JOURNAL OF THE AMERICAN COLLEGE OF CARDIOLOGY
VOL. 67, NO. 24, 2016
ª 2016 BY THE AMERICAN COLLEGE OF CARDIOLOGY FOUNDATION
ISSN 0735-1097/$36.00
PUBLISHED BY ELSEVIER
http://dx.doi.org/10.1016/j.jacc.2016.02.082
REVIEW TOPIC OF THE WEEK
Nonvitamin K Anticoagulant Agents in Patients With Advanced Chronic Kidney Disease or on Dialysis With AF Kevin E. Chan, MD, MSCI,a,b Robert P. Giugliano, MD, SM,c Manesh R. Patel, MD,d Stuart Abramson, MD,e Meg Jardine, MBBS, PHD,f Sophia Zhao, MD, PHD,a Vlado Perkovic, MBBS, PHD,f Franklin W. Maddux, MD,b Jonathan P. Piccini, MD, MHSCd
ABSTRACT Nonvitamin K-dependent oral anticoagulant agents (NOACs) are currently recommended for patients with atrial fibrillation at risk for stroke. As a group, NOACs significantly reduce stroke, intracranial hemorrhage, and mortality, with lower to similar major bleeding rates compared with warfarin. All NOACs are dependent on the kidney for elimination, such that patients with creatinine clearance <25 ml/min were excluded from all the pivotal phase 3 NOAC trials. It therefore remains unclear how or if NOACs should be prescribed to patients with advanced chronic kidney disease and those on dialysis. The authors review the current pharmacokinetic, observational, and prospective data on NOACs in patients with advanced chronic kidney disease (creatinine clearance <30 ml/min) and those on dialysis. The authors frame the evidence in terms of risk versus benefit to bring greater clarity to NOAC-related major bleeding and efficacy at preventing stroke specifically in patients with creatinine clearance <30 ml/min. (J Am Coll Cardiol 2016;67:2888–99) © 2016 by the American College of Cardiology Foundation.
P
atients with atrial fibrillation (AF) are in-
little experience with reversal agents, as well as
creasingly being treated with nonvitamin
higher costs. Currently, all NOACs depend to some
K-dependent
agents
extent on renal function for clearance. Consequently,
(NOACs) because these drugs are at least as effective
NOACs may potentially accumulate in patients with
as warfarin, are safer, do not require routine moni-
renal dysfunction, leading to an increased risk for
toring, and are simpler to use (1–5). In 2013, NOACs
bleeding.
accounted for 62% of new prescriptions of anticoagu-
chronic kidney disease (CKD) (creatinine clearance
lant agents in the United States, and their adoption is
[CrCl] <30 ml/min) are already at increased risk for
increasing (1).
bleeding from uremia-induced platelet dysfunction
oral
anticoagulant
Additionally,
patients
with
Although NOACs hold great promise, they also
(6,7). Patients on hemodialysis have added bleeding
have drawbacks, such as limited availability of and
risks from repeated vascular access cannulation,
From the aFresenius Medical Care North America, Waltham, Massachusetts; bDivision of Nephrology, Massachusetts General Hospital, Boston, Massachusetts; cCardiovascular Division, Brigham and Women’s Hospital, Boston, Massachusetts; dDuke Clinical Listen to this manuscript’s audio summary by JACC Editor-in-Chief Dr. Valentin Fuster.
advanced
Research Institute, Duke University Medical Center, Durham, North Carolina; eMaine Medical Center, Tufts University School of Medicine, Portland, Maine; and the fGeorge Institute for Global Health, University of Sydney, Sydney, Australia. Dr. Chan is a steering committee member of the RENAL-AF trial, which is funded by Bristol-Myers Squibb; and is an employee of Fresenius Medical Care. Dr. Piccini receives grants for clinical research from ARCA Biopharma, the Agency for Healthcare Research and Quality, Gilead, Johnson & Johnson, and St. Jude Medical; and serves as a consultant to Janssen Pharmaceuticals, Pfizer-BMS, and Medtronic. Dr. Giugliano was the principal investigator of the ENGAGE AF–TIMI 48 trial, which was supported by a research grant from Daiichi-Sankyo to the Brigham and Women’s Hospital, where he is employed; and has received honoraria for consulting or continuing medical education activities from Boehringer Ingelheim, Bristol-Myers Squibb, Daiichi-Sankyo, Janssen, The American College of Cardiology, Pfizer, and Portola. Dr. Maddux is an employee of Fresenius Medical Care and has stock ownership. Dr. Jardine is supported by a Career Development Fellowship from the National Health and Medical Research Council of Australia and
Chan et al.
JACC VOL. 67, NO. 24, 2016 JUNE 21, 2016:2888–99
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NOACs in Advanced CKD and Dialysis
dialysis membrane interactions, higher than average
RENAL PHARMACOKINETICS OF
ABBREVIATIONS
blood pressures, and considerable heparin adminis-
ANTICOAGULANT AGENTS
AND ACRONYMS
tration during treatment. Because patients with advanced CKD and end-stage renal disease (ESRD)
Uremia affects every organ system in the
were excluded from all of the pivotal phase 3 NOAC
body and influences the pharmacokinetics of
trials, no randomized controlled trial data guide
many drugs. Uremia can impair plasma pro-
NOAC use when the CrCl is <25 ml/min, although
tein binding, which may lead to increased
the U.S. Food and Drug Administration (FDA)
free drug levels in the blood, and in turn,
label
renal failure can also impair nonrenal drug
supports
NOAC
dosing
for
patients
with
CrCl #15 ml/min.
metabolism by reduction and hydrolysis re-
The most recent 2014 American Heart Association
actions (10,11).
