Orbital symmetry conservation and frontier orbital control in the reactions of organic radical cations

Orbital symmetry conservation and frontier orbital control in the reactions of organic radical cations

Tefra/w&wVol 41.No. I. pp. 145,o 161.19X5 Printedin GreatBntaln. Am FmmTIEP oD4o-l020;8553.00 + .oo c 1985Pergamon Press Ltd mBITAL mBITAL SRagi...

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Tefra/w&wVol 41.No. I. pp. 145,o 161.19X5 Printedin GreatBntaln.

Am

FmmTIEP

oD4o-l020;8553.00 + .oo c 1985Pergamon Press Ltd

mBITAL

mBITAL

SRagipY

axmoL

m m

ccels~vAIIm

-10ns

omnxc

OF

CATION

mumAt

Ian R. Dunkin*

of Pure and Applied

Department

295 Cathedral

Chemistry, University of Street, Glasgow GI 1XL

and Lester Department

of

Chemistry,

University

of

(Received

Andrew

Virginia,

in UK

Strathclyde

Charlottesville,

5 November

Virginia

22901

19R4)

Abstract: Electrocyclic ring-opcninga, cpcloreversions, cycloadditions, and sigmatropic rearrangements of organic radical cations are discussed in terms of a simple qualitative theory, based on orbital s-etry conservation or is placed on the photofrontier orbital interactions. Special emphasis numerous examples of which have chemical reactions of the radical cations, recently been discovered experimentally. The theoretical models are in good radical cation rearrgeneral accord with the apparent facility with which angements and fragmentations have been observed to take place, and provide swe detailed predictions, especially with respect to stereochemistry, for further experimental testing.

Organic methods a

radical

for

cations

generating

thorough

investigation

I-irradiation

of

vacuum-u.v.

irradiation

As

a result

variety that

of

of have

been

illustrate

of

familiar

the

resemblance

between

cations,

orbital

interactions

radical

cation

specific

class

recent

regard

to

to

the

control

paper,

we have

the

radical

play

a part

likely

area,

the

which

of

cation

hitherto

thin

type

it

reaction

processes (i)

of

and (iii) has

the type

to provide (ii)

been

ie

there

is

species

and those

orbital

sywoetry

largely

145

that

been During

sac

therefore,

is

province

1.

of

for

physical

the

theoretical with

extension

theoretical

organic

the

over

In writing

experiments

caongst

of

particularly

a simple

qualitative

the

discussed

more general

an elclentary

interest

doublet

deliberations

would be helpful,

further

of

or frontier

and stereochemistry

already

to

cation

a superficial

whether

have

a

such as are

leaat

in Table

to promote

spectroscopists.

at

exaplified

to encourage

intended

neutral

became apparent

What follows,

the proceesee

of radical

pathways

pathways

can undergo

Some of

examples

rearrangements.7,16-lg

unlikely

reactions,

theory,

allowed

in Ar matricea.4t5

cations

and cycloreversions,

Hence

include

eimultaneous

the selection

reveal

shifts,

the

however,

purpose:

pericyclic

will

several allowing

methods

ionization radical

1, where

or triplet

in detemining

These

thus

or Ar matricea,1*3

that

the question

transformations.

to cover

a threefold

of

sigmatropic

praxpta

radical

and

Table

molecules.

Considerationa

findings,

cation

this

singlet

of

resemblance

made.

and fragmentations.

shown in Table

at

uncharged

reactions

photochemical

predictions

promising

the

models

are

be Freon

apparent

rearrangerents

ring-openings, of

electrocpclic

the

becoming

A glance

reactions. of

orbital

of

typical.

of

but

been developed,

and two-photon

deposition,4 is

with mass-spectrwetry,

have alao to

X-irradiation

or postulated

and this

experimental as

it

matrices

photochemietry

photochemical

cheaietry

radical

guidance

studies,

electrocyclic

in

known in connection

their

and Ar-matrix

observed is

best

matrices,182

facile

what

analoguea

of

Freon

recent

very

are

them in low-temperature

of this

model

aimed at testing chemists

in this

chemists

and

146

I. R. DUNKIN and L. ANDREWS

TABLE 1.

Poatulated

and observed

photoprocessee

of radical

cationa.

(Ref.

2.

0 ’

l+-

=_

(Refa.

\

&+_ 6”_ 84”_ a+’

6)

cl+* -

7 and 8)

(Ref.

11)

(Ref.

12)

(Ref.

13)

(Ref.

9)

(Ref.

141

(Ref.

