Model for practical prediction of natural carbonation in reinforced concrete: Part 1-formulation

Model for practical prediction of natural carbonation in reinforced concrete: Part 1-formulation

Accepted Manuscript Model for practical prediction of natural carbonation in reinforced concrete: Part 1formulation Stephen O. Ekolu PII: S0958-9465(...

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Accepted Manuscript Model for practical prediction of natural carbonation in reinforced concrete: Part 1formulation Stephen O. Ekolu PII:

S0958-9465(16)30757-0

DOI:

10.1016/j.cemconcomp.2017.10.006

Reference:

CECO 2922

To appear in:

Cement and Concrete Composites

Received Date: 30 November 2016 Revised Date:

10 April 2017

Accepted Date: 14 October 2017

Please cite this article as: S.O. Ekolu, Model for practical prediction of natural carbonation in reinforced concrete: Part 1-formulation, Cement and Concrete Composites (2017), doi: 10.1016/ j.cemconcomp.2017.10.006. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Model for practical prediction of natural carbonation in reinforced concrete: Part 1-Formulation Stephen O. Ekolu Department of Civil Engineering Science, University of Johannesburg, South Africa, [email protected], [email protected]

Abstract

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A model is proposed for prediction of natural carbonation in reinforced concrete (RC)

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structures, and is potentially applicable to existing and new RC structures. The major

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components of the model comprise mathematical functions applied to predict the influence of

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concrete composition, and environmental factors on natural carbonation.

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This paper introduces the model concept and explains its structure including derivation,

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optimization and calibration. Over 163 data sets taken from a 10-year carbonation study were

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used in the model development and calibration. Only the experimental data that were based

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on outdoor natural exposure environment were employed in this research. Also in this study,

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the proposed model is compared with fib-Model Code 2010 using carbonation predictions

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generated from 346 data sets involving real world, highway structures. It is shown that the

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proposed model is comparably accurate and involves mainly basic tests with no major

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anticipated costs.

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Keywords: Carbonation modelling; mathematical formulation; service life; reinforced

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concrete; supplementary cementitious materials; durability design

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1. Introduction

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Among the major concrete deterioration processes, corrosion of steel reinforcement is the

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most widespread and common source of degradation in concrete (PCA, 2002), and is induced

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either by carbonation from CO2 in the atmosphere or by chloride attack. Prediction models

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can be used either at design stage for design of new structures or during repair and

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maintenance of existing structures. For example, models for shrinkage and creep prediction

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are now employed for design purposes and are recommended in internationally recognized

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codes such as ACI 209, 1997; BS 8110, 1997; RILEM B3, 1995; Wendner et al., 2013; CEB-

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FIP 1978, 1990a,b; AS3600, 2009; SANS 10100, 2000. With respect to reinforcement

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corrosion, no similar achievements have been made in modeling, although some significant

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progress has occurred over the past two decades, leading to proposal of some practical

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ACCEPTED MANUSCRIPT models such as the LIFE 365 (Ehlen et al., 2009), Duracrete, 2000 / fib, 2006. In carbonation

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modeling, the scientific and engineering fraternity has not yet achieved a level of employing

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models in service life design codes, mainly for lack of plausible validated models. It is often

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the case in engineering practice that methods that are suitable in particular contexts may not

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suffice in others. So, development and use of different approaches and methods are needed to

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provide alternatives.

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2. Carbonation prediction models and factors influencing carbonation prediction

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2.1 Overview of carbonation prediction models

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Carbonation modeling has been a subject of major interest over the past decades and an

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extensive body of literature has been generated by researchers. Accordingly, a plethora of

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experimental carbonation models have been proposed in various works including some

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extensive literature reviews on the subject (Parrott, 1987; Sagues et al., 1997; Quillin, 2001;

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Tang et al., 2010; Ikotun and Ekolu, 2012; Zhijian et al., 2013; Czarnecki and

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Woyciechowski, 2015; Ekolu, 2016). The various types of models existing in the literature

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may be divided into different categories, viz:

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1. Empirical models are typically formulated based on relations or expressions developed

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from experimental measurements. The core component(s) of empirical models are usually

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mix design or composition parameters especially the water/cementitious ratio (w/cm),

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cement content; or a material property of concrete. The core parameter for use in a

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model is usually selected based on the presumption of its ability to depict or correlate

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strongly with the ingress of CO2 into concrete. As such, empirical models in the literature,

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may be grouped as follows:

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(a) Permeability-based models, such as proposed by Parrott (1994), Zhang et al. (2013),

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Torrent (2014).

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(b) Diffusion-based models. Examples of these models include those proposed by Xu et

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al. (1996), Papadakis et al. (1991, 1995), Duracrete/fib (CEB,1997); Duracrete

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(2000); fib 34 (2006); Tang et al. (2010), Wang and Lee (2009), Kari et al (2014).

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(c) Strength-based models (Bob, 1999; Hakkinen, 1993; Kokubu and Nagatakis, 1989).

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(d) Composition-based models (Nishi, 1962; Zhu, 1992; Zhang and Jiang, 1990; He and

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Jia, 2011; also Parrott, 1987).

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2. Statistical models are basically data-generated relations obtained through regression of

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multiple variables and fitting of idealized or standard mathematical functions such as

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linear, exponential, power, logistic equations, amongst others. Some statistical models of 2

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carbonation include those proposed by Atis (2004), Monteiro et al. (2012), Silva et al.

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(2014), Hills et al. (2015). 3. Numerical models apply computational approaches that are reliant on computer software

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for sophiscated analysis. Most numerical models utilize a hybrid of physico-chemical

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equations representing the thermodynamic reactions and transport processes occurring in

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concrete. Such models have been proposed by Saettaa and Vitaliani (2004, 2005);

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Talukdar et al (2012); Zha (2015).

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4. Simulation models apply the artificial neural network technique. The neural network

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comprises an algorithm consisting of input and output parameters, whose behavior is

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trained to generate a known set of outputs. A trained algorithm can then be employed to

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conduct predictions for new input data. Some attempts to apply these approaches have

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been experimented by Seung-Jun and Song (2010); Luo et al. (2014); Buenfeld et al.

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(1998).

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It may be noted that most of the models in the literature are experimental. Each of the

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different types of models has its limitations. The statistical, numerical and simulation models

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typically require a wide range of input parameters including mix composition, environmental

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exposure conditions, material properties. These include w/cm, cement type, cement content,

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air content, curing, age; environmental factors of relative humidity and sheltering; diffusion

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or permeability coefficient, compressive strength. The methods are also highly computational

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and would often require the aid of computer software and programs. These issues have

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implications on practical implementation of the models for design of concrete structures.

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Whereas the concrete composition data for various parameters can be acquired and recorded

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relatively easily at the construction stage of new structures, it would be extremely difficult to

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find such data in the case of existing or old structures. It is often the case that for old

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structures, records of construction data such as mix design, environmental conditions, curing,

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28-day compressive strength etc., may not be available, perhaps having been lost or not

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recorded appropriately. Testing of old concrete at late ages does not reliably replace the data

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that is often acquired during the construction stage. This problem particularly applies to

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models that are based on mix composition factors.

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As such, it is clear from a practical viewpoint that, empirical models based on

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permeability, diffusion or strength properties of concrete may be advantageous. However,

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permeability and diffusion properties characteristically give a high coefficient of variation

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(CV) in the range of 30 to 50% (Hooton, 1988) compared to about 20 to 30% for compressive 3

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diffusion also has a wider spread than that of compressive strength. It has been found that

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compressive strength property of concrete is effective in relating the influence of pore

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structure of concrete on CO2 ingress (Silva et al., 2014). Strength also simultaneously

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accounts for the amount of cement clinker. Besides, compressive strength data are easy to

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acquire and are readily available from concrete construction, unlike permeability or diffusion

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whose testing can be relatively complex and costly.