ACC = American College of Cardiology
AF = atrial fibrillation AHA = American Heart Association
CI = confidence interval CKD = chronic kidney disease CrCl = creatinine clearance ESRD = end-stage renal
(AHA), American College of Cardiology (ACC), and
Renal elimination of drugs occurs predom-
Heart Rhythm Society (HRS) guideline for the man-
inantly through glomerular filtration and oc-
agement of patients with AF recommends warfarin as
casionally through tubular secretion and
Administration
the anticoagulant agent of choice in patients with
reabsorption. When the glomerular filtration
HR = hazard ratio
advanced CKD or ESRD (8). Despite these recommen-
rate and tubular function are impaired by
dations and the lack of prospective trials to validate the
renal disease, the clearance of drugs elimi-
efficacy and safety of NOACs in this patient population,
nated by these mechanisms will be decreased,
the prescription of these drugs is becoming more
and the plasma half-lives of the drugs will be
prevalent, as we showed in our previous publication
prolonged. This can result in increased total
disease
FDA = U.S. Food and Drug
HRS = Heart Rhythm Society NOAC = nonvitamin Kdependent anticoagulant agent
PK = pharmacokinetic
(9). Our updated analysis, as of October 2015 (unpub-
drug exposure, as quantified by the area under the
lished data from Fresenius Medical Care), indicates
curve (Figure 1). Without appropriate dose adjustment,
that 23.5% of patients with advanced CKD and 11.6% of
repeated dosing of a drug that is inadequately cleared
those on dialysis with AF who are anticoagulated were
could lead to bioaccumulation over time and toxicity
prescribed NOACs (Central Illustration). Among the
from supratherapeutic levels of the drug (Figure 2). To
NOAC-treated patients with CKD (n ¼ 102,504), the
counteract decreased renal drug elimination, medi-
most commonly used drug was apixaban (10.4%), fol-
cations can be given at a lower dose or frequency to
lowed by rivaroxaban (9.5%), dabigatran (3.5%), and
prevent unintended drug accumulation (11).
edoxaban (0.1%). Among the NOAC-treated dialysis
Anticoagulant drug dosing in patients with renal
patients (n ¼ 140,918), the most commonly used drug
impairment is based on glomerular filtration rate,
was apixaban (10.5%), followed by rivaroxaban (0.8%),
which is impractical to measure directly in an office
dabigatran (0.3%), and edoxaban (0.01%).
setting. Instead, the glomerular filtration rate can
This review summarizes the available evidence
be estimated by measuring the 24-h urine CrCl,
regarding the efficacy (prevention of stroke) and
because almost all creatinine is eliminated through
safety (major bleeding) of the 4 currently available
the glomerulus. Because collecting urine for 24 h is
NOACs
a tedious process, CrCl is typically estimated by
(apixaban,
rivaroxaban,
dabigatran,
and
edoxaban), with particular emphasis on the outcomes
an
in subgroups of patients with AF with CKD. Pharma-
measurement.
equation,
using
a
single
serum
creatinine
cokinetic (PK) data for patients with advanced CKD
For NOAC dosing, CrCl should be calculated using
and those on dialysis will be discussed, as well as the
the Cockcroft-Gault formula, because the pivotal
data on reversal agents. Finally, we outline the steps
phase 3 NOAC trials have reported outcomes by CrCl
required to determine if NOACs are appropriate
using that formula (12). This is despite the fact that
treatment options in patients with AF with advanced
the Cockcroft-Gault formula can overestimate true
CKD or on dialysis.
CrCl by 10% to 40%, and newer estimating equations,
the National Heart Foundation; has received speaking fees from Amgen and Roche; has received advisory board funding from Boehringer Ingelheim; has received unrestricted research funding from Gambro, Baxter, CSL, Amgen, Eli Lilly and Merck; and has served on a steering committee for a trial funded by Janssen; all honoraria are contributed directly to clinical research programs. Dr. Patel is supported by research grants from AstraZeneca, Bayer, Procyrion, Jansen, and the National Heart, Lung, and Blood Institute; and is a consultant advisory board member to AstraZeneca, Jansen, Bayer, Genzyme, and Merck. Dr. Perkovic chairs the steering committee of a trial of an unrelated compound funded by Janssen; has consulted for Bristol-Myers Squibb in an unrelated area; and has a policy of honoraria going to his institution. All other authors have reported that they have no relationships relevant to the contents of this paper to disclose. Manuscript received January 20, 2016; revised manuscript received February 16, 2016, accepted February 23, 2016.
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NOACs in Advanced CKD and Dialysis
C E NT R AL IL L U STR AT IO N Use of Nonvitamin K-Dependent Oral Anticoagulant Agents in Patients With Advanced Chronic Kidney Disease and on Dialysis: Substantial and Growing
Chan, K.E. et al. J Am Coll Cardiol. 2016;67(24):2888–99.
Prevalence of nonvitamin K-dependent oral anticoagulant agent (NOAC) use is rising among patients with advanced chronic kidney disease (CKD) and those on dialysis anticoagulated for atrial fibrillation, despite the most recent American Heart Association, American College of Cardiology, and European Heart Rhythm Society guideline, which discourages the use of NOACs when creatinine clearance (CrCl) is <30 ml/min. There are few randomized trial data on NOACs in this population. All NOACs depend on the kidney for elimination, and it is unclear if severe renal impairment leads to drug bioaccumulation to precipitate inadvertent bleeding.
