Midterm Outcome of Directional Atherectomy Combined with Drug-Coated Balloon Angioplasty versus Drug-Coated Balloon Angioplasty Alone for Femoropopliteal Arteriosclerosis Obliterans.

Midterm Outcome of Directional Atherectomy Combined with Drug-Coated Balloon Angioplasty versus Drug-Coated Balloon Angioplasty Alone for Femoropopliteal Arteriosclerosis Obliterans.

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Journal Pre-proof Midterm Outcome of Directional Atherectomy Combined with Drug-Coated Balloon Angioplasty versus Drug-Coated Balloon Angioplasty Alone for Femoropopliteal Arteriosclerosis Obliterans. Zhiwen Cai, Lianrui Guo, Lixing Qi, Shijun Cui, Zhu Tong, Jianming Guo, Zhonggao Wang, Yongquan Gu PII:

S0890-5096(19)30589-8

DOI:

https://doi.org/10.1016/j.avsg.2019.06.014

Reference:

AVSG 4551

To appear in:

Annals of Vascular Surgery

Received Date: 13 March 2019 Revised Date:

24 May 2019

Accepted Date: 4 June 2019

Please cite this article as: Cai Z, Guo L, Qi L, Cui S, Tong Z, Guo J, Wang Z, Gu Y, Midterm Outcome of Directional Atherectomy Combined with Drug-Coated Balloon Angioplasty versus Drug-Coated Balloon Angioplasty Alone for Femoropopliteal Arteriosclerosis Obliterans., Annals of Vascular Surgery (2019), doi: https://doi.org/10.1016/j.avsg.2019.06.014. This is a PDF file of an article that has undergone enhancements after acceptance, such as the addition of a cover page and metadata, and formatting for readability, but it is not yet the definitive version of record. This version will undergo additional copyediting, typesetting and review before it is published in its final form, but we are providing this version to give early visibility of the article. Please note that, during the production process, errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain. © 2019 Published by Elsevier Inc.

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Midterm Outcome of Directional Atherectomy Combined with Drug-Coated

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Balloon Angioplasty versus Drug-Coated Balloon Angioplasty Alone for

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Femoropopliteal Arteriosclerosis Obliterans.

4

Zhiwen Cai, Lianrui Guo, Lixing Qi, Shijun Cui, Zhu Tong, Jianming Guo, Zhonggao

5

Wang, Yongquan Gu*

6

Department of Vascular Surgery, Xuanwu Hospital and Institute of Vascular Surgery,

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Capital Medical University, Beijing, China

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ZC: [email protected]; LG: [email protected]; LQ: [email protected]; SC:

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[email protected]; ZT: [email protected]; JG: [email protected]; ZW:

10 11

[email protected]; YG: [email protected]

*Correspondence: Dr Yongquan Gu [email protected]

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Total word count: 4149.

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Declaration of Conflicting Interests

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The authors declared no potential conflicts of interest with respect to the research, authorship,

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and/or publication of this article.

18 19

Acknowledgments

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This work is supported by the Beijing municipal administration of hospitals clinical technology

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innovation program [grant number XMLX201610]; the Beijing municipal administration of

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hospitals climbing talent training program [grant number DFL20150801]; the Beijing outstanding

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talents project [grant number 2016000020124G108]; the Beijing Municipal Administration of

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Hospitals Incubating Program [grant number PX2018035], and the Beijing municipal

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administration of hospitals clinical technology innovation program [grant number XMLX201836].

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Midterm Outcome of Directional Atherectomy Combined with Drug-Coated

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Balloon Angioplasty versus Drug-Coated Balloon Angioplasty Alone for

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Femoropopliteal Arteriosclerosis Obliterans.

29 30

Abstract: :

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Objective: Compare the therapeutic effects of directional atherectomy combined with drug-coated

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balloon angioplasty with drug-coated balloon angioplasty alone in the treatment of

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femoropopliteal arteriosclerosis obliterans.

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Methods: From June 2016 to June 2018 in our hospital, patients with femoropopliteal

35

arteriosclerosis obliterans received endovascular therapy, they present with life-limiting

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claudication or severe chronic limb ischemia. The patients were randomized to receive directional

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atherectomy combined with drug-coated balloon angioplasty (n=45) or drug-coated balloon

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alone(n=49). 94 patients were enrolled in our study with 72 males and the mean age was 67±10

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years. The mean lesion length was 112±64 mm.

