Patient Case Lessons: Endocrine Management of Advanced Breast Cancer

Patient Case Lessons: Endocrine Management of Advanced Breast Cancer

Accepted Manuscript Patient Case Lessons: Endocrine Management of Advanced Breast Cancer Nicholas J. Robert, MD, Neelima Denduluri, MD PII: S1526-820...

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Accepted Manuscript Patient Case Lessons: Endocrine Management of Advanced Breast Cancer Nicholas J. Robert, MD, Neelima Denduluri, MD PII:

S1526-8209(16)30502-X

DOI:

10.1016/j.clbc.2017.05.014

Reference:

CLBC 627

To appear in:

Clinical Breast Cancer

Received Date: 22 November 2016 Revised Date:

7 April 2017

Accepted Date: 22 May 2017

Please cite this article as: Robert NJ, Denduluri N, Patient Case Lessons: Endocrine Management of Advanced Breast Cancer, Clinical Breast Cancer (2017), doi: 10.1016/j.clbc.2017.05.014. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

ACCEPTED MANUSCRIPT Endocrine Management of ABC

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Nicholas J. Robert, MD1, and Neelima Denduluri, MD2 1

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US Oncology Network, Virginia Cancer Specialists, 8503 Arlington Blvd, Suite 400, Fairfax, VA 22031, USA; 2US Oncology Research Network, 1635 N. George Mason Drive, Suite 170, Arlington, VA 22205, USA

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Patient Case Lessons: Endocrine Management of Advanced Breast Cancer

Corresponding Author: Nicholas J. Robert, MD US Oncology Network Virginia Cancer Specialists 8503 Arlington Blvd, Suite 400 Fairfax, VA 22031, USA E-mail: [email protected] Phone: 703-280-5390 Fax: 703-280-9596

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Type of Manuscript: Review

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Key Words: Metastatic breast cancer, Endocrine therapy, Estrogen, Progesterone, Human epidermal growth factor

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Abbreviations not common in the field: None Word Counts: Abstract 178 (limit 250); Text 4,335 (limit 10,000) References: 122 (limit 120) Figures/Tables: 3 (limit 7) 2 tables, 1 figure Conflict of Interest Nicholas J. Robert, MD, and Neelima Denduluri, MD, report no conflicts of interest.

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ABSTRACT

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Advances in treatment for women with advanced breast cancer (ABC) have led to

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improvements in survival. While the condition remains incurable, treatment goals focus on

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stabilizing disease, prolonging life, and maintaining patient quality of life. Hormone receptor-

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positive subtypes constitute the majority of breast cancers, and an increasing number of

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effective endocrine therapies are available. Although practice guidelines provide important

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recommendations and principles for treatment selection, the choice of specific agents from

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among existing options should be customized to the individual based on patient and disease

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characteristics, as well as the nature and duration of response to previous treatments. This

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review examines endocrine and endocrine-based options, including combinations with targeted

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agents, for hormone receptor-positive and human epidermal growth factor receptor 2-negative

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(HR-positive and HER2-negative) ABC. It also elaborates on the factors that enter into treatment

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decision-making, using patient case examples to illustrate how ABC can present and the clinical

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issues involved in treatment selection. Case examples are included to provide evidence for the

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clinical scenarios of de novo HR-positive/HER2-negative ABC and progression during adjuvant

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treatment for early breast cancer.

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Introduction

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incurable and represents an unmet medical need. While overall mortality rates have declined,

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median survival for women with ABC is approximately 2 to 3 years, with a 5-year survival rate of

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25% or less, depending on the database cited and the time during which the data were

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gathered.1-4 Estrogen receptor (ER)-positive tumors represent up to 80% of all breast cancers.5-7

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Among US patients with ABC, approximately 60% to 75% have hormone receptor (HR)-positive

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(i.e., ER-positive and/or progesterone receptor [PgR]-positive) disease.8 The incidence of HR-

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positive tumors tends to increase with age and vary with ethnicity.7,9

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This review examines available endocrine and endocrine-based treatment options for the

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management of HR-positive, human epidermal growth factor receptor 2(HER2)-negative ABC,

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including endocrine therapy (ET) and targeted therapies, as well as newly investigated

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combinations and monotherapies. It also elaborates on factors that enter into treatment

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decision-making, using patient case examples to illustrate how ABC can present and the clinical

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issues involved in treatment selection. Case examples are included to provide evidence for the

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clinical scenarios of de novo ABC and recurrence during adjuvant treatment for early breast

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cancer.