F I G U R E 1 Pharmacokinetic Curves for Renally Cleared Drugs in Patients With Normal and Impaired Kidney Function
Drug Concentration (ng/mL)
A
B 100
100
80
80
60
60
40
40
20
20
0
0 0
6
12
18
24
0
6
Time (Hours)
12
18
24
Time (Hours)
Pharmacokinetic (PK) curves illustrating the peak, trough, and total drug exposure for a renally cleared drug in a patient with normal kidney function (A) and in a patient with impaired kidney function (B). Decreased drug clearance resulted in increased peak level, trough level, and total drug exposure. Total drug exposure is quantified by the area under the PK curve, in blue.
Chan et al.
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such as the MDRD (Modification of Diet in Renal Disease)
and
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NOACs in Advanced CKD and Dialysis
CKD-EPI
(Chronic
Kidney Disease
Epidemiology Collaboration) equations, have been
F I G U R E 2 Pharmacokinetic Curve Illustrating the Effect of Drug Multidosing in a
Patient With Impaired Renal Function, Resulting in Bioaccumulation of the Drug Level
shown to be more accurate (13–15). The Cockcroft100
CrCl ðml=minÞ ¼
ð140 ageÞ weight ðkgÞ sex 72 serum creatinine ðmg=dlÞ
where sex ¼ 1 in men and 0.85 in women. It is also important to note that CrCl estimations derived from these equations are valid only when a patient’s creatinine level is in a steady state. It is a mistake to extrapolate CrCl calculations using creatinine values
Drug Concentration (ng/mL)
Gault equation is as follows:
80 60 40 20 0 0
from acutely ill patients with acute kidney injury.
12
24
36
48
60
72
Time (Hours)
Drug dosing in patients with acute kidney injury should be individualized until the creatinine level stabilizes, which may take weeks or longer (11). Drug removal through hemodialysis is determined
A mismatch between drug dose and drug clearance results in the carryover of excess drug level to the next dosing interval, which occurs every 24 h.
primarily by molecular size. Small molecules (<1,500 Da) are amenable to removal through high-flux dialysis membranes. Protein-bound drugs are not cleared by dialysis, whereas unbound drugs in the intravascular space may be cleared. A drug with a high volume of distribution, arbitrarily defined at >0.7 l/kg, indicates a highly tissue-bound drug, where a significant amount of drug is distributed in the extravascular space that is not directly accessible to the extracorporeal circulation for removal by dialysis. Measured drug levels are expected to rebound after hemodialysis is completed and are the result of drug concentrations in the intra- and extravascular compartment reequilibrating after dialysis (11).
anticoagulation levels from the drug. Warfarin has the advantages of clinical familiarity, low cost, and widespread availability of reversal agents. Reversal of warfarin’s anticoagulant effect can be accomplished with vitamin K or fresh-frozen plasma for nonemergent situations, with 4-factor prothrombin complexes recommended for life-threatening bleeding (22). Warfarin significantly increases the risk for bleeding as CrCl decreases. This is likely secondary to superimposed platelet dysfunction from worsening uremia. A patient on warfarin with CrCl <30 ml/min has a 4.9-fold (95% confidence interval [CI]: 2.6 to 9.1) increased
relative
risk
for
bleeding
compared
WARFARIN F I G U R E 3 Pharmacokinetics of Warfarin
Warfarin, originally used as a rodenticide in 1948, was warfarin
later found to be effective and relatively safe for preventing thrombosis and was approved for use as an anticoagulant agent in 1954 (16). Warfarin is not
parent drug (99% bound)
dialyzable, because 99% is bound to plasma proteins, and elimination of the drug is almost entirely by hepatic metabolism into an inactive metabolite CYP2C9 metabolized
(Figure 3). Very little of the parent compound is excreted in the urine (11,17,18). Studies also suggest that patients with advanced CKD and on dialysis require reduced doses of warfarin. This may be in part due to alterations of hepatic metabolism of warfarin secondary to renal failure (19). Animal studies in CKD have shown a significant down-regulation (40% to
Inactive metabolite
85%) of hepatic cytochrome P-450 metabolism, which renal elimination
corroborates with clinical data (17,19–21). Warfarin is minimally dependent on the kidney for elimination, such that progression of CKD or acute changes
in
creatinine
can
minimally
influence
Warfarin does not depend on the kidney for elimination.
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NOACs in Advanced CKD and Dialysis
they met the same criteria used in the AVERROES trial
T A B L E 1 Estimated Major Bleeding Rates for Patients on
for dose reduction, 4.7% of apixaban patients
Warfarin by Creatinine Clearance
received a lower dose of 2.5 mg twice per day. Overall, Kidney Function
Major Bleeding (Events per 100 Patient-Years)
apixaban significantly decreased the risk for stroke
6.2 (4.1–8.9)
and systemic embolism (HR: 0.79; 95% CI: 0.66 to
CrCl $60 ml/min CrCl 30–59 ml/min CrCl <30 ml/min
8.3 (5.1–12.8)
0.95) and major bleeding (HR: 0.69; 95% CI: 0.60 to
30.5 (17.0–50.3)
0.80) compared with warfarin (2). These trends per-
54–100
sisted in post hoc analyses among patients with CrCl
Dialysis
of 25 to 50 ml/min, in whom apixaban demonstrated a Data from Limdi et al. (17) and Elliott et al. (64).
nonsignificantly decreased risk for stroke (HR: 0.79;
CrCl ¼ creatinine clearance.
