Modeling sensitive parrotfish (Labridae: Scarini) habitats along the Brazilian coast

Modeling sensitive parrotfish (Labridae: Scarini) habitats along the Brazilian coast

Accepted Manuscript Modeling sensitive parrotfish (Labridae: Scarini) habitats along the Brazilian coast Natalia C. Roos, Adriana R. Caravalho, Prisci...

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Accepted Manuscript Modeling sensitive parrotfish (Labridae: Scarini) habitats along the Brazilian coast Natalia C. Roos, Adriana R. Caravalho, Priscila F.M. Lopes, M.Grazia Pennino PII:

S0141-1136(15)30033-7

DOI:

10.1016/j.marenvres.2015.08.005

Reference:

MERE 4053

To appear in:

Marine Environmental Research

Received Date: 3 June 2015 Revised Date:

31 July 2015

Accepted Date: 10 August 2015

Please cite this article as: Roos, N.C., Caravalho, A.R., Lopes, P.F.M., Pennino, M.G., Modeling sensitive parrotfish (Labridae: Scarini) habitats along the Brazilian coast, Marine Environmental Research (2015), doi: 10.1016/j.marenvres.2015.08.005. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Modeling sensitive parrotfish (Labridae: Scarini) habitats along the Brazilian coast.

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NATALIA C. ROOS 1*, ADRIANA R. CARAVALHO1, PRISCILA F. M. LOPES1, M. GRAZIA

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PENNINO1

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Nova. CEP 59.098-970 Natal (RN), Brazil.

Universidade Federal do Rio Grande do Norte - UFRN. Dept. of Ecology, Campus Universitário s/n, Lagoa

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* email: [email protected] / telephone number: +5584988116227

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Abstract

In coral reef environments, there is an increasing concern over parrotfish (Labridae: Scarini) due

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to their rising exploitation by commercial small-scale fisheries, which is leading to significant

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changes in the reefs’ community structure. Three species, Scarus trispinosus (Valenciennes,

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1840), Sparisoma frondosum (Agassiz, 1831) and Sparisoma axillare (Steindachner, 1878),

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currently labeled as threatened, have been intensively targeted in Brazil, mostly on the

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northeastern coast. Despite their economic importance, ecological interest and worrisome

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conservation status, not much is known about which variables determine their occurrence. In this

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study, we adopted a hierarchical Bayesian spatial-temporal approach to map the distribution of

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these three species along the Brazilian coast, using landing data from three different gears

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(gillnets, spear guns, and handlines) and environmental variables (bathymetry, shore distance,

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seabed slope, Sea Surface Temperature and Net Primary Productivity). Our results identify

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sensitive habitats for parrotfish along the Brazilian coast that would be more suitable to the

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implementation of spatial-temporal closure measures, which along with the social component

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fishers could benefit the management and conservation of these species.

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Keywords: Bayesian models, coral reef species, conservation, small-scale fishery, fisheries

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management.

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Introduction

An ecosystem approach to reef fisheries should include the study of current and expected

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fishing impacts on exploited habitats in order to prepare efficient strategies for the conservation of

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the marine environment and, in particular, of its living resources. The approach should also include

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careful marine spatial planning of reef use to ensure the protection of the relevant habitats of key

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species (Katsanevakis et al. 2011). Therefore, it is a requirement to have a solid knowledge of

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species-environment relationships and to identify priority areas for conservation or management

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using a robust analysis based on the available information. In this regard, habitat and species

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mapping are important tools for conservation programs because they provide a clear picture of the

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distribution and the extent of these marine resources and their key species and thus facilitate

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management (Pennino et al. 2013).

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Key species are the species that play important functional roles with significant consequences

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in the food web, including the persistence of other species (Bond 1994). They are not restricted to

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one level of the food chain, including predators and herbivores alike (Mills et al. 1993). In fisheries,

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top predators, some of which are considered key species, tend to get most of the attention, first from

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fishers and then consequently from researchers (Myers and Worm 2003; but see cases where

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fisheries start at lower trophic levels, especially in places where the targets are highly valued

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invertebrates; Tewfik and Béné, 2004). Usually other large-bodied species at lower trophic levels,

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such as reef herbivores, become new targets (Bender et al. 2014) when apex predatory fish species

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become economically unfeasible (Pauly et al. 1998).

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It is then important to understand the consequences of not having this type of species in the

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environment anymore, especially if they are also key species, and to address management solutions

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for their exploitation. Herbivores play an important functional role in the ecosystem, especially in

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reef environments, and their role can be easily disrupted if their numbers go slightly down (Cheal et

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al. 2010), which is achievable even by relatively low fishing pressure. The overfishing of

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herbivores, a more extreme situation, has been shown to simultaneously impact multiple ecosystem

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functions (Bellwood et al. 2012), resulting in several negative consequences for coral reef

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ecosystems (Lokrantz et al. 2009), including phase shifts and loss of resilience (Hughes et al. 2007;

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Mumby et al. 2007). Parrotfish (Labridae: Scarini) are among the most notable and dominant group of herbivore

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fish in tropical and subtropical reef habitats around the world both in numbers of individual fish and

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in biomass (Choat and Randall, 1986; Francini-Filho and Moura 2008). This group of fish is

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classified into three functional groups, excavators, scrapers, and grazers (Streelman et al. 2002;

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Francini-Filho et al. 2008), and plays key functional roles in coral reef ecosystems (Hughes 1994;

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Bellwood et al. 2003). As consumers of benthic algae, parrotfish directly affect the structure and

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composition of benthic communities through the top-down control of macroalgae, which supports

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coral survival, growth, and recruitment (Mumby et al. 2006).