15)

Orbital symmetry conservation and frontier orbital control

147

GElmRAL coesIDxRATIons

Dercriptions frontier

orbital

currency

of

symbols

of

depicted phase

mechanistic these

have

a singly

parent

promotion

of

occupied unoccupied

the

the

to

that

the

two

within

of

aa (n,n),

of

the

of

their

and

elcctrocyclic special in

two

orbitals,

not

included

on ground

both

for

Cyclobutene 1” Figure to

is

for

the

the

orbital the

C-C

they by

point

symmetry

are

Table

that

cyclic

of

these

doubly

It

8o.e

of

lowest

excited

statea

classification

or (~,a*)

paper.

remove

polyenes

on the other,

will

the

be seen

later

restrictions

ring-openinge

were

23

Since

have been publirhed Fxcaples

of

first

proposed

then,

similar

by several

photochemical

1-3,

versions

5,

of

the excited

correlatione

(CS),

(r,n*), reactant

and

on

neutral

of

by Woodward and treatments,of

groups,7*l+lg

electrocyclic

and 7).

those

state

to

of

the

broken

Ihe

with

processes

rchemes we outline

previously

advanced,

and are

correlations.

(S:

are

for

the

included.

of

element the

that

into

openings

product

labels lower

are

while

these

orbital6 to

of

elaborated

orbitala during the

(i)

opening,

appropriate

part

The correlations

opening,

orbital.9

conrotatory

splmctry In the

the

orbitals,

relating

and (ii)

is maintained

disrotatory

the molecular

are

Each of

[cyclobutene]+‘.

transform

[cyelobutene]*’

the TT and n*

antisymmetrical)

Alternative

alno

they

(91 - 14). A:

of

and product,

reactant,

and also

and conrotatory

states will

reactant

symmetry is maintained,

is maintained.

symmetry that,

and d),

symmetrical;

the ring-opening

both

For

four n orbital6

disrotatory (u,w)

(a

for

for

reaction.

ti:d,b)

orbital8

indicate

the is

symmetry

both

depicts,

Es (mirror)

(&:g’,&“; for

respect

in

labels

axial)

that with

energy

in the SOnO to the

clcctrocyclic

1 (Reactions

orbital

the set

where

groups

correlations

prototype

cations

highest

by

REAcTxms

and to emphasize

bond

symmetry

correlations

ground

the

radical

one attained

exist.

from the simpler

involved

opening,

aseumption

These

the

Q2 (two-fold

two

in

to

derived neutral

orbital,

the simple

thin

they each is

[buta-1,3-diene]+’

directly

product,

or

region

the ground-state

and aa (n,+)

throughout

likely

correlations.

found

description

that

states:

from

h.

is

cation

occupied

adequate

Abrahamson.

The top section

with

disrotatory where

state

completeness

,--*

classified

the

and

1 shows the important

most

associated

of

radical

essentially

[buta-1,3-d&w]+‘.

orbital6

ia

are

differ

are

spanetry

to an unshaded

atate

excited

the electron

otherwise

and higher

in

singly

of

be adopted

Longuet-Higgins

cations

do

and

orbital8

their

cations

(RCHO) of a

on the one hand,

atate

treatments

processes

emphasis

radical

below

by

a shaded

configuration-intcraction,3b*7

which might

cyclohexa-1,3-diene,

cyclobutene, Aof fmann22

the general

molecular

a ground

electronic

by promotion

or (a,~)

these

symmetry

of

naenclature

to indicate

radical

orbital

possessing

a fully

and will

paths

of

exenple,

occupied

KLEccRocTcL1c

Orbital

now part

standard

instance,

fra

feature For

valence

considerable

(a,~),

reaction

special

low-lying

Although

validity,

existence

photochemical

solely

a change

are

the

atomic

the highest

relatively

(LUMO).

an approximate

adopted

orbital8

on symmetry conservation,19

-

for

(SOnO).

the SOHO, the other

inclusion

states

orbital

fra

an electron

orbital

requiree

the

MO theory,

a consequence

have

orbital

baaed

In the Figures,

now conventional,

molecular

Ar

of

-

continuity21

in the wave-function.

onc electron

generally

paths

phase

We have

treatments.

is

of

occupied

of

a8

phare

reaction

chemistry.

aa cabinations

context

molecule.

cations

ha8

of

the

of

or orbital

known

and,

a change

removal

control

organic

well

properties;

Within

of

the orbital

schematically

denotes

by

of

interactiona,

Figure

for

1,

each of

rely

which hare

to

on the the 8-e

the transformation. (n,rr*)

state

of

I. R. DUNKINand L. ANDREWS

148 FIGURE 1.

/

Orbital

correlations

for

the electrocyclic

opening

-1” \

of

[cyclobutene]+’

d+’

c

-

-c2

A(b)

I% LB3

A iaIr)

Sial

S iall

Albl

CS

- c2

A loll)

S(a)

S ial)

A(b)

A (all)

S la)

S loll

A Ibl

u’3

r2 !PI

-

rL,\_ (i)

sia’)

S(a)

Disrotatory

A---

TP

A-

-

opening

J4 Q*

ol,

C, (mirror)

1’.

A YL -4-s Y, X

H

s4

u

s+---

(ii)

---

---

+ +-+

-A

Y,

_X,

+s

Yq

+--+

+-

IH,H~

hn7

GS

symmetry maintained.