95% CI: 0.55 to 1.14) and a significantly decreased risk for bleeding (HR: 0.50; 95% CI: 0.38 to 0.66) referent with patients on warfarin without renal disease
to warfarin (24,25). Because of multiple criteria for
(Table 1) (17).
dose reduction, it is uncertain how many patients with CrCl of 25 to 50 ml/min received the 2.5-mg
NOACs
versus the 5-mg apixaban dose and whether dose affects these HR estimates.
Currently, there are 4 FDA-approved NOACs for
Apixaban was FDA approved in December 2012 for
stroke prevention in patients with AF: apixaban,
the prevention of stroke and systemic embolism in
rivaroxaban, dabigatran, and edoxaban. Table 2
patients with nonvalvular AF at a dose of 5 mg twice
summarizes the renal clearance, effect of dialysis,
per day and with a 2.5-mg twice-daily dose in patients
and reversal agents for these medications; in addi-
with 2 of the following: serum creatinine between
tion, it outlines the hazard ratios (HRs) for stroke and
1.5 and 2.5 mg/dl, age $80 years, and body weight
bleeding from the pivotal phase 3 trials among sub-
#60 kg. In the original labeling, the drug was not
jects with CrCl <50 ml/min (referent to warfarin).
recommended for patients with CrCl <25 ml/min.
APIXABAN. Apixaban is a direct factor Xa inhibitor
The drug label was amended in January 2014 for
with 27% renal elimination (Figure 4A). In the
patients with renal impairment, including those with
AVERROES (Apixaban Versus Acetylsalicylic Acid to
ESRD maintained on hemodialysis. For these pa-
Prevent Stroke in Atrial Fibrillation Patients Who
tients, no dose reduction (5 mg twice daily) was
Have Failed or Are Unsuitable for Vitamin K Antago-
suggested unless patients were also $80 years of age
nist Treatment) trial (n ¼ 5,599 subjects with
or had body weight #60 kg, in which case the reduced
creatinine <2.5 mg/dl), subjects with AF who were
dose of 2.5 mg twice per day could be used. Patients
unable to take warfarin were randomized to apixaban
with creatinine >2.5 mg/dl, with CrCl <25 ml/min, or
5 mg twice per day or aspirin. A reduced dose of
on long-term dialysis were excluded from the
apixaban 2.5 mg twice per day was given to patients
ARISTOTLE trial; therefore, these dosing suggestions
who met at least 2 of the following criteria: serum
were based partially on a single-dose (not multidose)
creatinine between 1.5 and 2.5 mg/dl, age $80 years,
PK study in 8 hemodialysis subjects matched to
and body weight #60 kg. The study showed that
8 subjects with normal renal function (26). In this
apixaban was superior to aspirin in preventing stroke
study, the post-hemodialysis administration of 5 mg
or systemic embolization (HR: 0.32; 95% CI: 0.19 to
apixaban resulted in 36% higher drug exposure
0.56), and the trial was stopped prematurely by the
compared with healthy subjects with normal renal
Data and Safety Monitoring Board because of over-
function. In another 10-mg single-dose PK study of 24
whelming efficacy (23). No significant difference in
subjects with mild and moderate CKD compared with
the rate of major bleeding between the groups was
8 subjects with normal kidney function, total apix-
observed (HR: 1.06; 95% CI: 0.58 to 1.93). The supe-
aban exposure was estimated via regression models
riority of apixaban over aspirin in stroke prevention
to be 44% greater in subjects with CrCl of 15 ml/min
and a similar incidence of major bleeding were pre-
than in subjects with normal kidney function (27).
served among patients with CrCl of 25 to 50 ml/min in
Thus, under current dosing suggestions on the apix-
the study.
aban label, patients with advanced and end-stage
In the ARISTOTLE (Apixaban for Reduction in
kidney disease could be exposed to 40% more drug.
Stroke and Other Thromboembolic Events in Atrial
Further studies are needed to establish the optimal
Fibrillation)
trial
(n
¼
18,201
subjects
with
apixaban dose in this population.
creatinine <2.5 mg/dl), patients were randomized to
In terms of dialysis clearance, only 6.7% of apix-
apixaban 5 mg twice per day or warfarin. Because
aban is cleared by a 4-h hemodialysis session
Chan et al.
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NOACs in Advanced CKD and Dialysis
T A B L E 2 Characteristics of Warfarin and Nonvitamin K-Dependent Oral Anticoagulant Agents
Warfarin
Apixaban
Rivaroxaban
Dabigatran
Edoxaban
Renal clearance of parent drug
<1%
27%
36%
80%
50%
Removal with 4 h of hemodialysis
<1%
7%
<1%
50%–60%
9%
8
21
50
50–10
107
Reversal agent
Vitamin K, FFP, 4F-PCC
4F-PCC
4F-PCC
Idarucizumab
4F-PCC
Lowest CrCl drug can be prescribed per FDA label, ml/min
Can be used on dialysis
<15*
15
15
15
HR (95% CI) of stroke referent to warfarin, CrCl <50 ml/min
Reference
0.79 (0.55–1.14)
0.88 (0.65–1.19)
0.56 (0.37–0.85)
0.87 (0.65–1.18)†
HR (95% CI) of major bleeding referent to warfarin, CrCl <50 ml/min
Reference
0.50 (0.38–0.66)
0.98 (0.84–1.14)
1.01 (0.79–1.30)
0.76 (0.58–0.98)†
Volume of distribution, l (66)
*A 5-mg twice-daily dose of apixaban is suggested for patients with CrCl <15 ml/min. This dosing suggestion was based on a small single-dose pharmacokinetic and pharmacodynamic (anti-Xa activity) study. Clinical efficacy and long-term safety studies have not been done in this population; therefore, use apixaban with caution in patients with advanced or end-stage chronic kidney disease. †30–50 ml/min for the comparison of edoxaban versus warfarin (37). CI ¼ confidence interval; CrCl ¼ creatinine clearance; FDA ¼ U.S. Food and Drug Administration; FFP ¼ fresh-frozen plasma; 4F-PCC ¼ 4-factor prothrombin complex concentrate; HR ¼ hazard ratio.
