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Nonmotor Symptoms and Natural History of Parkinson’s Disease: Evidence From Cognitive Dysfunction and Role of Noninvasive Interventions Roberta Biundo*, Eleonora Fiorenzato*,†, Angelo Antonini*,†,1 *Parkinson’s Disease and Movement Disorders Unit, San Camillo Hospital IRCCS, Venice-Lido, Italy † University of Padua, Padua, Italy 1 Corresponding author: e-mail address:
[email protected]
Contents 1. Introduction 1.1 Assessing the Contribution to Cognition to Disease Progression 2. Role of Nonpharmacological Interventions 2.1 Cognitive Rehabilitation 2.2 Physical Exercise 3. Telemedicine: The Future of Rehabilitation? 4. Discussion References Further Reading
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Abstract Parkinson’s disease (PD) is a common neurodegenerative disorder, characterized by motor and nonmotor symptoms (NMS). Several subsequent studies substantiate the great functional burden related to NMS, their progression, and negative effect on quality of life in PD. Additional evidence indicates interesting relationships between striatal dopaminergic function and NMS. The basal ganglia are implicated in the modulation and integration of sensory information and pain, bladder function is under control of both inhibitory (D1) and facilitatory (D2) dopaminergic inputs, finally reduced dopaminergic activity in the mesocortical and mesolimbic pathways is involved in the development of several NMS including mood, motivational, and cognitive alterations. Some NMS fluctuate in response to dopaminergic treatment and are relieved by dopamine replacement therapy, other are insensitive to current therapeutic strategies. The relation among the overall disease complications, perhaps the most important for PD patients and family members’ well-being and functionality is dementia that affects most PD patients over the course of disease. Specific pharmacological treatment is lacking, International Review of Neurobiology ISSN 0074-7742 http://dx.doi.org/10.1016/bs.irn.2017.05.031
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2017 Elsevier Inc. All rights reserved.
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and alternative approaches have been implemented to improve everyday functionality and quality of life. The state of the art suggests that cognitive rehabilitation in PD is possible and may either increase performance or preserve cognitive level over the time. However, it is also evident that cognitive abnormalities in PD are heterogeneous and we still do not have biomarkers to detect early patients at risk for dementia. Cognitive dysfunction is one the most prevalent NMS and is a clinically and functionally important disease milestone. Given the available clinical and imaging evidence it is possible to use cognition to model NMS progression and design nonpharmacological interventions. In this chapter we will address the use of cognitive rehabilitation and noninvasive brain stimulation techniques to modulate cognitive performance and rescue connectivity in affected brain circuitry.
1. INTRODUCTION Parkinson’s disease (PD) is a complex neurodegenerative disorder that affects up to 2% of population over age 65 (de Rijk et al., 1997) with an incidence of 14 per 100,000 individuals (Hirtz et al., 2007) and an estimated prevalence ranging between 8.7 and 9.3 million by 2030 (Dorsey et al., 2007). The motor cardinal symptoms of PD (bradykinesia, resting tremor, rigidity, gait impairment) are associated with Lewy bodies and loss of dopaminergic neurons in the substantia nigra pars compacta (Gibb & Lees, 1988). PD patients also present several nonmotor symptoms (NMS), often preceding motor signs by more than a decade (Abbott et al., 2007; Akaogi, Asahina, Yamanaka, Koyama, & Hattori, 2009; Braak, Ghebremedhin, Rub, Bratzke, & Del Tredici, 2004; Chaudhuri et al., 2006; Goldstein, 2006; Lim & Lang, 2010; Ponsen et al., 2004; Postuma et al., 2012). Although under recognized, NMS have also been found to be highly prevalent in PD. Some studies reported the presence of NMS in 100% of PD and in patients experiencing motor fluctuations (Kim et al., 2013; Krishnan, Sarma, Sarma, & Kishore, 2011). Although NMS also occur in healthy subjects (68%–88% of individuals experience at least one NMS), in PD they are more frequent and severe (Khoo et al., 2013; Krishnan et al., 2011; Witjas et al., 2002). It is now well recognized that NMS represent an important part of PD symptoms spectrum as well as significantly cause disability and, consequently, poor quality of life for PD patients (Duncan et al., 2014; Martinez-Martin, Rodriguez-Blazquez, Kurtis, Chaudhuri, & NMSS Validation Group, 2011) increasing caregiver burden and annual economic costs (estimated at around $14 billion in United States and also Europe) (Kowal, Dall, Chakrabarti, Storm, & Jain, 2013; Olesen et al., 2012).