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Results: There were no significant differences in the baseline characteristics of patients and lesions

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between the two randomized groups(P>0.05). Flow-limiting dissections occurred more frequently

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in the DCB group (n=12; 24.5%) than the DA-DCB group (n=2; 4.4%; P=0.006). The technical

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success rate in the DA-DCB group was superior to the DCB group (95.6% vs. 75.5%, P=0.006).

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The mean follow-up was 16.7±6.1 months in the DCB group and 15.3±5.8 months in the

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DA-DCB group. No amputations were performed. The overall mortality in the DCB group was

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4.1% (2/49) while all patients survived in the DA-DCB group. The 12-months and 24-months

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primary patency in the DA-DCB group were greater than the DCB group (80.5% vs. 75.7%, 67.1% 2

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vs. 55.1%), however using all available patency data, no significant differences over time were

49

observed (P=0.377).

50

Conclusion:In this study, directional atherectomy combined with drug-coated balloon angioplasty

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can decrease the flow-limiting dissection rate in the treatment of femoropopliteal arteriosclerosis

52

obliterans compared with drug-coated balloon angioplasty alone. There was no significant

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difference between the two groups in terms of primary patency rate which was needed to be

54

further clarified.

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Key-words: Directional atherectomy; Drug-coated balloon; Femoropopliteal arteriosclerosis

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obliterans

57 58 59

Introduction

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With the improvement of living standards, the change of diet structure and the extension of life

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expectancy, the incidence of lower limb atherosclerosis shows an obvious rising trend and has

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become a common and frequently-occurring disease.1 Once, bypass surgery was the first choice to

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treat lower extremity atherosclerotic occlusion. However, endovascular therapy has the advantages

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of less trauma, fewer complications and rapid recovery. At present, it has been widely used in

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clinical practice. Despite the obvious advantages, the application in lesions with high mechanical

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stress is still a challenge. In femoropopliteal artery disease, the stress of knee joint movement on

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blood vessels is often related to high restenosis rate, stent fracture and occlusion. As a result, the

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popliteal artery is considered to be a non-stent area.2 Although the effect of a new generation of

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stents in this anatomical area has been improved, it has damaged the vascular remodeling and 3

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interfered with the selection of future surgical methods.

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The “leave nothing behind” strategies, such as directional atherectomy (DA), drug-coated balloons

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(DCBs) angioplasty, or combination therapy have been supported by a wide range of vascular

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surgeons. DA can safely and effectively remove arteriosclerotic plaques, restore blood flow, and

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reduce the use of stents by physical methods.3

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DCB carries anti-hyperplasia drugs (such as paclitaxel) on the surface of the balloon. When DCB

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angioplasty is performed on the target lesions, the vascular intima is dilated and pressurized, and

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single-dose anti-hyperplasia drugs are temporarily released and transferred to the vascular wall,

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playing a role in inhibiting intimal hyperplasia and thereby inhibiting restenosis. Many

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randomized controlled studies have shown that DCBs are superior to uncoated balloons.4-9

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Atherectomy prior to the use of DCB may have an advantage in decreasing the plaque burden,

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increasing the size of the lumen, preventing dissection and improving the efficiency of drug

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delivery into the blood vessel wall. One hypothesis is that DA combined with DCBs not only

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promotes the entry of anti-proliferative drugs into the vascular wall, improves the uptake of drugs

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and inhibits intimal hyperplasia, but also inhibits the inflammatory response caused by platelet

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activation after mechanical injury.10 This prospective study was the first trail in China to compare

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the therapeutic effects of DA combined with DCBs with DCBs alone in the treatment of

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femoropopliteal artery stenosis or occlusion.

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Material and methods

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Study Design

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This single center, prospective randomized controlled study, was approved by the local

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Investigational Review Board. Patients with femoropopliteal arteriosclerosis obliterans received 4

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percutaneous endovascular surgery in our hospital from June 2016 to June 2018. They suffered

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from lifestyle-limiting claudication or severe ischemia symptom (rest pain, ulceration or

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gangrene).

