Mortality trends in chronic obstructive pulmonary disease in Europe, 1994–2010: a joinpoint regression analysis

Mortality trends in chronic obstructive pulmonary disease in Europe, 1994–2010: a joinpoint regression analysis

Articles Mortality trends in chronic obstructive pulmonary disease in Europe, 1994–2010: a joinpoint regression analysis Jose Luis López-Campos, Migu...

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Mortality trends in chronic obstructive pulmonary disease in Europe, 1994–2010: a joinpoint regression analysis Jose Luis López-Campos, Miguel Ruiz-Ramos, Joan B Soriano

Summary Lancet Respir Med 2014; 2: 54–62 Published Online December 6, 2013 http://dx.doi.org/10.1016/ S2213-2600(13)70232-7 See Comment page 4 Unidad Médico-Quirúrgica de Enfermedades Respiratorias. Instituto de Biomedicina de Sevilla (IBiS), Hospital Universitario Virgen del Rocio / Universidad de Sevilla, Spain (J L López-Campos MD); CIBER de Enfermedades Respiratorias (CIBERES), Instituto de Salud Carlos III, Madrid, Spain (J L López-Campos); Consejería de Salud y Bienestar Social de Andalucía. Seville, Spain (M Ruiz-Ramos MD); and Fundación Caubet-Cimera, Bunyola, Islas Baleares, Spain (J B Soriano MD) Correspondence to: Dr Jose Luis López-Campos, Hospital Universitario Virgen del Rocio, Avda Manuel Siurot, s/n, 41013 Seville, Spain [email protected]

Background Findings from studies done over the past 20 years suggest that mortality from chronic obstructive pulmonary disease (COPD) is decreasing worldwide, but little information is available for trends in Europe. We aimed to describe COPD mortality trends by sex and calendar year for the period of 1994 to 2010. Methods We extracted data for COPD deaths between 1994 and 2010 in the 27 countries in the European Union (EU) from the statistical office of the EU (Eurostat), using the International Classification of Diseases 10 (ICD-10) codes J40–J44 and J47. We estimated age-standardised mortality rates (ASR), and analysed data using joinpoint regression, for women and men in the EU overall and by individual country for each year. We used the standard European population as the reference and present our findings as deaths per 100 000 person-years. We compared findings for each country with the EU average by calculating standardised rate ratios (SRR) and 95% CIs. Findings Between 1994 and 2010, there were 2 348 184 recorded COPD deaths in the EU. COPD mortality was higher in men than in women throughout the study period in all EU countries. In the EU overall, deaths per 100 000 population decreased in men almost linearly from 90·07 in 1994 to 61·33 in 2010, and in women from 26·99 in 1994 to 25·15 in 2010, representing a narrowing in gender gap over the study period. Several countries had a higher SRR mortality than the EU average—eg, Ireland, Hungary, and Belgium for men and Denmark, the UK, and the Netherlands for women. Our joinpoint regression analysis identified no statistically significant changes in the trend for the whole EU, but several countries had changing trends over the study period. In men, we recorded a 2·56% constant and statistically significant decrease in ASRs in the EU. Five countries had an increase in ASR. Overall, in women, we recorded a 0·76% statistically significant decrease in ASRs. 14 countries had an increase in ASR. Interpretation Our findings indicate a downward trend in COPD mortality in Europe between 1994 and 2010. The data also suggest a narrowing of the gap between COPD mortality in men and in women. The wide heterogeneity in mortality rates within European countries could serve as a reference to allow informed policy making. Funding None.

Introduction Chronic obstructive pulmonary disease (COPD) is a chronic respiratory disorder that causes much morbidity, mortality, and socioeconomic burden.1 COPD mortality has been constantly increasing, with projections that it will become the fourth leading cause of death by 2030.2 However, despite concordant publications indicating an increase in the number of deaths due to COPD worldwide, in the past few years several publications have reported decreases and downward projections of COPD mortality rates in various countries, such as Japan, USA, Australia, and Spain.3–6 An update of the Global Burden of Diseases, Injuries, and Risk Factors Study in 2010 estimated the annual deaths from 235 causes for 21 world regions between 1980 and 2010, by age and sex. Although COPD was the third leading cause of death in 2010, age-standardised death rates decreased by 43·3% in the past two decades, falling from 77·4 per 100 000 in 1990 to 43·8 per 100 000 in 2010.7 Worldwide, an estimated 328 million people had COPD in 2010, and COPD was the fifth major cause of years lived with disability, ranking behind back pain, major depressive disorders, iron-deficiency anaemia, and neck pain.8 54

Although very valuable, these global figures do not inform of trends within countries, many of which have different health-care systems and are at different phases of the smoking epidemic; great variability is, therefore, expected between countries. Furthermore, these studies do not provide estimates of when a change in disease mortality rate, if any, occurred. We aimed to describe trends in the risk of dying from COPD in people older than 40 years in the European Union (EU) by sex and calendar year between 1994 and 2010. This estimation might help to identify high-risk areas and provide health-care policy makers with evidence for more focused health intervention in COPD, from prevention to palliative care.