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NMS encompass sensory abnormalities (olfactory dysfunctions, problem with vision) behavioral changes (such as depression, anxiety, impulse control disorders and other psychiatric symptoms), psychosocial (punding and apathy) dysfunctions, cognitive impairment, rapid eyeball movement sleep behavior disorder, autonomic dysfunctions (constipation, orthostatic hypotension, dysphagia, gastroparesis, small intestinal bacterial overgrowth, bowel dysfunction, urinary symptoms, sexual and thermoregulation dysfunction), and some more difficult to categorize symptoms such as pain and fatigue (Kalia & Lang, 2015; Pfeiffer, 2016; Picillo et al., 2017; Polli et al., 2016). Although there is evidence that some NMS, particularly depression, may be responsive to dopaminergic therapy, most are not (Chaudhuri & Schapira, 2009; Kehagia, Barker, & Robbins, 2013; Seppi et al., 2011). Several studies have assessed NMS but only a few have followed prospectively large PD populations. The PRIAMO study was a prospective study designed to assess prevalence and incidence of NMS in a large cohort of PD patients at different disease stages selected from both academic and hospital based services over 24 months. The cross-sectional observation found that overall NMS number was higher in individuals with greater motor severity and duration. Unlike other studies PRIAMO used a questionnaire that did not undergo formal clinimetric validation but delivered consistent results with other cohort studies where NMS were evaluated using specific scales or questionnaire. The results of the prospective assessment indicated that NMS progression is variable and domain specific, which means that it often follows a different pattern compared to motor features. More specifically, although NMS increased in number only in patients showing clinical motor progression, there were domains becoming more and other less prevalent. Finally, only the development of NMS in specific domains contributed to worsening quality of life. These findings further highlight the relevance of NMS for PD, but also indicate that their assessment is complementary to motor evaluation if one wants to measure PD progression. The uneven development of discrete NMS domains in our PRIAMO cohort suggests a nonlinear progression that is relevant for planning future trials targeting specific NMS and possibly neuroprotection. The occurrence of NMS that are concomitantly increasing and decreasing in frequency in the same patient population confirms that making the treating neurologists aware of NMS presence they may have adjusted medications’ doses or regimens. Indeed several studies have indicated that NMS are often undeclared by patients unless a specific questionnaire is administered, while randomized studies indicate that NMS like sleep disturbances
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or depressive symptoms can be improved by dopamine agonists. This may be reflected particularly in the stable group where adjustment in dopaminergic therapy possibly contributed in stabilizing clinical motor conditions. The observation that NMS with remitter greater than incident number included cardiovascular symptoms (which included two symptoms lightheadedness/ dizziness during the postural changes, fall because of syncope) or psychiatric features (which incorporated 10 symptoms including anxiety, panic attacks, depression, and hallucinations) which may benefit from optimization of dopaminergic therapy would be consistent with this hypothesis. Unfortunately the PRIAMO study did not specifically record medication doses and therefore it was not possible to establish with certainty the presence of this relationship. Interestingly the presence or absence of symptoms in the cardiovascular and psychiatric domains had great impact on quality of life confirming their relevance for PD management. By contrast skin domain that in our study included two NMS hyperhidrosis and seborrhea showed the greatest progression in terms of new incident patients but had little impact on quality of life. One interesting observation from PRIAMO study regarded the assessment of mortality rate. Overall there was higher mortality in the PRIAMO cohort compared to the Italian population in the same age range and more importantly a similar death rate in male and female patients indicating the PD has greater impact on women life expectancy (which is higher than men in the control population). Interestingly the number of NMS in patients who died during follow-up was higher at baseline compared to other patients confirming that end stage PD is associated also with widespread degeneration in addition to motor disability.