Conrotatory

opening -

1’.

-

GS

C2 (two-fold

-

axial)

X

(u,rd

-SC HE

symmetry maintained.

+I+*

)n( urn

A-

lv

s-

X

-s

v4

-A

b

+s?$ X Q s+ 4-A v,

7TA4

GS

Irr,rd

+-

X+

_X_

-

+ XXh,rf)

HE

-3t + b,rrl.

X

+ 4k GS

Orbital symmetry conservation and frontier orbltal control

149

1. R. DUNKIN and L. ANDREWS

150

[cyclobutene]+’

should

transform

(Q,w)

state

only

(u,w)

state

which correlates

both

modes

of

into

a highly

excited

associated

with

into

the ground state

(HE) state;

directly

ring-opening

particular

directly

excited

with

the product

are photochemically

state

involved.

a ground

while

state

of

[buta-1,3-diene]+.

the conrotatory

ground state.

allowed,

Moreover,

state-ground

for

In this

the preferred

neither

it

model,

is

the

therefore,

pathway depending

disrotatory

correlation,

and the

opening,

nor conrotatory

on the

opening

corresponding

to

a favourable

are displayed

more compactly

is

thermal

reaction. The

relationships

correlation

shown

diagrams

derived

directly

frw

but more realistic As

first

1,

can

thus

configuraton

aw2,

the

symmetrical

state

lowest

mainly

barrier

in a disrotatory

(rr,n*) The

energy

state

of

path

is

followed,

should although

be

by

in

the

the

state

The

thus

likely

to

be

the

unlikely

and

for

(n,n)

states,

state

should

an

open

with

the

(conrotation).

barrier

the conrotatory

in reality,

the

down to

pathway has

either

energy

of

in the

dropping

correlates

ring-closure

to occur

(w,n*)

correlation

in contrast,

a substantial lower

the same

which has

disrotatory state,

lower energy

reasoning,

and thus ground

the

state

[cyclobutene]+‘,

alternative

involve

of

of energy barriers

[cyclobutene]*’

or with

will

states

by conrotation,

The (VT,+) of

for

radicals,23

of

as state

show correlations,

configuration-interaction, rule

indication

(U,W)

process.

of

and ally1

a qualitative

By similar

the

Broken lines

to open predasinantly

is

unfavourable

2.

a non-crossing

surmounted.

barrier

from

Figure

in the absence

The ground state

favoured.

disrotation

of

observe

(disrotation)

this

energetically

proceed

likely

be

and (ii),

the cyclopropyl

give

the ground state

but

therefore

for

is

to

product

fras

lines)

be seen that

manner.

the

ring-opening

(i)

would obtain

basis

electronic

appreciable

that

explained

It

1,

portion

(solid

on this

pathways.

Figure

left-hand

Figure

constructed

various

in

the

correlations

bymmetry.23 diagrams

in

whichever

pathway,

vould

and by conrotation

which

,3-diene]+‘ ,

[buta-l

be expected frm

the

to

(n,w)

state. We should excited

not

states

vibrationally

excited

blurred

if

energy,

this

which

electronic the

happens

of

likely

to

with

the

energy be

ground

expected,

state

therefore,

Cyclohexa-1,3-diene

the

electrocyclic

the

reverse

tetraene]+* centre

,

diagrams,

states

labels

(rn)

lowest

three

the

(w,w*)

system.

the

the

(w,w*)

the

reverse

above,

for

ring-opening

will

highest

of

of

the

first

of

are

identified

the orbitals

These

lead

vhich

should

by their of

in order From the

electronic

are

states

undergo

This

applies

to

in these

in is

directly

state,

the

which is

radical

cations.

may be worked out

and

that,

for

is

and

[octa-1,3,5,7-

diagrrrms shown in Figure by Shida -* et

for

the

four

shown,

the

state,

and

five-electron

transformations seven-electron

and ring-closure. for

(n,w)

six-carbon

those

2 at

In these

conventional

cations

the

disrotatory

the eight-carbon

expected

al 7

making use of the

the ground state,

ring-opening

reactions

initial

manner.

polyene

given

predwinantly

while both

that

For each of

may be deduced

will

cyclic

configurations,

energy,

the

asslnning

(w,w*)

[cyclobutene]*-

correlation

w-systems.

increasing

of

of differences

and [cycloocta-1,3,5-triene]+‘,

be compared to

transformations,

stereospecificity

state

be

vibrational

[cyclobutene]*‘,

[hexa-1,3,5-triene]+’

diagrcrms it

and (w,w)

conrotatory

of

to the

conjugated of

for

[cyclohexa-1,3-diene]+’

ring-closures

excess

in a disrotatory

above

the

will

states

can correlate

is met by the

and higher

described

or to

High stereospecificity

the reactant

stereospecifically

to those

openings

hold.

condition

Upper

states

effect

paths.

of

similar

the

nround state

state

this

2,

reactions.

a consequence kinetic

cycloocta-1,3,5-triene]+‘,

reactions,

state.

