Optimal estimations of directional wave conditions for nearshore field studies

Optimal estimations of directional wave conditions for nearshore field studies

Journal Pre-proof Optimal estimations of directional wave conditions for nearshore field studies R.L. de Swart, F. Ribas, D. Calvete, A. Kroon, A. Orf...

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Journal Pre-proof Optimal estimations of directional wave conditions for nearshore field studies R.L. de Swart, F. Ribas, D. Calvete, A. Kroon, A. Orfila PII:

S0278-4343(20)30027-3

DOI:

https://doi.org/10.1016/j.csr.2020.104071

Reference:

CSR 104071

To appear in:

Continental Shelf Research

Received Date: 4 October 2019 Revised Date:

13 January 2020

Accepted Date: 27 January 2020

Please cite this article as: de Swart, R.L., Ribas, F., Calvete, D., Kroon, A., Orfila, A., Optimal estimations of directional wave conditions for nearshore field studies, Continental Shelf Research, https://doi.org/10.1016/j.csr.2020.104071. This is a PDF file of an article that has undergone enhancements after acceptance, such as the addition of a cover page and metadata, and formatting for readability, but it is not yet the definitive version of record. This version will undergo additional copyediting, typesetting and review before it is published in its final form, but we are providing this version to give early visibility of the article. Please note that, during the production process, errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain. © 2020 Elsevier Ltd. All rights reserved.

Optimal estimations of directional wave conditions for nearshore field studies R.L. de Swarta,∗, F. Ribasa , D. Calvetea , A. Kroonb , A. Orfilac a

Department of Physics, Universitat Polit`ecnica de Catalunya (UPC), Jordi Girona, 1-3, 08034, Barcelona, Spain b Department of Geosciences and Natural Resource Management, University of Copenhagen, Øster Voldgade, 10, 1350, Copenhagen, Denmark c IMEDEA (CSIC-UIB), Mediterranean Institute for Advanced Studies, Miquel Marqu`es, 21, Esporles (Illes Balear), Spain

Abstract Accurate directional wave conditions at shallow water are crucial for nearshore field studies and necessary as boundary conditions for morphodynamic models. However, obtaining reliable results for all wave parameters can be challenging, particularly regarding wave direction. Here, the accuracy of two global hindcast models and propagation of measured wave conditions using linear wave theory or the SWAN wave model (forced by integrated wave parameters or 2D spectra) is assessed to obtain directional wave conditions at shallow water for Castelldefels beach, Northwest Mediterranean Sea. Results are analyzed using different statistical error parameters and for different wave climates (shore-normal, shore-oblique and bimodal). The analysis shows that global hindcast models correctly predict the trends in wave height ∗ Corresponding author at: Department of Physics, Universitat Polit`ecnica de Catalunya (UPC), Jordi Girona, 1-3, Edificio B5, 08034, Barcelona, Spain. Tel: +34 934016087 Email addresses: [email protected] (R.L. de Swart), [email protected] (F. Ribas), [email protected] (D. Calvete), [email protected] (A. Kroon), [email protected] (A. Orfila)

Preprint submitted to Continental Shelf Research

January 29, 2020

and mean wave period but predictions for mean wave direction are only accurate for shore-normal waves. Linear wave theory provides good results for wave height but underestimates refraction, resulting in significant errors in mean wave direction for shore-oblique waves. Finally, SWAN forced with 2D spectra results in the most accurate predictions for all wave parameters. When using integrated wave parameters as boundary conditions, the results for wave height and mean period stay the same whilst the errors in peak period and mean direction worsen for shore-oblique and bimodal wave climates. The reason is that for these wave conditions the directional spectrum constructed out of integrated wave parameters does not resemble the actual directional spectrum. Keywords: Wave propagation, Mediterranean Sea, Global hindcast models, Linear wave theory, SWAN modeling, Directional spectra

1

1. Introduction

2

Many shorelines around the world are highly dynamic and change due

3

to wave action. Understanding this behavior is important for present day

4

coastal zone management and for estimating the vulnerability to climate

5

change (Vitousek et al., 2017). Incoming waves are the most important forc-

6

ing for coastal evolution, and wave characteristics in shallow water depend on

7

the local coastal setting (wave climate, bathymetry, shoreline orientation).

8

Unfortunately, obtaining reliable wave conditions in coastal and inner seas

9

is still a difficult task, especially in semi-enclosed seas like the northwest-

10

ern Mediterranean Sea (Bola˜ nos-Sanchez et al., 2007; Cavaleri et al., 2018).

11

The reason is that this region is characterized by limited fetches, a complex

2

12

bathymetry with deep canyons, significant changes in shoreline orientation

13

and strong variations in the wind climate (S´anchez-Arcilla et al., 2008).

14

Wave conditions can be obtained from a variety of sources. The preferred

15

source for wave conditions are devices that provide real-time measurements.

16

Different types of wave measurement instruments exist (e.g. Allender et al.,

17

1989; Pettersson et al., 2003), but wave buoys are the most common world-

18

wide. However, wave buoys are scarce because they are quite expensive to

19

deploy and maintain. As a result, they are mostly deployed in areas where

20

there is a great need for real-time wave measurements (typically near harbors

21

or populated coastlines). For studying other locations, the measured offshore

22

waves need to be transformed to nearshore study sites using a so called ’wave

23

propagation model’.

24

In addition to buoy measurements, wave conditions can also be obtained

25

from global hindcast models, based on codes such as WAM (The WADMI

26

Group, 1988) and WAVEWATCH-III (Tolman, 2009). Hindcast models typ-

27

ically also assimilate observations and have the advantage that they do not

28

suffer from breakdowns. Furthermore, results can theoretically be acquired

29

for any worldwide location, including those where no other data is available.

30

However, these models may not be accurate in shallow waters (Cavaleri et al.,

31

2018), and proper wave propagation might also be needed.

32

There are different ways to propagate wave conditions to shallow waters.

33

The simplest method is to use linear wave theory based on ray approximation

34

(e.g. Holthuijsen, 2007). Despite its crude assumptions, this method is often

35

applied in nearshore studies to quickly obtain reasonable estimates of the

36

wave conditions. A more thorough method is to use sophisticated wave

3

37

models like SWAN (Booij et al., 1999). Such models include more physical

38

processes and have been extensively used in the past in nearshore regions with

39

gradually variable bathymetry (e.g. Ris et al., 1999). The SWAN model has

40

the additional advantage that it is a spectral model, meaning that it solves

41

the spectral action balance equation without any a priori restrictions on the

42

spectrum for the evolution of wave growth. Spectral models can either be

43

forced by integrated wave parameters or using full 2D spectra.

44

Good predictions of wave height and wave period are important for, e.g.,

45

management of harbors, navigation or fisheries. However, wave direction is

46

crucial in coastal engineering because even small variations in wave direction

47

can already substantially affect estimates of longshore sediment transport

48

(e.g. Soomere and Viˇska, 2014), along with the related dynamics of embayed

49

beaches (Harley et al., 2015) and beach nourishments (Arriaga et al., 2017).

50

On the other hand, nearshore studies in the past typically focused on relat-

51

ing beach morphodynamics to wave height and wave period only (e.g. Van

52

Enckevort et al., 2004; G´omez-Pujol et al., 2007), whereas wave direction was

53

often neglected. However, recent studies indicate that wave direction plays

54

a major role in the evolution of morphodynamic patterns, such as crescentic

55

bars (Calvete et al., 2005; Price and Ruessink, 2011), transverse finger bars

56

(Ribas and Kroon, 2007; Ribas et al., 2012), high angle wave instability and

57

km-scale shoreline sand waves (Ashton et al., 2001; Arriaga et al., 2018).

58

Wave conditions used in nearshore studies are typically obtained by prop-

59

agation of offshore buoy measurements or hindcast model results. This can

60

lead to errors, so that verification of the propagated wave conditions against

61

local measurements is essential. However, many nearshore studies show only

4

62

limited or no verification of wave conditions (e.g. Splinter et al., 2011; Ar-

63

riaga et al., 2018). On the other hand, studies that focus on modeling wave

64

fields in coastal regions with large-scale hindcast models (sometimes coupled

65

to SWAN to increase resolution in the nearshore) mostly verify wave height

66

and period with typical errors of 0.25 m and 1.5 s in both wind-sea and swell

67

conditions (e.g. Pallares et al., 2014; Amrutha et al., 2016), whilst wave di-

68

rection is often not included (e.g. Bola˜ nos-Sanchez et al., 2007; Perez et al.,

69

2017). In the few studies with hindcast models where wave direction is also

70

validated (e.g. Pallares et al., 2014; Amrutha et al., 2016), the corresponding

71

errors are large (> 40◦ ). The errors in wave direction can be substantially

72

reduced by propagating measured wave conditions (Gorrell et al., 2011). Un-

73

fortunately, there is a lack of studies that compare the reliability of different

74

methods to obtain directional wave conditions for nearshore studies, espe-

75

cially in semi-enclosed and coastal seas.