1.1 Assessing the Contribution to Cognition to Disease Progression Cognitive dysfunction and dementia are the clinically most relevant NMS given their impact on quality of life and autonomy ( Johnson, Diener, Kaltenboeck, Birnbaum, & Siderowf, 2013; Ker€anen et al., 2003; Vossius, Larsen, Janvin, & Aarsland, 2011). The point prevalence of dementia in PD is about 30% (Aarsland & Kurz, 2010) and most PD patients will eventually experience dementia during the course of the disease (Aarsland, Andersen, Larsen, & Lolk, 2003; Buter et al., 2008; Hely, Reid, Adena, Halliday, & Morris, 2008). It has been observed that PD with mild cognitive impairment (PD-MCI) has a greater likelihood to develop dementia than those with normal cognition (Barone et al., 2011; Pedersen, Larsen,
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Tysnes, & Alves, 2013). PD-MCI patients have an annual rate of dementia between 9% and 15% (Pedersen et al., 2013) with clinical and demographic variables affecting the incidence (Williams-Gray et al., 2013). Although cognitive difficulties clearly become more frequent and prominent as PD progresses, mild cognitive deficits can be detected in 15%–25% of newly diagnosed patients (Aarsland et al., 2009; Biundo et al., 2014) and could be present even before motor symptoms appear (Goldman, WilliamsGray, Barker, Duda, & Galvin, 2014; Pigott et al., 2015). The mechanisms underlying dementia development in PD remain poorly understood. Therapeutic strategies to prevent or delay dementia in PD are limited (Svenningsson, Westman, Ballard, & Aarsland, 2012) mainly because their insufficient knowledge on the identifying predictors of dementia and improving the understanding of how neurodegeneration develops are essential for implementing efficacious pharmacological and no pharmacological treatments. The presence of marked heterogeneity in neuropsychological deficits observed among PD patients makes it difficult to establish a comprehensive unique model for cognitive decline in PD (Pagonabarraga & Kulisevsky, 2012). In this regard, one of the major challenges is understanding nature and evolution of these cognitive alterations and the interplay between cognitive, anatomical, neurochemical, and neuropathological entities associated with these deficits. Indeed, intriguing overlaps in biochemical, clinical, and imaging findings question the concept of distinct entities and suggest a continuous spectrum in which individual patients express PD-typical patterns (α-synuclein pathology mainly in cortical and limbic structure) and AD-typical patterns (beta-amyloid deposition) to a variable degree. In this regards, interesting metabolic imaging studies support the notion of PDD and dementia with Lewy bodies (DLB) as overlapping disease entities, characterized by the presence of mixed neuropathology and only different by the time course (Granert et al., 2015). By contrast only few neuropathology studies are available in PD-MCI, but results are heterogeneous (Adler et al., 2010; Jellinger, 2013). Neuronal and synaptic dysfunction and neuronal loss are considered to be the structural basis of dementia in most neurodegenerative disorders (Wishart, Parson, & Gillingwater, 2006). Interestingly, some studies showed an earlier and more robust correlation between synaptic loss and cognitive decline in PD than with AD markers of pathology (Scheff, Price, Schmitt, DeKosky, & Mufson, 2007; Terry et al., 1991). Less clear is the role of