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Considerations in Choosing Treatment

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Advances in endocrine-based therapeutics have improved survival for women with HR-positive

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ABC.10-13 And because women with HR-positive breast cancer are living longer, patient quality

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of life has come to the forefront of clinical decision-making.12 The following includes several

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Despite advances in medicine and drug development, advanced breast cancer (ABC) remains

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factors that should be considered when selecting from among available therapies for women

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with HR-positive ABC11,13-16: •

Minimizing toxicity in keeping with the palliative aim of therapy

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Maintaining and/or improving the patient’s quality of life

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The urgency of the need for treatment based on factors such as symptom severity and the pace of disease progression

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The duration of prior response to adjuvant ET

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The duration of disease-free interval since last therapy (i.e., early vs late disease

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progression)

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The sites of disease (i.e., bone or soft tissue, which may indicate a more indolent disease course; combined bone and soft tissue; or visceral metastases associated

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with more aggressive phenotype)

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Disease burden (e.g., volume and the number of metastases)

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HER2 status

In addition, the following patient factors also warrant consideration:

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Comorbidities

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Patient performance status



Patient preferences



Patient access to drug coverage

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Several treatment options are available for women with HR-positive ABC. The selective ER

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modulator (SERM) tamoxifen is one of the earliest forms of ET used in the treatment of HR-

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positive disease and is the most firmly established ET use as adjuvant therapy for both pre- and 4

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postmenopausal women.12,17 In premenopausal women, ovarian ablation or treatment with

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luteinizing hormone-releasing hormone analogues such as goserelin and leuprolide11 may be

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used to suppress ovarian function.12,13 For postmenopausal women, the nonsteroidal

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aromatase inhibitors (AIs) anastrozole and letrozole,18,19 the steroidal AI exemestane,20 and the

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selective ER degrader (SERD) fulvestrant21 are established, approved, and effective therapeutic

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options.

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Development of resistance to ET in HR-positive ABC is common, and most patients experience

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disease progression.22,23 However, the mechanisms underlying disease progression and the

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development of resistance to ET are complex and not fully understood, but likely resistance

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pathways differ for AIs versus SERMs/SERDs. In recent years, greater understanding of the

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molecular pathways of resistance has led to increased investigation of combinations that

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include ET and targeted agents, such as everolimus, a mammalian target of rapamycin (mTOR)

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inhibitor, and palbociclib, a cyclin-dependent kinase (CDK) inhibitor. While these novel

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combinations may provide additional therapeutic options for women with ET-resistant disease,

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tradeoffs may include increased toxicity and added cost.22,23

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Studies suggest that patients with HR-positive metastatic disease whose disease has progressed

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during first line ET might still respond to different types of ET in the second line.24,25 These

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observations support that well-tolerated, sequential ET may slow progression in HR-positive

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ABC and potentially delay the need for chemotherapy.12,13 Indeed, this approach is

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recommended in clinical practice guidelines.12,26 The optimal sequencing of ETs, however,

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remains unclear, and decisions regarding sequencing approaches may be confounded by clinical

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variables such as menopausal status or previous treatments.12,27 Careful consideration of

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factors such as prior ET and the time to progression on that treatment (i.e., early relapse, ≤12

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months may be indicative of resistance; >12 months may suggest endocrine sensitivity),

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mechanism of action and the potential for cross-resistance, site of metastasis, whether the

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patient demonstrated symptoms, and the current clinical evidence are paramount.14

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Overview of Treatment Options in HR-Positive ABC: Endocrine Therapies and Targeted Agents

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An overview of currently available ETs and targeted agents is presented in Table 1.28-40 Data

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from key phase 3 studies of endocrine and endocrine-based therapies for ABC are presented in

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Table 2.21,41-61

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Selective Estrogen Receptor Modulators

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The SERMs tamoxifen and toremifene are competitive inhibitors of estrogen: they bind directly

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to the ER in breast cancer cells, blocking estrogen binding.30,31,62 In addition to their estrogen

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antagonist effects in the breast, SERMs also manifest partial estrogen agonist effects on

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peripheral tissues, with beneficial effects in some sites (e.g., bone)62,63 and unfavorable effects

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in others (e.g., uterus).30,64 The adverse events (AEs) of SERMs are consistent with those