76

The aim of this study is to establish the accuracy of different methods to

77

obtain wave conditions in shallow water for nearshore studies, with a special

78

focus on the wave direction. This is done for the field site of Castelldefels

79

beach, which is located on a limited-fetch, complex-geometry sea (Northwest

80

Mediterranean Sea; Section 2). Three long-term sources of wave conditions

81

are available near this site: a buoy and output points of two hindcast models.

82

An instrument was deployed to measure wave conditions in front of the field

83

site at 21 m depth during a 9 days experiment. This allows to compare five

84

different methods to obtain wave conditions at the field site from the long-

85

term sources (Section 3). Three methods consist of propagating measured

86

wave conditions from the offshore buoy using models with different degrees

5

87

of complexity: the simple wave ray model, SWAN forced by integrated wave

88

parameters and SWAN forced by 2D spectra. The two last methods use the

89

results of the two hindcast models directly. Despite the short duration of

90

the field campaign, distinct wave climates occurred, which allows to charac-

91

terize the accuracy of each method under different wave conditions (Section

92

4). The significance of the findings of this study and the advantages and

93

disadvantages of the different methods are discussed in Section 5, and the

94

conclusions are listed in Section 6.

95

2. Study site and datasets

96

2.1. Study area

97

The study site is Castelldefels beach, located on the north-western Mediter-

98

ranean Sea along the Spanish Catalan coast, approximately 20 km southwest

99

of Barcelona (Figure 1). It is an open beach with an east-west orientation and

100

has a length of approximately 4.5 km, whilst more to the east the shoreline

101

orientation changes rapidly towards the north. Castelldefels beach is part of

102

a continuous stretch of beaches of the Llobregat delta, extending from the

103

Garraf Mountain chain in the west to the Llobregat river outfall in the east.

104

It is mainly composed of sand with a median grain size of 270 µm. Tidal

105

action in this part of the Mediterranean Sea is small, with a range of ap-

106

proximately 20 (10) cm during spring tide (neap tide; Simarro et al., 2015).

107

The bathymetry in the study area (Figure 1) shows a relatively wide shelf in

108

front of the study site, whilst more to the east the shelf is narrower and the

109

water depth quickly reaches more than 100 m.

6

¯

France

Legend

! ( ! (

Spain

# * # * $ +

Portugal

" )

Barcelona

Barcelona wave buoy AWAC location GOW2/SIMAR model point SIMAR deep water GOW2 deep water Wind measurements Castelldefels beach

Bathymetry [m]

El Prat de Llobregat

High : 0 Low : -400

Castelldefels

0 1 2

4

6

Kilometers 8

Figure 1: Overview map showing the Castelldefels study site, the nearshore bathymetry (source Emodnet) and the locations of the different wave data sources used in this study. c 2019 Microsoft Corporation The aerial photography is part of Microsoft Bing Maps ( Earthstar Geographics SIO).

110

The winds in the study area are strongly influenced by orographic bar-

111

riers, which leads to a variable wind climate and the formation of intense

112

north and northwestern winds during December and January. The winds are

113

weaker during the rest of the year and the maximum wind velocities occur

114

during easterly storms that affect the entire Catalan coastline (Pallares et al.,

115

2014). The wind patterns directly influence the local wave climate, which

116

is characterized by calm wave conditions with sudden high energetic wave

117

events (wave height above 1.5 m; Puertos del Estado, 1994). On average,

118

calm conditions prevail during the summer period and energetic conditions

119

occur mostly from October to May (S´anchez-Arcilla et al., 2008). Storm

7

120

waves along the Catalan coast are limited due to the short fetches and an

121

average storm duration of less than 24 hours. As a result, mixed sea states

122

composed of wave trains with more than one peak frequency and mean di-

123

rection occur frequently (S´anchez-Arcilla et al., 2008). Near the study site,

124

the wave climate is dominated by waves from the east and south (Figure 2a).

125

The largest waves come from the east, due to the longest available fetches and

126

the stronger winds that generally blow from this direction (S´anchez-Arcilla

127

et al., 2008; Bola˜ nos et al., 2009).

Figure 2: Wave roses of the long-term wave climate at the Barcelona buoy (a), the SIMAR output point next to the Barcelona buoy (b) and the GOW2 output point nearest to the Barcelona buoy (c) for the period September 2012–May 2018 in terms of spectral wave height Hm0 and mean direction θm .

128

2.2. Short-term data source (AWAC)

129

A short-term dataset of wave conditions was measured from 13 March to

130

22 March 2018 using an AWAC sensor deployed at 21 m depth in front of

131

Castelldefels (Figure 1). This sensor is both a current profiler and a direc-

132

tional wave system that was mounted in a stationary frame at the bottom.

133

During the measurement period, the AWAC provided half-hourly values

134

of the spectral wave height Hm0 , mean zero-crossing period Tm02 , peak period 8

135

Tp , mean direction θm , peak direction θp and mean directional spreading σ θ ,

136

as well as half-hourly 1D frequency and 2D frequency-direction spectra. A

137

detailed description of how these quantities are computed is presented in

138

Section 3.1 and Appendix A. The AWAC used a frequency range of 0.02–

139

0.49 Hz and a frequency resolution of 0.01 Hz to obtain all wave parameters

140

and spectra. The full 2D frequency-direction spectra was estimated using the

141

Maximum Likelihood Method (MLM; Krogstad et al., 1988). All important

142

AWAC settings are summarized in Table 1.

143

The data obtained by the AWAC is used as ground truth in the rest of

144

this study. When comparing the errors of the different methods with the

145

ground truth, the root mean square error (RMSE), BIAS and normalised

146

root mean square error (NRMSE) are used, defined as

s

PN

i=1 (Si

RM SE =

N PN

BIAS =

− Ai )2

i=1 (Si

N RM SE N RM SE = σA

− Ai ) ,

,

(1)

,

(2) (3)

147

in which S denotes the simulated data from the various propagation methods

148

and A denotes the measured data from the AWAC (ground truth). The

149

number of data points is denoted by N , whilst σA denotes the standard

150

deviation of the AWAC measurements. Angles with respect to North are

151

used as input when computing these quantities for angular values. This is

152

appropriate, because wave directions in the study area are such that no jumps

153

from 360 to 0 degrees occur. 9

Table 1: Overview of instrument and deployment settings for the Barcelona buoy and AWAC. Device

AWAC

Barcelona buoy

Water depth

21 m

68 m

Sensor altitude above bottom

0.5 m

Tide-dependent

Burst interval

154

0.5 h (start 5 min

1 h (start at top of

past every half hour)

the hour)

Sampling rate

1 Hz

4 Hz

Length of processed time series

1200 points

5760 points

Start frequency

0.02 Hz

0.03 Hz

End frequency

0.49 Hz

0.64 Hz

Number of frequency bands

48

123

Number of directional bins

90

121

Directional spectrum method

Maximum Likelihood

Maximum Entropy

Method

Method

Start of deployment

13 March 2018 15:05

8 March 2004

End of deployment

22 March 2018 09:05



2.3. Long-term available wave datasets

155

Although no long-term wave buoy or other measurement instrument is

156

located directly in front of the study area, there are different long-term wave

157

datasets available around Castelldefels. They comprise both measurements

158

and large-scale global hindcast models.

159

2.3.1. Barcelona wave buoy

160

The Barcelona buoy is the only permanent instrument in the area. It is

161

moored in front of Barcelona harbor (41.32 N, 2.20 E) at a depth of 68 m

162

(Figure 1), managed by Puertos del Estado (Spanish Ports Authority), and

163

it is operational since March 2004. The buoy is located relatively close to the

164

study site (the distance between the buoy and the study site is approximately

10

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20 km), but there is a significant change in the orientation of the shoreline

166

and the bathymetric contours (Figure 1).

167

The buoy obtains the heave time-series using standard Fourier analysis

168

(Kuik et al., 1988), which are then processed using both spectral analysis

169

and zero-crossing analysis to determine non-directional wave parameters and

170

1D frequency spectra. The frequency range is 0.03–0.64 Hz with a resolution

171

of 0.005 Hz. Finally, the Maximum Entropy Method (MEM; Lygre and

172

Krogstad, 1986) is used to estimate the 2D frequency-direction spectra using

173

the 1D frequency spectra and the available cross-spectra.