Methods Deaths in the 27 EU countries are those detailed by the statistical office of the EU (Eurostat; Luxemburg) where the International Classification of Diseases 10 (ICD-10) codes J40–J44 and J47 were selected from the years 1994 to 2010. The database was updated on April 8, 2013. We used the underlying cause of death for this analysis, which is defined by Eurostat as “the disease or injury which www.thelancet.com/respiratory Vol 2 January 2014

Articles

initiated the train of morbid events leading directly to death, or the circumstances of the accident or violence which produced the fatal injury”. Depending on the country, coding is done manually or with automated coding systems, but, in most countries, coding is done centrally in the Eurostat statistics office. Unfortunately, a dataset was not complete for all countries in the EU because some countries declared no deaths for several years in our study period and not all countries were included in the EU for the complete study period (appendix). Therefore, to infer the deaths in these years, we calculated the expected deaths by taking an average of the preceding and following year, if data were available.9 We calculated expected deaths as the product of the specific death rates in each age group and the population in each age group for those countries and years for which no data were available. Thus, once the populations were estimated, all deaths by age and sex were obtained for the entire series. We obtained populations sizes from country censuses when available for a specific year, and from the inter-censual estimates by Eurostat for other years. Age was aggregated in 5-year groups from 40 years to 85 years by sex. We estimated age-standardised mortality rates (ASR) for women and men in the EU and within each country for every year studied, using the standard European population as the reference, giving our findings as number of deaths per 100 000 person-years. Thus, ASR allowed direct comparisons between countries in this and in previous studies by adjusting for a reference population. We calculated standardised rate ratios (SRR) of countries versus the whole EU and 95% CIs using the approximation of Miettinen:10 (T1 / T2)1±Zα/2/χ, where Zα/2 = 1·96 for 95% CI and χ = (T1 – T2) / (S1 + S2)1/2. Where T1 is the country standardised rate, T2 is the EU standardised rate for each year and sex, and S1 and S2 are SEs of T1 and T2. The SRR indicates the number of times

that the mortality of a country is increased (if above 1) or decreased (if below 1) as compared with the EU average. Thus, the product of the SRR of a country in a given year and for a given sex by the standardised mortality rate for the EU is equal to the standardised rate of that country for that year and sex. We established the statistical significance of these standardised rate ratios using 95% CIs. The standardised rate trends by sex and age were estimated by joinpoint regression analysis.11 We used joinpoint regression analysis to identify years when changes occurred in the linear slope of the temporal trend. Best-fitting points (the so-called joinpoints) were chosen when the rate changed significantly. This approach has two major advantages, it identifies the time when there are changes in the trend, and it estimates the magnitude of the increase or the decrease seen in each interval by estimating the percentage of annual change (PAC). We used The Surveillance Epidemiology and End Results statistical software (Joinpoint Regression Program, version 3.5.1) to calculate PAC, trends, and graphs, and the statistical significance of ASRs. We built segmented models of Poisson regression to estimate the trend changes over time. In this model, we used standardised rates as the dependent variable and the year of death as the independent variable. To identify a future timepoint when trends in men and women converge, we used the model equation to estimate yearly rates of mortality for both sexes until the projected death rate for men equalled that for women. In all analyses, a p value lower than 0·05 was regarded as statistically significant.

Role of the funding source There was no funding source for this study. The corresponding author had full access to all the data in the study and had final responsibility for the decision to submit for publication.

100 Age-standardised death rate per 1 00 000 person-years

See Online for appendix

Men (joinpoint regression lines) Men (age-standardised mortality) Women (joinpoint regression lines) Women (age-standardised mortality)

90 80 70 60 50 40 30 20 10 0 1994

1995

1996

1997

1998

1999

2000

2001

2002 Year

2003

2004

2005

2006

2007

2008

2009

2010

Figure 1: Age-standardised COPD mortality trends in the European Union (1994–2010) Solid lines are joinpoint regression lines. Dotted lines are age-standardised mortality.

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Results Between 1994 and 2010, there were 1 475 061 recorded COPD deaths in men and 873 123 recorded COPD deaths in women. Age-standardised COPD mortality rates in men decreased linearly (figure 1), although there was much variability between countries (table 1). The downward trend over the same period in women was less pronounced (figure 1; table 2). The male-to-female ratio in COPD mortality decreased from 3·3 in 1994 to 2·4 in 2010. If these trends in both sexes were to continue, we estimate that COPD mortality would not differ between sexes by 2031 (appendix). Countries such as Belgium, Denmark, Hungary, Lithuania, Netherlands, Spain, and the UK had significantly higher COPD mortality rates in men than the EU average (table 1, figure 2). This excess mortality was present in the initial years of the time period studied and was sustained over time. Countries such as Bulgaria, Cyprus, the Czech Republic, Greece, and France had SRRs significantly below the EU average, whereas some countries—eg, Germany, Austria, or Luxembourg—have changes in SRRs in line with EU average (table 1). In

European Union

women (table 2), Denmark had the highest risk of dying from COPD each year, reaching a three-times increase by 2010 compared with the EU average. Ireland, UK, and the Netherlands had the next highest mortality rates. Small countries such as Malta and Cyprus had the lowest mortality SRRs. Figure 3 (men) and figure 4 (women) show maps of SSRs for each country in the EU. Findings from our joinpoint regression analysis, assessing trend changes over time, are shown in table 3 for men and table 4 for women; figure 2 shows graphs for trends in both sexes. In men, we recorded a 2·56% constant and statistically significant decrease in ASRs in the EU, with no joinpoints identifiable (table 3). By country, during the entire period, Slovenia, France, and Ireland had the steepest decreases in ASR (table 3). Only five countries had an increase in ASR, with Cyprus, Slovakia, and Greece having the steepest increases. Over the entire study period, PACs in some countries such as Austria, Denmark, Finland, France, Latvia, the Netherlands, Poland, Slovakia, and Sweden peaked and then decreased, with an overall downward trend.

