Participation experiences Commentary on the UNESCO prize 1984
Enrique Ortecho, S. Sabagh de Pipa and Maria Cristina Bosio de Ortecho
This article describes the experiences of a participation project for cheap housing in Argentina. The methods used to stimulate participation, the role of the architect in this process, and the results of the Assessment Area of the Experimental Centre for Cheap Housing (AVE) project are outlined. AVE staff acted as the teaching team of the group of students of architecture that won the UNESCO prize 1984. Keywords: Urban planning; participation; Argentina
Community
Other AVE teachers were Silvia Grifone de Martinez, Marta Mendiz&bal de Berretta and Anibal Uboldi. The authors may be contacted at Asociacion de Wvienda Economica, lgualdad 3585 Villa Siburu, Estafeta 14, 5000 Cordoba, Argentina.
is not an end in itself but a means for the exercising of rights and duties; for claiming them if they are not yet won; for beginning to exercise them if they have already been obtained; or for strengthening and developing them if they are already a part of LIS. From II political viewpoint. participating is contributing to and drawing from a permanent exchange with the other ingredients of a whole that belongs to us and transcends us. When participation is transferred to the subject of dwellings. it must respond essentially to these principles. This is even more the case when dealing with disadvantaged social sectors whose deficiencies and needs are the result of particular political and economic systems. With this approach we soon come to an apparent dead-end with regard to the subject of housing. How is it possible to develop participatory attitudes from marginal groups in a society in which housing is probably the firmest consumer and individual status symbol? Our work is an attempt to reach a majority sector of Latin America the rural settlers who are either still in the country or already in the city. These huge destitute masses claim their rights to dwell in the city: their aim is to remain there and with that sole fact - that of remaining. of being present - they arc a part of the whole. Participating
Role of the architect Planners and arhitects have the difficult task of accepting that they are faced with :I user suffering from ;I cultural shock, resulting from the collision between his vital rural experience and his anxiety to become an urban dweller. What is more, as his economic circumstances are precarious, when he attempts to solve his housing problem he comes up against the rigidity of the formal financial system which. on the one hand. prevents him from incorporating unconventional resources and. on the other, does not legalize the dwelling he builds himself because it does not comply with legal requircmcnts.
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Q-)1984 Butterworth
& Co (Publishers)
Ltd
Purticipation experiences:
The UNESCO prize 1984
But what is hardest to accept is that there also exist sectors of extreme poverty, in which lodgings are reduced to denaturalized and inhuman levels, because in the framework of survival there are other priorities work, health, education etc. In these cases it is just not enough to make production systems or sets of requirements more flexible; instead, it is necessary to implement integral rehabilitation operations. Within this context, it is essential to dismiss professional academic patterns of analysis, to surpass the strictly technical questions and to place the resources needed for solving the problem -which at present is more serious than the decision makers can cope with - at the disposal of not only the users but also all those levels involved in the problem, from politicians through to public officials and technicians. Solely because professionals have not borne sufficiently in mind the fact that popular housing is embedded in a social class whose prior needs and way of life are far removed from the social sector that defines, implements and gives material shape to levels of consumption, serious mistakes have been made leading to the waste of scarce public funds, and in some cases private ones (foundations, charity institutions, etc). Thus those design and construction solutions which have been attempted are not only far from satisfying real needs, but have also caused unsuspected disturbances in individuals and communities. Participating, as noted above, is not only about taking part in an event, but also the give and take of the user should allow him to both generate an autonomous process towards improved standards of living that satisfy basic needs and to interpret his own sets of values. In order to obtain this, we ought to demystify our professional knowledge, which gives us power; we should not analyse but synthesize and simplify for others the comprehension of facts, eg the question of dwelling, through breaking down into simple and essential parts the complex question of human activities in space.
General aspects of a participation The bases that guide the particpation 0 0 0
method
method
are:
awareness of technicians and users (or conceptualization of a reality); identification of needs and assignment of priorities (placement of problems of which housing may not be the greatest); the approach to the housing problem (placement of the theme as a priority).
Once these part in an becomes a becoming community assumptions
stages are over - stages in which technicians and users take open and complementary dialogue - the subject of housing problem to be taken on; otherwise the risk is run of housing more of a need for the technician to fulfil than for the which did not even take part in making the definition of and about its demands.
Awareness of technicians and users This stage requires initial efforts by the technicians to apprehend the users’ reality. The latter become aware of their own situation (political, social, financial, cultural) with the analysing elements and organization provided by the technicians who work on the users’ motivations, expectations, needs and resources. Thus the user becomes the subject of
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581
I’rirrrc~rptrrroll (‘r,‘L”‘,“Iw:
T/11,C:.YESC’o [“-ix
I’AW
a process become
instead aware
Irlet~t~fi’t~ritiot~
This stage
of being an object
of ;I reality of nrrrl.v
begins
to G
of study.
technicians
and users
oj’ priorities
rrtirl ussigtltwtit
to users’ much ;IS the potential user defines his set of priorities and acknowledges the nectl to organize himself in confronting problems. becoming aware not onI> of his individual state. hut :IISO of the presence of ;I social consciousness. decisions
In
and technicians’
this.
housing
following
steps
technician physical
or
obtain
dwelling
and
This
reality
should -
- asystematic (demogt-aphic this
aim
of this
and
those
the
perhaps
learn human
real
the
been the main
of (a) direct customs.
spatial etc).
information
or
(sociolevels).
education.
of organization
the utmost
etc).
already
In
or the
achicvcd
participation.
of basic dwelling needs which
and
a communications
the
former
:I
new
stages of this
needs,
stereotypes.
of knowledge
discovering Some
their
etc. without
;I package
integral,
code between
can express
resources.
and committed.
about role
process
the
that
is
can be
;IS follows:
choice of plot
size (should
dear and the user 0
levels for
to incorporate
is more
more
outlined 0
latter
which
The
problem,
organizational
incomes.
is to crcatc in
I).
environmental.
having
by means
resources,
values. contradictions.
limitations. user
method
technicians
as ;I priority
background,
structure.