174

For this study, hourly values of the spectral wave height Hm0 , mean zero-

175

crossing period Tm02 , peak period Tp , mean direction θm and mean directional

176

spreading σ θ were obtained from the buoy, as well as the hourly 1D frequency

177

and 2D frequency-direction spectra. All important settings of the buoy are

178

summarized in Table 1.

179

2.3.2. SIMAR database

180

The SIMAR database, maintained by Puertos del Estado, is a hindcast

181

of wind, sea level and wave parameters for the entire Spanish coast that

182

spans from 01/01/1958 until today. Since 2001, the wind field at 10 m above

183

the sea surface is obtained using the regional HIRLAM model provided by

184

the Spanish State Meteorological Agency (AEMET; Und´en et al., 2002). The

185

obtained wind fields are used in both WAM and WAVEWATCH III to obtain

186

the wave fields along the Spanish coast. The resolution of the wind model is

187

3 km since 2012 and that of the wave model is 5 km since 2006. Data output

188

is available each hour since 2012 (Puertos del Estado, 2015).

189

The SIMAR database has multiple data points in front of the Barcelona 11

190

coast. One of these data points is located directly in front of the study site

191

at the location where the AWAC was deployed at a depth of approximately

192

21 m and another is located close to the Barcelona wave buoy (41.32 N, 2.21

193

E) at a depth of approximately 75 m (Figure 1). For both output points,

194

the integrated wave parameters provided by the SIMAR database are the

195

spectral wave height Hm0 , mean zero-crossing period Tm02 , peak period Tp

196

and mean direction θm .

197

2.3.3. GOW2 database

198

The GOW2 database, which is developed and maintained by the hydraulic

199

institute IH Cantabria (Perez et al., 2017), is based on the numerical model

200

WAVEWATCH III and provides wave data for the period 01/01/1979 until

201

today. Since 2011, GOW2 is forced with the CFSv2 model (Saha et al.,

202

2010). The grid used in GOW2 for coastal continental areas has a resolution

203

of 0.25◦ × 0.25◦ which is approximately 21 km × 28 km (lon × lat) in the

204

Barcelona area.

205

Although GOW2 has a coarser resolution compared to SIMAR, it also

206

has a data point directly in front of Castelldefels (at 21 m depth, see Fig-

207

ure 1). Analogous to SIMAR, a second data point was selected (at deeper

208

water) located closest to the Barcelona buoy (41.25 N 2.25 E) at a depth

209

of approximately 250 m. From both points, hourly time series of significant

210

wave height Hm0 , mean zero-crossing period Tm02 , peak period Tp and mean

211

direction θm have been obtained.

12

212

3. Methods

213

3.1. Definition of wave parameters

214

215

216

217

218

The 2D frequency-direction spectrum, E(f, θ), represents the frequencydirection density spectrum of the sea-surface elevation variance E, defined R fhigh R 2π E(f, θ)df dθ. The 1D frequency spectrum E(f ) is related as E = flow 0 R 2π to E(f, θ) by the expression E(f ) = 0 E(f, θ)dθ and in a similar way it is possible to define a 1D direction spectrum as Z

fhigh

E(f, θ)df

E(θ) =

.

(4)

flow 219

Here, the symbol E denotes variance regardless of the unit. The units are

220

m2 /Hz for E(f ), m2 /deg for E(θ) and m2 /Hz/deg for E(f, θ). Notice that

221

the surface elevation variance multiplied by 21 ρg is equal to the total energy

222

Etot of the waves per unit surface area. Lastly, by changing flow and fhigh , it is

223

possible to apply high- and low-pass filters, respectively. Various integrated

224

wave parameters can be computed from the obtained spectra (Table 2). Ad-

225

ditional information about obtaining 2D spectra and computing directional

226

wave parameters is given in Appendix A. It is important to note that the

227

peak frequency fp and thus the peak period Tp obtained from buoy measure-

228

ments can have a large variability. This is especially true for multi-modal

229

spectra, where the observed maximum can easily switch between multiple

230

frequency peaks. The mean period generally does not have this problem,

231

which is why it is common to define a synthetic peak period, Tp∗ as a func-

232

tion of the mean zero-crossing period Tm02 (Rogers and Wang, 2007). The

233

relation used here is Tp∗ = 1.33Tm02 , which is the average of the relations be-

234

tween Tp and Tm02 given for the Pierson-Moskowitz and JONSWAP spectral 13

235

shapes (see Soulsby, 1998). In this study, the synthetic peak period is used

236

as input in both the simple wave ray propagation model (Section 3.2) and

237

for the SWAN model forced with integrated wave parameters (Section 3.3).

238

The randomness in fp also directly affects the measurements of θp , meaning

239

that mean direction θm is a more stable parameter.

240

To force the simple wave ray and SWAN models, all integrated wave

241

parameters (except Tp∗ ) are obtained directly from the buoy. For the hours

242

that no buoy data is available, the integrated wave parameters are computed

243

from the available 1D and 2D spectra using the expressions in Table 2. Table 2: Definitions of integrated wave parameters computed from 1D frequency and 2D frequency-direction spectra, where the Fourier coefficient a1 (f ), b1 (f ), a1 and b1 are given in Appendix A or computed from the buoy measurements. Parameter nth moment of 1D frequency spectrum

Definition R mn = 0∞ f n E(f )df

Spectral wave height

√ Hm0 = 4 m0

Root-mean square wave height

Hrms =

Mean wave period

Tm01 =

Mean zero-crossing period

Tm02 =

Wave period at peak of spectrum

Tp =

Mean wave direction per frequency Mean direction for entire spectrum

H√ m0 2 m0 m1

q

m0 m2

1 , fp

E(fp ) = max E(f )   b (f ) θm (f ) = tan−1 a1 (f ) 1   b1 −1 θm = tan a 1

Mean directional spreading for full spectrum

p σ θ = q 2[1 − r1 ], 2 r1 = a21 + b1

Peak wave direction

θp = θm (fp )

14

244

3.2. Simple wave ray model

245

The first model used to propagate waves from deep water to Castelldefels

246

is a simple wave propagation model that is based on ray approximation (linear

247

wave theory) and assumes monochromatic waves and parallel depth contours

248

(i.e. alongshore uniform bathymetry). Due to this latter assumption, the real

249

bathymetry is not used and the model inputs are simply the wave height,

250

period and angle in a certain deep water depth, together with the shallow

251

water depth where wave conditions are required.

252

First, the dispersion relationship is solved using a Newton’s numerical

253

scheme to compute the wave numbers at deep and shallow water (T is as-

254

sumed to be constant), after which Snell’s law is applied to obtain the wave

255

angle at shallow water. In the dispersion relation, the current contribution

256

(Doppler shift) is neglected, because at the AWAC it is smaller than 1% for

257

96% of the time (maximum contribution is 1.8%). Finally, the model ap-

258

plies wave energy conservation, i.e. a constant cross-shore wave energy flux

259

Fx (again assuming alongshore uniformity) to compute the wave height at

260

shallow water. The model uses Hrms for the wave height (characteristic wave

261

height for wave energy), a synthetic peak period Tp∗ and θm for the angle of

262

incidence.

263

3.3. SWAN wave propagation model

264

3.3.1. Model description

265

SWAN (Simulating Waves Nearshore) is a third-generation spectral wave

266

model that describes the evolution of the 2D frequency-direction spectrum in

267

coastal regions and inland waters by accounting for many relevant physical

15

268

processes (Booij et al., 1999). The SWAN model, as WAM and WAVE-

269

WATCH III, is based on the spectral action balance equation with sources

270

and sinks, but SWAN is specifically designed for coastal areas. Usually, wave

271

models use the action density N (defined as N = E/ωr where ωr is the

272

relative radian frequency), because it is conserved when propagating in the

273

presence of an ambient current (Whitham, 1974). Note that in our case ωr is

274

equal to the absolute radian frequency ω because ambient currents are negli-

275

gible (as explained in Section 3.2). The action balance equation in Cartesian

276

coordinates reads (e.g. Komen et al., 1994)

277

∂N ∂cx N ∂cy N ∂cωr N Stot ∂cθ N + + + = + , (5) ∂t ∂x ∂y ∂ωr ∂θ ωr where cx , cy , cωr and cθ are the group velocities in x, y, ωr and θ space. The

278

right hand side of equation (5) contains Stot , which is the source/sink term

279

and includes six physical processes that are important in generating, dissipat-

280

ing, or redistributing wave energy: the wave growth by wind, the nonlinear

281

transfer of wave energy through three-wave and four-wave interactions, the

282

wave decay due to whitecapping, bottom friction and depth-induced wave

283

breaking. More information about these terms can be found in the SWAN

284

Scientific and technical documentation (SWAN Team, 2018a).

