Note on the free sets and free subsemimodules in semimodules

Note on the free sets and free subsemimodules in semimodules

Linear Algebra and its Applications 520 (2017) 125–133 Contents lists available at ScienceDirect Linear Algebra and its Applications www.elsevier.co...

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Linear Algebra and its Applications 520 (2017) 125–133

Contents lists available at ScienceDirect

Linear Algebra and its Applications www.elsevier.com/locate/laa

Note on the free sets and free subsemimodules in semimodules ✩ Qian-yu Shu, Xue-ping Wang ∗ College of Mathematics and Software Science, Sichuan Normal University, Chengdu, Sichuan 610066, People’s Republic of China

a r t i c l e

i n f o

Article history: Received 26 October 2016 Accepted 12 January 2017 Available online 17 January 2017 Submitted by R. Brualdi

a b s t r a c t Some conditions that a finite set in an L-semimodule is free are established. This gives an answer to an open problem raised by Tan (2016) in his work [7]. © 2017 Elsevier Inc. All rights reserved.

MSC: 15A03 16Y60 Keywords: Semiring Semimodule Free set Free basis

1. Introduction The study of semimodules over semirings has a long history. In 1966, Yusuf [9] introduced the concept of an inverse semimodule over a semiring and obtained some analogues to theorems in module theory for inverse semimodules (note that an inverse semimodule M is a semimodule in which the monoid (M, +) is an inverse semigroup). Since then, ✩

Supported by National Natural Science Foundation of China (No. 11401410).

* Corresponding author. Fax: +86 28 84761393. E-mail addresses: [email protected] (Q.-y. Shu), [email protected] (X.-p. Wang). http://dx.doi.org/10.1016/j.laa.2017.01.012 0024-3795/© 2017 Elsevier Inc. All rights reserved.

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a number of works on semimodule theory were published (see e.g. [1–3,7]). We know that a semimodule structure is the one which arises naturally in the properties of sets of vectors with entries in a semiring. Thus, they turn out to be analogues for algebraic structure on semirings to the concept of a module for rings. However, we must be careful since not all properties are transferred in a straightforward way. For example, in general, a system of linearly independent vectors cannot be extended to a basis of a semimodule (see [2], Theorem 4). Some of facts known about free sets in modules have not yet been proved in semimodule, one of them is for a given finitely generated free semimodule over a commutative semiring, find a necessary and sufficient condition for a nonempty finite subset in this semimodule to be free (see [7], Open problem 3.1). In this note, we give conditions under which a nonempty finite subset in a free semimodule is free. So that we give an answer to Open problem 3.1 in [7]. 2. Definition and previous results In this section, we collect only some necessary notions for the presentations of the main result in the next section. Definition 2.1 (Golan [3]). A semiring L = L, +, ·, 0, 1 is an algebraic structure with the following properties: (i) (ii) (iii) (iv) (v)

(L, +, 0) is a commutative monoid, (L, ·, 1) is a monoid, r · (s + t) = r · s + r · t and (s + t) · r = s · r + t · r hold for all r, s, t ∈ L, 0 · r = r · 0 = 0 holds for all r ∈ L, 0 = 1.

A semiring L is commutative if r · r = r · r for all r, r ∈ L. Definition 2.2 (Golan [3]). Let L = L, +, ·, 0, 1 be a semiring. A left L-semimodule is a commutative monoid (M, +) with additive identity 0 for which we have a function L × M → M, denoted by (λ, a) → λa and called a scalar multiplication, which satisfies the following conditions for all λ, μ in L and a, b in M: (i) (ii) (iii) (iv) (v)

(λμ)a = λ(μa), λ(a + b) = λa + λb, (λ + μ)a = λa + μa, 1a = a, λ0 = 0 = 0a.

The definition of a right L-semimodule is analogous. In this paper, L-semimodules will always mean left L-semimodules. L-semimodules were studies in [2,5] under the name L-semilinear spaces.