as

subsequent reaction

excited

these excited

the considerable

states

the

lower

amongst the various

In the ring-opening

to undergo

states,

excited

available

lowest

the product.

respectively.

and right,

to

Distinctions

reduce

on the the

in all

decay

Additionally,

the

in Figure

‘*,

for

in will

correctly

correlations

for

present

where

of

stereosoecificity

extent.

a cation,

barriers

found

ordered

Orbital

be of

high

non-radiative

ground state.

to a large

may well

heights

are

expect undergo

electronic

excitation

most

states

necessarily

may readily

and

system,

As suggested

processes

uhere

the

Orbital symmetry conservation and frontier orbital control

lowest

excited

condition

rtate

obtains

1,3-diene]+’

and

(~2y:r,rf)

of

,

its

the and

Generalized cations

the reactant

the

reverse

we have

presented

the

in Table

2.

Electrons

4n+3 (n-1,2,3...)

t

Ring-opening

reverse

the product

(w,w)

stereochemistry

ground

(u2vl?z)

ring-opening

for

be

state

state. of

of

This

[cyclohexa-

the (n,w)

state

reaction.

elaborated

[cyclobutene]*‘,

readily

of

the

[cyclohexa-1,3-

extended

to

electrocpclic

higher

systems.

reactions

of

radical

2.

Pavoured

electrocyclic

modes for

radical

cations.

Excited

Ground State

(n:1,2,3...)

the

conrotatory

may

1 ;;;::::::;;I

4n+l

with

of

the

[cycloocta-1,3,5-triene]+.

TABLE

No.of

and and its

which

for

directly

ring-opening

reaction,

treatment

predictions

are

correlates

disrotatory

[cycloocta-1,3,5-triene]+-

Obviously diene]+’

of

in

151

1

State

(a,lr)

I

h,n)

I

conrotatory?

1

conrotatory!

1

h,n*) disrotatory

diarotatory

disrotatory

conrotatory

conrotatory

conrotatory

disrotatory

II Ring-closure

only.

only

CICLORgVBRSIOHS AND CYCUIADDITIONS

Symmetry enunciated

rules

by

cation

reactions

radical

cations

are

that

The [2+2]+’

the

;

Subscripts denotes

labels

c and

diagram,

transformation, occupied

found,

orbital

as

reversion ground favoured

shown of

or

to

is

to

denote

occupied

orbital

of

With

part

of

should The

reverse

ethylene

of

with

were

first

radical

cycloreversions

for

of

no corresponding

amongst the orbital6

more

reaction,

and the h,fl)

The

state

readily the state

the

from

of

(I_T,@)

cycloaddition,

[ethylene]+‘.

thus nc state in the a doubly

has only

correlations

suggest state

the

with

cation etate

or

plane.

involved

correlate

radical set

the

mirror

to construct

correlations

[2+2]*’ of

this

directly

must

a unique

symmetry with

respectively;

In order

because

and

which are broken

to

molecule,

of

[ethylene]*’

of mirror

refer

[cyclobutane]*’

3.

cycloreversion of

retention

ethylene.

constraint,

Figure

the

to the two wbonds

neutral

molecule, this

occur

of

we know of

cycloaddition

place

and

that,

ethylene

Rround state

take

to note

neutral

states.

Examples but

correlations

and parallel

cation

orbitals.

molecules

to the analogous

+ ethylene.

[2+2]*’

neceseary

lower



their

and vr,, that

the

the

neutral rules

and A (antisymmetrical)

or nc* in

sections.

cis-cis

assumed

these

established.

and

to the ring

of

of

8 and 9),

[ethylene

MO’s

[ethylene]+’

[cyclobutane]*’

(a,a)

for

used

of it

of

f

corresponding are

a doubly

in the n,

well

S (symmetrical)

n are

following

1 (Reactions

reasonably

perpendicular

cycloreversions

Adaptations

the

Table

relevant

the

the w orbital

correlation

electron

the

processes

to a plane

and

[cyclobutane]+’

, and Both

ethylene.

in

in

have been

3 shows

[cyclobutane]+’

formed

found

reaction:

Figure

cycloadditions and Woodward.

presented

are

cycloadditions

respect

for

Hoffmann

that

one is

cyclo-

than from the is

especially

I. R. DUNKINand L. ANDREWS

152 FIGURE 3.

Orbital

and atate

[ethylene]*’

correlations

and ethylene,

for and for

the ~:pclorevereion the csrresponding

of [cpclobutane]+ [2+2]+’

+* W

e

l-l’

CH,=CH-j+’

Orbital

H

+

correlations

S-

State

correlations

=A

v

into

cycloaddition.