285

3.3.2. Model setup

286

The SWAN model Cycle III version 41.20A is used in this study with

287

spherical coordinates and nautical convention. The model domain consists

288

of a curvilinear grid that stretches approximately 60 km alongshore. The

289

grid follows the coastline and the bathymetric line of the Barcelona buoy

290

(68 m; Figure 3). The spatial resolution varies throughout the grid and is 16

Figure 3:

SWAN domain including detailed bathymetry that is used to propagate the

waves to the study site.

291

approximately 200 m around the AWAC location. The grid bathymetry is

292

obtained from the EMODnet database and has a resolution of 120 m (Figure

293

3). The landward boundary of the SWAN model is set at approximately 10

294

m depth, because the EMODnet database becomes unreliable for shallower

295

depths. The output point in front of Castelldefels beach (the AWAC location

296

and the GOW2/SIMAR output point) is located at 21 m depth.

297

In this study, SWAN is used in 2D non-stationary mode, and station-

298

ary computations (recommended for domains smaller than 1 deg) with a

299

maximum of 15 iterations per computation. The frequency grid contains

300

38 logarithmically spaced values in the range 0.03–1 Hz, with the recom-

301

mended frequency resolution of df /f = 0.1 (SWAN Team, 2018b) and the

302

directional resolution used is 5◦ . The default JONSWAP formulation for

303

bottom friction is used with a coefficient value of 0.038 m2 s-3 . Many differ-

304

ent sensitivity tests have been conducted to determine the default settings

305

(Section 4.4.2). Following the results of these sensitivity tests, the default

306

third-generation physics formulation of Komen et al. (1984) is used, whilst

307

whitecapping, quadruplets, depth-induced breaking, triad wave-wave inter17

308

actions, wind growth are switched off. The integrated wave parameters ob-

309

tained with SWAN at the AWAC location are integrated over the frequency

310

range of the AWAC (0.02–0.49 Hz), following the recommendations of Pal-

311

lares et al. (2014).

312

Two types of offshore wave conditions are used in this study. The first

313

(and most used) type of boundary conditions is to force SWAN with a single

314

set of integrated wave parameters from which SWAN computes an artificial

315

single-component JONSWAP spectrum with a default peak enhancement

316

factor γ = 3.3. The integrated wave parameters used are Hm0 , synthetic

317

Tp∗ , θm and σ θ (see also Section 3.1). The SWAN manual (SWAN Team,

318

2018b) states that the wave direction θp should be used for forcing but in

319

this study the mean direction θm is used instead. This choice was made

320

because θp directly depends on fp , which is not a reliable parameter in buoys

321

(see Section 3.1). The second way to apply the offshore wave conditions is

322

to use the full 2D frequency-direction spectra, which are the most detailed

323

measurements of the wave climate that can be obtained from the buoy. Note

324

that when using SWAN forced with 2D frequency-direction spectra only the

325

energy that propagates into the domain is taken into account. Furthermore,

326

the Barcelona buoy has a fine linear frequency resolution of 0.005 Hz and

327

a directional resolution of 3◦ , whilst in SWAN the frequency resolution is

328

coarser and logarithmic and the directional resolution is 5◦ . Thus, the buoy

329

spectra are interpolated to the frequencies and directions used by SWAN.

330

The boundary conditions are imposed along the entire south boundary

331

of the grid but not in the lateral boundaries. However, since the region of

332

interest is in the center of the domain and the domain is sufficiently wide,

18

333

the absence of lateral boundaries does not influence the results. The off-

334

shore waves are assumed to be alongshore uniform and equal to those at the

335

Barcelona buoy.

336

4. Results

337

After a description of the wave conditions during the field campaign,

338

the performance of the different methods will be validated hourly using the

339

AWAC data. A total of 211 values are available for the SIMAR and GOW2

340

hindcast models, 188 for the simple wave ray model and 207 for the SWAN

341

simulations. It is stressed that the results for Tp shown in this section re-

342

fer to the actual measured or modeled peak period and not the previously

343

mentioned synthetic Tp∗ .

Figure 4: Wave roses showing the wave climate during the field campaign at the Barcelona buoy (a) and AWAC (b) in terms of spectral wave height Hm0 and mean direction θm .

344

345

346

4.1. Wave conditions during field campaign The wave climate during the 9-days field campaign was dominated by south-southeasterly waves during the first 6 days, after which east-southeasterly 19

347

waves were present (Figure 4a and 5). During the majority of the campaign,

348

the wave conditions were quite energetic (Hm0 > 0.5 m). Only on 14 March,

349

Hm0 dropped below 0.5 m, whilst the largest Hm0 was registered on 18 March

350

(1.8 m at the buoy and 1.9 m at the AWAC).

351

The various datasets of the campaign have been separated into three

352

different wave climates: southerly, easterly and bimodal. This separation is

353

made based on the measured 2D frequency-direction spectra at the Barcelona

354

wave buoy. The criteria for classifying a wave climate as easterly or southerly

355

are that at least 70% of the wave energy comes from that direction. If this

356

is not the case, the wave climate is classified as bimodal. The threshold

357

angle (147◦ ) to discriminate between easterly and southerly wave energy

358

is set by computing the average mean direction for both the easterly and

359

southerly wave conditions and subsequently taking the mean. This results

360

in southerly wave climates being present during 68% of the field campaign,

361

11% for easterly wave climates and 21% for bimodal wave climates (Figure

362

5).

363

Table 3 shows the statistics of 5 integrated wave parameters during the

364

complete field campaign and for the different wave climates. The average

365

wave height during southerly and bimodal wave climates was quite similar,

366

but it increased during easterly wave climates. During easterly and bimodal

367

wave conditions, the wave direction at the AWAC changes with respect to

368

the Barcelona buoy due to refraction and the average wave height decreases.

369

As shown in Figure 2a, easterly waves are important in the overall wave

370

climate of the Barcelona buoy, which is why the easterly waves that occurred

371

during the end of the field campaign have been analyzed in detail. More-

20

Table 3: Statistical values (mean, standard deviation, minimum and maximum) of integrated wave parameters measured at the Barcelona buoy and AWAC during the field campaign for the entire period and the different wave climates. Wave

Method

climate

Hm0 [m] Mean,

Tm02 [s] stdev,

Mean,

Tp [s] stdev,

Mean,

θm [deg] stdev,

Mean,

θp [deg] stdev,

Mean,

stdev,

min, max

min, max

min, max

min, max

min, max

Buoy

1.0, 0.32, 0.40, 1.8

4.8, 0.84, 2.9, 7.7

7.0, 1.4, 3.9, 10

169, 43, 74, 213



AWAC

0.88, 0.26, 0.34, 1.8

5.0, 0.82, 3.4, 7.7

7.2, 1.9, 3.2, 11

180, 20, 130, 225

180, 24, 32, 244

Buoy

0.97, 0.27, 0.40, 1.7

4.7, 0.88, 2.9, 7.7

6.6, 1.3, 3.9, 10

196, 11, 171, 213



AWAC

0.91, 0.27, 0.34, 1.8

4.8, 0.83, 3.4, 7.7

6.5, 1.6, 3.2, 10

191, 11, 164, 225

191, 20, 32, 244

Buoy

1.5, 0.26, 0.80, 1.8

5.6, 0.49, 4.9, 6.6

8.2, 1.2, 6.3, 10

86, 7, 74, 99



AWAC

0.91, 0.14, 0.55, 1.1

5.6, 0.64, 4.1, 6.7

9.6, 0.81, 6.8, 11

145, 11, 130, 174

150, 9, 135, 175

Buoy

0.94, 0.31, 0.40, 1.3

4.8, 0.58, 3.3, 6.1

7.4, 1.3, 5.4, 10

128, 27, 75, 173



AWAC

0.77, 0.25, 0.34, 1.1

5.1, 0.68, 3.4, 6.4

7.7, 1.8, 4.4, 10

162, 11, 131, 199

161, 16, 130, 197

− −



Full period − −



Southerly −





Easterly − −



Bimodal

372

over, propagating easterly waves is more challenging because they experience

373

strong refraction before reaching Castelldefels due to the change in shoreline

374

orientation, whilst southerly waves only experience limited changes (see data

375

at AWAC in Figure 4b and Figure 5).

376

4.2. Results of large-scale hindcast models

377

Results of the SIMAR and GOW2 database during the field campaign

378

at the AWAC location are shown in Figure 6, in yellow and purple colors,

379

respectively. The modeled trends in Hm0 and Tm02 agree quite well with the

380

measurements. This is also clear from Table 4, which contains the statisti-

381

cal errors for the various wave parameters and the different wave climates.