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For convenience, we use N to denote the set of all positive integers. Let n = {1, · · · , n} for n in N. Then we can construct an L-semimodule as follows. Example 2.1 (Shu and Wang [5]). Let L = L, +, ·, 0, 1 be a semiring. For each n  1, let Vn (L) = {(a1 , a2 , · · · , an )T : ai ∈ L, i ∈ n}. Define x + y = (x1 + y1 , x2 + y2 , · · · , xn + yn )T , rx = (r · x1 , r · x2 , · · · , r · xn )T for all x = (x1 , x2 , · · · , xn )T , y = (y1 , y2 , · · · , yn )T ∈ Vn (L) and r ∈ L, where (x1 , x2 , · · · , xn )T denotes the transpose of (x1 , x2 , · · · , xn ). Then Vn (L) is an L-semimodule. Similarly, we can define the operations of addition and external multiplication on row vectors and obtain that V n (L) is also an L-semimodule, where V n (L) = {(a1 , a2 , · · · , an ) : ai ∈ L, i ∈ n}. In particular, V1 (L) = V 1 (L) = L is an L-semimodule. Let A be a nonempty subset of L-semimodule M. Then the intersection of all subsemimodules of M containing A is a subsemimodule of M, called the subsemimodule generated by A and denoted by Span(A). It is easy to verify that Span(A) = {

k 

λi ai : λi ∈ L, ai ∈ A, i ∈ k, k ∈ N}.

i=1

k The expression i=1 λi ai is called a linear combination of the elements a1 , a2 , · · · , ak . If Span(A) = M, then A is called a generating set for M. An L-semimodule having a finite generating set is called finitely generated, otherwise, called infinitely generated. Definition 2.3 (Tan [7]). Let M be an L-semimodule. A nonempty subset A in M is called linearly independent if a ∈ / Span(A\{a}) for any a in A. If A is not linearly independent then it is called linearly dependent. The set A is called free if each element in M can be expressed as a linear combination of elements in A in at most one way. It is clear that any free set is linearly independent. Definition 2.4 (Tan [7]). Let M be an L-semimodule. A linearly independent generating set for M is called a basis for M and a free generating set for M is called a free basis for M. An L-semimodule having a free basis is called a free L-semimodule. Clearly, any finitely generated L-semimodule has at least a basis and any free basis is a basis.

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3. Free set and free L-semimodule In this section, we shall answer Open problem 3.1 raised by Tan in his work [7]. Definition 3.1 (Shu and Wang [6]). In a semiring L, for every element b, c ∈ L we define (b, c) ≡ 0 if and only if b = c. Otherwise, we define (b, c) ≡ 0. Similarly, we have the following definition. Definition 3.2. In an L-semimodule M, for every element b, c ∈ M we define (b, c) ≡ 0 if and only if b = c. Otherwise, we define (b, c) ≡ 0. Let M be an L-semimodule and a1 , a2 , · · · , am ∈ M. Consider the following system of equations: x1 a1 + x2 a2 + · · · + xm am ≡ 0,

(1)

where xi ∈ V 2 (L) is an unknown and ai = 0 for every i ∈ m. Let x0 = (x1 , x2 , · · · , xm )T be a solution of (1). If there exists j ∈ m such that xj ≡ 0, then we say that the equation (1) has a nontrivial solution. Otherwise, we say the equation (1) has only the trivial solution. Definition 3.3 (Golan [3]). An element a in a semiring L is said to be cancellable if and only if a + b = a + c implies b = c for every b, c ∈ L. We denote the set of all cancellable elements of L by K + (L). If K + (L) = L then we say that the semiring L is cancellative. Theorem 3.1. Let M be an L-semimodule and a1 , a2 , · · · , am ∈ M. Then {a1 , a2 , · · · , am } is free if and only if the equation (1) has only the trivial solution.  Proof. Let ((k1 , k1 ), (k2 , k2 ), · · · , (km , km ))T be a solution of (1) with ki , ki ∈ L, i ∈ m.  Then (k1 , k1 )a1 + (k2 , k2 )a2 + · · · + (km , km )am ≡ 0. From Definition 3.2, we have  k1 a1 + k2 a2 + · · · + km am = k1 a1 + k2 a2 + · · · + km am .