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2.2 Factors influencing carbonation

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2.2.1 Choice of parameters for carbonation modelling

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The wide range of factors influencing carbonation have been indicated in Section 2.1. These

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factors may be grouped into four categories consisting of mix composition, material

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properties, environmental factors, and serviceability conditions. As mentioned earlier,

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attempting to utilize mix compositional parameters such w/cm, cement content, paste content,

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hydration products mainly CH, CSH; unhydrated cement phases comprising C2S, C3S, C3A,

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C4AF; degree of hydration, porosity, can have severe practical limitations. These mix

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composition characteristics are usually the required inputs into physico-chemical models

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(Papadakis et al., 1991; Ravahatra et al, 2014)

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For practical purposes, it is well established that permeability or diffusion and

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compressive strength are the main performance properties capable of effectively depicting

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CO2 progression into concrete. Numerous literatures have shown consistent existence of

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strong correlations between these properties and carbonation, and several experimental

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models have been proposed on the basis of these relations (Parrott, 1987; Sagues et al., 1997;

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Quillin, 2001). In the present study, carbonation-strength relationship is considered as the

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core function which defines the general trend in carbonation prediction, while environmental

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factors are incorporated as secondary or modifying parameters. As indicated in Section 2.1,

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use of carbonation-permeability (or diffusion) relationship is undermined by high cost of

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permeability/diffusion testing and the relatively high variability of permeability

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measurements.

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The main environmental factors that significantly influence carbonation are known to be

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relative humidity, sheltering and rain, CO2 concentration in the atmosphere. These factors are

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discussed further in the subsequent sections.

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2.2.2 Influence of relative humidity 4

ACCEPTED MANUSCRIPT In the literature (Parrott, 1987; Quillin, 2001), it is known that relative humidity (RH) of 50

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to 70%RH is the ideal range at which carbonation progression occurs most rapidly in

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concrete. At RH < 50%, there is inadequate presence of moisture for carbonation reaction to

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occur. At RH > 70%, pore blockage by water presence tends to inhibit CO2 ingress as

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concrete becomes more saturated. Carbonation progression is considered to occur maximally

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at 60% to 65%RH, giving a pessimum or rather a mathematically parabolic relationship

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between carbonation depth and RH in the vertical and horizontal axes respectively (Weirig,

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1984; Parrott, 1987; Quillin, 2001).

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2.2.3 Influence of carbon-dioxide concentration

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The gradient between [CO2] at the surface concrete and zero concentration at interior

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concrete, is the primary driving force for CO2 ingress into concrete. Accordingly, higher CO2

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concentration gives greater rate of carbonation (Chun et al. 2006; Lagerblad, 2005). It is

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estimated that [CO2] in urban settings is about 10 times the [CO2] in rural areas or

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countryside, while industrial areas usually exhibit generally elevated [CO2]. Typically,

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normal atmospheric CO2 concentration is about 300 ppm, but some heavy traffic and

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industrial areas would have [CO2] as high as 1000 ppm (Sagues et al., 1997). Fukushima’s

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(1988) data indicates that an increase of [CO2] from 300 ppm to 600 ppm would raise

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carbonation rate of concrete five (5) times (Lagerblad, 2005). Accordingly, a correction

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factor would be required to convert model predictions from one level of [CO2] to another.

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Ekolu (2016) gives detailed consideration on the influence of [CO2] and provides a correction

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factor using the generalised relationship, given as

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α f r for 20 < fc < 60 MPa eco =  c 1.0 for fc ≥ 60 MPa

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Where eco is correction factor, fc is 28-day strength; α,r are given in Equation (10) for

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various CO2 concentrations

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2.2.4 Influence of temperature

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With other factors remaining constant, small changes in ambient temperatures do not

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significantly affect carbonation but high temperatures increase carbonation. Influence of

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elevated temperature is relevant to arid climates. However, the simultaneous presence of low

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atmospheric RH may mitigate the effect of elevated temperature. In temperate climates,

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carbonation would be lower in winter season due to a combination of factors including low 5

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RH and low temperatures which generally retard chemical reaction activity in the outdoor

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exposure. Generally, regions having similar RH but subject to elevated temperatures such as

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30 to 40oC would be expected to show relatively increased carbonation activity compared to

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regions of lower normal temperatures such as 18 to 25oC.

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Precipitation or cyclic wetting /drying exposure are conditions responsible for the difference

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in carbonation behaviours of sheltered and unsheltered concretes. Under unsheltered

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exposure e.g. external walls of buildings, exposed retaining walls etc., CO2 ingress into

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concrete may be intermittent as a result of periods of saturation under wet conditions, that

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would temporarily block surface pores of concrete. Under sheltered exposure such as in

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tunnels, bridge abutments, deck soffits etc., partial saturation conditions prevail consistently.

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These effects are particularly important in environments classified under XC3 or XC4 (EN

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206, 2000). Indoor exposure also gives higher carbonation depth than outdoor exposure

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owing to similar reasons explained in the foregoing.

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Theoretically, the significance of sheltering effect on carbonation is well-established

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(Parrott, 1987; Yoon et al., 2007; Gehlen and Sodeikat, 2002), with CEB-FIB (1990b) stating

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the progress of carbonation, dc = k.tn, in elements sheltered from rain to be of a lower

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exponent in the range of 0.2 < n < 0.5, implying greater carbonation rates, the maximum

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carbonation rate corresponding to n = 0.5. In this carbonation equation, dc is carbonation

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depth, k is the carbonation rate and t is age. Other researches have reported the effect of

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sheltering to be small and not of statistical significance (Khunthongkeaw et al., 2006; Otsuki

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et al., 2012).

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Attempting to account for effects of unsheltered exposures on carbonation can be quite

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difficult due to a complex interplay of factors that may not be easy to isolate. Unsheltered

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exposure is affected by not only the number of rain events but also the amount of

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precipitation at the different events. This may vary from location to location and year to year,

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making it quite difficult to generalize except through approximations. Besides, carbonation

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behavior in unsheltered elements is also influenced by orientation of exposure surface to the

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vertical or horizontal direction, since this orientation determines the residence time of

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moisture precipitation after a rain event. For a vertical face, the direction it faces may also

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influence carbonation, especially its orientation in relation to direction of the sun. The

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presence of vegetation and other nearby structures that may curtail wind, raindrops, sun

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radiation on a particular element may also influence carbonation behavior of the element. It

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ACCEPTED MANUSCRIPT can be seen that accounting for carbonation in unsheltered elements needs detailed

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examination of the microclimate and associated exposure conditions in the surrounding. It

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should be considered that sheltered sections of elements give greater carbonation progression

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than the unsheltered parts. These sheltered sections of the structure result in deterioration well

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before the unsheltered areas and, so carbonation under sheltered exposure should form the

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basis for predictions (Parrott, 1987). In cases where unsheltered elements are not crucial, it

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may be prudent to avoid those areas of the structure when considering carbonation

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predictions for the structure. But there are structures, although relatively few, that are fully

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unsheltered such as retaining walls etc. As such, a practical means of accounting for

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unsheltered exposure in structures is relevant and essential. In Ekolu (2016), natural outdoor

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carbonation under sheltered and unsheltered exposures was analysed. The study found the

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ratio (es) of natural carbonation for unsheltered to sheltered exposure in a given environment,

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to be strength dependent. A general relationship es = fc0.2 was determined for estimating the

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correction term for unsheltered exposure, where fc is 28-day cube strength.

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2.2.6 Influence of concrete quality

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While the mix design, materials and processing factors all affect the quality of concrete, their

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effects are compounded and realised in the pore structure. Low or poor quality concretes

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typified by low strengths and high permeability, have a coarse, more open and continuous

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pore network. Consequently, CO2 ingress is exacerbated in low quality concretes which in

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turn leads to higher carbonation rates. The converse is true for high quality concretes.

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Concretes of carbonation rates >10, 5 to 10, <5 mm/yr½ are considered to be of poor, average,

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good quality respectively (Yoon et al, 2007; Sanjuan and del Olmo, 2001)

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2.2.7 Cement type and carbonation conductance

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The use of pozzolans or supplementary cementitious materials (SCMs) in concrete has

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become conventional. Cement types containing SCMs are now regarded as common cements.

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All but one of the five cement types in EN 197-1 (2000), contain SCMs. The most common

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types of SCMs in use are artificial pozzolans, fly ash (FA), ground granulated blast furnace

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slag (GGBS) and silica fume (SF). But their use in cement has some implications on

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structures. Apart from the environmental benefits, SCMs are known to improve durability of

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concretes in properly designed mixtures. One of the disadvantages of SCMs is their

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promotion of carbonation in concrete. When incorporated into concrete, SF, FA, GGBS, and

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all the common pozzolans will increase carbonation of concrete relative to control. The rate 7

ACCEPTED MANUSCRIPT of carbonation is proportional to the amount of SCM in the mixture, with higher SCM

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contents giving higher carbonation progression as shown by numerous studies in the literature

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(Parrott, 1987, Lagerblad, 2005). Their effect is related to chemical dilution resulting from

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reduced clinker content when some quantity of Portland cement is replaced by SCM. Not

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only are less hydration products formed in SCM concretes, an important factor affecting the

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infilling of initial pore spaces within the mixture, but pozzolanic activity also requires longer

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curing under saturated conditions compared to hydration of ordinary Portland cement.