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synaptic dysfunction in PDD–DLB (Aarsland, Perry, Brown, Larsen, & Ballard, 2005; Compta et al., 2011). Synaptic changes have been reported in PDD/DLB (Pienaar, Burn, Morris, & Dexter, 2012). A recent postmortem biochemical study showed that synaptic protein changes of Rab3A and neurogranin in the inferior parietal lobe (BA40) as well as SNAP25 in prefrontal cortex (BA9) best discriminated between the DLB/PDD/AD and nonneurologic controls (Bereczki et al., 2016). Interestingly the presence of these synaptic changes correlated positively with cognitive decline and neuropathological scores, highlighting their importance as a treatment target and its potential as future biomarkers of disease progression. Numerous genes increase the dementia risk such as ɑ-synuclein mutation (SNCA), the apolipoprotein ε4 (APOE4) allele, and the microtubuleassociated protein tau (MAPT) H1 haplotype), and similarly different neurotransmitters are involved in PD cognitive dysfunction (Halliday, Leverenz, Schneider, & Adler, 2014). In particular, the observation that levodopa treatment could restore only some cognitive functions (such as working memory, flexibility, capacity to switch in well-learned tasks rules) confirms that cognitive disturbances in PD are related both to nigrostriatal, mesolimbic, and mesocortical dopaminergic systems as well as nonstriatal and nondopaminergic origins. Indeed, a relationship between lesions of cholinergic (Bohnen et al., 2006; Sadeh, Braham, & Modan, 1982; Ziabreva et al., 2006) and noradrenergic (Cash et al., 1987; Delaville, Deurwaerdere, & Benazzouz, 2011; McMillan et al., 2011) systems and cognitive impairment in PD patients has been reported previously (Hanganu, Provost, & Monchi, 2015). In particular noradrenergic dysfunctions in PD probably underlies the attentional set shifting deficit, which is part of the dysexecutive syndrome (Kehagia et al., 2014; Weintraub et al., 2010) and both cholinergic and dopaminergic system changes possibly contribute independently to the cognitive deficits in nondemented PD (Bohnen et al., 2003; Meyer et al., 2009). These finding are also in line with evidence showing heterogeneity of cognitive deficits in PD. Indeed, together with the hypothesis of a frontostriatal syndrome, positing that cognitive deficits were executive in nature mainly affecting working memory, planning/sequencing, task-switching, response inhibition process, memory recall, verbal fluency, as well as many aspect of motor cognition (as psychomotor speed) (Goldman et al., 2014), today it is well documented that attention deficits (such as impaired vigilance with fluctuating level of alertness) (Ballard et al., 2002), language (Bocanegra, Gracia, Trujillo, Slachevsky, & Ibanez, 2015), visuospatial
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(difficulties with the perception of extra personal space and in recognizing objects based on their form) (Kida, Tachibana, Takeda, Yoshikawa, & Okita, 2007; Montse, Pere, Carme, Francesc, & Eduardo, 2001), and memory deficits (with free recall retrieval more prominent at the earlier stage of the disease) (Costa et al., 2014) can also be found at various stage of the disease progression (Aarsland et al., 2017; Biundo, Weis, et al., 2013; Kehagia, Barker, & Robbins, 2010; Muslimovic, Post, Speelman, & Schmand, 2005).
2. ROLE OF NONPHARMACOLOGICAL INTERVENTIONS Among NMS several largely suboptimal pharmacological options have been tested for the treatment of cognitive impairment in PD, particularly for PDD. The positive effects of levodopa therapy could be either linked to alertness, mood, and arousal or more specific for some components of information processing, working memory, or internal control of attention (Pillon, Boller, Levy, & Dubois, 2001). These beneficial effects, however, may be complicated by adverse effects such as confusion and psychosis, more prominent in demented patients (Hietanen & Teravainen, 1988; Sacks, Marjorie, Kohl, Messeloff, & Schwartz, 1972). So far, rivastigmine is the only drug approved by the Food and Drug Administration (FDA) for PDD (Szeto & Lewis, 2016). Therefore, nonpharmacologic therapy may be considered as first-line treatment of dementia, and medications can be used when nonpharmacologic therapy fails (Delphin-Combe et al., 2013; Livingston et al., 2014).
