-related adverse events occurred (including hemorrhage, distal embolization,
166
perforation and death) in both groups. In 14 cases (31.1%), debris was collected in the filter basket,
167
no distal embolization occurred. The most common procedural complications were flow-limiting
168
dissections which were treated by bailout stenting. Flow-limiting dissections occurred more
169
frequently in the DCB group (n=12; 24.5%) than in the DA-DCB group (n=2; 4.4%; P=0.006). So
170
technical success rate in the DA-DCB group was superior to the DCB group (95.6% vs. 75.5%,
171
P=0.006). The mean ABI at discharge in the DA-DCB group improved 0.33±0.25 and the DCB
172
group was 0.32±0.25(P=0.847).
173
Follow-up Outcomes
174
The mean follow-up was 16.7±6.1 months in the DCB group and 15.3±5.8 months in the
175
DA-DCB group. No amputations were performed. The overall mortality in the DCB group was
176
4.1% (2/49). One died of cardiac failure at 8 months and another died of unknown causes at 6
177
months. All patients survived in the DA-DCB group. A clinically-driven TLR was performed in
178
two patients who had restenosis in the DCB group. One patient was treated with DCB angioplasty
179
at 9 months, another with a nitinol interwoven stent at 8 months. Two DA-DCB patients received 8
180
DA again after restenosis at 4 months and 1 year respectively.
181
In Figure 1, the primary patency rate at 12 and 24 months, respectively, was 80.5% and 67.1% for
182
the DA-DCB group, 75.7% and 55.1% for the DCB group. Using all available patency data at 12
183
and 24 months, no significant differences over time were observed (generalized estimating
184
equations logistic regression P=0.377).
185
Discussion
186
With the improvement of living standards and aging of the population, the incidence of peripheral
187
atherosclerotic disease is increasing continuously. In 2010, there were about 200 million people
188
with lower limb arteriosclerosis obliterans worldwide, increasing by 23.5% every decade.1
189
Femoropopliteal artery lesions are most common in symptomatic lower limb arteriosclerosis
190
obliterans.11 Exposure of the femoropopliteal artery to high mechanical stress often leads to stent
191
rupture, with the highest risk of postoperative restenosis.12 Currently, endovascular surgery for the
192
treatment of popliteal atherosclerotic occlusion includes uncoated balloon dilatation, stent
193
implantation, freezing balloon, cutting balloon, drug-coated balloon, atherectomy and other
194
surgical methods. The JOINT multi-center trial showed that the patency rate of the
195
femoropopliteal artery after percutaneous endovascular therapy was 76% after one year and 56%
196
after five years13. Rastan et al. found that the 2-year phase patency rate of the popliteal artery
197
lesions treated by Nitinol stent and simple balloon dilation was 64% in the stent group and 31% in
198
the balloon group (P<0.001).14
199
DA is the most commonly used technique for removing atherosclerotic plaques. Physical methods
200
were used to remove plaque and neointima in the lumen, significantly reduced the volume load
201
and avoided early restenosis caused by elastic retraction of the vascular wall.3 It can help restore 9
202
blood flow and reduce the use of stents. In the DEFINITIVE LE study15, the 1-year patency rate
203
for moderate-length popliteal artery lesions (5.0-9.9cm) was 74%, and for long-segment lesions
204
(10cm) was 65%. Some studies have shown that atherectomy has no significant advantages in the
205
perioperative period and long-term improvement of clinical benefits compared with balloon
206
associated with stent implantation.16 It can help to achieve good angiographic success, but has no
207
significant effect on reducing the restenosis rate.17 This reason may be that DA causes damage to
208
the vascular media and deeper layers, which leads to obvious restenosis process and counteracts
209
its advantage in improving vascular compliance.18
210
DCB is a newly emerging percutaneous interventional therapy in recent years. Paclitaxel is
211
currently the most widely used anti-intimal hyperplasia drug in DCBs. The known mechanism is
212
related to the disruption of the microtubule function. After combining with microtubules,
213
paclitaxel inhibits spindle formation and stops cell division, thereby inhibits cell proliferation and
214
generation after interventional therapy.19 On the other hand, paclitaxel can remain in the vascular
215
tissue for a long time. When the balloon expands, with the expansion time reaching 30-60 seconds,
216
paclitaxel can reach the outer membrane of the artery and maintain for several weeks.20 After the
217
single application of DCB, the concentration of paclitaxel in the superficial femoral artery tissue
218
could still be measured at 3-5ng/mg 28 days later.21
219
Many trails have demonstrated the satisfactory effects of using DCBs for femoropopliteal artery
220
lesions.4,6,7,8 There are still two points of concern regarding the use of DCBs: the high risk of
221
flow-limiting dissections increases the usage of bailout stents;22 poor efficacy for calcification
222
lesions.23 There is a great difference in the utilization rate of bailout stent in the reported
223
literature.24 In our study, flow-limiting dissections occurred in 12 patients (24.5%) who received 10
224
DCBs alone, and all of them were treated with bailout stents. In the subgroup analysis of the
225
THUNDER trial25, the non-limiting flow laminae after DCBs did not cause an unsatisfactory
226
effect even without the use of bailout stents, suggesting that a more conservative approach might
227
achieve the same effect. Nevertheless, the primary goal of the "leave nothing behind" strategy is to
228
avoid stent implantation in vessel segments exposed to mechanical stress. Regarding calcified
229
lesions, Tepe et al.6 found that calcified lesions had a higher rate of lumen loss after DCBs therapy,
230
suggesting that plaque resection for vascular preparation could be conducive to the
231
anti-proliferation effect of DCBs.