(Optiflux F180NR dialyzer, dialysate flow rate 500
RIVAROXABAN. Rivaroxaban is also a direct factor
ml/min, blood flow rate 350 to 500 ml/min, no hepa-
Xa inhibitor, and the kidneys eliminate 36% of the
rin) (26); therefore, in patients who have overdosed or
parent drug and the remainder is hepatically metab-
are having life-threatening bleeding, dialysis would
olized into an inactive form (Figure 4B) (28). In
not be an effective means to remove apixaban from
ROCKET-AF (Rivaroxaban Once Daily Oral Direct
the circulation.
Factor Xa Inhibition Compared With Vitamin K
F I G U R E 4 Pharmacokinetics of Nonvitamin K-Dependent Oral Anticoagulant Agents
A
B
apixaban
rivaroxaban
parent drug (95% bound)
parent drug (87% bound) 6% cleared with dialysis
CYP3A4/5 and P-glycoprotein
inactive metabolite
~50% in feces
27% renal elimination
C
CYP3A4/5 and CYP2J2 metabolized
51% inactive metabolite
7% feces
36% renal elimination
D dabigatran etexilate
edoxaban 10% metabolite dabigatran active (35% bound)
CYP3A4 parent drug (55% bound)
50-60% cleared with dialysis
80% renal elimination
(A) Apixaban, (B) rivaroxaban, (C) dabigatran, and (D) edoxaban.
9% cleared with dialysis
40% bile elimination
50% renal elimination
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NOACs in Advanced CKD and Dialysis
Antagonism for Prevention of Stroke and Embolism
dependent on the kidney for removal from the body
Trial in Atrial Fibrillation), a randomized controlled
(Figure 4C). In the RE-LY (Randomized Evaluation of
trial of 14,264 patients with AF at moderate to high risk
Long-Term Anticoagulation Therapy) trial, dabigatran
for stroke (mean CHADS2 score 3.5 0.9), all of whom
150 mg twice daily was superior to warfarin for the
had CrCl >30 ml/min, rivaroxaban was noninferior to
prevention
warfarin at preventing stroke and systemic embolism
(HR: 0.66; 95% CI: 0.53 to 0.82) in patients with AF
(3). Additionally, the occurrence of nonmajor clini-
and 1 or more additional risk factors for stroke;
cally relevant or major bleeding was not significantly
furthermore, no increase in major bleeding was seen
different between the 2 groups. Patients with CrCl
with the drug (HR: 0.93; 95% CI: 0.81 to 1.07) (4). In a
>50 ml/min received 20 mg rivaroxaban once daily,
separate analysis in relation to renal function, cubic
whereas subjects with CrCl of 30 to 49 ml/min received
splines were used to model the rate of major bleeding
15 mg once daily. There was no evidence of heteroge-
by CrCl for warfarin and 150 mg of dabigatran. Here,
neity in outcomes in patients treated with the 15- or
there was no statistical difference in bleeding between
20-mg dose compared with warfarin (29); further-
the 2 drugs; however, the rate of major hemorrhage
more, the effect estimates for stroke prevention were
among dabigatran-treated patients accelerated and
similar for rivaroxaban subjects with CrCl of 50 to
surpassed warfarin when the CrCl fell below 50 ml/min
80 ml/min (HR: 0.85; 95% CI: 0.67 to 1.08) and 30 to
(31). Thus, multiple dosing guidelines advise caution
50 ml/min (HR: 0.88; 95% CI: 0.65 to 1.19) relative to
with dabigatran when CrCl is between 30 and
warfarin. For major bleeding, there was no difference
50 ml/min (32). Accordingly, the U.S. label prohibits
in bleeding risk in the CKD population between
dabigatran coadministration with drugs that inhibit
rivaroxaban and warfarin overall.
P-glycoprotein. Dabigatran is also the only dialyzable
of
stroke
and
systemic
embolism
The FDA approved a 20-mg once-daily rivarox-
NOAC. A 4-h hemodialysis session will remove 50% to
aban dose in November 2011. The label included a
60% of plasma dabigatran, with a 10% rebound in
recommended 15-mg once-daily dose for patients
dabigatran levels post-dialysis (33).
with CrCl between 15 and 50 ml/min. Of note, Kubitza
The FDA approved a low dose of dabigatran (75 mg
et al. (28) reported a 52% increase in drug exposure and
twice daily) for patients with CrCl between 15 and
a 26% increase in peak concentration after a single
30 ml/min in 2010. The approval of a 75-mg dose in
10-mg dose among 8 patients with a mean CrCl of
patients with stage 4 CKD was on the basis of a phase I
43 ml/min. These data suggest that the dose of rivar-
PK study of 29 subjects, 11 of whom had CrCl
oxaban in patients with moderate CKD needed to
<30 ml/min. Model simulations showed that dabiga-
match the exposure of patients with no renal impair-
tran 75 mg daily in patients with advanced CKD had a
ment may have to be lower than 15 mg; however, these
32% lower steady-state peak and 42% lower trough
PK findings were not validated by outcomes from the
level compared with patients with moderate CKD on
ROCKET-AF subgroup analysis of patients with CKD.