1994

1995

1996

1997

1998

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

73·84

64·86

64·78

61·33

90·07

92·36

89·09

87·09

86·79

87·68

78·32

72·64

78·19

69·48

71·91

66·65

67·48

Austria

0·66

0·70

0·69

0·71

0·71

0·75

0·83

0·89

0·97*

1·12

1·09

1·06

1·09

1·10

0·99*

0·96*

Belgium

1·53

1·57

1·61

1·56

1·63

1·53

1·71

1·84

1·63

1·54

1·58

1·52

1·45

1·47

1·50

1·46

1·54

Bulgaria

0·58

0·57

0·59

0·71

0·64

0·56

0·64

0·58

0·55

0·55

0·62

0·78

0·84

0·92

0·85

0·70

0·65

Cyprus

0·27

0·26

0·28

0·28

0·28

0·27

0·31

0·33

0·32

0·30

0·52

0·46

0·49

0·54

0·48

0·65

0·53

Czech Republic

0·67

0·52

0·41

0·46

0·56

0·56

0·70

0·71

0·68

0·68

0·69

0·89

0·75

0·84

0·84

0·93

0·80

1·01*

Denmark

1·23

1·34

1·22

1·47

1·48

1·48

1·61

1·75

1·58

1·48

1·44

1·33

1·44

1·45

1·51

1·58

1·67

Estonia

0·77

0·65

0·59

0·51

0·56

0·59

0·67

0·61

0·64

0·67

0·92*

0·67

0·86

0·84

0·93*

0·68

0·78

Finland

0·72

0·79

0·87

0·90

0·95*

0·86

0·93

0·97*

0·91

0·83

0·79

0·85

0·94*

0·88

0·83

0·84

0·82

France

0·67

0·69

0·74

0·72

0·75

0·73

0·45

0·45

0·45

0·46

0·45

0·47

0·45

0·44

0·45

0·42

0·44

Germany

0·98

0·99*

0·98

0·90

0·85

0·83

0·92

0·89

0·91

0·91

0·91

0·88

0·89

0·87

0·89

0·96

0·98

Greece

0·27

0·28

0·27

0·29

0·28

0·35

0·43

0·48

0·40

0·30

0·36

0·33

0·51

0·52

0·56

0·58

0·57

Hungary

1·67

1·57

1·48

1·35

1·26

1·44

1·35

1·22

1·26

1·38

1·41

1·76

1·94

1·95

1·88

1·82

1·89

Ireland

1·88

1·91

1·80

1·90

1·78

1·77

1·63

1·52

1·55

1·41

1·38

1·21

1·33

1·32

1·27

1·36

1·18

Italy

0·99*

0·89

0·85

0·93

0·90

0·88

0·93

0·90

0·89

1·03

0·94

0·91

0·99*

0·97

0·96

0·96

0·95

Latvia

0·54

0·52

0·60

0·62

0·53

0·49

0·49

0·51

0·59

0·54

0·61

0·64

0·63

0·77

0·64

0·55

0·64

Lithuania

1·65

1·51

1·45

1·42

1·41

1·30

1·42

1·55

1·50

1·45

1·54

1·43

1·60

1·69

1·47

1·35

1·34

Luxemburg

1·23*

1·14*

1·00*

0·99*

0·94*

1·03*

1·15*

1·16*

1·17*

1·00*

1·00*

1·03*

0·90*

0·89*

0·84*

1·05*

1·01*

Malta

1·11*

1·23*

1·17*

1·33

1·42

1·47

1·19*

0·79*

1·35

1·36

1·47

1·46

1·47

1·21*

1·15*

1·11*

1·08*

Netherlands

1·41

1·48

1·55

1·48

1·59

1·45

1·60

1·58

1·50

1·39

1·34

1·38

1·42

1·39

1·32

1·28

1·23

Poland

0·68

0·69

0·72

0·79

0·79

0·79

0·87

0·89

0·89

0·94

1·01*

1·03

1·07

1·12

1·09

1·09

0·94

Portugal

0·81

0·80

0·87

0·83

0·78

0·87

0·83

0·83

0·88

0·81

0·82

0·90

0·75

0·83

0·83

0·89

0·87

Romania

1·03*

1·01*

1·04

1·07

1·07

1·13

1·13

1·20

1·32

1·18

1·31

1·19

1·22

1·17

1·19

1·21

1·23

Slovakia

0·27

0·26

0·34

0·25

0·64

0·77

0·76

0·74

0·74

0·76

0·83

0·85

0·74

0·85

0·75

0·80

0·88

Slovenia

1·42

1·49

1·54

1·40

1·36

1·49

1·48

1·54

1·40

1·42

1·20

1·16

0·95*

0·83

0·94*

0·83

0·89

Spain

1·30

1·35

1·41

1·39

1·46

1·50

1·45

1·40

1·48

1·38

1·37

1·45

1·25

1·30

1·24

1·29

1·28

Sweden

0·49

0·48

0·51

0·53

0·55

0·55

0·59

0·62

0·63

0·59

0·63

0·62

0·64

0·61

0·64

0·60

0·63

UK

1·32

1·37

1·30

1·32

1·28

1·30

1·30

1·35

1·31

1·28

1·29

1·25

1·27

1·24

1·31

1·23

1·26

Data are deaths per 100 000 population for the European Union (EU) and rate ratios for individual countries (95% CIs are given in the appendix). *Not statistically significant versus EU average.

Table 1: Standardised COPD mortality rates in the European Union (men)