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Fishing pressure on parrotfish has grown in the last decades around the world (Edwards et al.

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2014). This increasing exploitation has taken place mainly in areas of decreasing catches of top

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predators (Ferreira and Gonçalves 1999), such as the Caribbean (Hughes 1994) and the

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southwestern Atlantic (Francini-Filho and Moura 2008; Bender et al. 2014). In Brazil, parrotfish

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have also been increasingly exploited (Francini-Filho et al. 2008) with many of them already

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showing signs of depletion (Bender et al. 2014). Some are emblematic species, such as Scarus

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trispinosus (Valenciennes, 1840), which in addition to being the largest Brazilian parrotfish is also

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an endemic species (Padovani-Ferreira et al. 2012). These large-bodied and long-living fish have

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become a favorite spearfishing target in the last decade, which explains its sharp population decline

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along the Brazilian coast (Floeter et al. 2006; Francini-Filho et al. 2008; Bender et al. 2014). The

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same fate has occurred with other large-bodied parrotfish in Brazil, such as the Scarus zelindae,

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Sparisoma amplum, Sparisoma axillare, and Sparisoma frondosum (Francini-Filho et al. 2008).

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Four out of these five species have recently been classified as vulnerable, including Sparisoma

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axillare and S. frondosum, while Scarus trispinosus has been listed as endangered in Brazil.

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Therefore, the economic interest in their exploitation associated with the recent conservation

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concerns highlight the need to have basic information on parrotfish to guide conservation and

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management actions. Our study aimed to identify sensitive habitats for three parrotfish species, the greenback

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parrotfish (Scarus trispinosus, Valenciennes, 1840), the agassiz’s parrotfish (Sparisoma frondosum,

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Agassiz, 1831), and the gray parrotfish (Sparisoma axillare, Steindachner, 1878), along the

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Brazilian coast and to develop probabilistic spatial scenarios as effective tools to support decision

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making within the conservation framework. Therefore, we analyzed data on the presence of these

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parrotfish in commercial fish landings in the Brazilian northeast. Using the hierarchical Bayesian

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spatial-temporal models with a Species Distribution Model approach (models containing biotic or

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accessibility predictors and/or being spatially limited) (Soberon and Peterson 2005; Soberón 2010),

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we predicted the presence of these species for the entire Brazilian coast.

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Because S. axillare and S. frondosum are browser/scraper species (Ferreira and Gonçalves

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2006) that have strategies that allow the use of different types of habitats (Ferreira and Gonçalves

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1999), we expected them to be distributed along a wide area of the Brazilian coast. On the other

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hand, we expected a narrower distribution of Scarus trispinosus, which is an excavator (Ferreira

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and Gonçalves 2006) and hence requires more specific food items. This approach underlines the

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importance of having marine-protected areas that consider not only species diversity but also

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functional biodiversity, reducing overall fish assemblage vulnerability (Parravicini et al. 2014).

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Also, the approach applied in this study improves the understanding of species distribution and

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demonstrates the biological needs for the management of any biologically and economically

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important reef species under some sort of threat.

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Material and Methods

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Study area 4

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Parrotfish were sampled in fish landings with fishing activities that took place up to three

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miles offshore within a Regional Protected Reef Area, hereafter referred to as APARC (from

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Portuguese, Área de Proteção Ambiental dos Recifes de Corais, see Fig.1). This protected area was

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established in 2001 in the northern part of the oriental coast of the Rio Grande do Norte state, Brazil

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(5º00’5º30’S – 35º10’35º30W). The entire area covers 180.000ha and is characterized by complex

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rocky reefs formed by various types of benthic environments (rhodolith, prairies of phanerogams,

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corals, algae, and sandy fund) (Amaral et al. 2005).

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The small-scale fishing activities in this area have a high heterogeneity of gear and targets and

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are performed by about 700 fishers. Most of these fishers use small sail vessels (4-6m) that are also

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powered by small engines. These vessels employ various types of fishing gears, but bottom-set

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panel gill nets with stretched mesh sizes that range from 30 to 60mm (knot-to-knot), handlines, and

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spear guns are primarily used.

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The fishing gear changes throughout the year according to the seasonality of the main target

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species. Red snapper (Lutjanus analis), dog snapper (Lutjanus jacu), black grouper (Mycteroperca

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bonaci), king mackerel (Acanthocybium solandri), Spanish mackerel (Scomberomorus brasiliensis),

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and Atlantic little tunny (Euthynnus alletteratus) are caught year-round mainly using handlines.