150 mg of dabigatran twice per day (34,35). This is
No increased bleeding was seen in patients with
in contrast to another study that found a 6-fold in-
moderate CKD on 15 mg of rivaroxaban (HR: 0.98; 95%
crease in dabigatran exposure in patients with
CI: 0.84 to 1.14) referent to warfarin, which was the
CrCl <30 ml/min compared with healthy subjects (33).
same as the main conclusion of the full study. Rivar-
EDOXABAN. Edoxaban is the most recent factor Xa
oxaban is not recommended for use in patients with
inhibitor approved for use in the United States. The
CrCl <15 ml/min or those on dialysis. An inconse-
kidneys clear approximately 50% of the unmetabo-
quential amount of rivaroxaban is cleared by dialysis
lized drug (Figure 4D). Total drug exposure was found
(30). A 7-day trial of rivaroxaban 10 mg daily among 18
to increase by 32%, 74%, and 72% in patients with
maintenance hemodialysis patients (FX60, 4 h, blood
mild,
flow rate 400 ml/min, dialysate flow rate 500 ml/min,
moderate,
and
severe
renal
impairment,
respectively (36).
citrate anticoagulation) resulted in drug exposure
In the ENGAGE AF–TIMI 48 (Effective Anti-
levels similar to healthy volunteers given 20 mg;
coagulation With Factor Xa Next Generation in Atrial
however, the coefficient of variation was twice as high,
Fibrillation–Thrombolysis In Myocardial Infarction
suggesting moderate interpatient variability in the
48) trial of 21,105 patients with AF with CrCl
clearance or metabolism of the drug.
>30 ml/min, subjects received 60 mg of edoxaban, or
DABIGATRAN. Dabigatran is a direct thrombin inhib-
30 mg if their CrCl was between 30 and 50 ml/min,
itor and was the first FDA-approved NOAC, at a dose of
body weight was <60 kg, or a strong P-glycoprotein
150 mg twice per day for CrCl >30 ml/min. The drug
inhibitor was coadministered. Edoxaban was non-
has a renal clearance of at least 80% and is thus highly
inferior at preventing stroke and systemic embolism
Chan et al.
JACC VOL. 67, NO. 24, 2016 JUNE 21, 2016:2888–99
NOACs in Advanced CKD and Dialysis
and superior at preventing major bleeding (HR: 0.80;
Interpretation of these findings is challenging, as the
95% CI: 0.71 to 0.91) compared with warfarin. In
results may be confounded by indication and the
subgroup analyses among patients with CrCl between
inclination to treat sicker patients.
30 and 50 ml/min, edoxaban remained noninferior for
stroke
prevention
compared
with
Overall,
it
remains
uncertain
whether
anti-
warfarin.
coagulation provides more benefit than harm when
Bleeding was also significantly decreased (HR: 0.76;
used to prevent stroke in patients with AF with
95% CI: 0.58 to 0.98) with edoxaban (37).
advanced CKD or on dialysis. The 2014 AHA, ACC, and
A post hoc analysis of the ENGAGE AF–TIMI 48 trial
HRS guideline for the management of patients with AF
for patients on edoxaban (vs. warfarin) whose CrCl
states that it is reasonable to prescribe warfarin
fell below 30 ml/min after baseline (n ¼ 1,202) showed
(international normalized ratio 2.0 to 3.0) to patients
that stroke (2.36 vs. 1.89 events per 100 patient-years)
with nonvalvular AF with CHA 2DS2-VASc scores of 2 or
and major bleeding (6.83 vs. 6.49 events per 100
greater who have CrCl <15 ml/min or are on hemodi-
patient-years) rates were similar (38). Another pro-
alysis (8). In contrast, the KDIGO (Kidney Disease:
spective safety study of 93 patients found similar
Improving Global Outcomes) guidelines state that
3-month bleeding rates in patients with stage 4 CKD
routine anticoagulation of dialysis patients with AF for
on 15 mg of edoxaban versus 30 or 60 mg of edoxaban
the primary prevention of stroke is not indicated (46).
with mean CrCl of 70 ml/min (39). Both of the studies
Taken together, the aggregated data suggest that
mentioned in the preceding text were underpowered,
anticoagulation increases the risk for bleeding by at
and these results should be regarded as hypothesis
least 20% in patients with advanced CKD or on dial-
generating, given how few events occurred in these
ysis, but what remains unclear is the degree to which
studies.
warfarin and NOACs reduce the risk for stroke in
Edoxaban is poorly cleared by dialysis: 4 h of he-
patients with advanced CKD or ESRD (41,42,45).
modialysis decreased total drug exposure by only 9%
Randomized clinical trials in the general population
(F180NR, blood flow rate 350 ml/min, dialysate flow
have suggested that warfarin reduces the risk for
rate 500 ml/min) (40).