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experienced during menopause, and may include hot flashes, night sweats, vaginal dryness,

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discharge, or bleeding.30,64 More serious AEs associated with prolonged use include an

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increased risk of endometrial cancer and deep venous thrombosis.12,30,62,65

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Aromatase Inhibitors

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Aromatase inhibitors, which include anastrozole, letrozole, and exemestane, decrease the

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amount of estrogen in postmenopausal women by blocking the enzyme aromatase which

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converts androgens to estrogen in peripheral tissue, including breast tumor cells.66 Anastrozole

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and letrozole are nonsteroidal AIs that bind reversibly to aromatase, inhibiting the enzyme.66

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Exemestane is a steroidal AI and analogue of the endogenous aromatase substrate

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androstenedione, whose metabolites bind irreversibly to aromatase, causing permanent

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inactivation of the enzyme.67-70

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Prior to the approval of palbociclib, single-agent ET was the mainstay therapy for women with

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HR-positive, recurrent disease in the metastatic setting.11 Aromatase inhibitors remain an

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important option in first line therapy for postmenopausal women with HR-positive ABC and are

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generally well tolerated.52,71,72 Adverse events associated with AI monotherapy may include

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musculoskeletal symptoms, hot flashes, vaginal dryness, and an increased risk of bone

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fracture.12,32-34 Direct comparative studies of the three AIs in first line therapy of ABC have not

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been conducted, although results across studies suggest similar efficacy and tolerability. The

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current National Comprehensive Cancer Network (NCCN) guidelines recommend ovarian

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suppression plus ET for treating premenopausal women with HR-positive ABC , which could

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then include an AI.12

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Based on using a dual-blockade approach, combining ETs with different mechanisms of action,

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the combination of a SERM with an AI was investigated to assess clinical benefit over either

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therapy alone. Early studies with fadrozole and vorozole did not consistently provide additional

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anti-tumor activity when used in combination with tamoxifen.73,74 Later preclinical studies

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reported that letrozole alone was superior to tamoxifen and added benefit was not evident

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with the combination treatment. The findings of studies conducted with anastrozole in

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combination with tamoxifen were similar to those with letrozole.75

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Selective ER Degrader

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Fulvestrant is a SERD35 that binds competitively to the ER with a higher relative binding affinity

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than tamoxifen (IC50 0.89 vs 0.025).76-78 In contrast to tamoxifen’s partial agonist activity,

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fulvestrant inhibits ER dimerization and translocation to the nucleus, effectively targeting and

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blocking estrogen-sensitive gene transcription and eliminating all known agonist activity.

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Fulvestrant also accelerates ER degradation, resulting in complete suppression of the estrogenic

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effects on breast tissue.79 Fulvestrant has received FDA approval for the treatment of HR-

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positive metastatic breast cancer in postmenopausal women with disease progression following

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antiestrogen therapy, and for treatment of HR-positive/HER2-negative advanced or metastatic

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breast cancer in combination with palbociclib in women with disease progression after ET

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(discussed below).35

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The most frequent AEs observed with fulvestrant (occurring with a frequency of ≥5% of

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patients) include injection-site pain, nausea, bone pain, arthralgia, headache, back pain, fatigue,

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pain in extremities, hot flashes, vomiting, anorexia, asthenia, musculoskeletal pain, cough,

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dyspnea, and constipation.35,79-81

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Targeted Therapies

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Treatments for HR-positive/HER2-negative ABC may also include the targeted inhibition of

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other pathways involved in the promotion of tumor cell proliferation, such as the mTOR82 and

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CDK4/6 signaling pathways.83-85 Abnormal signaling through the phosphatidylinositol 3-kinase-

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Akt-mTOR pathway may be a mechanism of resistance to ET, suggesting the potential for

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mTOR-targeted therapies in patients with endocrine-resistant, HR-positive ABC.52 Everolimus, a

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derivative of sirolimus (formerly rapamycin), inhibits mTOR signaling through allosteric binding

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to mTORC1.86,87 Preclinical studies have shown that the use of everolimus in combination with

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AIs yields synergistic inhibition of cell proliferation and induction of apoptosis.88 Everolimus is

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FDA-approved in combination with exemestane for treatment of postmenopausal women with

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HR-positive/HER2-negative ABC after failure of treatment with letrozole or anastrozole.38,52