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Gillnets are primarily used to catch ballyhoo (Hemiramphus brasiliensis), manjuba (Anchoviella

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lepidentostole), lane snapper (Lutjanus synagris), and yellowtail snapper (Ocyurus chrysurus),

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usually from December to April. Octopus (Octopus insularis) is also targeted yearlong, although

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usually between December and May, by free divers using a long hook.

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Data sampling

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Parrotfish landings were registered monthly in the Maracajaú and the Rio do Fogo harbors

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from September 2013 to August 2014. These locations were previously identified as the most

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frequent places for parrotfish fishing. The sampling was performed for two consecutive days (from

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approximately 10:00am to 4:00pm) in each place every month. Harbor observers recorded 5

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information about fishing grounds, fishing gear, crew size, date, duration of the fishing operation,

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and the species caught. Fishers provided information regarding the fishing grounds using a geo-referred spatial grid

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(1°x1°) of the area. The latitude and longitude of each fishing operation was extracted a posteriori

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using the “Feature to Points” tools of the ArcGis 10.2.2 version (ESRI, 2014, link:

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http://www.esri.com/).

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Fishing trips that resulted in no parrotfish being caught were not available in the original

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dataset because only fishery operations that landed parrotfish were sampled. In order to generate a

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presence/absence dataset, pseudo-absences were chosen at random for the entire area, considering

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both expert and bibliographic knowledge (Bonaldo et al. 2006; Francini-Filho et al. 2008; Francini-

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Filho and Moura 2008) of the habitat range of the species. Such information was used to restrain the

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areas in which to generate these absences. We generated the set of pseudo-absences 100 times using

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the srswor function (simple random sampling without replacement) from the “Sampling” package in

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R (R Development Team 2014). In each case, the number of generated pseudo-absences was the

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same as the number of real presences. Pseudo-absences were then combined with real presences

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into a single presence-absence dataset to be used in a binomial model.

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Although the generation of pseudo-absence datasets is an open hot research topic, (e.g. Hastie

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and Fithian 2013), subjected to some debate, we preferred to use such a binomial distribution with a

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Bayesian spatial model instead of a less accurate model that allows the use of presence-only data

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(e.g. BIOCLIM, DOMAIN). The advantage of using a Bayesian approach, instead of other models,

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is, among other advantages mentioned in the next section, the capacity to include a spatial effect to

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deal with spatial autocorrelation. Spatial autocorrelation should be taken into account in the species

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distribution models, even if the data were collected in a standardized sampling, since the

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observations are often close to each other and, therefore, subjected to similar environmental

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features.

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Environmental variables Potential fixed-effects have been considered for each of the models for each species (the

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modeling approach is described in the modeling section). As environmental variables, we included

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bathymetry (mean depth of each fishing operation), distance to shore (km.), slope of the seabed (m.),

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monthly mean of Sea Surface Temperature (SST in oC), and monthly mean of Net Primary

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Productivity (NPP in mg m-3).

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The sea surface temperature (SST) was extracted from NODS_WOA94 long-term monthly

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mean climatology provided by the NOAA/OAR/ESRL PSD, Boulder, Colorado, USA (at

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http://www.esrl.noaa.gov/psd/).

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The variable net primary productivity (NPP) was retrieved from 920x1680 global grids of NPP

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and calculated as a function of chlorophyll, available light, and photosynthetic efficiency using the

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entire

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(http://www.science.oregonstate.edu/ocean.productivity/index.php).

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The bathymetry was retrieved from the NOAA-NGDC ETOPO1 Global Relief Model (Amante

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and Eakins 2009), a 1 arc-minute global relief model of Earth’s surface that integrates land

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topography and ocean bathymetry. In addition, fishers provided the bathymetry information at the

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moment of the landing sampling. When the data differed between the NOAA and the fishers’

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information, a mean of the two datasets was used. We opted for the mean because we did not know

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a priori which of the two datasets was a more reliable source of data. However, only 15 points out

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of 54 differed between the datasets and this difference was only about 4-5 meters.

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The distance to the coast and slope information were derived from the bathymetry map using the

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Near (World Equidistant Cylindrical coordinate system) and Slope Spatial Analyst tools of ArcGis

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9.2 (ESRI Inc., 2008; Redlands, California, USA).

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The remaining potential source of variation on the species occurrence dataset could be due to the

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fishers sampled, who could have been sampled by us multiple times if they happened to land more

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than once during the sampling year. The individual behavior of fishers caused by random aspects,

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such as experience, age, and social needs, and/or unobserved gear characteristics could have caused

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some of the variation in the data. Ignoring such non-independence of the data may lead to an invalid

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statistical inference. To remove any bias caused by fishers-specific differences in the fishing

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operation, a fisher effect was included. This variable was included as a random effect because there

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was no interest in knowing the specific nature of the observed fishers.

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Environmental variables were standardized and collinearity between explanatory environmental

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variables was checked using a draftsman’s plot and the Pearson correlation index. The variables

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were not highly correlated (r < 0.5), so all variables were considered in further analyses.