stroke by 64% in patients with AF compared with
SHOULD WE ANTICOAGULATE PATIENTS WITH AF WITH ADVANCED OR END-STAGE KIDNEY DISEASE TO PREVENT STROKE? Patients with AF with advanced CKD or on dialysis are at high risk for adverse events and are complicated to manage. Most of these patients will have CHA2DS2 VASc scores >2, and studies indicate that the rates of AF, stroke, and bleeding all increase as kidney function worsens (25). There are no prospective randomized studies on the efficacy and safety of anticoagulation to prevent stroke in this population. Thus, we do not know the magnitude of stroke prevention conferred by anticoagulation in patients with advanced CKD or on dialysis, nor whether the stroke prevention benefit of warfarin or NOACs outweighs the increased risk for bleeding. The risk for anticoagulantrelated bleeding remains a serious clinical concern. Dialysis patients are more likely to die of bleeding events than from embolic stroke. An unpublished analysis from the Fresenius Medical Care Research database showed that 2.7% of all deaths were secondary to hemorrhage, and 1% were from embolic stroke. Multiple observational studies in CKD and dialysis have identified an association between warfarin use
placebo (47). There is some evidence that anticoagulation does not lead to similar risk reduction in the advanced CKD and ESRD populations (48). Although patients with advanced CKD and ESRD are at higher risk for stroke, this risk for stroke may not be significantly modifiable by anticoagulation in patients with advanced renal disease. There are several reasons to explain why vitamin K antagonism may be associated with a lower margin of benefit in patients with advanced CKD or dialysis. First, uremia-induced platelet dysfunction may protect against thrombosis. Second, competing comorbid risks may attenuate the opportunity for benefit. More specifically, patients with CKD have numerous competing comorbidities that shorten their life expectancies and the follow-up time for stroke events. The average life expectancy of a dialysis patient is 5 years; moreover, 24% of CKD stage 4 and 45% of CKD stage 5 patients will die within 5 years (49,50). Until well-done, prospective, randomized studies are available, physicians must individually balance the risk for stroke in each patient against the perceived magnitude of stroke prevention anticoagulant agents may provide.
NOAC USE IN PATIENTS WITH LATEOR END-STAGE KIDNEY DISEASE
and increased risk for embolic stroke and bleeding (41–44), whereas other studies suggest that warfarin
If oral anticoagulation is indicated and the perceived
is protective against stroke in this population (45).
benefits outweigh the risks for therapy, the 2014
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NOACs in Advanced CKD and Dialysis
AHA, ACC, and HRS guidelines endorse warfarin
monitoring of renal function is advised, perhaps
as the first-line therapy in patients with CKD
every 2 to 4 months and during acute illness. In these
stage 4 (CrCl 15 to 30 ml/min) or CKD stage 5
rare instances in which NOACs are prescribed, a sug-
(CrCl <15 ml/min) or on dialysis, because all NOACs
gested dose of apixaban 2.5 to 5 mg twice daily can be
partially rely on the kidney for elimination (8).
given to patients on dialysis, but rivaroxaban or
Similarly, the 2015 updated European Heart Rhythm
edoxaban at a reduced dose could also be effective.
Association practical guide on the use of nonvitamin
Dabigatran is less favorable because the risk for
K antagonist anticoagulant agents in patients with
bleeding substantially increases when CrCl drops
nonvalvular AF recommends refraining from NOAC
below 50 ml/min. In dialysis patients, drug levels
use in dialysis patients and patients with CKD with
would substantially fluctuate with dialysis treatment,
CrCl <30 ml/min, given that there are few random-
given that dialysis clears 50% to 60% of the drug.
ized trial data in this population (32). Although the
Drug bioaccumulation would occur when patients
U.S. label for NOACs supports their use when CrCl is
miss their dialysis treatment, which could lead to
as low as 15 ml/min, extreme caution should be used,
serious bleeding. Finally, patients who are intolerant
as these recommendations were based mostly on PK
of warfarin may consider nonpharmacological ther-
data, and limited efficacy data support this practice.
apy for stroke prevention with percutaneous left
PK studies are only moderately reliable for quanti-
atrial appendage closure (53). Occlusion of the left
fying the relationship between NOAC dose with total
atrial appendage may be particularly attractive in
drug exposure and anticoagulation level (e.g., factor
patients with ESRD, given the observed large reduc-
Xa activity), which are used as surrogates of efficacy
tion in bleeding (54).
and safety in PK studies (51). Renal disease progres-
Last, reducing the intradialytic heparin dose merits
sion, hemodynamically related fluctuations in creat-
consideration in patients initiated on warfarin or a
inine, and acute kidney injury commonly occur in
NOAC to potentially decrease the risk for peritreat-
patients with poor kidney function. This can lead to
ment bleeding. There is little evidence to guide such
unexpected decreases in CrCl and create a mismatch
practices, but stopping or reducing the heparin dose
between NOAC dose and renal function to increase
by at least 50% appears reasonable. Patients can be
the risk for bleeding. Ultimately, randomized, pro-
rechallenged on heparin if they experience clotting
spective studies are needed to establish the efficacy
during treatment.
and safety of NOACs in the advanced CKD and dial-
MAJOR HEMORRHAGE IN THE SETTING OF
ysis population. Despite the paucity of evidence and guidelines that clearly recommend against the use of NOACs in
NOACs: ISSUES SPECIFIC TO ADVANCED CKD AND DIALYSIS PATIENTS
ESRD, observational data have shown NOAC use and
Dabigatran is the only NOAC that is very dependent
increasing; furthermore, 1 study found that many
on the kidney for elimination and is also highly
patients were prescribed higher doses of rivaroxaban
dialyzable, with 50% to 60% of plasma dabigatran
and dabigatran that were not properly reduced to
removed with a 4-h hemodialysis session (55).
account for any renal impairment (9). There was
Hemodialysis for dabigatran removal should be
evidence of higher bleeding risk associated with
considered when the severity of bleeding necessitates
dabigatran (relative risk: 1.48; 95% CI: 1.21 to 1.81)
faster drug clearance, and it would be unsafe to wait
and rivaroxaban (relative risk: 1.38; 95% CI: 1.03 to
for the drug to be completely eliminated by the native
1.83) compared with warfarin, yet there was inade-
kidneys. A patient with CrCl of 55 ml/min could clear
quate power to compare stroke outcomes between
88% of total body dabigatran in 45 h (3 half-lives;
the groups.