382

On average, both models underpredict Tm02 but the general pattern in the

383

measured data is still captured. Regarding θm , both models clearly show

384

large deviations. During southerly waves, the errors in direction are still 21

Figure 5:

Time series of integrated wave parameters and 1D directional spectra during

the field campaign. The three top plots show, respectively, the spectral wave height Hm0 , mean zero-crossing period Tm02 and mean direction θm both for the Barcelona buoy and the AWAC. The last two plots shows the 1D directional spectrum E(θ) measured by the Barcelona buoy and the AWAC respectively. The background shading in the three tops plots indicates the different wave climates; white for southerly, light-gray for bimodal and dark-gray areas for easterly wave climates.

385

moderate (they can be as much as 40◦ ), but they increase significantly when

386

easterly waves are present (up to 80◦ or even more). Both models predict

22

387

waves at Castelldefels coming from the east, whilst in reality these waves

388

have refracted substantially and come more from the south-southeast.

Figure 6:

Time series of integrated wave parameters during the field campaign at the

AWAC location. From top to bottom, the spectral wave height Hm0 , mean zero-crossing period Tm02 and mean direction θm are shown for different data sources (AWAC measurements or one of the models). The background shading indicates the different wave climates; white for southerly, light-gray for bimodal and dark-gray areas for easterly wave climates.

389

4.3. Results of simple wave ray model

390

The results of the simple wave ray model are also shown in Figure 6 (in

391

green) and in Table 4. Please note again that the wave period remains un-

392

changed when using this model. The modeled Hm0 and Tm02 agree quite well

393

with the measurements, although errors in modeled Hm0 can be significant

394

during easterly wave conditions. Regarding Tp and θm , the model shows good 23

395

agreement for southerly waves. For easterly waves, θm improves compared

396

with those of the GOW2 and SIMAR databases, but errors can still be quite

397

high (up to 40◦ ). The performance of θm for the different wave climates

398

is shown in Figure 7a. The gaps in the time series of the simple wave ray

399

model during easterly wave conditions are because the model can only prop-

400

agate waves in Barcelona buoy that have a direction ±90◦ with respect to

401

the shore-normal at Castelldefels beach.

402

4.4. Results of SWAN model

403

4.4.1. SWAN default settings

404

The results of the default SWAN simulation forced with integrated wave

405

parameters are shown in Figure 6 and in Table 4. The modeled results of

406

Hm0 and Tm02 agree well with the measurements for all wave climates, but

407

Tp , θm and θp are only reproduced well for southerly waves. The modeled

408

θm shows an improved performance for easterly and bimodal wave climates

409

when compared to the results of the simple wave ray model, but the error in

410

θm is still substantial (Figure 7b). Moreover, although not shown in previous

411

comparisons, notice that the results of θp worsen compared to θm (particularly

412

the RMSE).

413

When forcing SWAN with 2D spectra, not only are Hm0 and Tm02 well

414

reproduced, but also Tp now shows much more similarity with the mea-

415

surements (Figure 6 and Table 4). Most importantly, θm now shows good

416

agreement with the measurements for all wave climates (Figure 7c). Finally,

417

the RMSE in θp becomes larger compared to the default SWAN simulation

418

forced with integrated wave parameters (although the RMSE was already

419

large), but the BIAS improves. 24

Table 4: Summary of the statistical errors for the different methods during the full period and for the three wave climates. Entries in italics indicate the cases for which NRMSE > 1. Wave

Method

climate

Hm0 [m]

Tm02 [s]

RMSE,

BIAS,

NRMSE

RMSE,

Tp [s] BIAS,

RMSE,

BIAS,

θm [deg]

θp [deg]

RMSE, BIAS,

RMSE, BIAS,

NRMSE

NRMSE

NRMSE

NRMSE

0.98

1 .0 , −0 .77 , 1 .2

1.7,

0.28,

0.94

44 , −11 , 2 .2







GOW2

0.26, −0.14,

SIMAR

0.24,

0.004, 0.92

0 .95 , −0 .32 , 1 .2

1.6,

0.64,

0.86

37 , −9 .7 , 1 .8







Wave ray model

0.14, −0.001, 0.53

0.42, −0.13, 0.51

1.4, −0.57,

0.74

18, −3.9, 0.87







SWAN parameters* 0.11, −0.036, 0.41

0.41,

0.11, 0.50

1.5, −0.82,

0.82

14, −7.3, 0.66

22, −6.6, 0.90

SWAN 2D spectra* 0.12, −0.07,

0.47

0.46,

0.08, 0.56

0.82,

0.006, 0.44

8.1,

0.94, 0.40

26 ,

0 .92 , 1 .1

1.0

0 .96 , −0 .74 , 1 .2

1 .7 ,

0 .41 , 1 .1

13 ,

6 .7 , 1 .2







1.0

12 ,

8 .5 , 1 .1







3.7, 0.74







Full period

GOW2

0.28, −0.18,

SIMAR

0.24, −0.041, 0.87

0 .88 , −0 .22 , 1 .1

1.6,

0.10,

0.43, −0.12, 0.51

1.0, −0.31,

0.67

8.3,

SWAN parameters* 0.12, −0.047, 0.44

0.43,

0.18, 0.52

1.1, −0.39,

0.69

7.5, −2.5, 0.67

17,

2.4, 0.83

SWAN 2D spectra* 0.12, −0.056, 0.44

0.43,

0.13, 0.52

0.69, −0.002, 0.44

7.2,

18,

8.2, 0.93

GOW2

0 .18 ,

0 .06 , 1 .3

0 .92 , −0 .67 , 1 .4

0 .9 , −0 .42 , 1 .1

72 , −70 , 6 .8







SIMAR

0 .31 ,

0 .28 , 2 .3

0 .68 ,

0 .22 , 1 .1

1 .4 ,

0 .59 , 1 .7

60 , −59 , 5 .7







0 .46 , −0 .14 , 3 .4

0.34,

0.089, 0.52

2 .5 , −0 .80 , 3 .0

38 , −13 , 3 .6







SWAN parameters* 0.06, −0.005, 0.44

0.47,

0.053, 0.73

2 .5 , −2 .3 ,

21 , −19 , 2 .0

31 , −29 , 3 .5

SWAN 2D spectra* 0.094, −0.076, 0.70

0.62, −0.18, 0.96

1 .0 , −0 .18 , 1 .3

10, −7.5, 0.95

43 , −40 , 4 .9

GOW2

0.21, −0.083, 0.85

1 .2 , −0 .94 , 1 .8

2 .1 ,

77 , −37 , 7 .1







SIMAR

0.20, −0.070, 0.81

1 .2 , −0 .92 , 1 .8

1.8,

0.97

65 , −44 , 5 .9







0.096,

0.040, 0.39

0.39, −0.27, 0.57

2 .0 , −1 .3 ,

1 .1

31 , −24 , 2 .8







SWAN parameters* 0.076, −0.015, 0.31

0.31, −0.069, 0.46

2 .0 , −1 .4 ,

1 .1

21 , −17 , 1 .9

29 , −24 , 1 .9

SWAN 2D spectra* 0.14, −0.11,

0.46,

1.0,

0.57

9.6,

32 , −0 .80 , 2 .1

Southerly Wave ray model

Easterly Wave ray model**

Bimodal Wave ray model

0.009, 0.38

0.57

0.047, 0.67

0.59,

3 .0

0 .22 , 1 .1 0.84,

0.13,

2.3, 0.65

0.95, 0.88

*Results are shown for default SWAN settings **Only 8 datapoints available due to most wave directions < 90 deg with respect to North

25

420

4.4.2. Sensitivity to changing SWAN settings

421

Several sensitivity tests have been conducted to find the default SWAN

422

settings (see Section 3.3) for both forcing types. These tests can be sepa-

423

rated into numerical tests (grid refinement and increasing frequency resolu-

424

tion), tests of physical processes (including quadruplets and whitecapping

425

with and without wind) and methodological tests (default integration range,

426

choice of SWAN input parameters, changing spectral shape and directional

427

spreading value). Refining the grid by a factor 3 or increasing the frequency

428

resolution by a factor 2 does not improve the results. This proves that the

429

chosen numerical resolution is sufficient. The results also remain the same

430

when including quadruplets and whitecapping as physical processes, although

431

Battjes (1994) indicates that these processes are important in coastal waters.