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Adverse events associated with everolimus are consistent with those observed for other

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rapamycin analogues and include stomatitis, infections, rash, fatigue and asthenia, diarrhea,

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edema, abdominal pain, nausea, cough, headache, and decreased appetite.38,52,89

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It is well recognized that cell cycle progression is dysregulated in certain molecular subtypes of

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breast cancer.83-85 The first FDA-approved CDK4/6 inhibitor, palbociclib,90 blocks progression

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from G1 into S phase of the cell cycle and represent a new pathway to target in HR-positive

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ABC.83 It is approved for use in HR-positive/HER2-negative ABC in combination with letrozole

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for the first line treatment of postmenopausal women, and in combination with fulvestrant for

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disease progression following ET in both pre- and postmenopausal women.39 The most

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common adverse reactions observed in the pivotal studies (incidence ≥10%) were neutropenia,

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leukopenia, infections, fatigue, nausea, anemia, stomatitis, headache, diarrhea,

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thrombocytopenia, constipation, alopecia, vomiting, rash, and decreased appetite.39

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In March 2017, ribociclib (LEE011) was granted FDA approval as first line treatment for HR-

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positive/HER2-negative ABC in combination with any AI.40 In the planned interim analysis of the

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MONALEESA-2 study, which is evaluating ribociclib (600 mg) in combination with letrozole (2.5

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mg) compared with letrozole plus placebo in postmenopausal women with HR-positive/HER2-

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negative recurrent or metastatic breast cancer who had not received previous systemic therapy

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for advanced disease, common grade 3/4 AEs were neutropenia, leukopenia, hypertension,

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elevated alanine aminotransferase, lymphopenia, and elevated aspartate aminotransferase.56

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An additional CDK4/6 inhibitor, abemaciclib (LY2835219), is under evaluation and may become

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a future option for treatment. In June 2016, the first interim results were reported from the

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phase 2, single-arm MONARCH 1 study of 132 patients with HR-positive/HER2-negative ABC

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who experienced disease progression on or after prior ET and chemotherapy. Patients were

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treated with 200 mg abemaciclib orally twice daily. The objective response rate (ORR) was

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19.7% (95% CI, 13.3–27.5) and the clinical benefit rate (CBR) was 42.4%.91 Two phase 3 studies

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are also being conducted: the MONARCH 2 study in combination with fulvestrant in women

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with HR-positive/HER2-negative breast cancer,92 and the MONARCH 3 study in postmenopausal

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women with HR-positive/HER2-negative breast cancer to evaluate abemaciclib 150 mg or

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placebo given orally every 12 hours continuously until progression, along with anastrozole 1 mg

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or letrozole 2.5 mg once daily at the investigator’s discretion, with assessments every 28 days.93

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ESR Mutation

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The emergence of ESR1 mutations occurs primarily in ABC after exposure to AIs,94 resulting in

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dose-dependent changes in responsiveness to endocrine agents.95-98

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Retrospective analysis of baseline plasma samples from patients enrolled in the phase 3 SoFEA

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study, which evaluated fulvestrant (500 mg intramuscularly on day 1, followed by 250 mg on

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days 15 and 29, then every 28 days) with placebo or anastrozole (1 mg) versus exemestane (25

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mg) in patients with prior sensitivity to AIs, suggests that the presence of ESR1 mutations may

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impart sensitivity to fulvestrant. Plasma samples from 161 of 723 (22.4%) patients were

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analysed for ESR1 mutations. Of these, 63 (39%) had ESR1 mutations, and among these, 49.1%

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(27 of 55) were polyclonal. Patients with ESR1 mutations had improved progression-free

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survival (PFS) after receiving fulvestrant compared with exemestane (hazard ratio [HR]=0.52;

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95% CI, 0.30-0.92; P=0.02). However, patients with wild-type ESR1 had similar PFS regardless of

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treatment (HR=1.07; 95% CI, 0.68-1.67; P=0.77).99

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In the phase 3 PALOMA-3 study, conducted in patients with HER2-negative ABC who had

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progressed on previous ET, the prevalence of ESR1 mutations was 25.3% (91 of 360). Among

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those, 28.6% (26 of 91) were polyclonal, with mutations associated with acquired resistance to

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prior AIs. Improved PFS was observed for the fulvestrant plus palbociclib arm versus the