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Modeling species occurrence

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Spatial distribution models use the range of sampled environments and the same general time

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frame of the sampling to predict quantities of interest at un-sampled locations based on measured

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values at nearby sampled locations. Many spatial distribution model algorithms can be used to

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predict the spatial distribution of species; however, these algorithms do not always provide accurate

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results if they are run using traditional prediction methods (frequentist inference) because there is

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often a large amount of variability in the measurements of response and environmental variables.

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To solve this problem, we used the hierarchical Bayesian spatial-temporal models.

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Bayesian methods have several advantages over traditional ones and are increasingly used in

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fisheries (Colloca et al. 2009, Muñoz et al. 2012, Pennino et al. 2014). In fact, they provide a more

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realistic and accurate estimation of uncertainty due to the possibility of using both the observed data

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and the model parameters as random variables (Banerjee et al. 2004). Bayesian methods also allow

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for the incorporation of the spatial component as a random-effect term, thereby reducing its 8

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influence on estimates of the effects of geographical variables (Gelfand and Silander 2006).

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Specifically, by treating the spatial effect as a variable of interest, hierarchical Bayesian spatial

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models can identify additional covariates that may improve the model fit or the existence of area

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effects that may affect the density of recruits. We used the hierarchical Bayesian spatial-temporal approach, specifically a point-reference

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spatial model, to estimate the probability of occurrence of the three parrotfish caught at the sample

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site (Sparisoma axillare, S. frondosum and Scarus trispinosus). These models are highly suitable for

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cases (as presented here) in which data are observed at continuous locations occurring within a

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defined spatial domain. These models can also be considered to be a spatial extension of

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Generalized Linear Models (GLMs) because the modeling process describes the variability in the

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response variable as a function of the explanatory variables with the addition of a stochastic spatial

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effect to model the residual spatial autocorrelation.

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Specifically, once we have generated the presence-pseudo-absence dataset, the response variable

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Zij is a binary variable that represents the presence (1) or absence (0) of the species in each fishing

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location identified in the fishing landings. Consequently, the conditional distribution of the data is

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Zij ~ Ber(πij), which is the probability of occurrence at location i (i = 1,....n) and month j (j =

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1,....12), assuming that observations are conditionally independent given πij. At the first stage of the

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hierarchical model, the observed data (occurrence of species) was modeled as a GLM (Generalized

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Linear Model) by using the logit link function for binary data but also incorporating one spatial and

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one possible temporal effect. That is,

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Zi j~ Ber (πij)

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logit (πij) = Xijβ + Yj + Zk + Wi

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where β is the vector of regression parameters, Xij is the vector of the explanatory covariates at the

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month j and at the location i, Yj is the component of the temporal random effect at the month j, Zk 9

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is the random effect of the fishers, and Wi represents the spatially structured random effect at the

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location i. This model assumes independence between the data; however, the geographical location

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introduces some correlation since the occurrence of a species at nearby locations is influenced by

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similar environmental factors. Hence, nearby locations should show similar occurrences of the

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studied species. The spatial effect, Wi, should account for this influence. Note that this modeling

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process describes the variability in the response variable as a function of the explanatory variables

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with the addition of a stochastic spatial effect, which models the residual spatial autocorrelation.

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For all of the parameters involved in the fixed-effects, a vague Gaussian prior distribution (β ~ N

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(0.0.01)) was used, and thus the posterior distributions for all parameters were derived from the

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data. For the spatial effect, a prior Gaussian distribution with a zero mean and covariance matrix

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was assumed depending on the hyperparameters k and τ, which determined the range of the spatial

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effect and the total variance, respectively (see Muñoz et al., 2013 for more detailed information

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about spatial effects). Moreover, for the temporal component, a LogGamma prior distribution was

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assumed on the log-precision λy (a = 1, b = 5e-05).

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As usual in this context, the resulting hierarchical Bayesian model has no closed expression for

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the posterior distribution of all of the parameters, and numerical approximations are needed. In this

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study, an Integrated Nested Laplace Approximation (INLA) methodology (Rue et al. 2009) and

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software (http:\\www.r-inla.org) were used as alternatives to the Markov chain Monte Carlo

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methods. The main reason for this choice is the speed of calculation: MCMC simulations require

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much more time to run, and performing predictions are so far practically unfeasible. In contrast,

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INLA produces almost immediate accurate approximations to posterior distributions even in

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complex models. Another advantage of this approach is its generality, which makes it possible to

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perform Bayesian analysis in a straightforward way and to compute model comparison criteria and

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various predictive measures so that models can be compared easily (Rue et al. 2009). INLA's

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performance has been compared with MCMC and has shown a similar reliability (Held et al. 2010).

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Both inference and prediction were performed simultaneously using the Stochastic Partial

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Differential Equation module (Lindgren et al. 2011), which allows for fitting the particular case of

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continuously indexed Gaussian fields with INLA, as is the case with this study’s spatial component.

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The variable selection was performed beginning with all possible interaction terms based on the

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Deviance Information Criterion (DIC) (Spiegelhalter et al. 2002) and on the cross validated

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logarithmic score (LCPO) measure (Roos and Held 2011). Specifically, DIC was used as a measure

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for goodness-of-fit, while LCPO was used as a measure of the predictive quality of the models. DIC

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and LCPO are inversely related to the compromise between fit, parsimony, and predictive quality.