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Since SCM cement types promote carbonation relative to baseline ordinary Portland

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cement or CEM I, an analogy of electrical conductance can be used whereby CO2 ingress is

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considered to be the equivalent of an electrical flux. The rate at which a cement type

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promotes carbonation can then be regarded in terms of carbonation conductance of the

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cement. This concept is applied later in model derivation given in Section 3.3. The use of this

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term here is strictly confined to the promotional effect of SCM cements on carbonation.

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2.2.8 Influence of cracks and surface treatments

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Cracks provide a direct pathway of CO2 into the concrete cover, leading to early

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deterioration. Cracks larger than structural crack sizes of typically 0.2 mm should be regarded

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as adverse and would cause greater CO2 ingress into concrete to the extent dissimilar to

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uncracked concrete. Conversely, surface treatments such as paints and coatings are

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preventative measures to external ingress of aggressive agents, and accordingly retard the

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attack processes. Studies show that paint coatings on concrete surfaces can effectively retard

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carbonation (Otsuki et al., 2012).

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2.2.9 Influence of special aggregates and recycled concretes

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Special aggregate types comprise lightweight, heavyweight and recycled aggregates. The

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effects of these special aggregate types on carbonation differ from influence of normal

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aggregates. When used in concrete, recycled aggregates lead to higher carbonation relative to

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normal aggregates (Silva et al. 2015; Lagerblad, 2005). The present study is limited to

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concretes made using normal aggregates.

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2.2.10 Influence of curing

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Curing of concretes is responsible for the development of material properties at early ages.

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Accordingly one can expect different curing types to influence concrete properties differently

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and in turn correspondingly affect carbonation behaviour of the concrete. Different types and 8

ACCEPTED MANUSCRIPT lengths of curing are employed in concrete. The most common curing methods are moist-

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curing, steam-curing, curing admixtures. When a given concrete mixture is subjected to the

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different curing types, each method does produce different results. It would be concerning if a

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model has to account for each type of curing and its duration. Infact, such information would

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be quite difficult to obtain, especially for existing structures. Fortunately, it is interesting to

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note from literature that the influence of different curing types dissipates in the long-term, for

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structures exposed to natural outdoor environments (Greve-Dierfeld and Gehlen, 2014) as

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shown by Buenfeld and Yang (2001). Cements containing SCMs particularly gain more

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strength development and corresponding reduction in carbonation rate when heat-cured or

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cured longer under moist conditions. However, it appears that these benefits are mainly

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pronounced at early ages. At later ages after long-term exposure under field conditions of at

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least 18 months, the differences from early-age beneficial effects of different curing types on

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carbonation, become insignificant (Parrott, 1996, Balayssac et al. 1995). A detailed

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evaluation on influence of various curing methods and durations on natural carbonation

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[Ekolu, 2016] concluded that use of different common curing methods does not lead to major

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change in natural carbonation behaviour. It was shown that a minimum of three-day moist

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curing or its equivalent is sufficient for concrete to achieve stable behaviour against

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carbonation. Accordingly, this paper does not give special consideration to account for

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curing effects provided the minimum site curing requirements are achieved, as discussed in

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Ekolu (2016).

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3. Formulation of model

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3.1 Experimental data

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The proposed model was developed using data from an extensive 10-year experimental

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investigation reported in CSIR (1999). Table 1 gives the various mixtures used (Ekolu 2012).

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In the experiment, concretes of strengths 25, 35 and 50 MPa were prepared in 100 mm cubes

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cast using ordinary Portland cement (OPC) and rapid hardening Portland cement (RHC).

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Altogether 21 mixtures were prepared in 62 batches, all of slumps 50 to 70 mm. The mix

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designs consisted of w/cm ratios varied from 0.46 to 0.78, and binder contents ranging from

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240 to 490 kg/m3. The mixtures contained 15 to 50% fly ash (FA). Different curing regimes

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were applied viz: 28-day fog room curing (regime-a), 28-day 50%RH/23oC curing (regime-

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c); 24-hour curing at 80%RH /50oC plus 27 days at 50%RH/10oC (regime-b); 24-hour steam

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curing at 60oC plus 27 days at 50%RH/23oC (regime-d); 24-hour oven-dry curing at 40oC

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plus 27 days at 50%RH/23oC (regime-e). After 28 days of the various curing regimes and

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treatments, samples were exposed to natural weather at a building roof. The typical

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environmental conditions at this site location are: annual average of 60%RH, 17.3oC and 517

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mm precipitation. Concrete strengths and carbonation measurements were done on site

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exposed cubes, at ages of 3.5, 6 and 10 years. The use of compressive strength as the main performance property in the core function of

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the model was preferred over permeability or diffusion owing to the overwhelming merits of

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the former over the latter, as discussed under Section 2.1. The limitation of the data (CSIR,

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1999) used to structure and calibrate the model during its development was absence of some

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aspects of data that would be valuable. Such limitations are understandable since the

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investigation (CSIR, 1999) was not purposely conducted to generate data for modelling.

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Accordingly, some of the parameters were either not varied widely or not at all included as

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part of the investigation. A case in point is the effect of RH which was not varied since all

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samples were stored in the same site location. Also, a study on the effect of sheltering was

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not part of the investigation. However, it is nearly impossible to find a relevant and extensive

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investigation which incorporates each and every requirement for model verification,

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especially when an investigation was not initially conducted for such a purpose.

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Notwithstanding the foregoing, the CSIR (1999) study was quite comprehensive, covering

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several variables and yielding high quality data. Use of these data has been crucial to

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development of the proposed model.

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[Insert Table 1]

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This study essentially applies basic mathematical laws to carbonation prediction in concrete.

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The seemingly, random material behavior and unrelated results of the various individual

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concrete types, can be captured mathematically into a universal method which accounts for

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the major factors of influence involving the phenomenon. However, a number of key steps

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need to be undertaken in developing such a model (Bazant and Panula, 1978). Firstly,

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appropriate mathematical laws must be identified and expressed in combined or suitably

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structured forms of functions. Secondly, material coefficients used in the functions must be

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determined, usually from experimental measurements conducted in the laboratory or from

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real world conditions of the natural environment. An important challenge here is to establish

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coefficients that account for concretes of various types, their heterogeneities and related

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factors of influence. Appropriate coefficients are adopted once it can be shown that their use

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ACCEPTED MANUSCRIPT consistently leads to reasonable prediction of the phenomenon. The third step is to establish

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the conditions at which a particular model is applicable, accordingly defining its limitations.

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Robustness of a model is demonstrated by its ability to apply universally to the various

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concrete materials and/or types, and different environmental factors, while maintaining

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reliable predictions. The study presented in this paper, covers all the above three steps,

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leading to derivation of the proposed model functions and related coefficients. For calibration

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purposes, comparison of measured and predicted observations was undertaken along with

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statistical error analysis. Limitations of the model were also determined. The proposed model

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was formulated using mathematical functions that are based on the following governing laws:

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(1) Square-root function of time for carbonation, derived from Fick’s laws of diffusion

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(Kropp, 1995; Liang et al, 2002).

(2) Growth rate function of time for compressive strength (ACI 209, 1997).

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(3) Parabolic function for carbonation dependence on humidity (Quillin, 2001; Parrott,

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1987; ACI 209, 1997).

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(4) Inverse power function for carbonation conductance by common cements of various types (Parrott, 1987).