56

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1994

1995

1996

1997

1998

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

26·99

28·34

27·88

27·93

28·54

29·84

25·92

24·46

25·38

27·93

24·73

26·43

24·86

25·73

25·45

25·72

25·15

Austria

0·70

0·74

0·71

0·69

0·67

0·75

0·92

1·02*

1·07

1·24

1·23

1·11

1·22

1·12

1·01

1·13

1·12

Belgium

1·05*

1·18

1·21

1·20

1·24

1·03*

1·19

1·26

1·19

1·41

1·36

1·39

1·30

1·39

1·37

1·31

1·34

Bulgaria

0·79

0·75

0·75

0·78

0·77

0·63

0·74

0·62

0·47

0·50

0·59

0·74

0·69

0·72

0·69

0·47

0·47

Cyprus

0·33

0·32

0·34

0·33

0·32

0·32

0·37

0·38

0·37

0·33

0·64

0·46

0·49

0·43

0·41

0·40

0·40

Czech Republic

0·68

0·45

0·42

0·46

0·49

0·55

0·71

0·71

0·66

0·70

0·67

0·88

0·73

0·78

0·85

0·88

0·82

Denmark

2·54

2·68

2·72

3·01

3·28

3·21

3·82

3·87

3·69

3·13

3·15

3·00

3·22

3·27

3·03

3·22

3·29

Estonia

0·44

0·37

0·30

0·35

0·38

0·28

0·29

0·29

0·32

0·32

0·36

0·28

0·36

0·40

0·34

0·22

0·32

Finland

0·42

0·48

0·46

0·52

0·55

0·55

0·54

0·61

0·54

0·45

0·49

0·55

0·55

0·50

0·56

0·60

0·57

France

0·72

0·73

0·78

0·79

0·80

0·77

0·38

0·35

0·35

0·35

0·36

0·37

0·35

0·35

0·35

0·34

0·34

Germany

0·88

0·88

0·89

0·81

0·82

0·80

0·89

0·90

0·95

0·93

0·96

0·95

0·98*

0·98*

1·00*

1·11

1·15

Greece

0·06

0·06

0·05

0·04

0·04

0·01

0·01

0·00

0·01

0·01

0·01

0·00

0·00

0·00

0·00

0·00

0·00 1·90

European Union

Hungary

1·94

1·74

1·64

1·51

1·40

1·57

1·49

1·31

1·31

1·47

1·60

1·99

2·01

2·12

1·86

1·92

Ireland

2·59

2·75

2·61

2·70

2·68

2·59

2·53

2·45

2·05

1·91

2·13

2·03

1·91

2·23

1·90

2·09

1·91

Italy

0·88

0·77

0·73

0·78

0·79

0·76

0·80

0·73

0·77

0·92

0·86

0·80

0·85

0·83

0·84

0·84

0·80

Latvia

0·42

0·40

0·40

0·45

0·33

0·33

0·30

0·27

0·28

0·30

0·31

0·24

0·28

0·25

0·27

0·26

0·19

Lithuania

1·30

1·34

1·23

1·07*

0·95*

0·78

0·92*

0·91*

0·95*

0·77

0·75

0·76

0·62

0·77

0·55

0·50

0·54

Luxemburg

1·20*

1·22*

0·86*

0·94*

0·72

0·93*

0·77*

1·02*

1·18*

0·98*

0·86*

0·96*

1·22*

1·24*

1·28*

1·43

0·99*

Malta

0·59

0·46

0·14

0·63

0·59

0·62

0·68

0·43

0·25

0·30

0·50

0·46

0·34

0·26

0·51

0·28

0·38

Netherlands

1·31

1·41

1·45

1·48

1·56

1·53

1·74

1·74

1·64

1·62

1·59

1·70

1·74

1·70

1·72

1·66

1·65

Poland

0·49

0·47

0·49

0·57

0·56

0·54

0·61

0·59

0·57

0·61

0·63

0·63

0·65

0·71

0·71

0·72

0·62

Portugal

0·77

0·73

0·80

0·75

0·70

0·73

0·77

0·73

0·77

0·71

0·68

0·72

0·63

0·66

0·66

0·70

0·65

Rumania

1·38

1·31

1·34

1·33

1·30

1·50

1·40

1·44

1·44

1·20

1·27

1·18

1·15

1·05*

0·97*

0·99*

0·94

Slovakia

0·23

0·22

0·29

0·18

0·61

0·65

0·66

0·58

0·56

0·53

0·55

0·58

0·54

0·54

0·51

0·47

0·59

Slovenia

0·90*

1·10*

0·98*

1·06*

1·09*

1·07*

1·02*

1·21

1·03*

1·06*

0·86

0·79

0·70

0·69

0·58

0·62

0·56

Spain

0·90

0·87

0·86

0·86

0·83

0·86

0·80

0·74

0·75

0·67

0·64

0·67

0·55

0·56

0·54

0·53

0·53

Sweden

0·75

0·86

0·87

0·85

0·90

0·97*

1·09

1·18

1·26

1·13

1·25

1·27

1·27

1·24

1·27

1·25

1·27

UK

1·84

1·95

1·96

1·99

1·97

2·02

2·10

2·25

2·21

2·18

2·18

2·12

2·18

2·15

2·24

2·06

2·15

Data are deaths per 100 000 population for the European Union (EU) and rate ratios for individuals countries (95% CIs are given in the appendix). *Not statistically significant versus EU average.

Table 2: Standardised COPD mortality rates in the European Union (women)

Overall, in women, we recorded a 0·76% statistically significant decrease in ASRs, with no joinpoints identifiable (table 4). 14 countries had an increase in ASR, with Slovakia, Luxembourg, and Hungary having the steepest increases. The remaining EU countries had decreasing trends between 1994 and 2010, with Greece having the steepest decrease.

Discussion Our findings substantiate other reports of decreasing COPD mortality rates in the EU,7 but with some additional key findings. First, although men have a much higher COPD mortality rate than women in all countries, the trend, in the EU overall and by country, is a decrease in the mortality rates for both sexes, with steeper decreases for men than women, indicating a narrowing of the disparity between sexes. Second, these mortality trends differ between countries and sexes, with some countries having higher mortality rates than the EU average. Third, the joinpoint analysis allowed identification of timepoints at which trends changed in different countries. This information, along with knowledge of local circumstances www.thelancet.com/respiratory Vol 2 January 2014

at each timepoint, might generate hypotheses about why such changes occurred, and could help local health-policy makers to identify local factors that could affect this trend, and act accordingly. Our findings are derived from data in the Eurostat database, which are obtained from locally pooled death certificates. The quality of death certificates in different EU countries is a key limiting factor of attempts to map COPD, and has not been thoroughly assessed within chronic lung diseases to date. We know of no European study that has analysed the quality of death certificates for COPD in Europe. In 1987, Mackenbach and colleagues identified limitations with European death certificate data that could lead to systematic error.12 Findings from a 2006 study suggested that COPD is underreported on most European death certificates, which could lead to underestimation of the mortality burden attributable to COPD.13 Similar findings have been reported in the UK14 and China (panel).15 In both studies, the investigators concluded that improvements are needed in the quality of cause-of-death recording for deaths in health-care facilities and deaths at home. Periodic assessments of the 57