232
Several trials had been carried out to demonstrate the efficacy of DA combined with DCBs to treat
233
lower limb atherosclerosis disease. Cioppa et al.14 treated heavily calcified femoropopliteal artery
234
lesions with DA combined with DCBs. The mean lesion length was 115mm with a total of 30
235
patients. The rate of bailout stent was 6.5%, and the primary patency rate was 90% after 12
236
months. In a retrospective study by Sixt et al.26, a total of 89 patients with femoropopliteal artery
237
restenosis received DA, including 29 patients in the combined with DCBs group and 60 patients in
238
the combined with uncoated balloon group. Kaplan-Meier survival analysis showed that the 1-year
239
restenosis rate for DCBs was 15.3% while the uncoated balloon group was 56.2%. Multivariate
240
Cox regression analysis of restenosis showed that the risk ratio of DCBs group was 0.28 compared
241
with the uncoated balloon group (0.12-0.66; P=0.0036). The DEFINITIVE AR trial27 compared
242
the treatment of femoropopliteal artery lesions by DA combined with DCBs (DARRT) versus
243
DCBs alone. A total of 102 patients with lifestyle-limiting claudication or rest pain were randomly
244
divided into the DAART group (n=48) and the DCBs group (n=54), with an average lesion length
245
of 11.2±4.0cm and 9.7±4.1 cm. Results showed no statistical difference in either primary patency 11
246
rate (84.6% vs. 81.3%, P=0.78) or freedom from TLR (92.7% vs. 92.0%, P=0.90) at 12 months.
247
Stavroulakis et al.2 reported that from the perspective of primary patency rate, DA combined with
248
DCBs was more advantageous than DCBs alone, but TLR,LLL and other aspects still need to be
249
further proved.
250
In our study, DA combined with DCBs can reduce the incidence of flow-limiting dissections
251
compared with DCBs alone. There was no difference in baseline data between the two random
252
groups. The 12-months and 24-months primary patency in the DA-DCB group were greater than
253
the DCB group (80.5% vs. 75.7%, 67.1% vs. 55.1%), however with no statistical difference
254
(P=0.377). In our opinion, DA causes damage to the vascular media may counteract its advantage
255
in decreasing the plaque burden. On the other hand, the follow-up time was not long enough to
256
show the advantage of combined treatment.
257
Although several trails showed the curative effect of DA combined with DCBs in the treatment of
258
femoropopliteal arteriosclerosis occlusion is satisfactory, some complications still exist. In our
259
study, an embolic protection device was used in each patient (100%) with an embolus capture rate
260
of 31.1%. No distal arterial embolism occurred, significantly protecting the blood flow in vessel
261
runoff. In addition, aneurysm formation limits its wide application. In the DEFINITIVE LE trial17,
262
the overall aneurysm formation rate was 0.5% at 30 days while 0.6% at the TALON trial.28
263
Reducing the damage to the vascular wall can reduce the toxicity of paclitaxel. In any case, it is
264
important to avoid the damage to the vascular outer membrane during DA. The combination of
265
DA and DCBs prolongs the operative time, which is related to the repeatedly replace the catheter
266
and clean the plaque collection tank. The increased dose of repeat angiography and the
267
hospitalization cost is significantly higher than that of DCBs alone. 12
268
Limitations
269
This study was a single-center prospective randomized controlled study. The main shortcoming
270
was the small sample size, and some patients’ follow-up did not reach 24 months. Therefore, it
271
was necessary to expand the sample size and conduct a long-term follow-up.
272
Conclusion
273
DA combined with DCBs in the treatment of femoropopliteal atherosclerotic occlusion has a
274
satisfactory effect, and it can reduce the incidence of flow-limiting dissection. However, there was
275
no significant difference between the two groups in terms of primary patency rate. A multicenter
276
randomized controlled study with a large sample size was needed to further clarify the difference
277
in efficacy between the two surgical methods.
278
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279
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Table 1. Baseline characteristics of patients and lesions Characteristics
DCB(n=49)
DA-DCB(n=45)
P
67±11
0.943
Age,y
67±9
Men (%)
35(71.4)
37(82.2)
0.217
Smoker (%)
24(49.0)
23(51.1)
0.836
Hypertension (%)
41(83.7)
31(68.9)
0.091
Diabetes mellitus (%)
32(65.3)
24(53.3)
0.237
Coronary artery disease (%)
14(28.6)
18(40.0)
0.243
Hyperlipidemia (%)
33(67.3)
28(62.2)
0.603
Chronic kidney disease (%)
3(6.1)
4(8.9)
0.907
Cerebrovascular disease (%)
11(22.4)
10(22.2)
0.979
Rutherford category (%)
0.478
3
32(58.3)
34(37.5)
4
9(16.7)
7(20.0)
5
8(8.3)
4(10.0)
Ankle-brachial index
0.56±0.26
0.61±0.26
Lesion location (%)
0.389 0.799
SFA
33(67.3)
30(66.7)
Popliteal
1(2.1)
2(4.4)
Both
15(30.6)
13(28.9)
Lesion type (%)
1.000
De novo
47(95.9)
43(95.6)
Restenosis
2(4.1)
2(4.4)
TASC II classification (%)
0.902
A
7(14.3)
7(15.6)
B
17(34.7)
18(40.0)
C
23(46.9)
19(42.2)
D
2(4.1)
1(2.2)
Lesion length,mm
111±63
113±66
0.914
Reference vessel diameter,mm
4.9±0.6
5.1±0.5
0.062 0.856
Vessel runoff (%) 1
18(36.7)
19(42.2)
2
15(30.6)
13(28.9)
3
16(32.7)
13(28.9)
DA: Directional atherectomy. DCB: Drug-coated balloon. SFA: Superficial femoral artery.
Figure 1. Kaplan-Meier curves showing total primary patency