In the process of developing the proposed mathematical model presented in this study, a great

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deal of guidance was drawn from several literatures on this subject. These include the

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published literature on theoretical mathematical relations for the carbonation phenomena

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(Kropp, 1995; Liang et al, 2002) and on structuring of model components (Liang et al, 2002;

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Hakkinen, 1993; RILEM, 1996)

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3.3 Derivations, data fitting and optimization

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The model construction was intended to bear the merit of simplicity without compromising

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the model’s performance and prediction accuracy. In assembling the model components,

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consideration was given to using a minimum number of parameters, while preserving

359

robustness. Based on the mathematical laws discussed in the foregoing, the governing model

360

function was taken to be the square-root law given as dc = K.t½, where dc is the carbonation

361

depth, K is the carbonation coefficient of concrete and t is time or age of concrete. Prediction

362

of K is complex and remains to be the important overarching objective of prediction

363

modelling. From the literature discussed in the foregone, material factors consisting of

364

compressive strength and cementitious materials were identified to be the core or primary

365

parameters, while environmental factors comprising relative humidity, curing, sheltering, rain

366

were taken as secondary parameters which only modify the core carbonation behavior of the

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355

11

ACCEPTED MANUSCRIPT 367

material system. The core parameters were expressed in mathematical functions and co-

368

joined into a coherent model structure. Since both, the carbonation process and compressive

369

strength growth are time-dependent; and strength is in turn influenced by cementitious

370

materials, the model concept can be expressed as

371

dc(t) = f(RH, shl, CO2).f(cem, fc(t)). t½

(1)

where dc(t) is the predicted time-dependent carbonation depth, f(RH, shl, CO2) is

373

environmental function(s) or terms accounting for the secondary effects of RH, [CO2], and

374

sheltering. The proposed model accounts for the influence of CO2 concentration as discussed

375

in Section 2.2.3. It applies [CO2] range of 300 to 400 ppm as its baseline. This range of CO2

376

concentration is typical of pollution levels at atmospheric conditions in urban settings.

377

Accordingly, correction factors are needed to account for different levels of [CO2] (Equation

378

10). The function f(cem, fc,t) represents time-dependent compressive strength and related

379

influence of cementitious materials used in the mixture. It gives the core carbonation

380

behavior of a given concrete material system.

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381

3.3.1 Functions for relative humidity and sheltering

383

(a) Correction terms for sheltered and unsheltered outdoor exposure

384

Ekolu (2016) used data taken from various studies to determine the correction term (es) for

385

unsheltered exposure environments relative to sheltered exposure, for concretes under the

386

same microclimate. The expression es = fc0.2 (Section 2.2.5) which was derived in Ekolu

387

(2016) is used in the proposed model. It should be recognized that some field conditions

388

cannot be fully accounted for by this equation such as the effects of vertical or horizontal face

389

allignment, orientation of elements to the sun, wind factor etc. as discussed Section 2.2.5.

EP

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390

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382

391

(b) Parabolic function for relative humidity

392

In Section 2.2.2, the influence of RH is discussed. Applying a RH correction factor,

393

incorporates versatility as this allows broader application of the model to various

394

geographical settings or climatic conditions. A RH - carbonation relationship must be known

395

under outdoor natural exposure conditions in order to develop a relevant mathematical

396

function. In this study, Weirig’s (1984) data were considered appropriate to use (Parrott,

397

1987). The data were curve-fitted to produce the expression for the RH correction factor, as

398

given in Equation (2). Figure 1 gives a plot of the correction term (eh) to account for changes

399

in ambient RH. It can be seen that the parabolic equation maintains eh =1.0 for 60 to 65% 12

ACCEPTED MANUSCRIPT RH, being the optimum RH for carbonation. The factor for lower and higher humidity levels

401

are gradually scaled down according to the parabolic relationship. In developing the present

402

RH equation, research conducted by Gardner (2004), ACI 209 (1997), Hassoun and Al-

403

Manaseer (2012), Muller and Hilsdorf (1990), Salvoldi et al. (2015), provided very useful

404

guidance. Based on understanding of RH influence on carbonation, as discussed earlier, the

405

author configured the parabolic RH function given in Equation (2), to be applied within the

406

range of 50 to 80% RH.

407

 RH − 35   RH  e h = 16   1 −   100   100 

for 50% ≤ RH ≤ 80%

408 409

[Insert Figure 1]

410

(2)

SC

1.5

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400

3.3.2 Growth rate function for compressive strength

412

The mathematical concept needed to represent concrete strength as a function of time, was

413

identified to be the general growth rate Equation (3) recommended by ACI 209 (1997).

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411

414 Fc(t) =

t .f c28 a + bt

(3)

TE D

415

Where fc28 is the mean compressive strength at 28 days, Fc(t) is concrete strength at any time,

417

t while a, b are constants. In Equation (3), both the a-parameter and b-parameter are

418

influenced by cement type and curing type. Typically, for moist-cured concretes, a = 0.4, b =

419

0.85 for Type I ordinary Portland cement, and a = 2.3, b = 0.92 for Type III rapid hardening

420

Portland cement. It should, however, be noted that these coefficients apply to concretes

421

subjected to continuous moist curing and may not directly apply to concretes stored at

422

outdoor natural environment. Also, it should be considered that carbonation leads to

423

enhancement of concrete strength as a time-dependent variable. Accordingly, it becomes

424

necessary to modify the equation for purposes of strength prediction under the influence of

425

carbonation in the natural environment. As mentioned earlier, the experimental data reported

426

in CSIR (1999) were used throughout this process.

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416

427

During the process of data fitting, it was found impossible to de-couple the influence of

428

cementitious materials from the strength growth function. By introducing a coefficient which

429

is a scalar quantity, and an exponent to Fc(t), a correct prediction of carbonation behavior is

430

possible. Essentially, this leads to an inverse power function developed by modification of

431

Equation (3) to allow for composition effects, giving rise to Equation (4) 13

ACCEPTED MANUSCRIPT f(cem, f c(t) ) = cem.(Fc(t) )

g

432

(4)

Where cem is a scalar quantity for cement, and g is a shape factor but it really represents the

434

rate at which different cement types promote CO2 ingress, which is analogous to electrical

435

“conductance” of CO2 flux (Section 2.2.7). The term carbonation conductance factor is

436

therefore used in the present model to refer to, g. Both factors (cem, g) are dependent on the

437

type and proportion of cementitious materials used in the concrete.

RI PT

433

At this point, there are four unknowns (a, b, cem, g) whose values are to be determined

439

for each concrete material system under consideration. Determination of these constants was

440

done by data fitting and optimization operations conducted through an interative process

441

involving trial and error, regression, and curve-fitting methods, applied to data. Data fitting

442

was conducted on: (a) strength, fcbn at long-term ages of 3.5, 6 and 10 years; (b) strength, f28

443

at 28 days.

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438

444

(a) Coefficients based on insitu concrete strength at long term ages

446

Initially, the graphs of long-term insitu concrete strength, fcbn versus measured carbonation

447

depths were plotted for ages of 3.5 and 6 years, and for cement types consisting of OPC and

448

RHC, with or without FA. Specifically, the graphs in Figure 2 were plotted for OPC,

449

OPC/30FA (i.e OPC containing 30% FA), RHC, RHC/25FA. Power curve regressions were

450

applied to each of the graphs. Expectedly, wide ranging coefficients and exponential factors

451

were obtained for each cement type, as shown in Table 2. At first sight, the regression

452

relationships appear spurious and unrelated. However, upon varying cem and g by means of

453

trial and error, a consistent relationship emerges, which was curve-fitted to approximately

454

cem = 950, g = -1.2. The scalar quantity was conveniently rounded-off to cem = 1000. Also,

455

trial constants (a,b) were estimated for strength prediction based on use of fcbn in lieu of f28.

456

Equation (5) was obtained as discussed later in this section.

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445

457

The Least Squares Method (LSM) was applied to examine the goodness-of-fit of the

458

models to the observed data. According to the method, the goodness-of-fit of a model y =

459

f(x) to observed data is evaluated by determining the sum of squared residuals or errors

460

(SSE). i

461

2

SSE = min ∑ [ f ( xi ) − yi ] , Where yi is the observed value. 1

14

ACCEPTED MANUSCRIPT 462

Accurate models give minimum SSE. The method can be used to optimize data fitting

463

through adjustment of the model coefficients. Also useful is the total sum of the error squares

464

(SST), calculated as (Sayed-Ahmed, 2012; Underhill and Bradfield, 2013) 2

_ _   SST = ∑  yi − y  , where y is the average of observed values.  1  i

466 467

The coefficient of determination (R2) is obtained from the expression R 2 = 1−

RI PT

465

SSE SST

In this study, the various trial models (Figure 2) were analysed using the LSM method, giving

469

results shown in Table 2. It is however emphasized that the curve fitting method is used here

470

to establish the form of model based on carbonation-strength relationship, rather than fixed

471

values of the coefficients, at this early stage. Infact, other than a = 0.35, all the parameters in

472

the models determined for the carbonation-strength derivation, had to be adjusted iteratively

473

during optimization and calibration, as later discussed. These adjustments should be

474

understood in context of solving a 3D relationship between carbonation progression, strength

475

and time. From this point, two other relationships must be solved i.e. carbonation-time and

476

strength-time relations, which must then be compounded with the carbonation-strength

477

relationship.