Then ki = ki , i ∈ m since vectors a1 , a2 , · · · , am are free. Therefore, the equation (1) has only the trivial solution. Conversely, let  k1 a1 + k2 a2 + · · · + km am = k1 a1 + k2 a2 + · · · + km am

with ki , ki ∈ L, i ∈ m. Then  (k1 , k1 )a1 + (k2 , k2 )a2 + · · · + (km , km )am ≡ 0,

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 i.e., ((k1 , k1 ), (k2 , k2 ), · · · , (km , km ))T is a solution of (1). Since the equation (1) has only the trivial solution, it is clear that ki = ki , i ∈ m, which means that {a1 , a2 , · · · , am } is free in M. 2

Definition 3.4 (Wang and Shu [8]). Let (a, b), (c, d) ∈ V 2 (L). Define that (a, b)(c, d) = (ac + bd, ad + bc). Let A = (aij ) ∈ Mn×m (L). Denote the column vectors of A by a1 , a2 , · · · , am . Consider the following system of equations in V 2 (L): ⎧ ⎪ ⎪ a11 x1 + · · · + a1m xm ≡ 0, ⎪ ⎨ a x + · · · + a x ≡ 0, 21 1 2m m ⎪··· ⎪ ⎪ ⎩ a x + · · · + a x ≡ 0, n1 1 nm m

(2)

which is equivalent to the matrix equation Ax ≡ 0 or x1 a1 + x2 a2 + · · · + xm am ≡ 0, where A is a known, xi ∈ V 2 (L) is an unknown  and ai = 0 for every i ∈ m. 1 2 ··· n Let A ∈ Mn (L) and σ be the permutation . Then we define the j1 j2 · · · jn positive and negative determinants as |A|+ =

 σ=even

a1,j1 a2,j2 · · · an,jn and |A|− =



a1,j1 a2,j2 · · · an,jn .

σ=odd

Moreover, we define the bideterminant det(A) of A is an ordered pair det(A) = (|A|+ , |A|− ). In what follows, denote D = {(a, b) ∈ V 2 (L) : a = b} by D ≡ 0. Let us recall the definition of the McCoy rank of a matrix as follows. Definition 3.5 (Shu and Wang [6]). Let A ∈ Mm×n (L). The McCoy rank of A is the largest t such that AnnihV 2 (L) (Ft (A)) ≡ 0, where Ft (A) is the set of the bideterminants of t × t submatrices of A and AnnihV 2 (L) (Ft (A)) = {r ∈ V 2 (L) : rFt (A) ≡ 0}.

Definition 3.6 (Poplin and Hartwig [4]). If n ∈ N then π(n) =

+ −

if n is even, if n is odd.

We define the (i, j)-minor matrix Aij to be the submatrix obtained by deleting the ith row and the jth column from a matrix A. We may subsequently define the positive and negative minors |Aij |+ and |Aij |− , which for convenience, we abbreviate to A+ ij and A− , respectively. ij

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Lemma 3.1 (Poplin and Hartwig [4]). Let p = q and A ∈ Mn (L). Then n 

π(q+k)

apk Aqk

k=1

=

n 

π(q+k−1)

apk Aqk

.

k=1

Lemma 3.2. In a commutative semiring L, let A = (aij ) ∈ Mn×m (L) with m ≤ n. If the McCoy rank of A is less than m, then Ax ≡ 0 has a nontrivial solution. Proof. Let the McCoy rank of A be t with t < m. Then AnnihV 2 (L) (Ft+1 (A)) ≡ 0, i.e., there is y ∈ AnnihV 2 (L) (Ft+1 (A)) such that 0 ≡ y. Thus by Definition 3.5, yFt+1 (A) ≡ 0. If t = 0, then yaij ≡ 0 for all i ∈ n, j ∈ m. Therefore, x0 = (y, y, · · · , y)T is a nontrivial solution of the matrix equation Ax ≡ 0. Next, suppose that t > 0. Then the product of y and a certain element of Ft (A) is nonzero since y ≡ 0. Such element of Ft (A) is the bideterminant of a t × t submatrix of A. By permuting rows and columns, we may assume that the submatrix is T with ⎛

a11 ⎜ ⎜ a21 T =⎜ ⎜ .. ⎝ . at1

a12 a22 .. . at2

··· ··· ···

⎞ a1t ⎟ a2t ⎟ .. ⎟ ⎟. . ⎠ att

Consider the submatrix ⎛ ⎜ ⎜ ⎜ T =⎜ ⎜ ⎜ ⎝

a11 a21 .. . at1

a12 a22 .. . at2

at+1,1

at+1,2

··· ··· ··· ···

a1t a2t .. . att at+1,t

⎞ a1,t+1 a2,t+1 ⎟ ⎟ ⎟ .. ⎟. . ⎟ ⎟ at,t+1 ⎠ at+1,t+1

For 1 ≤ k ≤ t + 1, let Tk denote the submatrix of T formed by deleting the row t + 1 and the column k. Consider the vector x = (x1 , x2 , · · · , xm )T with

xi =

y(0, 1)i+t+1 det(Ti ) (0, 0)

1 ≤ i ≤ t + 1, t + 2 ≤ i ≤ m.

Hence t+1  j=1

and

aij (0, 1)j+t+1 det(Tj ) ≡ 0 for 1 ≤ i ≤ t (by Lemma 3.1)

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131

aij (0, 1)j+t+1 det(Tj )y ≡ 0 for t + 1 ≤ i ≤ n

j=1

since y ∈ AnnihV 2 (L) (Ft+1 (A)) and for t + 1 ≤ i ≤ n. Therefore,

t+1 j=1

aij (0, 1)j+t+1 det(Tj ) is an element of Ft+1 (A)

⎞ ⎛ ⎞ ⎛ t+1 ( j=1 a1j (0, 1)j+t+1 det(Tj ))y 0 ⎟ ⎜ ⎟ ⎜ t+1 j+t+1 ⎟ ⎜0⎟ ⎜( a (0, 1) det(T ))y 2j j j=1 ⎟ ⎜ ⎟ ⎜ Ax = ⎜ ⎟ ≡ ⎜ . ⎟. .. ⎟ ⎝ .. ⎠ ⎜ ⎠ ⎝ . t+1 0 ( j=1 anj (0, 1)j+t+1 det(Tj ))y Finally, x ≡ 0 since xt+1 = y(0, 1)t+1+t+1 det(Tt+1 ) = y det(T ) ≡ 0. 2 Lemma 3.3 (Shu and Wang [6]). In a commutative and cancellative semiring L, let A = (aij ) ∈ Mn (L). Then the McCoy rank of A is less than n if and only if Ax ≡ 0 has a nontrivial solution. Theorem 3.2. In a commutative semiring L, let M be a free L-semimodule with a free basis {b1 , b2 , · · · , bn }. Let ai ∈ M, i ∈ m and (a1 , a2 , · · · , am ) = (b1 , b2 , · · · , bn )A, where A ∈ Mn×m (L) and m ≤ n. Then (1) If {a1 , a2 , · · · , am } is free, then the McCoy rank of A is equal to m. (2) If the semiring L is cancellative and the McCoy rank of A is equal to m, then {a1 , a2 , · · · , am } is free. Proof. Since (a1 , a2 , · · · , am ) = (b1 , b2 , · · · , bn )A, then from x1 a1 + x2 a2 + · · · + xm am ≡ 0 we have x1 (a11 b1 + a21 b2 + · · · + an1 bn ) + x2 (a12 b1 + a22 b2 + · · · + an2 bn ) + · · · + xm (a1m b1 + a2m b2 + · · · + anm bn ) ≡ 0.

(3)

This deduces that (a11 x1 + a12 x2 + · · · + a1m xm )b1 + (a21 x1 + a22 x2 + · · · + a2m xm )b2 + · · · + (an1 x1 + an2 x2 + · · · + anm xm )bn ≡ 0.

(4)

Therefore, from Theorem 3.1, we know that {a1 , a2 , · · · , am } is free if and only if the equation (4) has only the trivial solution, moreover, the equation (4) has only the trivial solution if and only if the equation

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Fig. 1. A commutative semiring which is not cancellative.



a11 ⎜ ⎜ a21 ⎜ . ⎜ . ⎝ . an1

a12 a22 .. . an2

··· ··· ···

⎞⎛ ⎞ ⎛ ⎞ x1 0 a1m ⎟⎜ ⎟ ⎜ ⎟ a2m ⎟ ⎜ x2 ⎟ ⎜ 0 ⎟ ⎜ ⎟ ⎜ ⎟ .. ⎟ ⎟⎜ . ⎟ ≡ ⎜ . ⎟ . ⎠ ⎝ .. ⎠ ⎝ .. ⎠ 0 anm xm

(5)

has only the trivial solution, since {b1 , b2 , · · · , bn } is free. Thus {a1 , a2 , · · · , am } is free if and only if the equation (5) has only the trivial solution. (1) Suppose that {a1 , a2 , · · · , am } is free. Then the equation (5) has only the trivial solution. By Lemma 3.2, we know that the McCoy rank of A is equal to m. (2) If the McCoy rank of A is equal to m, then by Definition 3.5, there exists an m × m submatrix B in A such that the McCoy rank of B is m. Further, by Lemma 3.3, the equation Bx ≡ 0 has only the trivial solution, and so is the equation Ax ≡ 0. Consequently, {a1 , a2 , · · · , am } is free. 2 Remark 3.1. In general, the condition that the semiring L is cancellative in Theorem 3.2 (2) can not be deleted. For example, in the semiring as Fig. 1 (just replace the addition and the multiplication in Definition 2.1 by the join  and meet in the lattice as Fig. 1, re1 0 ∈ M2 (L). Then the McCoy spectively), it is obvious that K + (L) = L. Let A = b 1 rank of A is equal to 2, but a(1, b)T + c(0, 1)T = a(1, b)T + 0(0, 1)T , i.e., {(1, b)T , (0, 1)T } is not free. Remark 3.2. Theorem 3.2 answered Open problem 3.1 raised by Tan in his work [7] over a commutative semiring. Acknowledgements The authors thank the reviewers for their valuable suggestions. References [1] P. Butkovič, Max-algebra: the linear algebra of combinatorics?, Linear Algebra Appl. 367 (2003) 313–335.

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[2] A. Di Nola, A. Lettieri, I. Perfilieva, V. Novák, Algebraic analysis of fuzzy systems, Fuzzy Sets and Systems 158 (2007) 1–22. [3] J.S. Golan, Semirings and Their Applications, Kluwer Academic Publishers, Dordrecht/Boston/London, 1999. [4] Phillip L. Poplin, Robert E. Hartwig, Determinantal identities over commutative semirings, Linear Algebra Appl. 387 (2004) 99–132. [5] Qian-yu Shu, Xue-ping Wang, Bases in semilinear spaces over zerosumfree semirings, Linear Algebra Appl. 435 (2011) 2681–2692. [6] Qian-yu Shu, Xue-ping Wang, The applications of the bideterminant of a matrix over commutative semirings, Linear Multilinear Algebra (2016), http://dx.doi.org/10.1080/03081087.2016.1242555. [7] Yi-jia Tan, Free sets and free subsemimodules in a semimodule, Linear Algebra Appl. 496 (2016) 527–548. [8] Xue-ping Wang, Qian-yu Shu, Bideterminant and rank of matrix, Soft Comput. 18 (2014) 729–742. [9] S.M. Yusuf, Inverse semimodules, J. Natur. Sci. Math. 6 (1966) 111–117.