80

80

60

60

40

40

Belgium

160

20

20

0

0

Cyprus

120

50 40

10 0

Czech Republic

70

40 30

20

20 10

Estonia

80

120

60

80

40

40

20

0

0

0

Finland

France

80

Germany

100

60

60 40 40 20

20

0

Hungary

0

Ireland

200

120

Italy

100

Greece

45 40 35 30 25 20 15 10 5 0

80

Latvia

60 50

160

80

120

60

80

40

40

20

10

0

0

0

40

80

30

Luxembourg

120

120

100

80

80

60

80

60

40

40

20

20

0

0

Portugal

100

40 0

Romania

120

60 80

60 40

40

60 40

Sweden

60

120

120

100

40

20

Year Men (joinpoint regression lines)

10

08

20

06

20

20

02

04 20

00

20

98

20

19

19

94

0

96

20

0

19

10

08

20

06

Year Men (age-standardised mortality)

20

20

02

04 20

00

20

98

20

19

94

96

19

19

08 20 10

06

20

20

02

04 20

00

20

98

20

19

19

19

94

0

96

0

40

10

Year Women (joinpoint regression lines)

10

40

60

08

40

80

30

20

80

06

80

20

120

United Kingdom

140

50

20

Spain

160

0

02

0

04

0

20

20

00

Slovenia

160

20

20

20

0

40

98

20

Slovakia

80

100

80

60

Netherlands

160

120

100

Poland

Malta

140

20

Lithuania

19

0

94

40

20

96

Age-standardised death rates per 100 000 person-years Age-standardised death rates per 100 000 person-years Age-standardised death rates per 100 000 person-years Age-standardised death rates per 100 000 person-years

Denmark

10

0

80

0

160

50 30

180 160 140 120 100 80 60 40 20 0

30 20

40

60

40

160

Bulgaria

70 60

80

90 80 70 60 50 40 30 20 10 0

Age-standardised death rates per 100 000 person-years

Austria

100

19

50

European Union

19

Age-standardised death rates per 100 000 person-years

100

Age-standardised death rates per 100 000 person-years

Articles

Year Women (age-standardised mortality)

Figure 2: Age-standardised COPD mortality trends, by country (1994–2010) Solid lines are joinpoint regression lines. Dotted lines are age-standardised mortality.

58

www.thelancet.com/respiratory Vol 2 January 2014

Articles

quality of cause-of-death statistics might enhance their usability for health policy and epidemiological research. In the TORCH trial,16 the quality of death reports was assessed by an external expert panel. The cause of death was assigned by an independent committee, and then compared with the information given on the death certificate. The combined primary and secondary listing of death certificates presented a good concordance (610 [80%] of 911 certificates) with the final cause of death. However, COPD was under-reported in the death certificates because only 474 (52%) of 911 death certificates listed COPD as a primary cause of death. Additionally, this under-reporting was more common when the primary cause of death was not a pulmonary one.17 Therefore, our data might have underestimated the mortality due to COPD. This underestimation has been reported in Poland,18 but we know of no other EU studies that have assessed the quality of death certificates related to COPD. Additionally, we do not have information about quality control from different EU countries. Our findings are based on the underlying cause of death. We did not include multiple cause data. At the individual level, it might be difficult to establish the specific cause that led to a person’s death, especially in elderly people with multiple coexisting contributing chronic diseases. Having multi-cause data would inform our analysis of the number of people who died from COPD and also the number of people who died with COPD, which would have given a more comprehensive picture of the COPD burden. In a study done in Italy in 1996–2000, COPD death rates doubled by including not only the underlying cause but also concurrent mortality from death certificates.19 However, such information is not yet available in Eurostat. Between 1994 and 2010, there was a change of version of the International Classification of Diseases (ICD). During the late 1990s and early 2000s, nearly all EU countries switched from using the ninth to using the tenth revision of ICD. Since then, many bridge studies have been done to establish the effect of the new version of the ICD on reporting of causes of death. The results of these studies show that there has been no change in mortality from COPD.20,21 However, looking at the different countries in figure 2, it is possible to speculate on the effect of this change in ICD, for example in France, where the change in mortality trends occurred between 1999 and 2000, with a substantial drop in registered COPD deaths. In this regard, a pan-European study assessing the potential effect of the new classification of disease on the quality of death statistics is lacking. Despite findings from previous well-publicised studies indicating an upward global trend,2,22 COPD mortality in Europe is decreasing. This downward trend in mortality rates is in accordance with findings from the Global Burden of Diseases, Injuries, and Risk Factors Study (GBD) 2010,2 which reported a fall in the ASR of 43·3% in the past two decades, but contradicts GBD projections www.thelancet.com/respiratory Vol 2 January 2014

Standardised rate ratios ≥2·00 1·50–1·99 1·00–1·49 0·80–0·99 0·50–0·79 <0·50 No data

Figure 3: COPD mortality standardised rate ratios for every country in the EU in 2010 (men)

Standardised rate ratios ≥2·00 1·50–1·99 1·00–1·49 0·80–0·99 0·50–0·79 <0·50 No data

Figure 4: COPD mortality standardised rate ratios for every country in the EU in 2010 (women)

on the burden of these diseases that was estimated to rise to the fourth highest globally by 2030.2 Other national or regional publications have shown a similar pattern (a decreasing trend of COPD mortality in Europe).3–6 Our findings show that ASR trends in most EU countries are steady. However, in some countries such as Estonia, Greece, Luxembourg, and Malta, we detected 59