TE D

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468

Accordingly, the next stage was to data-fit the constants (cem, g) and (a, b) so as to

479

account for time-dependent behaviour. From mathematical knowledge of curves, the shape

480

factors for the functions are, g, for the inverse power curve and, b, for the growth rate curve.

481

To optimize the coefficients, the procedure adopted was:

483 484

(i) Varying g-value with age, while keeping (a = 0.35, b = 1.2) constant. This step leads to optimization of the g-value. (ii) Varying b-value with age, while keeping (a = 0.35, cem = 1000, g) constant

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482

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478

485

The optimization was conducted using data of 3.5, 6 and 10 years. To simplify the process, g-

486

values used were limited to -1.4, -1.5, -1.6. Table 3 shows the coefficients of determination

487

obtained by varying the g-value. It is evident that the best data fit is given by g = -1.5 having

488

the best R2 value, overall. In interpreting the optimization given in Table 3, it is important to

489

note that while the best R2 is sought, it is not necessary to consider its numerical value in

490

terms of statistical significance.

491

The results given in Tables 2 and 3 can also be seen in the graphs shown in Figure 3 for g

492

= -1.4 and g = -1.5. As the g-value decreases, the carbonation rate predictions tend to shift

493

lower. A similar trend was observed for g = -1.6. A close inspection of the graphs shows that 15

ACCEPTED MANUSCRIPT the data fit is affected by age. Notably, the data fit for g = -1.5 at 3.5 years is poor compared

495

to the other ages. Similarly, the data fit for 10-year age is slightly offset, relative to that of 6

496

year data. This explains the R2 - value of -0.08 obtained at 3.5 years as compared to 0.44 and

497

0.36 for the ages of 6 years and 10 years respectively. These results imply that g-value alone

498

does not account for age-related effects and other parameter(s) need to be adjusted to allow

499

for time-effects. This naturally led to optimization of b-value as a necessary step, since it is

500

the only other key factor influencing the curve shape. To conduct this operation, cem = 1000,

501

g = -1.5, a = 0.35 were maintained constant while b-value was adjusted to obtain the optimum

502

value for each age 3.5, 6, 10 years.

503 [Insert Table 2]

505

[Insert Figure 3]

506

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494

507

As seen in the above analysis, the g = -1.5 data fitting was optimized at 6 year age with

508

(a=0.35, b = 1.2). Using this as a starting point and optimizing the data fitting for 3.5 year and

509

10 year data, b = 1.27 and b = 1.1 were obtained respectively. By conducting linear

510

regression, the equation b = 1.3-0.02t is obtained. b = 1.3 − 0.02t

(5)

TE D

511

However, recalling that b-value is the shape factor of the growth function given in Equation

513

(5), an inspection of the prediction curve based on Equation (5) quickly identifies 15 year age

514

as a crucial turning point that determines the type of curve, to be either an exponential curve

515

if the expression is used in the form given in Equation (5) or a growth curve when the

516

expression is restricted to b = 0.9 for ages greater than 15 years. The latter is undoubtedly the

517

appropriate function.

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518

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512

519

(b) Coefficients based on concrete strength at 28 days

520

In order to use 28-day strength, fc28 of concrete for prediction of carbonation, the optimization

521

operation conducted above for long-term strength, fcbn was repeated using 28-day strength

522

data to determine the coefficients (cem, g, a, b). The same cement factors (cem = 1000, g = -

523

1.5) are applicable under both the long-term strength and 28-day strength. However, data

524

fitting and optimization gives a = 0.35 and Equation (6) for the b-value, based on fc28.

525

b = 0.6 − 0.02t

(6)

16

ACCEPTED MANUSCRIPT To maintain the growth curve shape, b = 0.4 must be constant for ages greater than 10 years.

527

But it was found that disjointing arises at the points where b in Equations (5) and (6)

528

transition to their respective constants. So, a purely mathematical operation was conducted to

529

develop the respective continuous functions equivalent to those given by Equations (5) and

530

(6) and adjusted for long-term behavior. This operation produced the Equations (11a,b) and

531

(12a,b). With Equations (5) and (6) derived, the optimization process was repeated based on

532

cement type. During the process, the conductance factors, g that were found to correctly

533

curve-fit the carbonation behaviors of the different cement types were: g = -1.5 for OPC,

534

RHC, 15%FA and g = -1.4 for 30%FA.

535

SC

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526

3.3.3 Accounting for influence of different cement types

537

The dual cement conductance factors (cem, s) account for the promoting influence of SCMs

538

on carbonation. The model allows for cement types containing up to 30% fly ash (FA) or

539

50% slag (SG) or 10% SF. These SCM proportions are equivalent to CEM I and CEM II

540

varieties of EN 197-1 (2000).

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536

The inclusion of the other SCMs (SF, SG) in the model specification has been partly

542

based on literature and inference from correlation behaviours. It is known that correlation

543

exists between the carbonation behavior of FA and other SCMs. CEM I and CEM II varieties

544

give similar long-term carbonation behaviours (Greve-Dierfeld and Gehlen, 2014).

545

Khunthongkeaw et al. (2006) reported that CEM I with or without 10% FA of Class C and

546

Class F (equivalient of CEM II/A) exhibited the same carbonation rates. Also, Ali and

547

Dunster (1998) showed that 30%FA had the same carbonation rate as 50% GGBS cements.

548

Studies on South African SCMs show that 10%SF, 30%FA and 50%GGBS give similar

549

carbonation behaviours (Alexander et al. 2001).

AC C

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541

550

Also in classifying cements, the EN 197-1 (2000) allocates the same cement class for FA

551

and GGBS, i.e. CEM II/A would contain, 6-10%SF, 6 to 20% FA or GGBS. CEM II/B would

552

contain 21 to 35% FA or GGBS which implies that within this range of the SCMs, FA and

553

GGBS would be expected to behave similarly. Infact EN 197-1 allows the use of any type of

554

SCM for CEM II provided its proportion is limited to 35%, as specified in Portland

555

composite cement CEM II/A-M and CEM II/B-M. This suggests that the SCMs may be used

556

interchangeably within these limits and they would be expected to show similar behaviours.

557

The experimental data (CSIR, 1999) used in this study had mixtures containing 0, 15, 30,

558

50% FA, which cover a wide range of cement varieties CEM I to CEM IV as given in

559

Equation (13). 17

ACCEPTED MANUSCRIPT 560 3.3.4 Model formulae

562

From derivations and the associated mathematical functions presented in the foregone

563

discussion, the complete model is expressed in Equations (7) to (13), and consists of: (1) the

564

material performance property, being concrete strength, (2) relative humidity, shelter, [CO2]

565

as the main environmental factors, and (3) the material composition represented by cement

566

type. In the proposed model, carbonation under both sheltered and unsheltered outdoor

567

exposure conditions are considered (Equation (9)). The correction factors for unsheltered

568

exposure were derived in Ekolu (2016), as explained in Section 2.2.5. The model also

569

accounts for carbonation under different levels of [CO2] taking concentrations of 300 to 400

570

ppm as baseline and giving correction factors for higher or lower CO2 concentrations using

571

Equation (10). Derivation of this equation is given in Ekolu (2016) as explained in Section

572

2.2.3.

M AN U

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561

Curing methods and their effects are not considered to be of significant influence to long-

574

term carbonation (Section 2.2.10), provided a minimum of 3-day site curing or its equivalent

575

is achieved as typically required by recognized standard specifications (Ekolu, 2016). Based

576

on this condition, curing is not included as a separate parameter in the model. However,

577

curing effects are embedded in the cement type and concrete strength, both of which are

578

accounted for in the model. The mean 28-day cube strength, fc28 obtained from laboratory

579

moist-curing or insitu strength of concrete, fcbn extracted from existing structure at a given

580

age of its service may alternately be used by employing Equations (11a,b) and (12a,b),

581

respectively. No accelerated methods such as accelerated carbonation, permeability tests etc.