Table 3) through intrinsic kidney function or with 3
among
dialysis
patients
to
be
substantial
NOACs may be considered first-line therapy in pa-
serial 4-h hemodialysis sessions (1 half-life per ses-
tients who need anticoagulation with concurrent
sion). It may be reasonable to wait 45 h if bleeding is
calcific uremic arteriolopathy, a rare but devastating
controlled, but active bleeding that does not respond
calcific disease of the small vessels, where warfarin
to conventional measures merits consideration for
has been strongly associated with disease progression
more aggressive measures.
(52). Patients who are intolerant of warfarin and have
In patients with life-threatening bleeding who
histories of warfarin skin necrosis or protein C/S
need immediate dabigatran reversal, physicians may
deficiency might benefit from off-label NOAC ther-
consider
apy; however, this is highly speculative. If NOACs are
neutralize the anticoagulant effect of dabigatran
used
within 30 min in a study of 90 patients with median
in
patients
with
advanced
CKD,
close
idarucizumab,
which
was
shown
to
Chan et al.
JACC VOL. 67, NO. 24, 2016 JUNE 21, 2016:2888–99
NOACs in Advanced CKD and Dialysis
effects carried over to subgroup analyses among
T A B L E 3 Dabigatran Half-Lives by Renal Function
Creatinine Clearance, ml/min
patients with CrCl between 25 and 50 ml/min who Half-Life (h)
were enrolled in the phase III AF trials and that the
$80
13
effects are similar in other high-risk groups, such as
50–80
15
those with advanced age or low body weight.
30–49
18
<30
28
All NOACs are dependent on the kidney for elimination. Thus, the most critical development issue for NOAC use in the advanced CKD and
CrCl of 58 ml/min (56). Idarucizumab is partially dependent on the kidney for elimination (32% within the first 6 h) but is approved for patients with kidney disease. The anticoagulant effects of warfarin, apixaban, rivaroxaban, and edoxaban can be reversed by 4-factor prothrombin complex concentrate (57–59), which can replete coagulation factors much faster than fresh-frozen plasma, with less volume overload, which is favorable to patients with advanced CKD and on dialysis who are prone to volume overload (60). Last, patients with advanced CKD or on dialysis are prone
to
uremic
platelet
dysfunction.
Actively
bleeding patients can be given desmopressin. Dialysis can also partially correct the bleeding time and other in vitro tests of platelet function in approximately two-thirds of uremic patients (61–63).
dialysis population is to determine the appropriate dose reduction that optimizes the prevention of stroke yet minimizes the risk of bleeding. Well-done multidose PK studies are necessary to estimate the appropriate NOAC dose, recognizing that PK models have limited accuracy in predicting population pharmacokinetics. Randomized
controlled
trials
are
ultimately
needed to validate PK-driven hypotheses by demonstrating clinical efficacy (stroke prevention) and safety (bleeding) of NOACs versus placebo in patients with AF with advanced CKD and on dialysis. Prevention of stroke with NOACs in patients with AF would become the standard of care if such a trial indicated superiority at stroke prevention, with acceptable
bleeding
risks
referent
to
placebo.
Comparative efficacy trials between NOACs and other anticoagulant agents would be less informative. This
SUMMARY AND FUTURE DIRECTIONS
is because warfarin and aspirin have not been proved to be effective and safe for preventing stroke in
NOAC use in patients with advanced CKD and on
patients with AF with severe renal impairment, as no
dialysis is substantial and increasing, despite AHA,
phase III efficacy trials have been conducted in
ACC, and HRS and European Heart Rhythm Associa-
patients with CrCl <25 ml/min; furthermore, some
tion guidelines that endorse warfarin as the antico-
observational studies suggest that warfarin may
agulant of choice when CrCl is <30 ml/min. There are
cause harm in this population.
few randomized trial data on NOACs among patients
In conclusion, the improved safety profile of NOACs compared with warfarin for the general pop-
with advanced CKD or on dialysis. Phase 3 AF trials in the general population have
ulation raises the prospect of an improved anti-
shown that NOACs decrease both stroke and bleeding
coagulation strategy for patients with advanced renal
in comparison with warfarin, whereas patients with
impairment and an indication for anticoagulation.
advanced CKD and ESRD have a baseline increased
High-quality randomized trials should be conducted
risk for both stroke and bleeding (64,65). Because of
in these populations, given their altered drug meta-
their high risk, patients with advanced CKD and ESRD
bolism profile and high rates of both clotting and
could potentially derive great benefit from NOACs if
bleeding events.
the benefits for stroke and cardiovascular events prove to be similar to or greater than those shown in
REPRINT REQUESTS AND CORRESPONDENCE: Dr.
the general population with warfarin and NOACs,
Kevin E. Chan, Fresenius Kidney Care, 920 Winter
with
Street, Waltham, Massachusetts 02451. E-mail: kevin.
a
bleeding
risk
that
remains
acceptable.
Furthermore, it is encouraging that these favorable
[email protected].
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KEY WORDS apixaban, dabigatran, edoxaban, renal dialysis, rivaroxaban, stroke
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