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In addition, in order to avoid extrapolating the predictions to outside the range of the

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environmental conditions encountered in the two datasets used for the models, we only predicted

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probability of presence in areas for which the environmental values were contained in the 90%

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quantile interval represented by the original datasets.

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Model validation

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The model validation was performed through an internal 10-fold cross validation based on

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randomly selected training and test datasets created by a random selection of 80% and 20% of each

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dataset, respectively (Fielding and Bell 1997), using the ‘PresenceAbsence’ package in R (Freeman

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and Moisen 2008). The model performance was assessed using the area under the receiver-

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operating characteristic curve (AUC) (Fielding and Bell 1997) and the “True Skill Statistic” (TSS)

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(Allouche et al. 2006).

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AUC has been widely used in the species distribution modeling literature (Elith et al. 2006). It

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measures the model’s ability to discriminate between sites in which the species is present and those

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in which the species is absent. The values for AUC range from 0 to 1, where 0.5 indicates a

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performance no better than random, values between 0.7-0.9 are useful to indicate results of

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presence/absence different from random, and values > 0.9 are excellent to ensure that the results are 11

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different from random. TSS corrects AUC for the dependence of prevalence on specificity (i.e.,

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ability to correctly predict absences) and sensitivity (i.e., ability to correctly predict

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presence)(Allouche et al. 2006). In addition, the information available on the presence of the parrotfish species for all the

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prediction area was extracted from the AQUAMAPS website (Kaschner et al. 2013) in order to

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verify whether or not the Bayesian models’ predictions matched theirs. In particular, the datasets

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extracted from AQUAMAPS were used as secondary test datasets to compute the AUC and TSS

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measures. The sampled datasets were restricted to the coastal Northeastern area of Brazil, while the

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Bayesian models predicted a broader and more complete view of the distribution of this species on a

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macro scale (Fig. 2). Hence, the dataset from AQUAMAPS worked as a control for the predictive

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ability of the Bayesian approach.

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Results

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Fifty-four parrotfish landings were sampled in the two studied locations, although most of them

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landed in Rio do Fogo (N =40). Both Sparisoma frondosum and S. axillare were recorded in 37

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landings comprising 1.3 tons caught. Almost one ton of Scarus trispinosus was recorded in 26 of

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these landings. The annual total catch was estimated to be 9.4 tons of S. trispinosus and 15.4 tons of

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S. frondosum and S. axillare. This estimation was computed as an extrapolation of the recored

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landings for the fishing days and the number of fishers in the locations.

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At the time of the study, there were 60 parrotfish fishers using gillnets, spear guns, or

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handlines. Most of them (60%) used gillnets and handlines to catch Sparisoma axillare and S.

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frondosum. Spearfishing was used by 40% of the fishers specifically to catch Scarus trispinosus.

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Parrotfish fishing operations were done in sailboats in reef environments ranging from 4 to 12m.

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The fishing trips lasted from 4 to 8 hours beginning early in the morning, mainly between December

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and May. The main predictors for the occurrence of parrotfish in the Northeastern Brazilian coast

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were bathymetry, sea surface temperature (SST), and distance to the coast. The higher net primary

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production was only relevant to explain the distribution of Scarus trispinosus (Table 1). The random spatial effect and the random effect representing the behavior of fishers were

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relevant for all models and species, while slope and month did not affect the variability of parrotfish

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distribution.

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The best fitted model of the distribution for Scarus trispinosus showed a positive relationship

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with bathymetry (posterior mean = 4.66; 95% CI = [2.75, 6.99]), sea surface temperature (posterior

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mean = 2.74; 95% CI = [1.92, 5.13]), and net primary productivity (posterior mean = 2.53; 95% CI

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= [1.28, 3.95]; Table 1). It was also observed that the median posterior probability of the occurrence

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of Scarus trispinosus on the Brazilian coast was higher in lower latitudes where higher values of sea

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surface temperature and net primary productivity were found (Fig. 3A). Conversely, the expected

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presence of this species decreased as the distance to the coast increased (posterior mean = -1.22;

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95% CI = [-1.20, -0.05]).

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The spatial effect indicating the intrinsic variability of the distribution of Scarus trispinosus after

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the exclusion of the environmental variables was consistent with the probability maps (Fig. 4A).

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This effect showed (through the posterior mean) a large hot spot for this species on the northern

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coast of Brazil and at specific locations (namely latitude 3°51'S and longitude 33°49'W, and latitude

319

20o29-32'S and longitude 29o17-21'W). These locations correspond with current biological reserves:

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Atol das Rocas and the Trindade islands (Fig. 4A). Habitats associated with deeper and warmer

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waters and at lower latitudes showed a greater probability for the presence of both species of

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Sparisoma.

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In particular, the presence of Sparisoma frondosum was positively affected by bathymetry

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(posterior mean = 6.55; 95% CI = [5.84, 8.56]) and sea surface temperature (posterior mean = 4.65;

325

95% CI = [3.67, 7.59]) but negatively influenced by a decrease in distance, indicating that the

326

further away from the coast, the higher the probability of occurrence of this species (posterior mean

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= -1.64; 95% CI = [-2.20, -0.03]) (Table 1). For this species, the median posterior showed a higher

328

probability of occurrence in deeper waters and oceanic islands along the Brazilian coast (Fig. 3B).