582

are used in any parameter of the model. Also, the model is not for use under indoor

583

conditions of exposure.

EP

AC C

584

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573

585

3.3.5 Calibration

586

Following the formulation discussed in the foregone sections, the model was calibrated

587

against experimental data. The calibration was an iterative process consisting of adjustments

588

to the model structure until its predictions were deemed acceptable. The model calibration

589

was done under the use of long-term concrete strengths, fcbn and under the use of 28-day

590

concrete strengths,fc28. The process employed use of data generated under different curing

591

regimes. Accordingly, the significance of curing on model predictions was examined. In the

592

evaluation, the model was used to predict carbonation depth or rate which in turn was

593

compared statistically against measured values. 18

ACCEPTED MANUSCRIPT 594 595 d (f, t) = e h . e s . e co .cem (Fc(t) ) . t g

596

(7)

597

Environmental factors for relative humidity and shelter:

598

 RH − 35   RH  e h = 16   1 −   100   100 

599

1.0 for sheltered outdoor exposure es =  -0.2 f c for unsheltered outdoor exposure; f c is 28 − day strength

600

Environmental factors for varied CO2 concentrations:

601

α f r for 20 < fc < 60 MPa eco =  c 1.0 for fc ≥ 60 MPa Correction factor ec = αfc

fc ≥ 60

ec = 1.0

200 ppm 1.4 -1/4

606

(a) Using 28-day strength, (fc28)

608 609 610 611 612 613 614 615 616

EP

605

Time-dependent strength growth function (Fc(t)): t Fc(t) = .f c a + bt

607

RI PT

SC

(9)

(10)

CO2 concentration level 300 ppm 500 ppm 1000 ppm 1.0 2.5 4.5 0 -1/4 -2/5

2000 ppm 14 -2/3

TE D

20 < fc < 60

α r

r

(i) Short-term ages, t < 6 years a = 0.35, b = 0.6 − t

AC C

604

(8)

Where α,r are correction factors for natural carbonation under varied CO2 concentrations: 28-day strength (MPa)

603

for 50% ≤ RH ≤ 80%

M AN U

602

1.5

0.5

50

(11a)

(ii) Long-term ages, t ≥ 6 years a = 0.15t, b = 0.5 − t

0.5

50

(11b)

(b) Using long-term (field) strength, (fcbn) (i) Short-term ages, t < 15 years a = 0.35, b = 1.15 − t

0.6

50

(12a)

(ii) Long-term ages, t ≥ 15 years a = 0.15t, b = 0.95 − t

0..6

50

(12b) 19

ACCEPTED MANUSCRIPT 617 618 Cement factors for carbonation conductance: SCM

Cement types

20% any 30% fly ash 50% slag

CEM I, CEM II/A CEM II/B, CEM IV/A CEM III/A, CEM IV/B

(13) Scalar, cem 1000 1000 1000

Conductance factor, g -1.5 -1.4 -1.4

RI PT

619 620

621 622 623 624 625 626 627

Notes: Cube strength (fc) is related to core or cylinder strength (fcyl) through the conversion, fc = 1.25 fcyl. Strength values used in the equations must be ≥ 20 MPa. Moist-cured 28-day strength (fc28) is related to insitu strength (fcbn) using the expression, fcbn = fc28+13.

628

In order to examine the accuracy of the model, it is essential to conduct unbiased

629

statistical analysis of its predictions. For this purpose, the Root Mean Square (RMS) method

630

was employed (Bazant and Panula, 1979). RMS is the square root of the average of residuals

631

between measured values (MV) and predicted values (PV). By dividing the RMS by the

632

mean of measured values in the data set, a coefficient of variation (CV) of errors is obtained.

633

This parameter can suitably be used to compare model predictions with measured results. It

634

should be noted that this CV, is determined somehow differently from conventional CV

635

defined as the ratio of standard deviation to mean. The former is determined on the basis of

636

two variables (MV, PV) while the latter applies only to a single variable (MV or PV). Also

637

used as a statistical indicator is the ratio of average MV to average PV.

TE D

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SC

*SCM – supplementary cementing materials, NP – natural pozzolan

Figure 3 (g = -1.5) gives the model predictions made based on long-term concrete

639

strengths while comparison of measured values to predictions made based on 28-day concrete

640

strengths, is given in Figure 4. While the general fitting may look visually reasonable, as the

641

results lie along the line of equality, it is through statistical error analysis that the accuracy of

642

predictions can be effectively examined. Table 4 gives the statistical indicators showing the

643

predicted values relative to the measured values for predictions based on long-term concrete

644

strength and predictions based on 28-day concrete strength. For the model predictions based

645

on fcbn, the MV/PV ratio lies between 0.9 to 1.1; an average of 1.0. This result indicate that

646

the predicted values are nearly the same as the actual measured value of carbonation rate. The

647

MV/PV ratio for predictions based on 28-day concrete strength appear to be slightly higher,

648

giving between 1 to 1.2. However, these differences may vary depending on the data settings

649

and their embedded errors.

AC C

EP

638

The coefficient of variation of the model prediction is

20

ACCEPTED MANUSCRIPT 650

consistently between 23% to 33% and falls within the typical range of accuracy known for

651

code-type models (Bazant and Baweja, 1995). Finally, a boundary condition was determined prescribing model predictions to be invalid

653

for concrete strengths below 20 MPa. In the literature (Parrott, 1990; Guiglia and Taliano,

654

2013), the measured carbonation rate in real structures, indoors is reported to be about 10

655

mm/yr½ for low strengths of 21 MPa, compared to 5 mm/yr½ for medium strength and 2

656

mm/yr½ for concrete strengths > 45 MPa. Other researches (Ali and Dunster, 1998;

657

Lagerblad, 2005) have reported carbonation rates for outdoor sheltered environments to be

658

3.8, 6.2, 6.2 mm/yr½ for C30 concrete made with OPC, 30%FA and 50%GGBS respectively.

659

Concretes of strengths under 20 MPa are regarded as low strength, typically non-structural

660

concretes. In this study, it was found that when the strength of concrete falls below 20 MPa,

661

model predictions become drastically high. In order to examine this behavior, borderline data

662

sets were selected with values lying slightly above and below 20 MPa. Figure 5 gives the

663

difference in carbonation predictions when these strength data were plotted. It can be seen in

664

Figure 5 that when concrete strengths fall below 20 MPa, predictions rapidly rise higher

665

correspondingly with further decrease in strength. As such, the model in its current version is

666

not appropriate for concretes of strengths less than 20 MPa.

M AN U

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652

667

[Insert Figure 4]

TE D

668 669

[Insert Table 4]

670

[Insert Figure 5]

671 3.3.6 Sensitivity analysis

673

Equations (9) to (13) of the model comprise primarily of material properties of concrete

674

(strength, cement type) and environmental exposure conditions (RH, sheltering, CO2 levels).

675

The method employed in sensitivity analysis was to identify the main parameter variables of

676

the model, then a range of boundary values for each input parameter was fixed at two

677

standard deviations and used to assess the parameter’s influence towards variation of model

678

output. Table 5 gives the model parameters and range of values used. Apart from strength

679

that was examined for medium strength and high strength concretes of 30 MPa and 60 MPa

680

respectively, the other parameters apply generally to the model. Figure 6 gives the results of

681

sensitivity analysis. It is evident that the parameters considered are important contributors to

682

variability of model outputs, as seen by significant changes when they were varied across

683

predetermined boundary values. The conductance factor is perhaps the most sensitive

AC C

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672

21

ACCEPTED MANUSCRIPT parameter in the model and should be strictly selected according to the respective cement

685

type. For example, a wrong choice of g = -1.4 in place of g = -1.5 would alter model outputs

686

of predicted carbonation by 40%. Such errors are possible if there are no clear details

687

available concerning the type of cement used in the concrete. Variability of the strength

688

parameter is dependent on strength grade (Figure 6b), with high strength concretes

689

contributing lower output changes of 12 to 16% for 60 MPa concrete compared to 20 to 30%

690

for 30 MPa concrete. The relative humidity parameter introduces errors of up to 15% for

691

50%RH or 75%RH. Evidently, sensitivity is remarkably low for 55 to 65%RH, an important

692

level of RH for carbonation.