Articles

Total study period

Period 1

Years

PAC

Years

Period 2

European Union

1994–2010

–2·56*

··

··

··

··

··

··

··

··

Austria

1994–2010

0·91

1994–2000

0·07

2000–2003

12·11

2003–2010

–5·34*

··

··

PAC

Years

Period 3 PAC

Years

Period 4 PAC

Years

PAC

Belgium

1994–2010

–3·32*

1994–1998

0·18

1998–2010

–3·67*

··

··

··

··

Bulgaria

1994–2010

–0·49

1994–1997

5·78

1997–2002

–7·90*

2002–2007

9·63

2007–2010

–14·15*

Cyprus

1994–2010

5·28*

··

··

··

··

··

··

··

··

Czech Republic

1994–2010

0·95

··

··

··

··

··

··

··

··

Denmark

1994–2010

–2·48*

1994–1999

1999–2005

–6·16*

2005–2010

1·41

··

··

Estonia

1994–2010

–1·91*

··

··

··

··

··

··

··

··

Finland

1994–2010

–2·32*

1994–1997

6·15

1997–2010

–3·13*

··

··

··

··

France

1994–2010

–6·47*

1994–1998

2·91

1998–2001

–20·62*

2001–2010

–2·34*

··

··

Germany

1994–2010

–2·7*

Greece

1994–2010

Hungary

1994–2010

Ireland

1994–2010

Italy Latvia

3·82*

··

··

··

··

··

··

··

··

1994–2005

–0·29

2005–2008

20·45

2008–2010

–8·77

··

··

–0·15

1994–2002

–5·90*

2002–2006

9·08

2006–2010

–3·42

··

··

–5·33*

··

··

··

··

··

··

··

··

1994–2010

–2·13*

··

··

··

··

··

··

··

··

1994–2010

–2·19*

1994–1997

3·94

1997–2000

–6·20

2000–2010

–0·75*

··

··

2·27*

Lithuania

1994–2010

–2·75*

1994–1999

–5·90*

1999–2007

–0·87

2007–2010

–8·98*

··

··

Luxembourg

1994–2010

–2·23*

1994–1996

–11·39

1996–1999

0·45

1999–2010

–3·68*

··

··

Malta

1994–2010

–2·73*

··

··

··

··

··

··

··

··

Netherlands

1994–2010

–2·27*

1994–1996

4·32

1996–2010

–3·78*

··

··

··

··

Poland

1994–2010

–0·34

··

··

··

··

··

··

··

··

Portugal

1994–2010

–2·74*

··

··

··

··

··

··

··

··

Romania

1994–2010

–1·07*

1994–1996

–6·62

1996–1999

6·14

1999–2010

–2·50*

··

··

Slovakia

1994–2010

3·49*

1994–1999

27·05*

1999–2010

–1·06

··

··

··

··

Slovenia

1994–2010

–6·60*

1994–1996

3·70

1996–2003

–3·89*

2003–2007

–14·42*

2007–2010

–0·43 ··

Spain

1994–2010

–3·71*

··

Sweden

1994–2010

–0·47*

1994–1999

UK

1994–2010

–2·95*

··

·· 1·99* ··

··

··

··

··

··

1999–2010

–1·91*

··

··

··

··

··

··

··

··

··

··

*p<0·05 for change in trend. PAC=percentage of annual change.

Table 3: Joinpoint analysis to identify changes in trends between 1994 and 2010 (men)

great variation in ASR during the study period, which might be indicative of problems with codification or with the registry of death certificates. Nonetheless, such variation is unlikely to affect global COPD mortality figures because it had little effect on the European trends in our study. Our findings are consistent with trends previously described in the USA,4 Japan,3 Australia,5 and Spain.6 In Spain, the ASR per 100 000 population reduced from 149·1 (in 1994) to 98·0 (in 2010) in men, and from 26·4 (in 1994) to 12·0 (in 2010) in women.6 Findings from a Japanese study using an age-period-cohort model for a longer period than that used in our study (1950 to 2004), show that the ASR of COPD mortality per 100 000 population substantially decreased from 71·3 to 19·7 in men and from 41·7 to 4·3 in women.3 In the USA, the NHANES I (1971–75) and III (1988–94) studies4 reported a 15·8% decrease in COPD mortality in people with moderate or severe COPD, and a 25·2% decrease for those with mild COPD.4 However, direct comparisons between countries should be made with caution and current trends in one country should not 60

be used to provide an insight on what is happening in another, because of varying national characteristics, histories, social conditions, and health systems. One consideration to be taken into account is the potential role of comorbidities in our study. COPD is associated with many comorbidities, including cardiovascular and cerebrovascular disease, lung cancer, diabetes, muscle weakness, osteoporosis, and anxiety and depression.23 Many of these comorbidities can affect the risk of mortality in patients with COPD.7 However, with COPD, cause of mortality is related to the severity of the disease. In the UPLIFT trial (N=5993,24 a mortality adjudication committee was established to provide a systematic, independent, and blinded assessment of causespecific mortality: in moderate COPD (GOLD stage II, in which 298 participants died), 16·8% of deaths were respiratory-related and 14·4% were cardiovascular-related; by contrast with these findings, in the UPLIFT trial of patients with very severe COPD (GOLD stage IV, in which 166 participants died),25 59·0% of deaths were respiratoryrelated and 5·4% were cardiovascular-related.25 Similarly, www.thelancet.com/respiratory Vol 2 January 2014

Articles

Total study period

Period 1

Year

PAC

Year

Period 2

European Union

1994–2010

–0·76*

··

Austria

1994–2010

2·92*

1994–2004

Belgium

1994–2010

0·56

··

··

··

Bulgaria

1994–2010

–2·57*

1994–1999

–0·91

1999–2002

Cyprus

1994–2010

0·77

1994–2001

–2·75*

2001–2004

Czech Republic

1994–2010

2·95*

··

··

··

Denmark

1994–2010

0·97*

1994–2000

7·58*

Estonia

1994–2010

–4·79*

1994–2001

Finland

1994–2010

0·22

France

1994–2010

–7·42*

Germany

1994–2010

1·01*

··

Greece

1994–2010

–21·77*

··

··

··

Hungary

1994–2010

3·70*

1994–2001

–7·39*

2001–2010

7·17*

Ireland

1994–2010

–2·31*

1994–2008

–3·52*

2008–2010

10·48

Italy

1994–2010

–0·32

··

··

··

Latvia

1994–2010

–2·52*

··

··

Lithuania

1994–2010

–5·34*

··

Luxemburg

1994–2010

4·23

Malta

1994–2010

Netherlands

PAC ·· 5·15*

Year

Period 3 PAC

Year

Period 4 PAC

Year

PAC

··

··

··

··

··

··

2004–2010

–0·97

··

··

··

··

··

··

··

··

2002–2007

8·67

2007–2010

–16·56*

18·25*

2004–2010

–4·39*

··

··

··

··

··

··

··

2000–2004

–5·86

2004–2010

0·40

··

··

–6·72*

2001–2010

–2·90

··

··

··

··

1994–1999

6·21*

1999–2003

–5·95

2003–2010

2·30

··

··

1994–1998

6·84*

1998–2001

–28·16*

2001–2010

–0·70

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

··

1994–1998

–12·03

1998–2010

··

··

··

··

–3·44*

··

··

··

··

··

··

··

··

1994–2010

0·42

1994–1998

1998–2010

–0·39

··

··

··

··

Poland

1994–2010

1·55*

··

··

··

··

··

··

··

··

Portugal

1994–2010

–1·77*

··

··

··

··

··

··

··

··

Romania

1994–2010

–3·10*

1994–1999

1999–2010

–4·83*

··

··

··

··

Slovakia

1994–2010

5·41

··

··

··

··

··

··

··

··

Slovenia

1994–2010

–3·05*

1994–2003

0·39

2003–2010

–11·39*

··

··

··

··

Spain

1994–2010

–4·47*

··

··

··

··

··

··

··

··

2002–2010

0·47

··

··

··

··

··

··

··

··

··

··

Sweden

1994–2010

2·33*

1994–2002

UK

1994–2010

0·04

··

··

4·99*

2·35*

4·58* ··

·· –14·31

··

4·58*

*p<0·05 for change in trend. PAC=percentage of annual change.

Table 4: Joinpoint analysis to identify changes in trends between 1994 and 2010 (women)

in the TORCH trial,26 only 4% of deaths in patients with moderate COPD were respiratory-related, 25% were due to lung cancer, and 28% were cardiac-related.26 We used an imputation process for countries that declared no deaths for several years in our study period and for countries that were not included in the EU for the complete study period. We should, therefore, consider the effect of this imputation on the study results. We plotted the European mortality trends for men and women with and without doing this imputation, and obtained similar results (appendix). Thus, a conservative imputation method was used to obtain data for the entire series of years on the 27 countries for the analysis. Our findings suggest that the gender gap in COPD is narrowing, and that death rates from COPD in men and in women might converge by 2031. This finding is in contrast with findings from the USA. In the Chronic Obstructive Pulmonary Disease Surveillance study from 1971 to 2000,27 the investigators described increases in mortality rates in women.27 Updated data have shown a rise in men compared with women in US mortality www.thelancet.com/respiratory Vol 2 January 2014

Panel: Research in context Systematic review We searched PubMed for all studies of COPD mortality trends up to April 8, 2013, using the search terms "obstructive pulmonary disease", "obstructive lung", "emphysema", "chronic bronchitis", "COPD", "mortality", "trend", and "burden". We applied no language or article-type restrictions. We identified six original studies and one review reporting the results of the global burden of disease study 2010. Additionally, we identified six studies reporting mortality rates for COPD in Australia, Spain, USA, and Japan. Interpretation Our findings of decreasing COPD mortality trends in the EU substantiate the downward trend in COPD mortality reported elsewhere, but with some additional key findings. First, although men have a much higher COPD mortality rate than women in all countries, data for all countries show a decrease in mortality in men and a plateauing or a slight increase in women, indicating a narrowing of the gender gap. Second, these mortality trends are unevenly distributed between countries, presenting much variability across sexes and countries, with mortality from COPD in some countries being higher than the EU average. Third, the joinpoint analysis helped us to identify timepoints at which trends changed in different countries, which might help local health policy makers to identify local factors that can affect this trend and to act accordingly.

61

Articles

rates.4 This finding is probably affected by tobacco consumption in different countries. In Europe, overall tobacco consumption has steadily decreased during the past 20 years. However, smoking is becoming more prevalent in younger women. For instance, in some European countries, female teenagers are more likely to smoke than their male peers.28 Findings from a UK study of one million women showed that quitting smoking before age 40 years avoids more than 90% of the excess mortality caused by tobacco.29 A study with similar findings from a similarly sized study population has been published in the USA.30 The distribution of SRRs in Europe as shown in the current study needs careful interpretation. In some countries, COPD mortality was constantly higher than the EU average throughout the study period. Several factors might contribute to this increased mortality—eg, different health-care systems, resources, awareness of the population about COPD and smoking, access to drugs, and access to emergency departments. In view of the alarmingly high global rates of COPD underdiagnosis,31 national health authorities within each country should analyse the situation in their own country. With this in mind, a 2010–2011 clinical audit of hospital resources and clinical care quality in 13 European countries is available.32 Findings from this audit should help clarify the situation with each European country with regard to COPD care. Contributors JLL-C had the idea for the study. JLL-C and MR-R obtained the raw data and all authors contributed to the analysis, which was done mainly by MR-R and JLL-C. JBS contributed to the analysis. JLL-C wrote the drafts and all authors contributed to the writing of the final report. Conflicts of interest We declare that we have no conflicts of interest. References 1 Murray CJ, Lopez AD. Measuring the global burden of disease. N Engl J Med 2013; 369: 448–57. 2 Mathers CD, Loncar D. Projections of global mortality and burden of disease from 2002 to 2030. PLoS Med 2006; 3: e442. 3 Pham TM, Ozasa K, Kubo T, et al. Age-period-cohort analysis of chronic obstructive pulmonary disease mortality in Japan, 1950–2004. J Epidemiol 2012; 22: 302–07. 4 Ford ES, Mannino DM, Zhao G, Li C, Croft JB. Changes in mortality among US adults with COPD in two national cohorts recruited from 1971–1975 and 1988–1994. Chest 2012; 141: 101–10. 5 Erbas B, Ullah S, Hyndman RJ, Scollo M, Abramson M. Forecasts of COPD mortality in Australia: 2006-2025. BMC Med Res Methodol 2012; 12: 17. 6 Lopez-Campos JL, Ruiz-Ramos M, Soriano JB. COPD mortality rates in Andalusia, Spain, 1975-2010: a joinpoint regression analysis. Int J Tuberc Lung Dis 2013; 17: 131–36. 7 Lozano R, Naghavi M, Foreman K, et al. Global and regional mortality from 235 causes of death for 20 age groups in 1990 and 2010: a systematic analysis for the Global Burden of Disease Study 2010. Lancet 2013; 380: 2095–128. 8 Vos T, Flaxman AD, Naghavi M, et al. Years lived with disability (YLDs) for 1160 sequelae of 289 diseases and injuries 1990-2010: a systematic analysis for the Global Burden of Disease Study 2010. Lancet 2013; 380: 2163–96. 9 Day NE, Breslow NE. Centre international de recherche sur le cancer. The design and analysis of cohort studies. Lyon: LARC Scientific Publications, 1987.