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Inclusion criteria:(1) all patients signed an informed consent form;(2) digital subtraction

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angiography (DSA) revealed femoropopliteal artery stenosis ≥70%, or occlusion (3) with

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unobstructed vascular inflow;(4) with at least a vessel runoff;(5) good compliance and regular

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follow-up. Exclusion criteria :(1) patients with cerebrovascular diseases less than half a year;(2)

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arterial

thrombosis;(3)

abnormal

liver

function,

serum

creatinine > 176umol/L;(4)

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contraindications on paclitaxel, antiplatelet or anticoagulation;(5) abnormal protein C, protein S

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and antithrombin III;(6) abnormal number of platelets and lower fibrinogen;(7) unsatisfactory

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control of blood pressure, blood glucose and lipid;(8) unable to quit smoking completely;(9) poor

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compliance makes regular follow-up impossible.

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Endovascular Interventions and Medical Care

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All patients received percutaneous puncture with the Seldinger technique under local anesthesia,

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and the contralateral femoral artery retrograde puncture or ipsilateral femoral artery anterograde

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puncture was used to establish the approach.

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In the DCB group, the stenosis was predilated by uncoated balloon catheters to avoid drug loss,

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and then was dilated by Orchid paclitaxel-coated peripheral balloon catheters (Acotec Scientific,

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Beijing, China) at least 180s (the same diameter as the target vessel, 10mm longer than the lesion

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segment). If flow-limiting dissection or residual stenosis >50% which diagnosed by angiographic

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examination occurs, an uncoated balloon was used to dilate again (>2min). When the

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flow-limiting dissections and the rebound (residual stenosis is estimated to be >50%) still exist, 5

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bailout stents need to be implanted.

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In the DA-DCB group, SilverHawk or TurboHawk plaque excision system (Medtronic,

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Minneapolis, MN, USA) was used firstly. All patients who underwent atherectomy were used an

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embolic protection device (Spider FX; Medtronic, Minneapolis, MN, USA) placed at the distal

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end of the stenosis vascular, slightly larger than the vessel diameter. Under the guidance of the

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guidewire, the target lesions were treated with the plaque excision system near-to-far, the

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debulking speed and angle were controlled. Every time according to the fixed direction, adjust the

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debulking angle 15 ° - 30 °, 4 to 6 times in total. For every 1-2 times of removal, the plaque debris

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in the collection tank should be cleaned after exiting the system, so as to avoid falling off to the

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distal end and causing an embolism. After the removal of the plaques, the lesion site was

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pre-dilated with an uncoated balloon, and then was treated with DCBs angioplasty. Similarly, an

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uncoated balloon was used for re-dilation of the flow-limiting dissections(>2min). Bailout stents

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were used to remedy flow-limiting dissections or rebound vessels (>50%).

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All patients received aspirin (100mg/d) and clopidogrel (75mg/d) 3 days before surgery. Post

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procedure, two antiplatelet drugs (aspirin 100mg/d, clopidogrel 75mg/d) were recommended to

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take orally for 6 months, followed by a long-term oral administration of one antiplatelet drug.

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Follow-up

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Patients were evaluated up to hospital discharge, at 30 days, and at 6,12,18,24 months after

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endovascular interventions. Follow-up visits at each interval included clinical manifestations

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(claudication distance, relief of rest pain, ulcer healing), physical examination, Rutherford classi-

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fication and ankle-brachial index (ABI). The vascular ultrasound examinations were performed at

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6,12,18 and 24 months in our hospital without being aware of which endovascular intervention 6

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was used. Further DSA should be performed if the vascular ultrasound reveals restenosis >50%.

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Endpoints and definitions

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The most important outcome in this study was primary patency rate. Primary patency was defined

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as no significant restenosis (<50%) or occlusion with no clinically driven reintervention.

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Significant vascular stenosis (≥50%) was defined as the ratio of blood flow velocity at the

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systolic stage of the lesion segment to that at the proximal 1cm greater than 2.5 based on color

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doppler vascular ultrasonography. When patients have clinical symptoms and DSA indicates

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moderate stenosis at the treatment site (50%-70%) or just DSA indicates severe stenosis (≥70%),

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they need to receive reintervention whether they have clinical manifestations or not.