2.1 Cognitive Rehabilitation Recently, a large meta-analysis by Norton and colleagues suggested that many dementia cases may be attributed to modifiable risk factors (e.g., vascular risk factors, depression, and cognitive inactivity), supporting justification for early intervention (Norton, Matthews, Barnes, Yaffe, & Brayne, 2014). Nonpharmacological interventions may be best effective in patients with mild or moderate cognitive dysfunction rather than in the presence of severe deficits. Cognitive training (CT) is particularly relevant and is based on the concept that repeated execution of cognitive tasks leads to improved cognitive functions. It can be performed with pen-andpencil exercises or computer-based using individually tailored “game-like” tasks, which frequently provide feedback and motivate subjects to play. CT has been useful in old healthy subjects (Lampit, Hallock, & Valenzuela, 2014) and in various pathological conditions such as traumatic brain injury
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(Chen, Thomas, Glueckauf, & Bracy, 2009), schizophrenia, Alzheimer’s disease, and dementia (Huntley, Gould, Liu, Smith, & Howard, 2015) and, more recently, MCI (non-PD) (Coyle, Traynor, & Solowij, 2015). Notably, evidence on these two groups (MCI and dementia) showed that broader-focused interventions rather than a specific domains training, measuring behavior and well-being outcomes, could be more efficient to stimulate cognition in patients with diffuse brain deficits (Huntley et al., 2015; Mowszowski, Batchelor, & Naismith, 2010; Woods, Spector, Prendergast, Orrell, & Woods, 2005). Several studies also have been performed to evaluate the efficacy of CT in PD. We will now review evidence on nonpharmacological RCTs in PD, discussing practical considerations that may help the development of high quality trials in PD. 2.1.1 Computerized and “Pen and Pencil” CT Studies In a small controlled study using neuroimaging together with CT, 10 PD (5 enrolled in the training group and 5 in controls) and 10 healthy subjects were assessed with functional magnetic resonance (fMRI) during cognitive testing using a modified Stroop test. The experimental group performed daily, easy-level Sudoku at home for 6 months, whereas the control group performed no specific activity. The trained PD group had faster reaction time (RT) on the Stroop task, performed Sudoku more quickly, and showed increased inhibition/set shifting and logical reasoning functions compared to untrained control group. Moreover, they showed brain activation during the Stroop task similar to that of control group. The authors suggested that CT induces cortical plasticity (Nombela et al., 2011) but small sample size, and lack of randomization (participants were voluntary) were significant study limits. In a controlled study, participants (35 PD vs 15 control group PD) performed 14 individually tailored computer based treatment (NEAR) sessions over 2 weeks and improved more than the waitlist control group on learning and memory retention. However, due to the complexity of the study, it is difficult to generalize data to the overall PD population (Naismith, Mowszowski, Diamond, & Lewis, 2013). A randomized, controlled study by Edwards et al. (2013) consisting of 3 months (three times a week, 1-h session) of a computerized, self-administered, home based, processing speed training intervention (SOPT program) on useful field of view (UFOV), self-rated cognition, and depressive symptoms. Both groups ameliorated in UFOV task but no significant changes were observed for other variables. It is worth to underlie that participants were cognitively intact PD with mild motor deficits. Comparing the effect of two different
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treatments [cognition-specific computer-based CT program (N ¼ 19) vs a motion-controlled computer sports game: Nintendo Wii (N ¼ 20)] three times per week for 4 weeks, Zimmermann et al. (2014) found no benefit in enhancing cognition. Conversely, in a randomized control trial, Cerasa et al. (2014) observed greater efficacy of tailored computer-based attention-working memory tasks (by means of the RehaCOM) compared to simple visual-motor tapping tasks in a group of PD patients showing only focal attention–executive task. Interestingly, compared to controls (N ¼ 7), the experimental group (N ¼ 8) showed additionally overactivity of parietal– dorsolateral prefrontal cortex areas after treatment. Authors interpreted these finding as a “compensatory brain mechanisms” to achieve normal cognitive performance. Moreover, not like other studies, which generally employed nonspecific interventions and PD with heterogeneous cognitive deficits (Paris et al., 2011; Pena et al., 2014; Pompeu et al., 2012), this investigation stresses the importance to adopt tailored cognitive rehabilitation program in homogeneous cognitively impaired PD to obtain more effective results. Indeed, a recent randomized control study (Adamski, Adler, Opwis, & Penner, 2016) highlighted the suitability of a specific cognitive intervention to improve cognitive vulnerabilities in PD as well as in healthy older people. To our knowledge, only two RCTs studies (Petrelli et al., 2015; Reuter, Mehnert, Sammer, Oechsner, & Engelhardt, 2012) reported follow-up data of CT in PD. One, using a combined approach of CT and exercise training, found positive results 6 months after the end of treatment (Reuter et al., 2012). PD patients who participated in one of the 6-week CT programs (structured intervention by means of Neurovitalis and unstructured mental fit program), 12 sessions, 90-min each, maintained their overall cognitive functions 1 year after intervention and widely showed response to trainings compared to an inactive control group and had a reduced risk of developing MCI (structured trained group > unstructured trained group) (Petrelli et al., 2015). Indeed, a recent systematic review by Leung et al. (2015), including 7 RCTs and 272 PD patients, suggests that CT leads to measurable improvements in PD cognitive performance particularly in working memory, executive functioning, and processing speed, which are typically impaired in the disease. However, results demonstrated only a modest overall effect (g ¼ 0.23, 95% confidence interval 0.014–0.44, P ¼ 0.037) of CT on cognitive function in mild to moderate PD. Due to the observed mild efficacy of CT as repeated practice of specific cognitive tasks in mild dementia patients, new direction studies launch into the concept of cognitive rehabilitation (CR) as a more personally relevant goals strategies (Bahar-Fuchs,
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Clare, & Woods, 2013). The CORD-PD is an ongoing “goal-oriented cognitive rehabilitation” trial, similar to the multicenter single-blinded randomized controlled trial (GREAT) developed for people with AD or mixed dementia (Clare et al., 2013). These studies aim at obtaining definitive evidence on efficacy and cost-effectiveness of goal-oriented CR (Hindle et al., 2016b).
2.2 Physical Exercise Exercise is among the potential protective lifestyle factors identified in delaying progression of cognitive deficits (Lautenschlager, Cox, & Kurz, 2010). In a recent pilot study, balance and gait skills showed significant correlations with some cognitive features in Parkinsonian patients (Varalta et al., 2015). These findings put the basis for the implementation of combined treatments (such as rehabilitative cognitive and motor interventions) to boost efficacy on cognition. Picelli (2016), in a recent pilot, randomized, controlled trial, evaluated the effects of treadmill training on cognitive and motor performance in mild to moderate PD. They found significant improvements in cognitive performance (as measured by the FAB-it, the TMT) and motor performance (as measured by the 6MWT and the 10MWT) in the experimental PD group who underwent a training program consisting of 4 weeks of treadmill training without body weight support. Furthermore, they also showed significant mood and motor improvements (as measured by the BDI and the UPDRS). Aerobic training has been reported to improve cognition in healthy old adult, especially for executive control process (Colcombe et al., 2003). Exercise may also improve general cognitive functions in MCI and AD (Hernandez, Coelho, Gobbi, & Stella, 2010). A meta-analysis of RCTs (29 studies, 2049 participants) has indicated that healthy older adults reliably achieve modest improvements in attention and processing speed, executive function, and memory following aerobic training. Moreover aerobic exercise may be associated with greater memory improvements among adults with MCI relative to cognitively intact adults (Smith et al., 2010). A recent Cochrane systematic review (2015), based mostly on AD data, suggests that exercise may improve activities of daily living delaying the need of caregiver dependence and resulting in significant quality of life benefits for patients and caregivers, and possibly delaying the need for placement in long-term care institutions. No trials reported adverse events related to exercise programs (Forbes, Forbes, Blake, Thiessen, & Forbes, 2015), while the quality of the evidence was judged very low.
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Aerobic and resistance exercises may improve cognition in PD but larger, well-controlled studies are warrented (Reynolds, Otto, Ellis, & Cronin-Golomb, 2016). Combined aerobic and anabolic exercise, conducted twice weekly for 12 weeks, resulted in selective improvement in frontal-based executive function in 15 PD compared to 13 nonexercising PD controls (Cruise et al., 2011). Likewise, 6 months of moderate-intensity aerobic exercise, conducted three times per week for 45–60 min, led to improved executive functioning for individuals with mild to moderate PD (mean age of approximately 65 in both studies), though only one of these studies used nonexercising PD control group (Uc et al., 2014). At the same time, recent evidence suggests that resistance exercise may also benefit cognition in PD. After 24 months of twice weekly progressive resistance exercise (60–90 min per session), adults with PD improved their performance on measures of working memory, inhibition, and attention (Digit Span, Stroop, Brief Test of Attention) (David et al., 2015). Further research is warranted to examine the underlying mechanisms driving these selective improvements (such as increased cerebral perfusion, release of growth factors, angiogenesis following aerobic exercise or increasing volume thickness in prefrontal regions) (Colcombe et al., 2006; Tabak, Aquije, & Fisher, 2013). Taken together, emerging research suggests that aerobic and resistance exercise may improve cognition in PD and particularly fronto-executive abilities. 2.2.1 Noninvasive Brain Stimulation Interventions Over the last 15 years, noninvasive brain stimulation (NIBS) techniques such as repetitive transcranial magnetic stimulation (rTMS) or direct current stimulation (tDCS) have been tested to boost the outcome of cognitive rehabilitation in patients with neurological disorders (Rossini et al., 2015). Recent research has highlighted the potential of tDCS, as a safer, painless, low-cost technique and more user-friendly than rTMS for neurological and NPSI rehabilitations, to complement and enhance neuroplasticity and learning in patients with neurological disorders and older individuals (de Aguiar et al., 2015; Floel, 2014; Liu, Fregni, Hummel, & Pascual-Leone, 2012). tDCS is a technique eliciting constant weak electric currents through the scalp via two electrodes (anode and cathode), which has been shown to modulate excitability in cortical and subcortical tissue and may therefore facilitate cell plasticity (for review, see Lefaucheur et al., 2017). Additionally, other mechanisms, such as dynamic modulation of synaptic efficacy, induction of the release of neurotransmitters (dopamine release in the caudate nucleus), resting membrane potentials modification
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(mediated by changes in N-methyl-D-aspartate-receptor activation and GABAergic inhibition), and modulation of functional connectivity of the corticostriatal and thalamocortical circuits in the human brain, may be also involved (Parasuraman & McKinley, 2014; Polania, Nitsche, & Paulus, 2011; Tanaka et al., 2013). Taken together, these findings lead to consider tDCS as tool to modulate dopaminergic transmission. So far, there are several published tDCS trials aimed at improving various clinical aspects in PD (Benninger & Hallett, 2015; Elsner, Kugler, Pohl, & Mehrholz, 2016). Only three sham-controlled repetitive t-DCS studies focusing on PD motor symptoms are present in literatures suggesting a potential impact of anodal tDCS of M1 on gait and motor symptoms in PD patients, but do not provide sufficient evidence for a recommendation (Benninger et al., 2010; CostaRibeiro et al., 2017; Valentino et al., 2014). Four studies investigated the effects of t-DCS on cognitive functions in nondemented PD (according to Level I criteria or clinically defined), and only two characterized the cognitive status of the patients (Biundo et al., 2016; Manenti et al., 2016). In a crossover study, Boggio et al. (2006) investigated t-DCS effects in 18 nondemented PD (mean age ¼ 61, ranging 45–71; mean MMSE ¼ 24.4) using a three-back working memory task. Patients performed the task during anodal tDCS on L-DLPFC, on motor cortex (M1) and sham. A single session of anodal tDCS of left DLPFC, but not of left M1, improved performance in a working memory task, only at the stimulation intensity of 2 mA. Using tDCS combined with fMRI, Pereira et al. (2013) in another crossover study (16 nondemented PD) showed that phonemic fluency performance increased significantly more after DLPFC tDCS than after temporal–parietal cortex (TPC) stimulation. fMRI data showed that tDCS over the DLPFC enhanced functional connectivity in areas associated with verbal fluency significantly more than when applied over the TPC. Doruk, Gray, Bravo, Pascual-Leone, and Fregni (2014) in a double-blinded randomized study reported the beneficial long-term effect (1 month) of 2 weeks tDCS over the DLPFC on executive function in no-demented PD. Evidence of the use of CT and/or tDCS as therapeutic tools for cognition amelioration in PD, together with the idea of potential increased efficacy when cognitive and physical activities are performed simultaneously (Varalta et al., 2015), stimulated researchers to test if combining different intervention tools could boost treatment effect. In a sham-controlled study of 20 PD patients with PD-MCI (according to Level I criteria), a protocol of 10 sessions of anodal tDCS delivered over the DLPFC contralateral to the most affected body side during a physical therapy program was found to increase cognitive
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performance and verbal fluency only in the active arm group with a stable effect at 3-month follow-up but did not observe additional effects of tDCS on motor or mood performance (Manenti et al., 2016). In our previous study, using sham-controlled design with 16 PD performing 16 sessions of CT (20 min tDCS plus 30 min computer based CT over left DLPFC), we observed increased performance only in fronto-executive task at 3-month follow-up in PD-MCI patients (screened according to level II criteria) and no significant motor changes between groups at end of treatment and follow-up (Biundo et al., 2015). It is noteworthy that although the active group was trained on frontal and visuospatial tasks, they increased their performance only in executive abilities. Moreover, they decreased their performance in a language subitem of the RBANS during the stimulation period to return to baseline performance at the follow-up period. Overall, findings seem to corroborate enhanced executive/attention abilities of repetitive anodal tDCS over the DLPRC in PD patients, but results are highly heterogeneous and evidence, so far, did not reach recommendation level according to recent guidelines (Lefaucheur et al., 2017). As for studies adopting CT alone, tDCS evidence seems to underline the need of specific methodological approaches to obtain consistent results.
3. TELEMEDICINE: THE FUTURE OF REHABILITATION? In the attempt to overcome some challenges linked to healthcare access (uneven distribution of highly specialized clinicians), difficulty in traveling for disabled patients who, for example, would need to reach clinic quite often, if recruited for a rehabilitation treatments, delivering care remotely by telemedicine is becoming one of the most cost-effective and efficient phenomenon (Achey et al., 2014). Ongoing studies have been implemented. A RCT study offers patients the possibility to practice aerobic exercise and gaming at home, with the use of devices which allow individualized treatments and can be monitored by clinicians and patients by remote access and iPad (van der Kolk et al., 2015). Of interest it is also the possibility to monitor remotely the daily living functions of patients using wearable sensors, for example, smartphone apps can be used to monitor mood, effect of pharmacological treatment on cognitions and speech, insoles and wrists bracelets to monitor physical activities (gait), etc. (Arora et al., 2015; Cancela et al., 2016). Canada (the Ontario Telemedicine Network) and the Netherlands (ParkinsonNet approach) already use telemedicine successfully in daily
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practice (Arora et al., 2015; Bloem & Munneke, 2014). Validity of these findings remains an issue but ongoing technology advances will offer the opportunity for cognitive rehabilitation treatment implementation at home.
4. DISCUSSION In PD, cognitive alterations are the most disabling NMS, as the 80% of patients will experience dementia after 10–15 years of pathology. The complex and heterogeneous nature of the cognitive phenotype in PD unfortunately made the search for “dementia potential risk patients” very challenging. This issue has slowed down the progress for new effective treatments and so far, quality of life and well-being of patients and caregiver is very poor. Implementation of protocols for cognitive rehabilitation in PD has focused mainly on executive-frontal abilities including working memory, planning/sequencing, task-switching, response inhibition process, and memory recall, which are the most vulnerable skills and represent important processes for everyday functioning and quality of life. Although dopaminergic treatment can ameliorate some frontal-functional based abilities, pharmacological therapy continues to be largely ineffective and the overall cognitive deficiencies remain undiagnosed and untreated. Over the past decade alternative approaches have been developed to enhance cognition in PD, including computer-based CT, physical therapy, and NIBS techniques. The state of art suggests that an intensive computerized CT program (3/4 times a week for 4 weeks) and anodal tDCS stimulation (2 mA) over the dorsolateral prefrontal cortex (applied by itself or as combined approaches) can be an useful tool in improving the most vulnerable (frontal-executive skills) abilities in PD patients. Although promising, high quality trial evidence is lacking. A generic critique is that long-term effectiveness of most treatments remains unknown because absence of homogeneous cognitive profile at baseline, adequate sample sizes, controlled untreated group, significant clinical effects reflecting changes in behavioral symptoms, quality of life, and well-being. Moreover, it is not clear if all domains are equally treatable, frontal-executive domains seems to modestly improve after rehabilitation; however, specific protocol for other domains is not implemented so far. In addition, further large sample studies need to explore the end of treatment and follow-up effect of combined treatments (particularly if the same network is simultaneously simulated) as potential temporary breakdown can occur as product of overstimulation. In addition, it is highly recommended
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to use “ad-hoc protocol” if demented patients are included in the study. Finally, patient-tailored therapeutic application of brain stimulation techniques might be developed in the future, especially in the light of new findings, which show profound interindividual variability of cortical. The state of art suggests that rehabilitation in PD is potentially possible in term of either increased cognitive outcome or maintenance of cognitive level over the time particularly if it is adopted before dementia has established. The success of this challenging strategy depends on improved characterization of cognitive phenotype in PD, identification of the most sensitive clinical variables in term of quality of life and worldwide consensus about treatment guidelines for implementation of efficacy studies.
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