Method for definition
Table need.
on the users’
(b) demographic
etc):
be put to 11s~. allowing
users
jointly
(natural
information
(SW
is the priority
themselves
(cultural
usage.
in as
reality.
bc compiled
systematic
x~d
the users
asystcmatic
economic)
The
be ;I priority
knowledge
of this
(surveys.
for
not
with regard
it is important
if housing
reality.
systematic
should
may
specific
and discovers
observation
search
participation
has been selected and appears
must
pro\,iclers
may
active
implcmcntation;
are pertinent
housing
Once
with more
Both
modified.
choice
of the
prefers
to
should
places
perform
not necessarily comment
(enclosed, his
respond
to norms,
land is
on the use of the soil):
semi-enclosed.
activities,
open)
allowing
for
in which
he
cultural-spatial
features: 0
three-dimensional
assembly
options
in the previous
Every
option
developed
has
;I monetary
of
value
the
housing
unit
according
to the
stage.
assigned
to it by means
of ;I simple
Table 1. Needs and priorities.
582
Technicians
Users
Provide elements with which to motlvate. exthe mobilize press. stimulate and users
Expresston of ther consuous or subconsclous needs Assumption of a collectwe reality
Arrange and summanze the set of needs
ldentlfy themselves question It
Prowde techniques for the user to qualify the sets of needs wth
Asslgn pnorltles The need to organue themselves to achieve alms may emerge
Provide solwng and orgamzatlonal
Select alternatwes
alternatwes
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with this set of needs, or
November
1984
representational method which can be operated by the user. Thus every family can exercise realistic control over the relationship between its needs and its resources. This information-gathering from every family (since the process can include the participation of all family members) can be summated by the technician into several representative models, or he can create a framework in which the chosen alternatives can be expressed, this being dependent on the flexibility of the building technique. The building system It is impossible to separate design from the building system in the subject of participation. How can we expect the user to participate in the specification of his spatial requirements if he is then blocked in the ‘how-to-do-it’ stage? For this reason a building system is conceived that will allow: 0 0 0 0
0
l
the use of non-skilled labour; the use of local materials; the manufacture of simple components with minimum equipment; an assembly system to allow intensive labour but with a maximum of man-hours per square metre covered (no more than 15 hours recommended); flexible and open design, which would allow for extensions with either this or other systems, and for the incorporation or removal of elements which improve the housing level; the later appropriation of the building system by the user, making it possible to organize production for others thus creating jobs designed to raise the incomes of the participants.
Results and experiences Like many other systems, this one responds to a local and regional reality, and seeks to be neither a ‘recipe’ for all circumstances nor a closed formula; on the contrary. its aim is to help break down preconceptions and encourage imagination. Even having achieved notable advances, the method requires both greater simplification and the users’ participation in the further elaboration of the methods themselves. It is important also to include collaboration from other disciplines (psychologists, anthropologists, teachers, etc) with the aim of enriching the language between technicians and users. User participation is a subject of interest for AVE (Cheap Housing Association); hence various techniques for working in communities have been developed and applied, and ex post facto studies have been made on experimental plans in which user-design relationships have been studied. Having found maladjustments between these two variables, we infer that a path to their correction is to find suitable techniques towards user participation in the definition of their needs and the programming of their housing. This has inspired the participation of national institutes, and a teaching team has been formed and has worked jointly with six students (three from the National Universitv, three from the Catholic University) and users of the 2.5 de Mayo Cooperative. This led to an unusual event - a rapprochement between the university and the reality of marginal groups, practising a methodology of participation. The balance was positive, since the students developed their own schemes which,
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583
when applied, allowed the active participation relevant ohscrvations were the following: 0
The students
of users.
put forward a plan, a proposition;
The
moat
hut they knew that
it was liable to be modified - it was open. 0
By means of a simple elements with which requirements,
0
task
;I
technician. The information
that
provided
ambiguous or arbitrary With
explanatory to dccidc is
scheme. the users wcrc given on and specify their spatial
conventionally
only
that
of
the
by the user was in no way suhjcct
to
interpretations.
regard to the users’ cxperiencc, it was noted (a) that cvc’n with the
code dcviscd, the users felt the need to make &signs architect
might
make;
(h) they quickly
like those which an
understood
the basis of the
scheme and rcmaincd highly involved in its practice; (c) they felt greatly fulfillccl
at seeing the final result
of their work.
Conclusion It sccm4 csscntial kinds
that university
of confrontational
institutes
in
contact with
tcchniciuns in solving countries. WC strongly
students
experience reality
should
he exposed to thcsc
crate
the need to place
and to conceive
a new role
for
the really urgent problems of da/eloping share the anxieties shown hy the jury of the
UNEKO contest about the creation technicians in local communities.
584
that
of an international
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November
1984