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fulvestrant plus placebo arm in both ESR1-mutant (HR=0.43; 95% CI, 0.25-0.74; P=0.002) and

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ESR1-wild-type patients (HR=0.49; 95% CI, 0.35-0.70; P<0.001).99

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In BOLERO-2, an international, double-blind, randomized, phase 3 study comparing everolimus

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plus exemestane to placebo plus exemestane in postmenopausal women with HR-

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negative/HER2-negative ABC who progressed during or following treatment with nonsteroidal

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AIs, ESR1 mutations in cell-free DNA were detected in baseline plasma samples obtained from

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541 of 724 patients (74.7%). Of 541 evaluable patients, 156 (28.8%) had the ESR1 mutations

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D538G (21.1%) and/or Y537S (13.3%), and 30 had both. Shorter overall survival (OS) was

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associated with these mutations (wild-type, 32.1 months [95% CI, 28.09–36.40 months];

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D538G, 25.99 months [95% CI, 19.19–32.36 months]; Y537S, .19.98 months [95% CI, 13.01–

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29.31 months]; both mutations, 15.15 months [95% CI, 10.87–27.43 months]). Patients with the

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D538G mutation demonstrated a similar PFS benefit (HR=0.34 [95% CI, 0.02–0.57]) from the

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addition of everolimus to exemestane as did those without D538G or Y537S mutations.98 These

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studies indicate that ESR1 mutations are prevalent in ER-positive, AI-treated ABC. Both Y537S

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and D538G mutations are associated with more aggressive disease biology.

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Case Studies

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The following patient-case scenarios provide opportunities to examine factors that may impact

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therapeutic strategies for postmenopausal patients with HR-positive ABC. Selected treatment

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recommendations based on available data and the clinical experience of the authors are

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presented in Figure 1.

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For any postmenopausal patient with HR-positive disease and bone and/or soft tissue or

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asymptomatic visceral metastases, the NCCN Clinical Guidelines in Oncology for breast cancer

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currently recommend 3 lines of ET before considering cytotoxic chemotherapy.12 Optimal

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sequencing has not yet been determined12,27 and is subject to change with the emergence of

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new agents.

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Case Study 1: De Novo ABC

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A 67-year-old woman with no history of breast cancer presented with a 3-cm nodule in the

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left breast and hip pain that had not resolved despite treatment with nonsteroidal anti-

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inflammatory drugs. Workup revealed bone metastases including the pelvis and low-volume

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malignant pleural effusion in the right lung. Biopsy and subsequent pathology findings

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revealed ER-positive, PgR-positive, HER2-negative ABC.

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The overall rate of patients with HR-positive ABC who have not received prior ET is reported to

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be 3% to 6%,100 and other data suggest that the rate may be higher. The variation in rates may

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be subject to regional differences in reporting, which are affected by various factors, such as

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affluence and insurance coverage, that also impact patients’ ability to seek care early in their

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disease.101,102 This case provides clinical guidance for first line options.

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Options for Monotherapy

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Recommended monotherapy options for postmenopausal patients with HR-positive ABC who

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are ET-naïve or have had no ET for more than 12 months, include a SERM (e.g., tamoxifen) or AI

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(letrozole, exemestane, or anastrozole).12,26 However, emerging data based on the FALCON

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study (discussed below) provide evidence for fulvestrant as a potential new option for

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endocrine-naïve patients.103 Comparative studies of tamoxifen versus AIs support the first line

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use of third-generation AIs in ABC. The outcomes of several phase 3 studies comparing

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anastrozole, letrozole, or exemestane with tamoxifen as first line therapy in postmenopausal

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women with advanced endocrine-sensitive breast cancer indicate that AIs offer a modest, but

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statistically significant, benefit in comparison with tamoxifen.12,41-44,46 At this time, no head-to-

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head comparison studies of third-generation AIs in the metastatic setting have been conducted

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to determine the superiority of one agent over another.27

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Clinical Studies of Fulvestrant First Line Monotherapy

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Fulvestrant has been evaluated thoroughly in clinical studies as a single agent, in first and

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second line therapy, and in combination with other agents.104

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Although not currently approved for first line treatment, data regarding the use of fulvestrant

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500 mg in the ET-naïve setting are available. In the phase 2 FIRST study of 205 postmenopausal

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women with HR-positive ABC who had not received prior ET, fulvestrant 500 mg significantly