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Secondary outcomes were technical success, limb amputation and any death. Technical success

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was defined as residual stenosis of the treated vessel <30%, no perforation of the vessel wall, and

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no embolism at the distal end. Bailout stenting was considered as technical failure.

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Statistical Analysis

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SPSS19.0 software was used for data analysis. Continuous variables were presented as means ±

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standard deviation and compared by means of a paired Student t test, while categorical variables

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were presented as the counts and compared by means of chi-square test or Fisher’s exact test.

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Cumulative primary patency rates were estimated using the Kaplan-Meier method. P<0.05 was

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considered as statistical significance.

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Results

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From June 2016 to June 2018, a total of 94 patients were enrolled in this prospective study. 45

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patients were treated with DA-DCB and 49 with DCB, including 72 males (70.3%) and 22

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females (29.7%) with an average age of 67 years. The TurboHawk peripheral plaque excision 7

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system was used in 23 patients and the SilverHawk atherectomy device was applied in the

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remaining 22. Patient and lesion characteristics are summarized in Table 1. No baseline patient

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characteristics were statistically significantly different between randomized treatment groups. The

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majority of lesions were de novo femoropopliteal lesions in both groups. There was no significant

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difference between the study arms with regards to lesion location, TASC classification, lesion

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length, reference vessel diameter or vessel runoff.

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Acute Outcomes

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No procedure-related adverse events occurred (including hemorrhage, distal embolization,

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perforation and death) in both groups. In 14 cases (31.1%), debris was collected in the filter basket,

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no distal embolization occurred. The most common procedural complications were flow-limiting

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dissections which were treated by bailout stenting. Flow-limiting dissections occurred more

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frequently in the DCB group (n=12; 24.5%) than in the DA-DCB group (n=2; 4.4%; P=0.006). So

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technical success rate in the DA-DCB group was superior to the DCB group (95.6% vs. 75.5%,

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P=0.006). The mean ABI at discharge in the DA-DCB group improved 0.33±0.25 and the DCB

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group was 0.32±0.25(P=0.847).

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Follow-up Outcomes

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The mean follow-up was 16.7±6.1 months in the DCB group and 15.3±5.8 months in the

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DA-DCB group. No amputations were performed. The overall mortality in the DCB group was

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4.1% (2/49). One died of cardiac failure at 8 months and another died of unknown causes at 6

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months. All patients survived in the DA-DCB group. A clinically-driven TLR was performed in

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two patients who had restenosis in the DCB group. One patient was treated with DCB angioplasty

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at 9 months, another with a nitinol interwoven stent at 8 months. Two DA-DCB patients received 8

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DA again after restenosis at 4 months and 1 year respectively.

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In Figure 1, the primary patency rate at 12 and 24 months, respectively, was 80.5% and 67.1% for

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the DA-DCB group, 75.7% and 55.1% for the DCB group. Using all available patency data at 12

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and 24 months, no significant differences over time were observed (generalized estimating

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equations logistic regression P=0.377).

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Discussion

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With the improvement of living standards and aging of the population, the incidence of peripheral

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atherosclerotic disease is increasing continuously. In 2010, there were about 200 million people

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with lower limb arteriosclerosis obliterans worldwide, increasing by 23.5% every decade.1

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Femoropopliteal artery lesions are most common in symptomatic lower limb arteriosclerosis

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obliterans.11 Exposure of the femoropopliteal artery to high mechanical stress often leads to stent

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rupture, with the highest risk of postoperative restenosis.12 Currently, endovascular surgery for the

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treatment of popliteal atherosclerotic occlusion includes uncoated balloon dilatation, stent

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implantation, freezing balloon, cutting balloon, drug-coated balloon, atherectomy and other

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surgical methods. The JOINT multi-center trial showed that the patency rate of the

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femoropopliteal artery after percutaneous endovascular therapy was 76% after one year and 56%

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after five years13. Rastan et al. found that the 2-year phase patency rate of the popliteal artery

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lesions treated by Nitinol stent and simple balloon dilation was 64% in the stent group and 31% in

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the balloon group (P<0.001).14

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DA is the most commonly used technique for removing atherosclerotic plaques. Physical methods

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were used to remove plaque and neointima in the lumen, significantly reduced the volume load