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This distribution was confirmed by the spatial effect, which identified hot spots for their occurrence

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in Parcel Manuel Luís, Fernando de Noronha, Atol das Rocas, Abrolhos Archipelago and Trindade,

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and all oceanic islands or islets located at lower latitudes (Fig. 4B).

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Similarly, the prediction of occurrence of Sparisoma axillare indicated positive effects of

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bathymetry (posterior mean = 11.34; 95% CI = [9.83, 15.81]) and sea surface temperature (posterior

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mean = 3.63; 95% CI = [2.02, 4.9]) and a negative effect of distance from the coast (posterior mean

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= -1.54; 95% CI = [-1.12, -0.02]; Table 1). Figure 3(C) and Figure 4(C) show that habitats

336

associated with deeper waters that are further away from the coast have a higher probability of

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occurrence of Sparisoma axillare. Lower probabilities for the occurrence of this species were found

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at higher latitudes.

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The analyses of the model prediction performances found AUC values greater than 0.70 for all

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models, indicating a good degree of discrimination between locations in which the species was

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present and those in which it was absent (Table 2). All TSS values ranged between 0.60 and 0.80,

342

which also represents a good ability of the model to predict true negative and true positive

343

predictions. The values of AUC and TSS found using the AQUAMAPS datasets (macro-scale)

344

achieved lower values than the ones obtained using the Bayesian approach (Table 2); however, both

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AUC and TSS showed values higher than 0.65, indicating predictions of good performance on a

346

macro-scale as well.

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Discussion

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Environmental predictors of species distribution

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Fishery-dependent data were used to improve the understanding of the distribution of three

351

different species of parrotfish of conservation concern on the entire Brazilian coast using Bayesian

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spatial-temporal hierarchical models. It was shown that depth was an important determinant for the

353

occurrence of the studied parrotfish. Scarus trispinosus was likely to be distributed in shallower

354

waters closer to the shore, while the other two species of Sparisoma were more likely to be

355

distributed in deeper waters but with increasing probabilities at increasing distances from the coast.

356

The distribution of all three species was negatively related to the latitude, showing that the spatial

357

effect is a relevant factor in their distribution.

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Despite the limited information available, Scarus trispinosus has been described as a species

359

with a more restricted distribution, establishing populations mostly near the coast. The positive

360

relationship between Scarus trispinosus and primary production found in this study may explain the

361

more restricted distribution of this species due to its specialized feeding habits (Bernardi et al.

362

2000, Streelman et al. 2002), which results in intense grazing that enhances the productivity of

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benthic algal assemblages by removing large algae with low specific productivity (Hatcher 1988).

364

In addition, the distribution prediction shown in this study supports the patterns of a decreasing

365

occurrence at higher latitudes, which is explained by the fact that the tropics sustain higher primary

366

productivity (Carpenter 1986, Hatcher 1988).

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Conversely, Sparisoma axillare and S. frondosum have been identified as species that occur

368

over a deeper geographical range, mainly in the Brazilian oceanic islands (Moura et al. 2001). These

369

descriptions are confirmed by the results found in this study regarding depth.

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Similarly, discussions on the relevance of the spatial factor on herbivore fish species

371

distribution have already shown that at high latitudes, richness and abundance decrease, mainly due

372

to the evolutionary histories of different species and habitat features, such as primary production

373

and temperature (Ferreira et al. 2004, Floeter et al. 2005). The positive relationship between

374

parrotfish species and temperature result from their temperature tolerance limits (Moyle and Cech

375

2003). This illustrates the dependence of their digestion process on a thermally sensitive, diverse

376

assemblage of intestinal microflora, indicating that the distribution patterns of herbivorous fish are

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driven by temperature-related feeding and digestive processes (Floeter et al. 2005).

378 379

Spatial predictors for species distribution Identifying the spatial distribution of threatened marine fish populations is essential for

381

developing appropriate marine spatial planning (Douvere 2008) and management measures, such as

382

the establishment of marine protected areas (Jones 2004). The understanding of spatial distribution

383

is also useful in defining essential fish habitats (Rosenberg et al. 2000), mainly for reef fish, which

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have patchy distributions (Sale 1998). For parrotfish, this is particularly important because despite

385

their growing relevance for fisheries, little is known about their spatial ecology.

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The spatial random effects of the three species showed different spatial patterns observed in

387

the maps of the spatial effect. This could be due to the fact that the spatial random component is

388

often used to capture the effect of important missing predictors (Dormann 2007, Dormann et al.

389

2007) or to account for ecological processes (e.g., dispersal or aggregative behavior) (Merow et al.

390

2014). In our case, the spatial effect probably reflects the type of seabed because it identified areas

391

in which there are known reef complexes that could be the potential habitats of these species.