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prolonged time to progression (TTP) versus anastrozole 1 mg. At the follow-up analysis (median

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duration of follow-up for TTP: 18.8 months in the fulvestrant group and 12.9 months in the

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anastrozole group, when 79.5% of patients had discontinued therapy), the median TTP was 23.4

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months with fulvestrant versus 13.1 months with anastrozole (HR=0.66; 95 % CI, 0.47-0.92;

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P=0.01). These findings represent a 34% decrease in the risk of progression.105 Fulvestrant was

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also associated with a significantly greater median OS (54.1 months) than anastrozole (48.4

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months; HR=0.70; 95% CI, 0.50-0.98; P=0.041).106

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The findings from the FIRST study led to the phase 3 confirmatory FALCON study that also

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compared fulvestrant with anastrozole for first line treatment of ET-naïve patients with HR-

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positive locally advanced or ABC.103 In total, 462 patients were randomized to receive

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fulvestrant 500 mg (n=230) or anastrozole 1 mg (n=232). The primary endpoint was met as

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demonstrated by a significant improvement in PFS with fulvestrant versus anastrozole

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(HR=0.797; 95% CI, 0.637-0.999; P=0.049; median PFS 16.6 vs 13.8 months, respectively).103

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While OS data were not yet mature at the time of publication, the PFS data suggest that

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fulvestrant may soon become a treatment option in the ET-naïve setting.103

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A First Line Option: Palbociclib Plus Letrozole

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With the approval of palbociclib in combination with letrozole as first line endocrine-based

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therapy, postmenopausal women with de novo HR-positive ABC have a new option for initial

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treatment.90,107

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The confirmatory phase 3 study (PALOMA-2) evaluated palbociclib 125 mg/day in 3-week-on, 1-

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week-off treatment cycles plus letrozole 2.5 mg/day continuously, compared with letrozole

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alone every 28 days in 666 postmenopausal patients without prior systemic therapy for ABC. As

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of February 2016, 331 PFS events were reported with a median PFS for the combination of

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palbociclib and letrozole of 24.8 versus 14.5 months for letrozole alone (HR=0.58; 95% CI, 0.46-

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0.72; P<0.001). The ORR was significantly higher in the palbociclib plus letrozole arm (42.1% vs

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34.7%, P=0.031) than in the letrozole-alone arm. In patients with measureable disease, the ORR

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was 55.3% and 44.4% for the palbociclib plus letrozole and letrozole-alone arms, respectively

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(P=0.013). Overall survival was not reported because the data were immature. Common AEs (all

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grades) for the palbociclib plus letrozole and letrozole-alone arms, respectively, were

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neutropenia (79.5% vs 6.3%), fatigue (37.4% vs 27.5%), nausea (35.1% vs 26.1%), arthralgia

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(33.3% vs 33.8%), and alopecia (32.9% vs 15.8%).53

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The recent FDA approval of ribociclib plus any AI as a first line treatment for HR-positive/HER2-

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negative ABC, based on the interim analysis of the MONALEESA-2 study, provides another

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treatment option in this setting.40

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Other Combination Approaches

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The combination of fulvestrant plus anastrozole in comparison with anastrozole alone has been

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the subject of two studies. The SWOG S0226 study evaluated 707 randomized postmenopausal

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patients with HR-positive ABC to characterize differences in PFS following treatment with the

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combination of fulvestrant plus anastrozole (fulvestrant 500 mg intramuscularly [IM] on day 1;

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250 mg on days 14 and 28, then every 4 weeks plus anastrozole, 1 mg/day orally) versus

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anastrozole alone. The study demonstrated a survival benefit with the addition of fulvestrant to

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anastrozole (15.0 months; 95% CI, 13.2-18.4; HR=0.80, P=0.007) compared with anastrozole

364

monotherapy (13.5 months; 95% CI, 12.1-15.1). Among the 414 women naïve to adjuvant ET,

365

median PFS was 17.0 months for combination therapy compared with 12.6 months for

366

anastrozole alone (HR=0.74; 95% CI, 0.59-0.92; P=0.006).51 It should be noted that the

367

250 mg/month fulvestrant dosage administered in S0226 has been shown to be inferior to

368

500 mg/month.48

SC

RI PT

363

369

Another investigation of fulvestrant plus anastrozole as combination therapy was the FACT

371

study.50 This was an open-label, randomized, phase 3 study of fulvestrant and anastrozole in