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and avoided early restenosis caused by elastic retraction of the vascular wall.3 It can help restore 9

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blood flow and reduce the use of stents. In the DEFINITIVE LE study15, the 1-year patency rate

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for moderate-length popliteal artery lesions (5.0-9.9cm) was 74%, and for long-segment lesions

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(10cm) was 65%. Some studies have shown that atherectomy has no significant advantages in the

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perioperative period and long-term improvement of clinical benefits compared with balloon

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associated with stent implantation.16 It can help to achieve good angiographic success, but has no

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significant effect on reducing the restenosis rate.17 This reason may be that DA causes damage to

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the vascular media and deeper layers, which leads to obvious restenosis process and counteracts

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its advantage in improving vascular compliance.18

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DCB is a newly emerging percutaneous interventional therapy in recent years. Paclitaxel is

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currently the most widely used anti-intimal hyperplasia drug in DCBs. The known mechanism is

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related to the disruption of the microtubule function. After combining with microtubules,

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paclitaxel inhibits spindle formation and stops cell division, thereby inhibits cell proliferation and

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generation after interventional therapy.19 On the other hand, paclitaxel can remain in the vascular

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tissue for a long time. When the balloon expands, with the expansion time reaching 30-60 seconds,

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paclitaxel can reach the outer membrane of the artery and maintain for several weeks.20 After the

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single application of DCB, the concentration of paclitaxel in the superficial femoral artery tissue

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could still be measured at 3-5ng/mg 28 days later.21

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Many trails have demonstrated the satisfactory effects of using DCBs for femoropopliteal artery

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lesions.4,6,7,8 There are still two points of concern regarding the use of DCBs: the high risk of

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flow-limiting dissections increases the usage of bailout stents;22 poor efficacy for calcification

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lesions.23 There is a great difference in the utilization rate of bailout stent in the reported

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literature.24 In our study, flow-limiting dissections occurred in 12 patients (24.5%) who received 10

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DCBs alone, and all of them were treated with bailout stents. In the subgroup analysis of the

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THUNDER trial25, the non-limiting flow laminae after DCBs did not cause an unsatisfactory

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effect even without the use of bailout stents, suggesting that a more conservative approach might

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achieve the same effect. Nevertheless, the primary goal of the "leave nothing behind" strategy is to

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avoid stent implantation in vessel segments exposed to mechanical stress. Regarding calcified

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lesions, Tepe et al.6 found that calcified lesions had a higher rate of lumen loss after DCBs therapy,

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suggesting that plaque resection for vascular preparation could be conducive to the

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anti-proliferation effect of DCBs.

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Several trials had been carried out to demonstrate the efficacy of DA combined with DCBs to treat

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lower limb atherosclerosis disease. Cioppa et al.14 treated heavily calcified femoropopliteal artery

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lesions with DA combined with DCBs. The mean lesion length was 115mm with a total of 30

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patients. The rate of bailout stent was 6.5%, and the primary patency rate was 90% after 12

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months. In a retrospective study by Sixt et al.26, a total of 89 patients with femoropopliteal artery

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restenosis received DA, including 29 patients in the combined with DCBs group and 60 patients in

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the combined with uncoated balloon group. Kaplan-Meier survival analysis showed that the 1-year

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restenosis rate for DCBs was 15.3% while the uncoated balloon group was 56.2%. Multivariate

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Cox regression analysis of restenosis showed that the risk ratio of DCBs group was 0.28 compared

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with the uncoated balloon group (0.12-0.66; P=0.0036). The DEFINITIVE AR trial27 compared

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the treatment of femoropopliteal artery lesions by DA combined with DCBs (DARRT) versus

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DCBs alone. A total of 102 patients with lifestyle-limiting claudication or rest pain were randomly

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divided into the DAART group (n=48) and the DCBs group (n=54), with an average lesion length

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of 11.2±4.0cm and 9.7±4.1 cm. Results showed no statistical difference in either primary patency 11

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rate (84.6% vs. 81.3%, P=0.78) or freedom from TLR (92.7% vs. 92.0%, P=0.90) at 12 months.

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Stavroulakis et al.2 reported that from the perspective of primary patency rate, DA combined with

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DCBs was more advantageous than DCBs alone, but TLR,LLL and other aspects still need to be

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further proved.