CH,=CH,

Orbital symmetry conservation

The

sclme conclusion

consideration

of has

[ethylene]+’ shows

how

state

neutral

its

frontier

faoour

a cis-trana

the

(a,~)

of

course,

state formidable

JWXJRF, 4.

regard

orbital

the

favour

It

between

cycloaddition

should

-

n-orbital

sis-tie

the

at

(n,n*)

between the

energy

state

of

ground

state

reached that

more

the

than

orbital

ethylene

the

of

and the interactions

such

frontier and the

orbital ground

for

(n,n*)

interactions state

of

the

are,

state

of

(GSI

Favourable (u,w)

state

frontier of

orbital

[ethylene]*’

interactions and the

ground

cis - trans

for

the

state

ground of

also state

ethylene.

state

ethylene.

or

4

ground

ground

cis - cis

FIGURE 5.

of

a reaction

5).

Favourable

by

state

SOnO. Figure

and either

requirements

quickly

(n,+)

[ethylene]*’

Frontier

geometric

153

may be be noted

lower

cycloaddition.

although

[ethylene]+‘, (Figure

cpcloaddition

[2*2]+’

vacant

the

[ethylene]+’

CH,=CH,

the

interactions.

interactions

[2+2]+’ of

to

orbital

LUHO -

molecule

or

with

frontier

and frontier orbital control

1. R. DUNKINand L. ANDREWS

154

FIGtIlE 6.

Orbital

correlations

corresponding

[2+4]+’

for

the

cycloreoereion

n

c’d

bs

0

A-

S-

\\\

/ / J/

of [cyclohcrene]*’

end the

cpcloadditioos.

+

CH2=CHJ+’

Orbital symmetry conservation and frontier orbital control

r24+1+*cvcloreoersions Analysis

of

considerably orbital8

shows

but

orbital

possibility

Broken

of

denote

Fran the orbital

shown

in

Figure butadiene

ethylene

(ce).

The

immediately electron

spectra

orbital

of

clear

is

than 1.5

the

for

difference

left-hand

of

(S) state

and

of

the

the

[butadiene]*’ [ethylene]+’

of of

(w,W)A

state and

is

11.5

the

species,

adopted

it

should

These

this

on this

since

side

the

of

be noted

that

probably

lie

of

Figure

the

states

two (U,n) close

7 is

of

may not be

fra

the photo-

10.5 eV for

are

It

a lower

of butadiene

suggest,

states

the

therefore,

the most likely.

[cyclohexene]” are

in energy,

is

energy

is

possible:

with

On more

symmetric

the antisymnetric

the two. the of

state

especially

correlation

and

diagram should

[cyclohexene]+’

ethylene,

State

the w

butadiene.

that

the

cis-cis Other

favourable.

as discussed

readily

undergo

leads

cycloaddition

[2+4]*’ processes

above

all

to the conclusion

cycloreversion

have higher

to ground of

butadiene

energy

barriers

overcome.

FIGUE?, 7.

used to

1.5 eV cclmpares with

These data

of

are

and cationic

potential

of

shown as correlation

the diagrm

are

6

the orbitals,

(ne),

derived

ionization

side

very

retained

ethylene

difference

and ~1 of butadiene.

ordering

of

and

symmetry is

subscripts

respectively,

first

[ethylene]+’

the state

values

and neutral

this

nlus

Figure

ethylene

potentials

more

pathways.

forms of

diagram,

is

there

to the correlations

neutral

and yl,

the right-hand

the

Figure,

that

~2

by the

The relevant

Moreover,

for

of (cb),

[butadiene]*’

butadiene,

mirror

rise

are

direction.

or into

we can construct

states

~2

either

reaction

which

ionization

eV for

ethylene.

(A).

lower

of

on vertical

eV between

the

except

Interpretation that

2.5

antisymmetric

being

of

states

side

straightforward,

state

that

of

the ordering

and

and neutral

than

aide

butadiene

in

suggested

6,

and buta-1,3-diene.25

and 9.0

the ground

lower

baeed

are

Figure

right-hand

cationic

in

cpcloadditions

Not only

and ethylene

symmetry give

of

ordering

ia

ethylene

[ethylene]+’

eV

larger that

of

ethylene,

that,

pair

but

that

place

plausible

reaction,

the sac

On the

reactions.

[butadiene]*’

the number of

cis-cis

with

and the corresponding

[2+2]” may take

correlations

(nb),

relative

obvious,

into

correlations

7.

neutral

the

reactions

the

orbital6

identify

of

increases for

lines

crossings

lines.

diagram

that

distinct

correlations

avoided

solid

two

or [cyclohexene]*.

than

may deccrmpose either

and this

throughout. but

cycloreoersion

complicated

involved,

[cyclohexene]+. butadiene;

and cvcloadditions.

the

more

15s

correlations

corresponding

[2+4]

for ‘*

the cycloreversion

of

[cyclohexene]+’

and the

cycloadditions.

(Gs),b h, fl&, hrrl,,

hf.rr’ll,,

+

l

(GSI,,

+ ES),,,

(GZ&, + (GSb

@s&b+ (GS),

state and to

I. R. DUNKIN and L. ANDREWS

156

Similar

state

correlations

of

frontier

orbital

predictions detail

in

is

interactions

for

example

of are

interactions,

included

preferred

set

3.

additions

is

ground

reactione

for

state-ground butadiene

TABLE

3.