432

The probable reason is that the domain used in this study is fairly small (less

433

than 10 km cross-shore) and measured wave conditions are imposed at the

434

boundary instead of using wind data for wave generation. When wind is also

435

included in the computations (using measurements from Barcelona Airport),

436

the results for θm worsen when forcing with 2D spectra (RMSE increases

437

from 8 to 10◦ and BIAS from 1 to 3.5◦ ). On the contrary, the results for

438

θm improve slightly when forcing with integrated wave parameters (RMSE

439

decreases from 14 to 13◦ and BIAS improves from −7 to −5◦ ). The rest of

440

the parameters stay approximately the same. It is also possible to change

441

the frequency range that is used in SWAN to compute the integrated wave

442

parameters. When applying no cutoff frequency (as done in SWAN default

443

settings) instead of using the frequency range of the AWAC (Section 3.3.2),

444

the results for Tm02 slightly worsen (RMSE increases by at most 0.1 s whilst

26

445

the BIAS can worsen by 0.2–0.3 s). Again, the rest of the parameters do not

446

display any changes.

Figure 7: Scatterplots showing θm modeled using the simple wave ray model (a), SWAN forced with integrated wave parameters (b) and SWAN forced with 2D spectra (c) versus AWAC measurements. The colors denote the different wave climates.

447

A choice has to be made regarding the input wave period (Tm01 or Tp ) and

448

wave angle (θm or θp ) when forcing SWAN with integrated wave parameters.

449

As explained in Section 3.1, a synthetic peak period is used in this study

450

that is computed from the Tm02 measured by the buoy. When using Tm01

451

instead (computed from the buoy 1D frequency spectra), no changes are

452

observed in the results. When using θp instead of θm , the results for Hm0

453

and Tm02 are similar, but errors increase substantially for Tp , θm and θp . The

454

results remain the same when changing the spectral shape from JONSWAP

455

for fetch-limited seas (Hasselmann et al., 1973) to Pierson-Moskowitz for

456

fully developed seas (Pierson and Moskowitz, 1964). Finally, when forcing

457

with integrated wave parameters the directional spreading σ θ can be set to a

458

constant value instead of using the time-variable measured data. Tests have

459

been done for constant σ θ ranging from 10◦ to 60◦ with a step size of 10◦ .

460

The SWAN user manual advises a σ θ of 30◦ and the results indicate that this 27

461

value gives the best results. For smaller values of σ θ , the errors in θm and

462

θp increase substantially (RMSE increases from 14 to 18–21◦ and from 22 to

463

24–26◦ respectively), whilst the errors remain the same for higher values of

464

σ θ . Changing σ θ does not lead to changes in the rest of the parameters.

465

5. Discussion

466

5.1. Performance of wave propagation methods

467

In this work, the results of different wave modeling approaches with mea-

468

sured data are analyzed. Despite the short duration of the field campaign,

469

the different wave climates that occurred allow to distinguish some clear

470

characteristics of the different methods. The assessment is done based on

471

the statistical errors defined in Section 2.2 and the results are discussed for

472

the three different wave climates: southerly (∼5◦ from shore-normal at 21 m

473

depth), easterly (∼30◦ from shore-normal at 21 m depth) and bimodal wave

474

climates. An error is deemed acceptable when NRMSE ≤ 1, i.e., when the

475

RMSE < standard deviation. The cases when this does not occur are marked

476

in italics in Table 4. The confidence limit of θm is estimated by Kuik et al.

477

(1988) to be 5◦ –10◦ in terms of RMSE.

478

For southerly waves, the three propagation methods give good results for

479

all wave parameters (Table 4). The main reason for this is that propagating

480

southerly waves is straightforward, since they are nearly shore-normal. As

481

a result, the simplifications of the simple wave ray model (monochromatic

482

waves and parallel depth contours) do not affect the propagation of these

483

waves. When forcing SWAN with 2D spectra, the only clear improvement is

484

obtained for Tp . This is a result of differences in the 2D spectra between the 28

485

simulations. Figure 8 shows the measured 2D spectra in the buoy and in the

486

AWAC together with the modeled spectra for SWAN forced with a single set

487

of integrated wave parameters (used to build a single-component JONSWAP

488

spectrum) and SWAN forced with the measured 2D spectrum. Using 2D

489

spectra as forcing leads to modeled 2D spectra at the buoy and AWAC loca-

490

tions that are very similar to the measured 2D spectra. When forcing with

491

integrated wave parameters, the modeled 2D spectra are slightly wider in di-

492

rection and the frequency peak is smaller. However, the energy distribution

493

is generally correct in the latter case indicating that the single-component

494

JONSWAP spectrum generally works well in southerly wave climates.

495

For easterly waves, the simple wave ray model performs badly (N RM SE >

496

1 for all parameters except Tm02 , see Table 4), and in particular refraction

497

is strongly underestimated. Using SWAN forced with integrated wave pa-

498

rameters improves the results for Hm0 and θm , although the errors in Tp and

499

θm are large and refraction is still underestimated. Forcing SWAN with 2D

500

spectra leads to a big improvement in Tp and θm and most parameters show

501

a N RM SE < 1. In particular, refraction is well captured and the RM SE

502

of θm is only 10◦ . The reason is that forcing SWAN with 2D spectra leads

503

to modeled 2D spectra similar to the observed ones (Figure 9), also at the

504

AWAC. When forcing SWAN with integrated wave parameters, the modeled

505

spectrum at the Barcelona buoy is much wider in direction compared to the

506

observed spectrum and only displays one peak in frequency (in reality there

507

are several). At the AWAC, the energy in the modeled spectrum is much

508

more concentrated in direction (hence the higher energy values), whilst in

509

reality there is much more spread in direction. For these easterly waves,

29

Figure 8: Measured and modeled 2D frequency-direction spectra E(f, θ) for a southerly wave climate (15 March 2018 20:00 UTC). From left to right the results are shown for the measured data, SWAN forced with integrated wave parameters and SWAN forced with 2D frequency-direction spectra (data in both cases taken from the Barcelona buoy). The top row shows the results for the Barcelona buoy location and the bottom row the results for the AWAC location at Castelldefels. Wave conditions at the Barcelona buoy/AWAC: Hm0 = 1.3/1.3 m, Tm02 = 5.0/5.1 s, θm = 202/193 deg.

510

the single-component JONSWAP spectrum does not work well because it

511

cannot represent multiple frequency peaks and it is too wide in direction.

512

The performance of the wave ray model is worse than that of SWAN with

513

integrated wave parameters. This is a result of the crude simplifications, in

514

particular the assumption of an alongshore-uniform bathymetry. As a result,

515

the refraction of easterly waves over the alongshore-variable bathymetry is

516

not correctly reproduced. Furthermore, as mentioned before, the waves that

517

arrive at the Barcelona buoy with a direction < 90◦ with respect to North

30

Figure 9:

Identical to Figure 8, but now for a easterly wave climate (22 March 2018

03:00 UTC). Wave conditions at the Barcelona buoy/AWAC: Hm0 = 1.8/1.0 m, Tm02 = 5.6/6.7 s, θm = 80/136 deg.

518

cannot be considered with the simple wave ray model (hence the gaps in

519

Figure 6).

520

For bimodal wave climates, the only tested method to accurately prop-

521

agate waves is forcing SWAN with 2D spectra (N RM SE < 1 for all wave

522

parameters except θp ). SWAN forced with integrated wave parameters leads

523

to modeled spectra that differ greatly from the measurements (Figure 10).

524

The single-component JONSWAP spectrum is not valid for bimodal wave

525

climates because the directional distribution used only allows for one direc-

526

tional peak in the 2D spectrum and the distribution on both sides of the

527

directional peak is symmetrical. The result is that the peak is located in an

528

area where in reality no energy is present (the mean of the two wave fields).

529

Consequently, the resulting errors in Tp and θm are large, although Hm0 and 31

Figure 10: Identical to Figures 8 and 9, but now for a bimodal wave climate (20 March 2018 03:00 UTC). Wave conditions at the Barcelona buoy/AWAC: Hm0 = 1.3/0.9 m, Tm02 = 4.6/5.0 s, θm = 107/164 deg.

530

Tm02 are still relatively well reproduced. The simple wave ray model also

531

performs well for Hm0 and Tm02 but the errors in Tp and θm are large. The

532

causes for these errors are twofold. First, the simple wave ray model assumes

533

monochromatic waves, meaning that all wave energy is concentrated in a

534

single set of integrated wave parameters, which is not sufficient to accurately

535

describe bimodal wave climates. Second, the model assumption of along-

536

shore uniform bathymetry forbids to accurately reproduce wave refraction

537

(as explained before).