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10 11

12

13

14

15

16

17

18 19

20

21

22 23 24

25

26

27

28

29

30

31 32

Miettinen O. Estimability and estimation in case-referent studies. Am J Epidemiol 1976; 103: 226–35. Kim HJ, Fay MP, Feuer EJ, Midthune DN. Permutation tests for joinpoint regression with applications to cancer rates. Stat Med 2000; 19: 335–51. Mackenbach JP, Van Duyne WM, Kelson MC. Certification and coding of two underlying causes of death in The Netherlands and other countries of the European Community. J Epidemiol Community Health 1987; 41: 156–60. Jensen HH, Godtfredsen NS, Lange P, Vestbo J. Potential misclassification of causes of death from COPD. Eur Respir J 2006; 28: 781–85. Hansell AL, Walk JA, Soriano JB. What do chronic obstructive pulmonary disease patients die from? A multiple cause coding analysis. Eur Respir J 2003; 22: 809–14. Rao C, Yang G, Hu J, Ma J, Xia W, Lopez AD. Validation of cause-of-death statistics in urban China. Int J Epidemiol 2007; 36: 642–51. Calverley PM, Anderson JA, Celli B, et al. Salmeterol and fluticasone propionate and survival in chronic obstructive pulmonary disease. N Engl J Med 2007; 356: 775–89. Drummond MB, Wise RA, John M, Zvarich MT, McGarvey LP. Accuracy of death certificates in COPD: analysis from the TORCH trial. COPD 2010; 7: 179–85. May KL. Death certificates in asthma and COPD patients (survey of statistical data in Warsaw). Monaldi Arch Chest Dis 2002; 57: 253–57. Faustini A, Marino C, D’Ovidio M, Perucci CA. The concurrent COPD mortality doubles the mortality estimate from COPD as underlying cause in Lazio, Italy. Respir Med 2007; 101: 1988–93. Cano-Serral G, Perez G, Borrell C, COMPARA Group. Comparability between ICD-9 and ICD-10 for the leading causes of death in Spain. Rev Epidemiol Sante Publique 2006; 54: 355–65. Salmeron D, Cirera L, Saez M, Navarro C. Influence of the introduction of the ICD-10 on tendencies of mortality by causes (1980–2004). Gaceta Sanitaria 2009; 23: 144–46. Jemal A, Ward E, Hao Y, Thun M. Trends in the leading causes of death in the United States, 1970-2002. JAMA 2005; 294: 1255–59. Decramer M, Janssens W. Chronic obstructive pulmonary disease and comorbidities. Lancet Respir Med 2013; 1: 73–83. Tashkin DP, Celli B, Senn S, et al. A 4-year trial of tiotropium in chronic obstructive pulmonary disease. N Engl J Med 2008; 359: 1543–54. McGarvey LP, Magder S, Burkhart D, et al. Cause-specific mortality adjudication in the UPLIFT(R) COPD trial: findings and recommendations. Respir Med 2012; 106: 515–21. McGarvey LP, John M, Anderson JA, Zvarich M, Wise RA. Ascertainment of cause-specific mortality in COPD: operations of the TORCH Clinical Endpoint Committee. Thorax 2007; 62: 411–15. Mannino DM, Homa DM, Akinbami LJ, Ford ES, Redd SC. Chronic obstructive pulmonary disease surveillance--United States, 1971–2000. Respir Care 2002; 47: 1184–99. Giovino GA, Mirza SA, Samet JM, et al. Tobacco use in 3 billion individuals from 16 countries: an analysis of nationally representative cross-sectional household surveys. Lancet 2012; 380: 668–79. Pirie K, Peto R, Reeves GK, Green J, Beral V, Million Women Study C. The 21st century hazards of smoking and benefits of stopping: a prospective study of one million women in the UK. Lancet 2013; 381: 133–41. Jha P, Ramasundarahettige C, Landsman V, et al. 21st-century hazards of smoking and benefits of cessation in the United States. N Engl J Med 2013; 368: 341–50. Soriano JB, Zielinski J, Price D. Screening for and early detection of chronic obstructive pulmonary disease. Lancet 2009; 374: 721–32. Lopez-Campos JL, Hartl S, Pozo-Rodriguez F, Roberts CM, European CAt. European COPD Audit: design, organisation of work and methodology. Eur Respir J 2013; 41: 270–76.

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