No.of Electrons = m+n-1

Cycloreversion

cycloadditions the consideration

the 8me is

stereochemical

that

some of

the ground state

reaction

Predictions

and ethylene. baaed

on

the of

for

frontier

the

orbital

with

of

of

-

these

is

likely

It likely

a distinct

There

except is

correlate

is most

there

for to

interactions,

cia-trans

favourable.

cations.

cations,

and this

orbital

or

unfavourable,

states

be especially

reactions,

the

-

are geometrically

and radical

7),

routea

excited

and the corresponding

or frontier

stereoapecificity

these

for

cycloadditions

preferred

lowest

will of

[m+n]+*

are,

of course.

directly is

amongst this

similarity however,

to reduced

Sme

in a tie-ciq

to be found.

latter

Finally,

between

no direct

charge-transfer

lead

are

trane-trane

the

ground

pairs

such as

etereoapecificity

species.

Orbitally preferred stereochemistry of [m+n]” cycloadditions and the corresponding cycloreversions. The cycloadditions are between two ground rtate reactants or between one excited state and one ground state. Ground State

cis-cis or trans-trans

(n=1,2..)

-

(Figure

reactions

5

4n*5

betveen

symmetry nodele

rings

molecules

correlations

cis-tranr

(n=1,2..)

yields

simplification

and cycloreversiona,

where the

degree

that,

neutral

3

4n+3

the

[butadiene]*’

orbitally

products

[ethylene]*’ state

for

difference

outcomes

in small

.!I high

out

state and

in the ground

t

that

both

however,

3.

the

hand -

state

worth pointing

predictions

of

by orbital

Some of

on the other

vith

group of it

Table

predicted

or cycloreversions

processes, manner

in Table

stereochemical

as

in

and that

and tram-tram

and cycloadditions.

cyc loreversions, out

intereating

cis-tram

cycloeddition, cycloadditions

[24]+’

The penalty

cycloadditions

[2+4]*’

cycloreversions

The

the

for

the [z+z]+’

manner.

and butadiene

stereochemistry

for

in the

a much simpler

lost,

[ethylene]+’

General

may be constructed

As shown above

and cycloreversions.

Excited

cir-trane

(a,.+)

1

(u,u)

t

1

cis-cis t or trane-trans

4-I

State

(o,n)

cis-trans

1

cis-cist Or

tram-tram

1

hf,R)

i

-

1

I cis-cis or tram-tram8

I

tie-trans

cis-trans

tie-cis or trana-tranb

only.

-

II Cycloaddition

only.

1- I

cis-cis Or

trams-trams

1

(lr,le) cis-cis I or trans-trans

c cis-trans

cis-cis or trans-trann

tie-trans

Orbital symmetry

PIcuuE

Favourahle

8.

A-shifts

conservation

frontier of

orbital

order

[1,3]

and frontier orbital control

interactions

and

for

157

radical

cation

sigmatropic

[1,5].

Il. 31

r.

iG.9

SOMO

h-r,’

HOMO

-.

>

Ground

and

Cw,n*)

(u,w)

states

atate

-

-

antarafacial

euprafacial

- +* 3 1

r

Il.51

CH3

CH3

IGSI

SOMO

hrl

HOMO

$$

/

LUMO $$

LUMO Ground

and

HOMO (w,n)

states

LUMO $$

-

suprafacial

SOMO -#$j

HOMO (w,n*)

LUMO state

-

antarafacial

I. R. DUNKIN and L. ANDREWS

158

SIGMATROPIC SEIFTS

The

orbital

Woodward

and

correlations

control

based

straightforward indicate

cat ions,

cations

are

Radical

cation

the

found

stages

respectively.

early

C-H

of

(n,n*)

for

oethylene

it

8,

are

with

for

shifts. phase

of

first

The most

continuity

sigmatropic

sipatropic

by

and state

shifts

ehifts

to in

in radical

1,5

may be considered rr-system,

states

lie

below

of

that

pathway

for

the

of

the

and

are

(n,rrl

orbital6

and

to be in

the radical model of

of

(a,~)

H-shift

is

are, the

states,

mutatis

the

the w-system

than where overlap

the [1,3]

reversed,

states,

of

orbital

pathvay

ground

tvo

is

hydrogen-shifts

states

frontier

for

which

[penta-1,3-diene]+‘,

the (w,n*)

preferences in

and [1,5] and

energy

between

the u-bond

the appropriate

preferences

ground

[1,3]

In the

a lover

orbital

These

state.

for

features

between of

as a” interaction

and (ii)

[prope”e]*’

the SOnO’s.

overlap

beginning

antarafacial

is

Orbitally of order

capable

respect

example,

included

to

inversion,

and

mutandis,

and anatarafacial

the for

for

reaction

is as

pathways

is is

able

to

possible

are doubled

migrate with

the

in

an

methyl

or

in number and become

4.

preferred [i, j] .

stereochemirtry

of radical

I

sigmatropic

supra-supra or antara-antara

supra-eupra or antara-antara .

shifts

(w,n*)

supra-antara

I

supra-antara

cation

Bxcited State (vr,lrl

(a,lr)

supra-aupra or antara-antara

(n=1,2..)

if

&.

own configuration,

the poesible

in Table

supra-antara

4

(n=1,2..)

of its

Ground State

i+j

4”+4

Excnnples of

and

shift

clear

the (n,+)

group

manner

TABLE 4.

4”+2

is

or orbital

treatment

with

orbital

* migrating

groups,

which

r1,3

the original

positive the

was dealt

systems,

to sigmatropic

interactions

following

the most striking

suprafacial

H-shift.

the

inapplicable

approach.

excited

which

indicates

Figure

route

antarafacial

those

above,

state. If

the

molecules

4-7).

order

(i)

two

LllMO’s,

unfavourable

suprafacial

of

lowest

the reaction,

From

[1,5]

and

o-bond

geometrically

former

neutral

in the reacting

orbital

In

a sigmatropic

As noted

negative.

the

shifts

are

frontier

1 (Reactions

of

low energy

stages the

syetry

the

in

rymetry

8 shows H0!40- or SOHO-LIMO interactions

states

are

low

pathways.

in the molecule.

Figure

cations

and

in Table

shifts

of of

adopted

sigmatropic

early

ground

energy

we have

moieties

broken.

on conservation

lowest

radical

The

sigmatropic Because

models make use of

the

separate

of

Hof fmann .26

I

eupra-antara

I

supra-antara

supra-supra or antara-antara

Orbital symmetry

Radical

cation

The an

ally1

sinmatropic

prototype radical

depicted

in

ahifts

radical

an ally1

9.

The

suprafacial-suprafacial the

(n,n*)

IO the

The

latter

general

state,

radical

Extension given

in

pathways

should

Table are

significant

4.

the

i,j

with

fra

FIGURR 9.

SOMO-LIJMOinteractions

the

molecule

is

4 other

Pwourable

is

Pore

likely

lowest

two

orbital of

to

drop

systems

down

leads eo1e

to

be

excited

thia

to

the

to of

the the

(n,n)

I

shift

is

for

the

radical

always

cation

-3

1

+*

\

I

I

Cation LUMO Ground

and

(n,r)

etatea

Radical LUMO

Cation HOMO -

auprafacial-ruprafacial

Radical SOMO

\ I

I

I I Cation LUMO

(rr,d)

atate

while

state.

generalized orbitally

Radical LUMO ,

the

manner.

Perhaps

followed.

0

Radical ,

are in

manner,

[3,3].

0

I

between syota

rearrange

states.

interactions

order

1

SOMO HOMO

higher

unlikely

\ +c-

IGSI (ml

in should

a ruprafacial-suprafacial

the

shift

interaction

suprafacial-antarafacial

cycloreversions,

and

frontier

rigmatropic

the

antarafacial-antarafacial) farourable

and

that

of

as

[hexa-l,%diene]+‘

less

to

cycloadditione

or

treated

shift.

discussion

Table

one

of

unlikely in

unfaoourable

of

HO?40- and states

sigmatropic

preceding

As

may be

The (w,rr)

only

the

159

rearrangement

gewetrically

therefore,

geometrically feature

photochemically,

the

rearrange

cation

of

and

and frontier orbital control

f3.3‘1.

Cope

cation.

ground

(or

state

order

cation

and

Figure

of

conservation

-

suprafacial-antarafacial

rules favoured the

most

possible

1. R. DUNKIN and L. ANDREWS

160

concLus1oIIs

In the cation The

foregoing

sections,

electrocyclic theory

is

based

models,

which

radical

cations

are

electron

from

(SOMO).

As

relatively from

a

the

result

highest of

the

of

ground

state

are

and

are

them.

in

energy very

a recurring not

fra and facile

the

the

qualitative loosely

and

extensive

consistent pathways

reactions

are

meantime,

there

patterns can

occur

concerted is

every

or sign

of for

that

the

the

are

together neutral

lowest

of

the

that

fact

can excited to

photochemistry

be of

etates,

organic

and

the

be

favoured

product

ground

electron, There

cations

are

higher

rationalization can

of

undergo.

reactions, indeed,

whether whether

cations

is

the In

experimentally.

radical

of

reactions

unpaired

these and,

neutral

molecules.

cations

demonstrated

to

generally

will

radical

in

and

states

a general

found

The

leads

cycloreversion

of

radical

be

excited

neutral

form

that

LOHO.

stereochemistry

state

because

parents,

two

remain

excited

reactions with

the

pathways and

two

an electron

states

cations

an

orbital

possess of

excited

on the

different

of

occupied

SOHO to

radical

two

Organic

removal

cations

the

lowest

possible

rearrangements

all

the

for

reactant

stereospecificity

stepwise

from

interaction

by

prmotion

low-lying

and

state

their

by

cycloaddition,

correlations

photochemical

or

the

properties,

theory,

radical

attained

radical

molecules.

a singly

few restrictions

are

between

than

leaving the

since

excited

bound

MO theory,

SORO,

electrocyclic,

Such

neutral

relatively

cations,

symetry the

analogous

more

different

a rich

the

field

investigation.

This University these

in

there

orbital

in

thus

organic

rearrangements.

frontier

of

may be

the

two

of

sigmatropic

derived,

predictions

that

correlations

feature.

found

Whether

for

radical

or

direct

cations,

indications

the

of

in

Moreover,

to and

theoretical is

orbital-phase

of

orbital

these

or

configuration, which

theory

and

reactions are

molecule,

states,

state

the

reactions

different

radical

in mongst

which

electronic

occupied

qualitative

conservation

analogous

neutral

excited

doublet

photochemical

of

this

the

atater

parent

doubly

differences

each

the

a simple cycloreoersions,

symmetry

for

ground

doublet

Foremost

for

established doublet

HOHO of

significant

have

on orbital

well

molecules. the

throughout

low-lying

existence

presented

cycloadditions,

have the

we have

reactions,

paper of

institutions

was

written

Strathclyde, are

while as

thanked

one

Visiting for

of

the

Scholar their

authors in

assistance.

(I.R.D.)

Chemistry

at

was the

on

leave

University

of

absence

of Virginia.

from

the Both

Orbital symmetry

1. 2. 3. 4.

5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19.

20.

21. 22. 23. 24. 25. 26.

conservation

and frontier orbital control

T. Shida, E. Haselbaeh, And T. Belly, Acc.Chti.Re~., l7, 180 (1984). C. Sandorfy, Can.J.SpectroAc., l0, 85 (1965). (a) U. Klemm, Dissertation, University of BAAAl (1981). (b) T. Bully, S. Nitsche, K. Roth, And E. Raselbach, to be published. L. Andrewa, Annu.Rev.PhyA.Chem., 30, 79 (1979); and in “HoleculAr Ions : Spectroscopy, Structure and Chemistry,” cd. T. A. Miller And V. F.. Bondybey, Amsterdam North-Holland, (1983) p.91. B. J. KelA~ll and L. Andrews, J.Chem.PhyA., 76, 5005 (1982). E. HAAelbAch, T. Bally, R. Grchwind, U. Klcma, And 2. Lanyiova, Chiaia 33, 405 (1979). -I T. Shida, T. Kate, And Y. NoAAka, J.Phy~.Chm., 81, 1095 (1977). B. J. KelAAll and L. Andrevs, J.PhyA.Cbem., g, 2723 (1984). I. R. Dunkin, L. Andrews, J. T. Lurito, And B. J. Kelsall, to be published. T. Shida, personal collmunication. T. Shida, Y. Egawa, H. Kubodera, And T. Kate, J.Ch~.PhpA., 73, 5963 (1980). 8. J. Kelsall and L. Andrews, J.Am.Cher.Soc., 105, 1413 (198fl. B. J. KelAAll And L. Andrevs, unpublished work. L. AndrewA, I. R. Dunkin, B. J. Kelsall, and J. T. Lurito, to be published. T. Shida, T. UoPoAe, and N. One, J.PhyA.Chem., in preae. J. H. Kim And E. R. Thornton, J.Am.Chem.Soc., 97, 1865 (1975). N. L. Bauld And J. CeAAAc, J.Aa.Chu.Soc., 99, 23 (1977). E. Raselbach, T. Bally, and 7.. LAnyiovA, Aelv.Chim.ActA, 62, 57 (1979). (A) R. Aoffmann and R. B. Woodward, Acc.Chea.ReA., 1, 17 (1968). (b) R. B. Woodvard and R. Hoffmann, “The ConAervAti& of Orbital SFetry,” Verlag ChemieAcademic Press, New York (1970). (a) K. Fukui and M. Pujimoto, in “MechAnismA of MOleCular Migrations,” ed. B.S.ThyAgArajan, Interscience, New York, ~01.2, p.113 (1968). (b) K. Fukui, “Theory of Orientation and Stereoselection”, Springer, Berlin (1975). W. A. Goddard III, J.Am.Chem.Soc., 94, 793 (1972). R. B. Woodward and R. Hoffmann, J.Am.Chem.Soc., 87, 395 (1965). H. C. Longuet-Higgins And E. W. Abrahmron, J.Am.Chem.Soc., 87, 2045 (1965). R. HOffmAnn And R. B. Woodward, J.Am.Chem.Soe., 87, 2046 (1965). R. H. White, T. A. Carlson, And D. P. Spears, J.ElecCron., 2, 59 (1974). R. B. Wocdward and R. Hoffmann, J.Am.Chem.Soc., 87, 2511 (1965).

161