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The Brazilian northeast and the northern portion of the southeastern coast were shown to be

393

areas with a positive spatial effect for the three species of parrotfish, mainly in regions with multiple

394

reef complexes. Hence, it would be advisable to establish spatial planning that ensures the

395

protection of such sensitive areas and perhaps to increase the protection in surrounding areas, such

396

as the major coral reef hot spot of Archipelago of Abrolhos.

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A species habitat analysis should be able to identify the areas within the distribution of a

398

species that contribute most to sustaining the long-term viability of a population. Although it may

399

be complicated to define the boundaries of sensitive habitats, the identification of these areas

400

combined with efficient fishery management recognizing the importance of such areas represents

401

the first step toward the conservation of these species; however, accuracy is not always easy to

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achieve because there is often a large amount of variability in the measurements of the response and

403

environmental variables (Latimer et al. 2006). This variability leads to uncertain predictions and,

404

consequently, to uniformed decision making. It is therefore important to develop and apply tools,

405

such as the statistical approach used in this study, that account for measurements with significant

406

variability.

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Fishers’ behavior as a predictor of species distribution

The results show that the random effect of fishers’ behavior was significant to explain part of the

410

variability in the distribution of the three species that is not explained by the environment. As

411

expected, this shows that some fishers have more success than others when exploiting parrotfish.

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This could be due to their experience, the fishing gear used, the fishing ground, or some joint effect

413

of all of these factors.

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More importantly, it is clear that fishers’ personal experience and choices will have an effect on

415

how fish are harvested. Therefore, in addition to establishing protected areas, fishery management

416

should focus on measures that regulate fishing operations, such as temporary closures to assure fish

417

reproduction and restrictions on non-selective fishing gear in unprotected places (McClanahan and

418

Mangi 2004). This is especially urgent given the already threatened conservation status of the three

419

studied species.

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Dataset limitations, statistical reliance, and ecological findings

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Large-scale predictions, such as the entire Brazilian coast, allow for broader and more

423

complete views of ecosystem status, but their use often leads to some degree of compromise in the

424

analysis. This is because the quality and quantity of data available for large ecosystems and long

425

time-series are often insufficient, while mapping essential habitats requires the highest level of

426

accuracy. The Bayesian interpolation and extrapolation are sufficiently reliable for the purpose of

427

effective decision making and are supported by a range of evaluation criteria that demonstrate a 17

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good predictive performance of this approach as well as its advantages in terms of ecologically

429

interpretability. The data extracted from AQUAMAPS confirmed our large-scale extrapolations for

430

the entire Brazilian coast because the observed presences in the AQUAMAPS dataset matched the

431

predicted presences of the Bayesian models with a high level of accuracy, as demonstrated by the

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AUC and TSS indexes.

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The analyses performed in this study also confirmed the suitability of the existing marine

434

protected areas, such as Parcel Manuel Luís, Atol das Rocas, Fernando de Noronha, Abrolhos

435

Archipelago and Trindade, reinforcing the ecological accuracy of the method. The Bayesian spatial-

436

temporal approach identified essential habitats along with a full specification of associated

437

uncertainty, therefore improving knowledge about the habitat of the parrotfish species along the

438

Brazilian coast and providing practical tools for reef conservation management. However, because

439

both species and environmental data were sampled over a limited period of time and space, the

440

models fitted here can only reflect a snapshot of the expected relationship. Future studies should

441

compare the spatial distribution of these species with more detailed data from fishery-independent

442

surveys (i.e., visual census abundance data), which is often considered to be a more reliable

443

abundance index because of its scientifically rigorous design.

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Despite these issues, this first approximation for an area in which in-depth information is not

445

available at the time could direct preliminary choices of areas to be managed in addition to helping

446

direct efforts in data collection and future research.

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Threatened species and management suggestions

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The restricted coastal distribution of Scarus trispinosus is worrisome due to the fact that small-

450

scale fisheries operate mostly in shallow reef areas where this species is present, making it highly

451

susceptible to fisheries. In fact, the decline of Scarus trispinosus is currently observed along the

452

Brazilian coast, mainly in areas with heavy fishing pressure (Floeter et al. 2006, Francini-Filho and

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Moura 2008). In some parts of the southeastern Brazilian coast, this species is already considered

454

ecologically extinct (Floeter et al. 2007), and the same fate has the potential to occur in the

455

northeastern coast as well. Similarly, Sparisoma axillare and S. frondosum have also declined in

456

abundance in some places on the Brazilian southeast coast (Bender et al. 2014) and have been

457

intensively caught on the northeast coast by trap fishery, including trap fishery for exportation

458

(Ribeiro 2003).

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For such a large coastline, protection measures must be fishery-specific and use a spatial

460

approach. In the northeastern region, for example, parrotfish fisheries have some sort of natural

461

closures from June to November due to the low underwater visibility (it affects spearfishing, but not

462

trap fishing) and the open season for the more profitable lobster, which attracts most fishers. On the

463

other hand, when lobster fishing is officially closed, parrotfish can suffer a much higher fishing

464

pressure. This exemplifies how the protection of one species (lobster) may increase the pressure

465

upon another. Moreover, it illustrates that local regulations on gears could be more suitable and

466

likely to promote compliance than a fishing ban period since fishers already experience four months

467

of natural interruption in parrotfish exploitation.