372

combination (500 mg IM on day 1 and 250 mg on days 15 and 29, and every 4 weeks thereafter

373

plus anastrozole 1 mg/day orally) compared with anastrozole alone (1 mg/day orally) as first

374

line therapy for postmenopausal women with ER-positive and/or PgR-positive breast cancer in

375

first relapse of endocrine-responsive breast cancer. In contrast to SWOG S0226, approximately

376

two-thirds of the 514 randomized patients in this study had previously received adjuvant

377

antiestrogens. Of these, only 8 patients had previously received an AI. The median TTP was 10.8

378

and 10.2 months for fulvestrant plus anastrozole versus anastrozole alone, respectively

379

(HR=0.99; 95% CI, 0.81-1.20; P=0.91); median OS was 37.8 and 38.2 months, respectively

380

(HR=1.0; 95% CI, 0.76-1.32; P=1.00).50

TE D

EP

AC C

381

M AN U

370

382

Case Study 2: Progression During Hormonal Therapy for Early Breast Cancer

383

A 58-year-old woman initially diagnosed with ER-positive, PgR-positive, HER2-negative,

384

lymph-node–negative breast cancer was prescribed a 5-year course of anastrozole after an

17

ACCEPTED MANUSCRIPT Endocrine Management of ABC

initial lumpectomy followed by radiation. During her fourth year of anastrozole treatment,

386

she was diagnosed with multiple bone metastases, but no evidence of visceral disease. A

387

biopsy confirmed that the metastasis had the same biologic profile as the index tumor.

RI PT

385

388

Sequencing Considerations for Progression During or After Endocrine Therapy

390

When progression occurs after ET, as is typical of ABC, it is reasonable to select an ET with a

391

different mechanism of action (e.g., fulvestrant after tamoxifen), an agent of different chemical

392

class (e.g., a steroidal AI such as exemestane after a nonsteroidal AI such as anastrozole), or

393

combination therapy with targeted agents (e.g., palbociclib plus fulvestrant or exemestane with

394

everolimus).26 Other options in this setting include androgens and high-dose ethinyl estradiol.12

M AN U

SC

389

395

In vitro research suggests that primary resistance may emerge from heightened tumor

397

sensitivity to low estrogen levels in situations of prolonged estrogen depletion.108 Therefore,

398

fulvestrant, which promotes degradation of the ER, and thereby complete blockade of ER

399

signaling, may be an option in AI-resistant patients.79

EP

400

TE D

396

The combination of palbociclib and fulvestrant has received FDA approval based on the findings

402

of the phase 3 study, PALOMA-3 (Table 2). This study demonstrated that the combination of

403

palbociclib and fulvestrant resulted in significantly longer PFS than treatment with fulvestrant

404

alone (9.5 vs 4.6 months, respectively; HR=0.46; 95% CI, 0.36-0.59; P<0.001).39,54 The AE profile

405

of the combination regimen was consistent with previously reported data for each agent. The

406

most common AEs of all grades and rates of study discontinuation in the palbociclib/fulvestrant

AC C

401

18

ACCEPTED MANUSCRIPT Endocrine Management of ABC

group were consistent with the CDK4/6 toxicity profile.55 Quality of life measures included the

408

QLQ-C30 and its breast cancer module, QLQ-BR23. Overall global quality of life was maintained

409

over the treatment period in the palbociclib/fulvestrant group compared with fulvestrant

410

monotherapy.55

RI PT

407

411

Earlier phase 3, randomized, clinical studies that led to the approval of fulvestrant

413

demonstrated that the 250 mg dose was as effective as anastrozole in tamoxifen-resistant

414

ABC.21,45 Since fulvestrant degrades the ER in a dose-dependent manner, it was hypothesized

415

that a higher dosage might provide superior benefit,109 leading to the phase 3 CONFIRM study.