538

The above discussion highlights the importance of using high quality

539

boundary conditions when propagating waves over alongshore-variable bathyme-

540

tries. The simple wave ray model uses straightforward boundary conditions

541

(wave height, wave period and wave direction), that work well for shore32

542

normal waves but are not accurate enough for shore-oblique waves and bi-

543

modal wave climates. When applying a spectral wave model like SWAN, the

544

boundary conditions are more detailed because either integrated wave pa-

545

rameters (including directional spreading) are used to build the 2D spectra

546

or the measured 2D spectra are applied explicitly. However, a 2D spectrum

547

constructed out of a single set of integrated wave parameters can be signifi-

548

cantly different from the measured spectrum because a certain combination

549

of Hm0 , Tp∗ , θm and σ θ can fit to many different spectral shapes. As noted by

550

Portilla-Yand´ un et al. (2015) and Cavaleri et al. (2018), a lot of detailed infor-

551

mation that is available in the full 2D spectrum is blurred or lost when only

552

using the integrated wave parameters. The present study underlines that,

553

in the Catalan coast, this is critical for easterly and bimodal wave climates,

554

where a single set of integrated wave parameters is unable to accurately de-

555

scribe the complex wave spectrum. This mostly affects the results of Tp and

556

θm , whilst for Hm0 and Tm02 no changes are noticed. When using the full 2D

557

spectrum as boundary conditions, it is possible to obtain accurate results for

558

Tp and θm in all wave climates, which is in agreement with previous research

559

on the western American coast (Gorrell et al., 2011). Furthermore, notice

560

that for both forcing types the errors in θp are much larger compared to θm

561

(for the three wave climates). The results using integrated wave parameters

562

might improve in case the 2D spectrum could be reconstructed out of mul-

563

tiple sets of wave parameters (e.g. Portilla-Yand´ un et al., 2015) instead of

564

using a single set.

33

565

5.2. Performance of hindcast models

566

The two hindcast models (SIMAR and GOW2) correctly predict the

567

trends in wave height and wave period (Table 4) for all wave climates, whilst

568

the errors for θm are very large for shore-oblique waves and bimodal wave

569

climates. There are several reasons for these mismatches. Global hindcast

570

models typically have coarse spatial resolution (5 km for SIMAR and 0.25◦

571

for GOW2), which is not sufficient to take into account the necessary details

572

in changes in the orientation of the shoreline, bathymetry and orography

573

(Cavaleri et al., 2018). Apart from that, global hindcast models are often

574

used without shallow water physics and without incorporating the effects of

575

bottom friction. Furthermore, the output points of the two hindcast models

576

in front of the study site are located at a shallow depth of 21 m. Using

577

data from an output point at deeper water and propagating this data with

578

SWAN might yield better results. To test this, data from SIMAR and GOW2

579

output points located closest to the Barcelona buoy at deeper water (75 m

580

and 250 m respectively; Figure 1) have been compared to the measured data

581

from the Barcelona buoy (at 68 m depth). Again substantial differences are

582

seen between the modeled and measured wave data (Figure 2). The results

583

for Hm0 (RMSE of 0.2 m for both models), Tm02 (RMSE of 1.0 and 0.6 s

584

respectively) and Tp (RMSE of 1.5 and 1.4 s respectively) are good for both

585

models, but the errors in θm (RMSE of 37◦ for both models) remain large.

586

The match between the modeled and measured wave climates at deeper water

587

is not deemed sufficient (particularly for wave direction) to use deep water

588

hindcast data as input for the wave propagation models. Furthermore, prop-

589

agating this data with SWAN would lead to the same problems that occur

34

590

when forcing SWAN with integrated wave parameters from the buoy.

591

Another reason that hindcast models display large errors in wave direction

592

is that they are forced by wind fields from atmospheric models that can

593

contain important errors (Bola˜ nos-Sanchez et al., 2007). Unfortunately, it is

594

difficult to obtain reliable wind fields in coastal and semi-enclosed seas (like

595

the Mediterranean Sea), due to the strong spatial and temporal gradients in

596

wind speed and direction (Cavaleri et al., 2018). Various studies (e.g. Ardhuin

597

et al., 2007; Mentaschi et al., 2015) demonstrated that choosing a different

598

wind model or changing the resolution of the wind model can strongly affect

599

the results of wave models in the Western Mediterranean Sea. Specifically

600

for the Catalan coast, Bertotti et al. (2014) tested four different atmospheric

601

models as input for the same wave model. The results showed that during

602

non-extreme but complicated wave conditions (consisting of multiple wave

603

systems), none of the atmospheric models was able to correctly reproduce

604

all the observed wind patterns (each model missed at least one of the wind

605

systems), which in turn led to an incorrect representation of the wave field.

606

Other studies that used large-scale wave models forced by wind fields

607

and focused on the Catalan coast (e.g. Bola˜ nos-Sanchez et al., 2007; Alomar

608

et al., 2014; Pallares et al., 2014) also indicated that errors in the modeled

609

wave fields were mainly related to inaccuracies in the wind fields. Although

610

typically only wave height and wave period were validated, Bola˜ nos-Sanchez

611

et al. (2007) also compared measured and modeled 1D frequency spectra

612

in which they found large differences, particularly for cases with multiple

613

frequency peaks. Pallares et al. (2014) obtained good results for wave height

614

and wave period but large errors in mean direction (RMSE above 40◦ –60◦

35

615

depending on the study period). Amrutha et al. (2016), a similar study in the

616

Eastern Arabian Sea that also used a large-scale wave model forced by wind,

617

found good agreement for mean direction during monsoon periods (RMSE

618

of 13◦ ), but errors increased substantially outside this period because the

619

wind patterns were not correctly simulated. Finally, the study by Rogers

620

and Wang (2007) focused on modeling directional wave properties in Lake

621

Michigan using SWAN forced by wind measurements from two buoys. They

622

found better results for θm , with an RMSE of 17◦ .

623

5.3. Recommendations

624

Based on the results discussed above, the following recommendations

625

can be given to obtain directional wave conditions for coastal studies in

626

semi-enclosed and coastal seas that are surrounded by a relevant orogra-

627

phy. Coarse-resolution hindcast models (or fine-resolution models forced by

628

coarse atmospheric models) usually reproduce the trends in wave height and

629

mean period correctly, meaning that in most cases they can be safely used

630

after applying some simple calibration methods (e.g. bias correction). In

631

particular, both SIMAR and GOW2 results are nowadays used extensively

632

to evaluate global changes in wave energy (e.g. Rodriguez-Delgado et al.,

633

2018) and can be very useful for engineering applications such as predict-

634

ing beach inundation and harbor management or for ecological studies (e.g.

635

De la Hoz et al., 2018). However, the large errors in wave direction make

636

global hindcast models not suited for nearshore morphodynamic studies in

637

semi-enclosed and coastal seas.

638

In such environments, the alternative is to propagate measured offshore

639

wave conditions. In case the wave parameters of interest are wave height 36

640

and mean period (but not direction), any of the tested propagation methods

641

can be safely used. However, the propagation method must be chosen care-

642

fully if accurate results for wave direction are needed, especially when the

643

bathymetry is alongshore-variable. The most reliable way to propagate the

644

wave conditions is by forcing a spectral model (such as SWAN) with mea-

645

sured 2D spectra as boundary conditions. Although it can be complicated to

646

obtain and handle the 2D spectra, this is the only method providing errors

647

below 10◦ for all the wave climates. This accuracy in wave direction can

648

be of crucial importance to determine if a site is prone to suffer from high

649

angle wave instability and the formation of shoreline sand waves (Ashton

650

et al., 2001; Arriaga et al., 2018) or whether crescentic or transverse bars

651

will be formed or destroyed (Calvete et al., 2005; Price and Ruessink, 2011;

652

Ribas et al., 2012). The only parameter that is not well reproduced (by any

653

method) is the peak direction θp , so it is discouraged to use this parameter

654

in nearshore studies.

655

When 2D spectra are not available, the most ideal situation would be to

656

construct a 2D spectrum out of multiple sets of integrated wave parameters

657

(e.g. separate wind-sea and swell components). Unfortunately, this is often

658

not possible because integrated wave parameters are typically only provided

659

for the entire spectrum. The next option is to force a spectral wave model

660

with 2D spectra constructed out of a single set of integrated wave param-

661

eters or use the integrated wave parameters directly in a simple wave ray

662

model. Compared with forcing with the full 2D spectra, these methods yield

663

the same accuracy for wave height and mean period, but wave direction is

664

only well-reproduced for cases characterized by limited refraction and par-

37

665

allel depth contours. As soon as the wave climate is bimodal or the waves

666

refract strongly, the errors in θm increase substantially. Although these two

667

methods have the advantage to be much easier to use, the errors in wave

668

angle can be too large to correctly characterize the dominant processes. The

669

underestimation of wave refraction is stronger in the simple wave ray model,

670

which sometimes cannot even account for all waves (in case of changes in the

671

orientation of the shoreline). In general, it is highly recommended to validate

672

the propagation results for wave direction with measurements before using

673

such simpler methods. Nevertheless, it should be pointed out that for the

674

case studied here, the effect of incorporating physical processes (like white-

675

capping and quadruplets) in spectral models is negligible (see Section 4.4.2).