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In our study, DA combined with DCBs can reduce the incidence of flow-limiting dissections

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compared with DCBs alone. There was no difference in baseline data between the two random

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groups. The 12-months and 24-months primary patency in the DA-DCB group were greater than

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the DCB group (80.5% vs. 75.7%, 67.1% vs. 55.1%), however with no statistical difference

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(P=0.377). In our opinion, DA causes damage to the vascular media may counteract its advantage

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in decreasing the plaque burden. On the other hand, the follow-up time was not long enough to

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show the advantage of combined treatment.

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Although several trails showed the curative effect of DA combined with DCBs in the treatment of

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femoropopliteal arteriosclerosis occlusion is satisfactory, some complications still exist. In our

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study, an embolic protection device was used in each patient (100%) with an embolus capture rate

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of 31.1%. No distal arterial embolism occurred, significantly protecting the blood flow in vessel

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runoff. In addition, aneurysm formation limits its wide application. In the DEFINITIVE LE trial17,

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the overall aneurysm formation rate was 0.5% at 30 days while 0.6% at the TALON trial.28

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Reducing the damage to the vascular wall can reduce the toxicity of paclitaxel. In any case, it is

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important to avoid the damage to the vascular outer membrane during DA. The combination of

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DA and DCBs prolongs the operative time, which is related to the repeatedly replace the catheter

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and clean the plaque collection tank. The increased dose of repeat angiography and the

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hospitalization cost is significantly higher than that of DCBs alone. 12

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Limitations

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This study was a single-center prospective randomized controlled study. The main shortcoming

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was the small sample size, and some patients’ follow-up did not reach 24 months. Therefore, it

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was necessary to expand the sample size and conduct a long-term follow-up.

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Conclusion

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DA combined with DCBs in the treatment of femoropopliteal atherosclerotic occlusion has a

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satisfactory effect, and it can reduce the incidence of flow-limiting dissection. However, there was

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no significant difference between the two groups in terms of primary patency rate. A multicenter

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randomized controlled study with a large sample size was needed to further clarify the difference

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in efficacy between the two surgical methods.

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Reference

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factors for peripheral artery disease in 2000 and 2010: a systematic review and analysis[J]. Lancet,

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Table 1. Baseline characteristics of patients and lesions Characteristics

DCB(n=49)

DA-DCB(n=45)

P

67±11

0.943

Age,y

67±9

Men (%)

35(71.4)

37(82.2)

0.217

Smoker (%)

24(49.0)

23(51.1)

0.836

Hypertension (%)

41(83.7)

31(68.9)

0.091

Diabetes mellitus (%)

32(65.3)

24(53.3)

0.237

Coronary artery disease (%)

14(28.6)

18(40.0)

0.243

Hyperlipidemia (%)

33(67.3)

28(62.2)

0.603

Chronic kidney disease (%)

3(6.1)

4(8.9)

0.907

Cerebrovascular disease (%)

11(22.4)

10(22.2)

0.979

Rutherford category (%)

0.478

3

32(58.3)

34(37.5)

4

9(16.7)

7(20.0)

5

8(8.3)

4(10.0)

Ankle-brachial index

0.56±0.26

0.61±0.26

Lesion location (%)

0.389 0.799

SFA

33(67.3)

30(66.7)

Popliteal

1(2.1)

2(4.4)

Both

15(30.6)

13(28.9)

Lesion type (%)

1.000

De novo

47(95.9)

43(95.6)

Restenosis

2(4.1)

2(4.4)

TASC II classification (%)

0.902

A

7(14.3)

7(15.6)

B

17(34.7)

18(40.0)

C

23(46.9)

19(42.2)

D

2(4.1)

1(2.2)

Lesion length,mm

111±63

113±66

0.914

Reference vessel diameter,mm

4.9±0.6

5.1±0.5

0.062 0.856

Vessel runoff (%) 1

18(36.7)

19(42.2)

2

15(30.6)

13(28.9)

3

16(32.7)

13(28.9)

DA: Directional atherectomy. DCB: Drug-coated balloon. SFA: Superficial femoral artery.

Figure 1. Kaplan-Meier curves showing total primary patency