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The recent inclusion of S. trispinosus as an endangered species and of Sparisoma axillare and S.

469

frondosum as vulnerable species in the Brazilian Red List of Threatened Species implies an

470

automatic banning of the fishery for the first species and the requirement of management measures

471

for the latter two over the entire coast. However, Brazil lacks the financial and human resources to

472

implement a de facto moratorium and/or management. The Brazilian coast is simply too large an

473

area with too many scattered fishing communities that would probably not even be properly

474

informed of such measures. Also, some of these communities may partially rely on the exploitation

475

of these species. Therefore, an effective permanent or temporary moratorium and management

476

actions on parrotfish harvesting would have a better potential of being effective if coupled with

477

programs that investigate and address the livelihood needs of the affected communities. Otherwise,

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parrotfish harvesting could become another unreported, unregulated, and illegal fishery. Different

479

places around the world have faced similar dilemmas and have developed solutions, such as the

480

diversification of economic alternatives that support biodiversity conservation (e.g., parrotfish

481

ecotourism) (Tallis et al. 2010). Based on the results presented, we recommend the establishment of additional protected areas in

483

which the larger populations of the three studied parrotfish species are mostly expected to occur.

484

For some areas, it appears to be reasonable to allow tourism activities, such as parrotfish viewing.

485

This may be a feasible and liable opportunity primarily for S. trispinosus, which is predicted to

486

occur in shallow waters around the coral reef area. However, we also emphasize the need to address

487

the impacts such measures may have on local communities’ livelihoods and the need to mitigate

488

possible negative consequences. The identification of the occurrence areas of target species in

489

general could be an essential tool to direct the spatial management of the fleet as well as to direct

490

additional studies to detect nurseries and high-abundance areas.

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Acknowledgements

494

Authors would like to thank all the fishermen from the two localities for their kind support and

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patience. NR and MGP received financial support from CNPq and CAPES, as a Master’s and Post-

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Doctoral Grant (88881.030502. 2013-01), respectively.

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Figure Legends

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Figure 1: Map of the study area and sampling locations.

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Figure 2: Sampling locations of our personal dataset (black circle) and AQUAMAPS (red circle)

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dataset of the the studied species: Scarus trispinosus (A); Sparisoma frondosum (B); Sparisoma

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axillare (C).

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Figure 3: Median of the posterior probability of the presence of the studied species: Scarus

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trispinosus (A); Sparisoma frondosum (B); Sparisoma axillare (C) and MPA’s locations: Parcel

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Manuel Luís (1), Atol das Rocas (2), Fernando de Noronha (3), Abrolhos Archipelago (4) and

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Trindade Island (5).

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Figure 4: Median of the posterior spatial effect of the studied species: Scarus trispinosus (A);

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Sparisoma frondosum (B); Sparisoma axillare (C) and MPA’s locations: Parcel Manuel Luís (1),

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Atol das Rocas (2), Fernando de Noronha (3), Abrolhos Archipelago (4) and Trindade Island (5).

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Table 1: Numerical summary of the posterior distribution of the fixed effects for the best model of the three species studied. This summary contains mean, the standard deviation, the median and a 95% credible interval, which is a central interval containing 95% of the probability under the posterior distribution (SST = Sea Surface Temperature; NPP = Net Primary Production).

Predictor

Mean

SD

Q0.025

Q0.5

Q0.975

S. trispinosus

Intercept

-5.69

1.48

-6.86

-5.85

-3.37

Bathymetry

4.66

1.06

2.75

4.59

6.99

Distance to the coast

-1.22

0.54

-1.20

-0.92

-0.05

SST

2.74

1.12

1.92

2.66

5.13

NPP

0.53

1.42

0.78

0.51

2.95

Intercept

-7.46

1.92

-8.79

-7.33

-4.03

Bathymetry

11.34

2.16

9.83

12.77

15.81

Distance to the coast

-1.64

0.81

-2.20

-1.10

-0.03

SST

4.65

1.43

3.67

4.63

7.59

-3.95

0.78

-4.45

-3.92

-2.53

6.55

0.98

5.84

6.50

8.56

-1.54

0.45

-1.12

-0.98

-0.02

3.63

0.92

2.02

3.56

4.97

S. axillare

Intercept Bathymetry Distance to the coast

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Table 2: Model prediction performance statistics for three species studied. AUC (Area Under the receiver-operated characteristic Curve) and TSS (True Skill Statistic). AUCaquamaps and TSSaquamaps indicate the measures obtained using the AQUAMAPS dataset.

AUC

TSS

AUCaquamaps

TSSaquamaps

Scarus trispinosus

0.78

0.68

0.69

0.66

Sparisoma frondosum

0.84

0.72

0.72

0.70

Sparisoma axillare

0.87

0.79

0.71

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ACCEPTED MANUSCRIPT We map the distribution of parrotfish species using a hierarchical Bayesian approach



Our results identify sensitive habitats for parrotfish along the Brazilian coast



Bathymetry, SST and distance coast were the main predictors for species occurrence



The analyses performed confirmed the suitability of the existing Brazilian MPA’s

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