RI PT

684

In addition, comparison of predictions obtained using fc28 and using fcbn is made to assess

694

closeness of results obtained from the two values. The assessment was conducted based on

695

the relationship fcbn = fc28+13, having been determined empirically using CSIR (1999) data.

696

The comparison covers all concrete strengths from 20 to 90 MPa for ages up to 100 years. In

697

Figure 7, it is seen that use of fcbn gives about 2 to 5 mm higher carbonation depths than the

698

values obtained using fc28. The difference in depths is about 4 to 5 mm for strengths of 20 to

699

50 MPa, diminishing to under 3 mm difference with increase in strengths up to 90 MPa. The

700

various concrete strengths give residuals falling within the 95% limits, and this behavior of

701

the model is consistent throughout the 100 year age. However, there are minor deviations at

702

ages below 5 years and above 60 years, where strengths greater and lower than 40 MPa

703

respectively, tend to breach the 95% limits. Overall, there is good agreement between results

704

obtained from the two values, fc28 and fcbn. Accordingly, fc28 and fcbn may be used

705

interchangeably in carbonation prediction, depending on the available data.

M AN U

TE D

EP

706

SC

693

3.3.7 Boundary conditions and constraints

708

Although several assumptions are embedded in the model, these are deemed necessary for

709

mathematical simplifications and adjustment of theoretical derivations to practical

710

engineering application. These assumptions mainly contribute to variability. The limitations

711

subsequently discussed, have been established during calibration of the model response to

712

data from outdoor natural environment.

AC C

707

713

In employing the model, concretes should be of cube strengths > 20 MPa made of the

714

specified cement types (CEM I, CEM II/A and II/B, CEM III/A, CEM IV/A and IV/B, CEM

715

V/A) accounted for in the model. It is crucial that selection of cement conductance factor, g is

716

made under strict consideration of cement type or SCM content in the binder, if this

22

ACCEPTED MANUSCRIPT 717

information is available. A correct selection of g is vital given the high sensitivity of model

718

outputs to the conductance factor. It has been shown in Section 3.3.5 Figure 4, that non-structural (low-strength) concretes

720

give poor predictions and high variability. The model applies to concretes subjected to all

721

conventional curing regimes but should be made of normal aggregates and may be air

722

entrained or non-air entrained provided the air content is within the conventional range of 5

723

to 8% (ACI 211, 2009). The influence of special aggregates types such as recycled and

724

lightweight aggregates is not accounted for in the proposed model.

RI PT

719

The model is applicable to real-world concrete structures in the natural outdoor exposure

726

environment with recommended average of 55% to 75% RH, and does not apply to indoor

727

environments. Effect of sheltering from rain is accounted for in the model, as explained under

728

Section 3.3.1, Equation (9). The atmospheric [CO2] in the natural exposure environment of

729

the structure should typically be in the range of 300 to 400 ppm, for most urban locations. If

730

the site of a structure is not within this CO2 range, a correction term to model predictions

731

must be applied as per Equation (10). The appropriate exposure classes for the model are the

732

carbonation-prone environments, XC3 and XC4. Data extracted from treated concrete

733

surfaces, corner areas of structural elements, cracked concretes and joints (Ann et al. 2010),

734

are not appropriate for use in the model for reasons explained in Section 2.0.

735

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M AN U

SC

725

4. Potential applications

737

Consistent with the objective of maintaining practical relevance, only data obtained from

738

outdoor natural environment has been used in deriving and calibrating the model. The model

739

may potentially be used for service life design of new RC structures and for estimating the

740

residual life of existing structures. In both cases, the model’s structure remains unchanged but

741

the coefficients of some parameters assume different numerical values. The model is suitable

742

for use in conjunction with reliability concepts which employ stochastic applicative methods.

AC C

743

EP

736

744

4.1 Existing reinforced concrete structures

745

The model is applicable to existing structures using Equations (12a,b). In this case, cores are

746

extracted from the structure of known age, from which the mean strength fcbn, carbonation

747

depths, and cover depths are determined along with their CVs. Where necessary, 28-day

748

strength may be estimated from insitu results using the relationship fcbn = fc28+13, as

749

mentioned in Section 3.3.6. The model may then be applied using reliability principles to not

750

only back calculate the progression of carbonation hitherto but more importantly, to 23

ACCEPTED MANUSCRIPT stochastically estimate the residual service life of the structure (RILEM, 1996; ISO, 2012).

752

Arguments may be made that carbonation rate could be calculated directly from data and

753

used for predicting service life based on constant carbonation rate. However, such an

754

approach would be deterministic and has been employed in the literature (Alexander et al,

755

2007). Carbonation rate itself is not a constant value but varies with time. Therefore using a

756

constant rate leads to erroneous, unreliable estimation of service life, since it does not account

757

for variability of carbonation progression rate, cover depth, and material properties of

758

concrete. In prediction of service life using the proposed model, variability of the major

759

factors are incorporated through stochastic modeling. It is vital that correct age of a structure

760

and quality test data are used in the model, for it to give meaningful predictions. For example,

761

if data is extracted at the age of 20 years of an existing RC structure, the model can be used to

762

estimate residual lifespan, being the duration from the present time to the point when

763

carbonation would reach the level of steel i.e. when the full cover is carbonated. Since

764

carbonation does not occur uniformly throughout the structure, the criteria to be used in

765

deciding end of service life (ESL) should be based on probability. A 10% probability that full

766

cover depth is carbonated would be an appropriate criteria to use for ESL (Gjorv, 2009).

M AN U

SC

RI PT

751

It should be underscored that extreme care during data acquisition from existing structures

768

is absolutely necessary, as explained in Section 3.3.7. The issue is critical in ensuring that

769

appropriate and quality data is obtained for use in the model. The major locations of concern,

770

that should be avoided during testing for material properties include cracked sections, joints,

771

corners of elements, surface treated concrete layers, chloride-contaminated concretes, splash

772

and spray zones of structural elements. The appropriate locations for data extraction should

773

be non-surface treated, flat surfaces exposed to atmospheric zone without peculiar

774

obstructions.

EP

AC C

775

TE D

767

776

4.2 New reinforced concrete structures

777

The model also applies to service life design of new structures through use of Equations

778

(11a,b). Two possible concrete strength values may be used in the model at the design stage

779

i.e. strength grade of concrete (fck) or mean strength at 28 days (fc28). If the concrete mixtures

780

and strengths to be used in the structure are known, it is preferable to use the mean 28-day

781

cube strength, otherwise the design engineer may still employ the strength grade of concrete.

782

Incorrect predictions would arise if the concrete strength achieved after construction of the

783

structure is different from the assumed value applied to the model at design stage. In such a

784

case, design predictions may be revised based on actual insitu or 28-day strength results. 24

ACCEPTED MANUSCRIPT Again the conditions given in Section 3.3.7, requiring use of normal aggregate, a minimum

786

concrete strength of 20 MPa, and known cement type with known SCM content (if any), must

787

be adhered to. With implementation of the model at design stage, the designer employs a

788

scientific approach that can be used to maneuver the structure’s design parameters such as

789

cover depth, concrete strength etc., in order to estimate its service life with a measurable level

790

of certainty. As explained in Section 4.1, the main domain for use of the model is stochastic

791

applicative method which employs a probabilistic approach of reliability design (RILEM,

792

1996; ISO, 2012).

RI PT

785

In applying this model, it is notable that no major associated costs may be anticipated.

794

Only basic information, which is typically available at design and construction stage or

795

during repairs, is needed. No complicated tests, sophisticated equipment, computer software,

796

or specialized skills are involved.

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797

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793

5. Comparison of the proposed model versus fib-Model Code predictions

799

Most carbonation prediction models proposed in the literature are based on accelerated

800

carbonation tests and are mostly experimental models, as elaborated in Section 2.1. One of

801

the main problems encountered in carbonation modelling is lack of long-term data

802

measurements taken from real world structures. In this study, comparison of prediction

803

results is made between the proposed model and the fib-Model described in fib (2010);

804

Guiglia and Taliano (2013).

TE D

798

In an extensive investigation, that may be considered as the closest application of a model

806

to real world structures, Guiglia and Taliano (2013) developed a relation between carbonation

807

resistance parameter of the fib-model (R-1NAC, 0) and the 28-day compressive strength for the

808

structures that were investigated. In turn, they found that carbonation depth relation to

809

strength could be simplified to:

AC C

810

EP

805

x c(t) = 163. k e .f −2.1cm . . t for abutments and piers x c(t) = 206. k e .f − 2.1 cm . . t for tunnels

811

Using these equations, scatter plots were prepared comparing the measured and calculated

812

carbonation depths (Guiglia and Taliano, 2013). Their investigation covered about 135 km of

813

highway distance. Tests were done on uncracked concretes extracted from more than 120

814

structures consisting of bridges, viaducts, tunnels, flyovers, underpasses and retaining walls.