676

This indicates that conditions are favorable for applying the simple wave ray

677

model and its shortcomings compared to spectral models are expected to

678

become even more evident in more complex phenomenological frameworks.

679

Results for wave ray tracing could be improved by using more advanced wave

680

ray models that can be forced with multiple sets of integrated wave param-

681

eters, take into account alongshore-variable bathymetry and include some

682

representation of shallow water processes.

683

Finally, the location of wave buoys can also cause measurement problems.

684

Wave buoys are often deployed near harbor entrances, meaning that they are

685

often located in water depths of less than 30 m. As a result, the measurements

686

are affected by shallow water processes (shoaling, wave breaking and friction),

687

whilst also the close proximity of harbor constructions like breakwaters can

688

render the data useless for accurately describing the offshore wave climate.

689

Furthermore, wave buoys can be sheltered from certain wave directions due

38

690

to changes in the orientation of the shoreline. For example, the Barcelona

691

wave buoy used in this study is sheltered for the rare waves coming from the

692

west-southwest, whilst they can freely arrive at Castelldefels. In this sense,

693

having information from a second buoy located in the southern part of the

694

domain would be ideal.

695

6. Conclusions

696

The accuracy of different methodologies to obtain directional wave char-

697

acteristics for nearshore field studies has been tested for various wave climates

698

at a beach located on a limited-fetch, complex-geometry sea. Such verifica-

699

tion of wave propagation methods at the location of interest turns out to

700

be crucial regarding wave direction. Global hindcast models with spatial

701

resolutions of 10 km or more cannot be expected to represent the coastal

702

zone and this also shows up in this study, meaning that their results must be

703

interpreted with care. The trends in wave height and mean period are cor-

704

rectly predicted, but the errors in wave direction for shore-oblique waves are

705

large (RMSE above 60◦ ), so that hindcast models are not suited for studies

706

of nearshore processes that depend on wave direction.

707

Better accuracy can be obtained by propagating wave conditions mea-

708

sured at offshore buoys, although the propagation method must be chosen

709

carefully. A simple wave ray model based on linear wave theory that as-

710

sumes monochromatic waves as boundary conditions and alongshore-uniform

711

bathymetry provides good results regarding wave height and period. How-

712

ever, the crude model assumptions cause the model to underestimate refrac-

713

tion of oblique waves over an alongshore-variable bathymetry, which leads to 39

714

large errors in wave direction (RMSE above 30◦ ) for easterly and bimodal

715

wave climates.

716

The results for these wave climates can be improved by propagating waves

717

using a properly scaled, third-generation wave model like SWAN. As offshore

718

boundary condition, such models require a full 2D spectrum, and one option

719

is to reconstruct it out of a single set of integrated wave parameters. When

720

applying this method, the results for wave direction during shore-oblique

721

waves and bimodal wave climates are improved, although the RMSE are

722

still above 20◦ . The other option is to directly prescribe a measured 2D

723

spectrum, which gives the best results for wave direction and reduces the

724

RMSE to values below 10◦ for all wave climates. Such accuracy in wave

725

direction is essential in many nearshore studies, particularly when studying

726

the evolution of crescentic bars, transverse bars and shoreline sand waves.

727

During the short sampling period of this study, the SWAN results are

728

robust to changes in model settings. Using simple settings suffice and includ-

729

ing physical processes like wind, quadruplets or whitecapping do not improve

730

the results. This confirms that the dominant process modifying the offshore

731

waves over the alongshore-variable bathymetry to the nearshore study site

732

is wave refraction. Under such circumstances, the use of spectral boundary

733

conditions is highly important and observed offshore 2D wave spectra can be

734

extremely useful to obtain accurate results of the nearshore wave field using

735

wave propagation models.

40

736

Acknowledgments

737

The authors would like to thank Benjam´ın Casas of IMEDEA and the

738

technicians from SOCIB (Coastal Ocean Observing and Forecasting System

739

of the Balearic Islands) for their help and assistance during the field cam-

740

paign. Special thanks to Pilar Gil from Puertos del Estado for providing

741

the SIMAR and wave buoy data and IH Cantabria for providing the GOW2

742

data used in this study. The bathymetric data used in this study has been

743

obtained from the European Marine Observation and Data Network (EMOD-

744

net, http://www.emodnet-bathymetry.eu/) and the wind data of Barcelona

745

airport has been provided by the Spanish meteorological agency (Agencia

746

Estatal de Meteorolog´ıa), which is part of the Ministry for the Ecological

747

Transition (MITECO). This work has been funded by the Spanish govern-

748

ment through the research projects CTM2015-66225-C2-1-P and CTM2015-

749

66225-C2-2-P (MINECO/FEDER). Finally, the constructive comments of

750

two anonymous reviewers helped to improve the quality of this paper.

751

Declarations of interest

752

753

754

755

None. Appendix A. Measurement of directional wave parameters Directional wave parameters are defined using the 2D frequency-direction spectrum, E(f, θ), which is often written as

E(f, θ) = E(f )D(f, θ) ,

41

(A.1)

756

757

where D(f, θ) is called the directional distribution function that has units R 2π of 1/deg. It is defined in such a way that 0 D(f, θ)dθ = 1. A lot of

758

different methods have been developed to obtain D(f, θ) out of wave buoy

759

measurements. The most common method starts by decomposing D(f, θ)

760

conceptually into a Fourier series using (Longuet-Higgins et al., 1963)   ∞ 1 1 X D(f, θ) = + [an cos(nθ) + bn sin(nθ)] , π 2 n=1

(A.2)

761

where an (f ) and bn (f ) are the standard Fourier coefficient that are defined

762

as

Z



an (f ) =

D(f, θ) cos(nθ)dθ

and

D(f, θ) sin(nθ)dθ

.

Z 02π bn (f ) =

(A.3)

0 763

Only the first four Fourier coefficients (a1 , b1 , a2 , b2 ) of D(f, θ) can be ob-

764

tained from buoy measurements (Hoekstra et al., 1994). As a result, direc-

765

tional spreading is generally overestimated, whereas D(f, θ) is mostly too

766

broad and can even become negative (Young, 1994). To overcome this prob-

767

lem, parametric models like the cos2s method (Longuet-Higgins et al., 1963)

768

and data-adaptive methods like the MLM (Krogstad et al., 1988) and MEM

769

(Lygre and Krogstad, 1986) approximate the complete Fourier series to give

770

a full estimate of D(f, θ). However, the drawback of these models is that they

771

give details of D(f, θ) that are not determinable from buoy measurements

772

and sometimes even generate spurious data (Benoit et al., 1997; Rogers and

773

Wang, 2007). Taking these problems into account, Kuik et al. (1988) defined

774

expressions for mean wave direction, θm (f ), and directional spreading, σθ (f ), 42

775

per frequency, as a function of the first two determinable Fourier coefficients.

776

Their expression for θm (f ) reads " θm (f ) = tan−1

b1 (f ) a1 (f )

# .

(A.4)

777

However, the frequency range is always finite so the way to compute the

778

overall mean direction averaged over the flow -fhigh frequency band is " θm = tan−1

b1 a1

# ,

(A.5)

779

and the peak wave direction θp is computed by taking the mean direction

780

at the frequency peak (θp = θm (fp )). Furthermore, the directional spreading

781

averaged over the frequency range can be computed using p σ θ = 2[1 − r1 ] ,

782

q 2 where r1 = a21 + b1

,

(A.6)

in which a1 and b1 are the first 2 Fourier coefficients that are defined as R fhigh a1 =

a1 (f )E(f )df R fhigh E(f )df flow

flow

and

R fhigh b1 =

b1 (f )E(f )df flow R fhigh E(f )df flow

.

(A.7)

783

Wave buoys normally obtain the Fourier coefficients from measurements as

784

described by Hoekstra et al. (1994).

785

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786

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¯

France

Legend

! ( ! (

Spain

# * # * $ +

Portugal

" )

Barcelona wave buoy AWAC location GOW2/SIMAR model point SIMAR deep water GOW2 deep water Wind measurements Castelldefels beach

Bathymetry [m]

El Prat de Llobregat

High : 0 Low : -400

Castelldefels

0 1 2

4

6

Kilometers 8

Barcelona

Highlights • • • •

Five methods to obtain directional wave conditions at shallow waters are tested. Hindcast models provide proper wave height and period but unreliable wave angle. Propagating idealized buoy-derived spectra still leads to inaccurate direction. Only propagating buoy-measured directional spectra produces accurate wave direction.

Declaration of interests ☒ The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper. ☐The authors declare the following financial interests/personal relationships which may be considered as potential competing interests: