Occurrence of epithelial dysplasia in oral leukoplakia

Occurrence of epithelial dysplasia in oral leukoplakia

Occurrence of epithelial dysplasia in oral leukoplakia Analysis and follow-up Jo&in Bhdczy, M.D., Budapest, Hungary C.Sc.,” SEMMELWEIS UNIVERSIT...

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Occurrence of epithelial dysplasia in oral leukoplakia Analysis

and

follow-up

Jo&in Bhdczy, M.D., Budapest, Hungary

C.Sc.,”

SEMMELWEIS

UNIVERSITY

MEDICAL

study

of

md iirpcid

SCHOOL

12 cases

Csiba, M.D.,“”

OF

DENTISTRY

The histologic material of 500 leukoplakia patients was analyzed in order to define the characteristics of epithelial dysplasia and to correlate the findings with the clinical data. Epithelial dysplasia was found in 120 cases (24 per cent) and was graded as mild, moderate, or severe. The occurrence of dysplasia was highest in the group of erosive leukoplakias. The majority of the severe dysplasias were found on the tongue and lips. Follow-up studies on sixty-eight leukoplakia patients with histologic dysplasia revealed carcinoma in nine cases (13.2 per cent) during the mean observation period of 6.3 years. Leukoplakias of the tongue showed the highest incidence of malignant change.

T

he precancerous character of oral leukoplakia today is generally accepted. According to various authors,’ the ratio of malignant transformation varies between 1 and 6 per cent. Recent studies have attempted to define the precancerous leukoplakias in a narrower sense by clinical and histologic methods.‘, *, 5 Leukoplakias showing histologically epithelial dysplasia are considered to have a greater disposition for malignant transformation. However, reports on the occurrence of epithelial dysplasia and longitudinal studies on the behavior of these lesions are few.“, 6, lo There is also no unanimity regarding the therapy of leukoplakias showing epithelial dysplasia. The purpose of the present study is to define the occurrence of epithelial dysplasia in a large group of oral leukoplakia patients and to report on our experiences with the follow-up observations of these patients. *Professor **Assistant and Dentistry.

766

and Chairman, Department of Conservative Professor, Division of Oral Pathology,

Dentistry. Department

of Maxillo-Facial

Surgery

Epithelial

Volume Number

-12

Table

I. Distribution

6

dysplasia

in oral leukopla.kia

767

of histologic characteristics of dysplasia in 120 cases

Histologic

Per cent o/specimens showing this change

change

Irregular epithelial stratification Hyperplasia of the basal layer D%p-shaped rete pegs Increased number of mitotic figures Loss of polarity of the basal cells Increased nuclear-cytoplasmic ratio Nuclear polymorphism Nuclear hyperchromatism Enlarged nucleoli Keratinization of single cells or cell groups Loss of intercellular adherence

in the prickle

75.0 43.3 68.3 2.5 23.3 13.3 IS.0 IO.0 12.5 35.8 18.3

layer

II. Correlation of the grade of dysplasia with the age and sex distribution of patients Table

Men Age 20 to 29 30 to 39 40 to 49 50 to 59 60 to 69 Over 70 Total

MATERIAL

Moderate

Mild

Women Severe

Total

Mild T 2: 3

1

I

II,

: 21 19 8 63

z

16

; 2 I9

:; I2 104

r 5 i 2 22

AND

Moderate

Total

Severe

Total

T T :2

2

Cases 2

r :3 :3 9

4

3: 4 7 16

t; 39 36 I2 I20

Per cent 1.7 10.0 15.8 32.5 30.0 10.0 100.0

METHODS

The clinical and histologic material of the present study originated from leukoplakia patients treated and followed up regularly at the Department of Maxillo-Facial Surgery and Conservative Dentistry. The term leukoplakia was employed in a clinical sense,meaning a white patch on the mucous membrane that cannot be removed by rubbing and cannot be classified as any other diagnosable disease. Hematoxylin-eosin-stained histologic sections of 500 casesdiagnosed clinically as leukoplakia were investigated. The sections were grouped according to whether they showed simple hyperkeratosis, epithelial dysplasia, or carcinoma (including invasive carcinomas and carcinoma in situ). Epithelial dysplasia was diagnosed when two or more of the following changes were present : irregular epithelial stratification, hyperplasia of the basal layer ; drop-shaped rete pegs; increased number of mitotic figures (a few abnormal mitoses may be present) ; increased nuclear-cytoplasmic ratio ; lossof polarity of the basal cells; nuclear polymorphism ; nuclear hyperchromatism ; enlarged nucleoli; keratinization of single cells or cell groups in the prickle-cell layer; and loss of intercellular adherence. Epithelial dysplasia was graded as mild when two of the above-listed histologic changes were present, moderate when two to four changes were noted, and severe when five or more of the changes were present.

768

Bdndczy

and Csiba

Oral December,

Surg. 1976

III. Correlation of the grade of dysplasia with the clinical type of leukoplakia Table

Grade Type of leukoplakia Leukoplakia Leukoplakia Leukoplakia Total

simplex verrucosa erosiva

Mild 1: 8 25

of dysplasia

Total

1 Moderate

Severe

:i 34 72

i 14 23

1

Cases

Per cent

z: 56 120

18.4 35.0 46.6 100.0

The clinical classification of leukoplakia was done according to previous reports,Q differentiating leukoplakia simplex, leukoplakia verrucosa, and leukoplakia erosiva types. The methods of treatment employed have been published previously.Q In the first part of our study, the occurrence and grade of epithelial dysplasia, as well as the frequency of the histologic characteristics, were analyzed. In the second part the correlation of epithelial dysplasia with age and sex of the leukoplakia patients and with the clinical type and location of leukoplakia was investigated and the subsequent clinical course of dysplasia caseswas analyzed. RESULTS

Analysis of 500 histologic sections, diagnosed clinically as leukoplakia, showed carcinoma in forty-eight cases (9.6 per cent), epithelial dysplasia in 120 cases (24 per cent), and keratosis without dysplasia in 332 cases (66.4 per cent). The grade of severity of the epithelial dysplasia caseswas classified as mild in twenty-five cases (20.6 per cent), moderate in seventy-two cases (60.0 per cent), and severe in twenty-three cases (19.5 per cent). The distribution of the histologic characteristics of dysplasia is shown in Table I. The most frequent changes were the irregular epithelial stratification, drop-shaped rete pegs, and hyperplasia of the basal layer. The distribution of the leukoplakia patients by age and sex and the correlation of these factors with the grade of epithelial dysplasia are shown in Table II. The 120 dysplasia patients include 104 men (86.7 per cent) and sixteen women (13.3 per cent). The frequency of dysplasia shows a rise after the age of 40. Most cases were observed in patients between the ages of 50 and 70 years (72.5 per cent). The distribution of the clinical types of leukoplakia in dysplasia casesand the correlation with the grade of the dysplasia are shown in Table III. The distribution of the clinical types shows a predominance of the erosive type (46.6 per cent), verrucous leukoplakia occurring in 35 per cent and simplex leukoplakias only in 18.4 per cent. Most severe and moderate dysplasias are observed in the erosive type, and the less severe atypias in the simplex type. Table IV shows the location of leukoplakia in correlation with the grade of dysplasia and in comparison with the percentage distribution of the total leukoplakia (all 500 cases) and carcinoma groups (48 cases) according to location. The occurrence of severe dysplasias on the tongue and on the lower lip was high.

Epithelial Table

Correlation

IV.

dysplnsia

of the grade of dysplasia

with

ix oral leukoplakia

the location of leukoplakia

1 Distribution

Commissures Buccal mucosa Lips Tongue Hard palate Soft palate Floor of mouth Alveolar ridge Total

Table

V.

11 i

30 13 16

2

9 2

1 25

Follow-up

: 1 2 23

12

results according

in percentage

Leukoplakia grow (500 cases)

39. I 20.8 20.0 14.1 1.7 0.9 1.7 1.7 100.0

6 I

2 -

of location

Dysplasia group (120 cases)

Total cases

769

Carcinoma group (48 cases]

36.5 26.3 6.5 x.5 8.5 1.3 5.8 6.6 100.0

to grade of dysplasia

9.1 9.7 16.1 38.8 6.4 3.2 9.1 6.4 100.0

and treatment

Treatment Surgical Grade of_ dysplasia . . Results

Mild 9 I 10

Cured Improved Unchanged Spread Carcinoma Total

Table

VI.

Moderate

Severe 4 -

23 6 29

&‘ollow-up

results

Conservative Grade of_ dvsplasia . . Mild -

T I 6

according

Moderate -

Severe -

Result Cured Improved Unchanged Spread Carcinoma Total

Table

VII.

Buccal mucosa

Lips

22 6 7

z

9 t

t 37

T 5

I

Per cent 53.0 14.7 14.7 4.4 13.2 100.0

T

:

z

T 3

: 14

4 6

; 69

to location Total

I1

Hard palate

Tongue

T 12

Cases 36 10 IO

Location Commissure

Total

I

3

2

T

1

.: 9

IT2

Soft palate

Floor of mouth

Aiveolar ridge

1

1

r

I

r -

I

36 10 10

I 1

I

Cases

i 68

Per cent 53.0 14.7 14.7 4.4 13.2 100.0

Follow-up results in correlation with the observation period Observation

Result Cured Improved Unchanged Spread Carcinoma Total

It02

1

2

to5

period 1

(years)

5tolO

Total

81

14 :

12.i

: 2

Cases 36 10 IO

9

< 24

: 25

: 10

G 68

-

1

lOto

[

Per cent 53.0 14.7 14.7 4.4 13.2 100.0

770

B6ndczy

Fig. 1. T. L., the tongue.

and Csiba

50.year-old

Oral I)ecember,

woman.

Verrucous-erosive

leukoplakia

ou the inferior

surface

Surg. 1976

of

Follow-up investigations could be performed on sixty-eight leukoplakia patients with dysplasia. The observation period varied from 1 to 20 years, with a mean observation period of 6.3 years. The follow-up results, according to the grade of dysplasia, are shown in Table V, with cases separated into surgically and conservatively treated groups. (Conservative treatment consisted of the elimination of possible etiologic factors, accompanied by vitamin A and/or antimycotic treatment.) Best results were achieved in the surgically treated cases, where in the majority of the moderate and severe dysplasias no recurrence was observed. Of the nine carcinoma cases (13.2 per cent) developed from dysplasia% eight cases originated in the nonsurgically treated group (Figs. 1 and 6). The clinical outcome of dysplasia cases according to location is shown in Table VI. Of the nine carcinoma cases, four were observed on the tongue. The highest ratio of cured and improved cases could be found in dysplasias located in the commissures. An analysis of the subsequent clinical course of dysplasia cases in correlation with the observation period (Table VII) shows a higher ratio of cured and improved cases after a short observation period. The number of unchanged, spread, and carcinoma cases rises with the observation time. DISCUSSION The ratio of epithelial dysplasia found in present study is relatively high. Mehta and associates3 in their studies of 723 oral leukoplakia cases in India, found epithelial dysplasia in 10.7 per cent. Pindborg and tied-Petersen,” in 345 Danish leukoplakias, noted a 15.4 per cent incidence of dysplasia. Waldron

Volume Number

42 6

Epithelial

dysplasia

in oral leukoplakia

Fig. 8. Biopsy specimen from lesions shown in Fig. 1, showing severe epithelial (Hematoxylin and eosin stain. Magnification, x150.) Fig. 3. Biopsy specimen from lesion shown in Fig. 1 after 1 year of conservative showing invasive c-arcinoma. (Hematoxylin and eosin stain. Magnification, x150.)

771

dysplasia. treatment,

and Shafer,“’ in their extensive study of 3,256 cases diagnosed clinically as leukoplakia, found squamous-cell carcinoma, carcinoma in situ, or severe epithelial dysplasia in 7.6 per cent and mild to moderate epithelial dysplasia in 12.2 per cent of all specimens. In our previous studies8 of 184 leukoplakia cases, dysplasia was observed in 28.8 per cent, which is close to the present 24 per cent. The higher occurrence of epithelial dysplasia in our material might be explained partly by geographic factors ( Waldron and ShafeP observed significant regional differences in the character of oral leukoplakia within the United States) and partly by smoking habits and by the different indications of biopsy. In contrast to other authors’, 3 who perform biopsy routinely on the first visit of the leukoplakia patient, we take biopsy specimens, except in the clinically suspect cases, only in cases in which the leukoplakia had not disappeared after the removal of local irritants and/or cessation of smoking. As probably the clinically irreversible lcukoplakias might show more severe histologic changes, this fact may be responsible for the higher occurrence of dysplasia as well as of carcinoma in the present material. The relatively high occurrence of moderate and severe dysplasias compared with the results of other investigation@ might be due also to the different biopsy indications or the investigators’ subjective assessment. The frequency of the histologic changes of dysplasia is partly identical with

772

R6ndczy

and

Csiba

Pig. 4. S. I<., 46year-old man. Verrueous-erosive Pig. 5. Patient 8. K. after surgical excision is completely hraled.

Pig. 6. Biopsy plasia. (Hrmatosylin

specimen from lesion pictured and eosin stain. Magnification,

Oral Ihxmnher,

and

in

leukoplakia on median an observation period

Fig. 4 showing x150.)

Surg. 1976

rhomboid glossitis. of 6 years. Lesion

moderate

epithelial

dys-

the findings of Mehta and co-workers:+ concerning the frequent occurrence of hyperplasia of the basal layer in both materials. Further, in the Indian material the increased mitotic activity and nuclear hyperchromatism were found to be the most prominent change. In our material the irregular epithelial stratification and

the presence of drop-shaped rete pegs were the most frequent manifestations of dysplasia.’ The ratio of women (13.3 per cent) found in the present series is less than the 24 per cent ratio of women found in the total leukoplakia group,2 but similar to previous histologic groupsS (16.8 per cent). This difference might be explained partly by our selective biopsy method and partly by the observation that females cooperated more readily than males in abst,aining from smoking ; consequently, the percent,age of females dccrcasetl from the original 24 per cent to far less by the time the biopsies were performed. The higher ratio of women in other c$~splasia materials”, ‘:. lo might be due to the snuff habits of the American’” and Danish women. The age distribution of the dysplasia cases is identical with that of the total leukoplakia group2 and similar t,o the data of other authors”, ‘;, ” who found t.hc highest occurrence of dysplasia in the age groups above 50 years. The distribution according to clinical types shows a prevalence of the erosive lcukoplakias. In 68 per cent of the erosi\-e leukoplakias (fifty-six cases out of eighty-two), dysplasia was present. This ratio is higher than the 57 per cent dysplasia in the group of the so-called “speckled” leukoplakia found by Pindborg and his colleagues.5 This fact, and the cxpericnce that within the group of erosive leukoplakias severe dysplasia occurs more often, is in accordance with previous findings concerning a greater tendency for malignant transformation of the erosive leukoplakias,? and proves the correlation between the clinical type and histologic structure of oral 1eukoplakias.l The comparison of the distribution of location with the percentage data of the total leukoplakia and carcinoma groups* shows a similarity in the frequency of location of the commissures and buccal mucosa to the leukoplakia group (Table IV). The frequency of dysplasia of the lips stands nearer to the carcinoma group and that of the tongue is between the lrukoplakia and carcinoma groups. This fact, as well as the higher ratio of moderate and scverc dgsplasias in the tongue and lip locations, might indicate a higher tendency for malignant, transformation of the lips and tongue, which is in accordance with clinical experience? and with the data of other investigators.4, (i, I” The participation of the alveolar ridges and mucobuccal folds is almost complctcly missing in our material, possibly because of the lack of snuff habits, which coultl play a role in the material of the Amcrican and Danish authors.*,L Ii*I” The number of the sixty-eight dysplasia follow-up patients is slightly higher than the number of similar follow-up patients (forty-five, respectively thirty-seven patients) *. Ii ant1 the obscrration period is longer. Malignant transformation was found in 13.2 per (dent of our cases, which is similar to the 11.1 per cent found by Mincer, Coleman, and Hopkins,4 but higher than t,hr 2.0 per cent, found 1)~ T’indhorg and Roetl-l’eterscll.” The ratio of our cnrcd and improvctl cases (67.7 per caent) is higher than tht: 10.0, respectively 10.9 per cent of these authors. This might be explained by our therapeutic methods. In 67 per cent of our dysplasia cases surgical treatment was employed, in contrast with lower corresponding numbers of these authors (4-I to 53 per cent) .4, li That, in accordance with previous experiences,” accentuates the greater

Oral Ik!ccTllbcT.

Hurg. 1976

effect of the surgical treatment in oral leukoplakias, especially in cases with histologic dysplasia. The subsequent, clinical c’ourse of dysplastic leukoplakias according to loeatioll proves, in accordance with previous investigations,“, i a greater risk of thr tongue leukoplakias in involving malignancy. The results concerning thr increasing incidence of malignant change with length of the observation period are in accordance with our experiences with clinical leukoplakia material.‘, !’ REFERENCES

1. B::Lnbczv I) J., and Csiba, ii. : Comparative Study of the Clinical Picture and Histopnthologic Structure of Oral Leukoplakia, Cancer 29: 1230-1234, 1972. 2. Banoczy, J., and Sugar, L.: I,ongitudinal Studies in Oral Leukoplakia, J. Oral Pathol. 1: 265.272. 197‘1. s 3. Mehtn, ‘F. S., Pindborg, J. J., Guptn, P. C., and Daftary, D. K.: Epidemiologic and Histologic Study of Oral Cancer and Leukoplakia Among 50,915 Villagers in India, Cancer 24: 844-X61, 1969. 4. Mincer, H. H., Coleman, S. A., and Hopkins, K. P.: Observations on the Clinical Characteristics of Oral Lesions Showing Histologic Epithelial Dysplasia, ORAL SURG. 33: 3X9-399, 1972. 3. Pindborg, J. J., Renstrup, Grete, Paulsen, H. E., and Silverman, S.: Studies in Oral Leukoplakias. V. Clinical and Histologic Signs of Malignancy, Acta Odontol. Stand. 21: 407414, 1963. 6. Pindborg, J. J., and Roed-Petersen, B.: A Follow-up Study of 49 Patients With Epithelial Dysplasia in Oral Leukoplakia, WHO Meeting of Investigators of Oral Precancerous Conditions, Copenhagen, 1973. 7. Roed-Petersen, B.: Cancer Development in Oral Leukoplakia: Follow-up of 331 Patients, J. Dent. Res. 50: 711, 1971. 8. Reed-Peterson, B., Banoczy, J., and Pindborg, J. J.: Smoking Habits and Histological Characteristics of Oral Leukoplakias in Denmark and Hungary, Br. J. Cancer 28: 575-579, 197.1.

9. Sugar, T,., and Banoczy, J. : Untrrsuchungen bei Prakanzerosr Zahn-, Mund-Kieferheilkd. 30: 80-88, 1959. 10. 1Valdron, C. A., and Shafer, W. G. : Leukoplakia Revisited: 3,256 Oral Leukoplakias, Cancer 36: 1386.1392, 1975. Reprint vequests to: Dr. Jolan Banoczy Department of Conservative Dentistry Semmrlweis Medical Tlnirersity Mikszath K. tey 5 1088 Budapest, Hungary

der Mundschleirnhaut, A Clinicopathologic

Dtsch. Study

of