815

About 1350 compressive strength and carbonation tests were conducted using 100 mm cores

816

extracted from the reinforced concrete structures. The structures were no more than 5 years 25

ACCEPTED MANUSCRIPT old and were of medium strengths in the range of 20 to 50 MPa. There was no availability of

818

information on the concrete mix designs used for the various structures. However, reports

819

indicated CEM II/A-I, CEM II/B-L and CEM I as the cements that were most predominantly

820

used in the market. Locations of the structures were categorized into three classes of:-

821

64%RH (geographical area I), 67%RH (geographical area II), and 75%RH (geographical area

822

III). The structures were of exposure classes XC3 for external concrete sheltered from rain i.e

823

abutments, piers and tunnels; XC4 for concrete surfaces subject to water contact, such as

824

walls etc. (EN 206, 2000). Although data for walls was acquired, it was not used in the fib-

825

model owing to difficulties in assigning proper environmental coefficients, since walls are

826

unsheltered and also exposed to rain mainly through its vertical face.

SC

RI PT

817

The proposed model and fib-Model were applied to the same data (Guiglia and Taliano,

828

2013) to generate carbonation predictions made by both models. Scatter plots of results are

829

given in Figures 8a1, b1, c1 and Figures 8a2, b2, c2 for the proposed model and fib-Model,

830

respectively. Results are reported for abutments, piers and tunnels located in the three

831

geographical areas of different relative humidity levels. A visual overview of the scatter plots

832

show that both models correctly predict the progression of carbonation for the different

833

elements and at various ages, with data points lying along the line of equality. The wide

834

scatter in data does not necessarily appear to be a result of errors in the prediction models but

835

mostly associated with the random nature of measured data, which are exacerbated by the

836

often fluctuating or non-uniform field exposure conditions. The tendency of data points to

837

deviate from the equality line are attributed to incorrect predictions by the models. In both

838

models, data points show relatively wider scatter at higher carbonation rates or depths, while

839

at the same time veering away from the equality line. This behavior appears to be associated

840

with poor quality, typically low strength concretes. In strength characterization, poor or low

841

quality is also associated with high variability, which implies a high CV.

AC C

EP

TE D

M AN U

827

842

The error statistics generated are shown in Table 6 for each geographical area. These

843

statistics indicate that both models perform at a similar level, with fib-Model showing only a

844

slight edge. Both models have the same range of accuracy giving CV of errors = 40 to 50%,

845

which is quite typical of code-type models, as discussed in Section 3.3.5. These results are

846

also consistent with reports in literature which indicate the accuracy of fib 34 Model to be in

847

the range of CV = 30 to 45% (Lifecon, 2003; Marques et al, 2013).

848

Residuals for both models are shown in Figure 9. Clearly, both models give residuals

849

which fall within the 95% confidence interval. Accordingly, predictions by the models may

850

be considered a correct representation of true carbonation occurring in the real world 26

ACCEPTED MANUSCRIPT structures investigated. Both models have a tendency to under-predict carbonation in high

852

strength concretes and progressively over-predict as concrete strengths decrease. The fib-

853

Model appears to show this tendency slightly more prominently than the proposed model.

854

However, these under-predictions and over-predictions by the models should not be of much

855

concern since they are fairly small and fall within the 95% confidence limits. Also evident in

856

the residual plots is fanning out as the carbonation depths increased. This observation is

857

mostly attributed to the characteristic material behavior associated with increase in variability

858

as concrete strengths decrease. Since strength correlates strongly with carbonation

859

progression, the lower strength concretes are also highly carbonating concretes and

860

consequently show high variability of carbonation depths or rates.

SC

RI PT

851

It may be recalled that the fib-Model usually requires conduct of accelerated tests

862

especially to determine permeability or diffusion coefficient, a required input to the model. In

863

this regard, the proposed model is quite advantageous considering that only basic information

864

i.e mainly strength is required. Concrete strength results are readily available during design,

865

construction or repair of structures, as discussed in 4.2. No accelerated tests or use of

866

sophisticated costly equipment is involved.

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861

867

7. Conclusions

869

A new model is proposed for prediction of natural carbonation in reinforced concrete

870

structures. Model formulation was done by applying mathematical laws and empirical data

871

measurements. The model may potentially be used for service life evaluation of existing

872

structures and durability design of new reinforced concrete structures.

EP

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868

Detailed description is given on development of the prediction model through derivations,

874

data fitting and optimization. The model was calibrated, statistically evaluated and compared

875

with fib-Model Code. The proposed model was found to give a similar level of prediction

876

accuracy as fib-Model Code. Further research is continuing on the proposed model.

877

AC C

873

878

Acknowledgments

879

The research presented in this paper was supported by the National Research Foundation

880

(NRF) of South Africa, Grant No. 96800. The author wishes to thank the NRF for financially

881

supporting this study.

882 883 884

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Table 1 Concrete mixtures (Ekolu, 2012)

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Table 2. Data fitting for model parameters Model type

Cement type

Coefficients

Correlation, R2

Regression

OPC

(cem = 63126, g = -2.304)

0.69

OPC/30FA

(cem = 17823, g = -1.901)

0.72

RHC

(cem = 1643, g = -1.385)

0.84

RHC/25FA

(cem = 1423, g = -1.285)

0.77

all the above

(cem = 950, g = -1.2)

0.08

all the above

(a = 0.25, b = 0.95)

0.99

all the above

(a = 0.35, b = 1.2)

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Curve fitting

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Strength prediction (eqn. 5) Strength prediction (eqn. 5)

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Table 3. Optimization of g-parameter for (a = 0.35, b = 1.2) constant (cem, g) Age (years) Determination coefficient, R2 (1000, -1.4)

(1000, -1.5)

(1000, -1.6)

3.5

0.24

6

0.20

10

0.23

3.5

-0.08

6

0.44

10

0.36

3.5

-0.21

6

0.13

10

0.04

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Table 4 Statistical indicators of the model predictions for carbonation rate Predictions based on long-term concrete strength, fcbn 3½ year data 6 year data 10 year data MV* PV MV PV MV PV 4.76 4.29 4.16 4.48 4.16 4.01 1.11 0.93 1.04 1.16 1.11 1.17 24.4 26.6 28.1

Mean Mean MV/PV RMS CV (%)

Parameter

Average

Carbonation conductance factor (c) Concrete strength (fc), MPa

CV (%)

Min

Constant

-1.5

-1.4

-1.3

10 10 3 3 3 3

25 54 47 52 56 70

30 60 50 55 60 75

35 66 53 58 64 79.5

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Relative humidity (RH), %

30 60 50 55 60 75

Parameter values Mid Max

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Table 5. Parameters for estimating variability of model outputs

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*MV = measured value, PV = predicted value, CV = coefficient of variation

Predictions based on longterm concrete strength, fc28 3½ year data 6 year data MV PV MV PV 4.54 4.73 3.99 3.23 0.96 1.24 1.43 1.23 30.2 38.1

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Statistical indicators

Table 6. Prediction errors for the proposed model and for fib-Model Structural elements

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Sites

Abutments, piers Abutments, piers Abutments, piers, tunnels

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Area I, 64%RH Area II, 67%RH Area III, 75%RH

Coefficient of variation of errors (%) Proposed Model fib-Model 42.3 36.9 46.8 41.6 47.2 45.7

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Figure 1. Parabolic function giving the correction term for relative humidity

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Figure 2. Data fitting and optimization of model parameters

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Figure 3. Optimization of g-parameter

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Figure 4. Calibration for predictions based on 28-day concrete strength

Figure 5. Boundary condition for carbonation in low strength concretes below 20 MPa

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Figure 6. Sensitivity analysis for up to 50 years

Figure 7. Comparison of predictions using 28-day strength and long-term insitu strength (UL = upper limit, LL = lower limit)

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Figure 8. Scatter plots comparing carbonation prediction by the proposed model and by fib-Model

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Figure 9. Residuals for the proposed model and for fib-Model

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