416

This study compared the safety and efficacy of fulvestrant 250 mg with fulvestrant 500 mg in

417

postmenopausal women with ER-positive ABC who experienced progression after prior ET. The

418

study demonstrated the superior efficacy of fulvestrant 500 mg, and this dosage has since been

419

approved by the FDA. Progression-free survival was significantly longer for fulvestrant 500 mg

420

over 250 mg (HR=0.80; 95% CI, 0.68-0.94; P=0.006), representing a 20% reduction in the risk of

421

disease progression. Fulvestrant 500 mg was also associated with a clinically relevant 4.1-month

422

increase in median OS, and a 19% reduction in risk of death compared with fulvestrant 250

423

mg.48,49 Toxicity was generally similar between the two doses.35,48,49

M AN U

TE D

EP

AC C

424

SC

412

425

Among AIs, exemestane was shown to provide clinical benefit in a phase 2 clinical study in

426

patients with ABC who had failed up to three lines of nonsteroidal AIs.20 In this open-label,

427

uncontrolled, phase 2 study, exemestane 25 mg was associated with an objective response of

428

6.6% (95% CI, 3.8-10.6) and an overall success rate of 24.3% (95% CI, 19.0-30.2); the median

19

ACCEPTED MANUSCRIPT Endocrine Management of ABC

durations of the objective response and overall success were 58.4 and 37.0 weeks,

430

respectively.20 In a phase 2, sequential, 2-stage, uncontrolled study of second line exemestane

431

in HR-positive or HR-unknown patients (n=50) who had been treated in the first line with

432

anastrozole, exemestane demonstrated clinical benefit. The CBR (i.e., complete response +

433

partial response + stable disease >6 months) for anastrozole and exemestane was 73% and

434

44%, respectively.110 For patients who may have already received first line antiestrogen

435

therapy, letrozole has also been shown to have clinical benefit as second line therapy in

436

ABC.19,111

M AN U

SC

RI PT

429

437

The combination of the mTOR inhibitor everolimus with exemestane has also been approved

439

for the treatment of postmenopausal women with advanced HR-positive/HER2-negative breast

440

cancer in combination with exemestane after treatment failure with letrozole or

441

anastrozole.38,112 The BOLERO-2 study, which led to the approval of this combination regimen,

442

demonstrated that exemestane plus everolimus substantially improved PFS compared with

443

exemestane alone (median PFS on final analysis: 7.8 vs 3.2 months, respectively [HR=0.45; 95%

444

CI, 0.38-0.54]). For patients receiving everolimus plus exemestane, the median OS was 31.0

445

months compared with 26.6 months for placebo plus exemestane (HR=0.89; 95% CI, 0.73-1.10;

446

log-rank P=0.14).113,114 There were, however, more AEs reported in the combination arm,

447

including stomatitis, anemia, dyspnea, hyperglycemia, fatigue, and pneumonitis, and these

448

should be taken into account when selecting therapy.52,113

AC C

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438

449

20

ACCEPTED MANUSCRIPT Endocrine Management of ABC

Supportive Treatment

451

Supportive therapy plays an important role in the management of patients with ABC.12 For

452

example, bisphosphonates and denosumab, in combination with calcium and vitamin D

453

supplementation, are well-established treatments that may be considered to reduce the risk of

454

skeletal-related events in patients with bone metastases.12,115 Management strategies for the

455

other potential side effects of treatment (mucositis, stomatitis, injection-site reactions, nausea,

456

and musculoskeletal pain) have been covered in detail elsewhere in the literature.26,116-122

SC

RI PT

450

M AN U

457

Summary and Conclusions

459

The increase in the number of options for ET and endocrine-based therapy is challenging

460

traditional approaches to therapy sequencing for patients with HR-positive ABC. Strategies are

461

largely based on previous ET exposure, hormone-receptor and HER2 status, menopausal status,

462

and tolerability of therapy. Although current treatments for HR-positive ABC are not curative,

463

clinical evidence indicates that ET can slow disease progression with a low risk of significant

464

AEs. Use of targeted agents to inhibit intracellular pathways important for cell proliferation can

465

significantly enhance the efficacy of currently available endocrine interventions to stabilize

466

disease and delay progression. However, such treatments are associated with a higher

467

incidence of AEs than ET alone and have not yet confirmed an OS benefit.

EP

AC C

468

TE D

458

469

Acknowledgments

470

The authors would like to thank Greg Tardie, PhD and Joan Hudson, The Lockwood Group,

471

Stamford, CT, for medical writing and editorial support (funded by AstraZeneca LP).

21

ACCEPTED MANUSCRIPT Endocrine Management of ABC

AC C

EP

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M AN U

SC

RI PT

472

22

ACCEPTED MANUSCRIPT Endocrine Management of ABC

473 474

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Figure Legend

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Figure 1. Treatment recommendations for postmenopausal ABC based on clinical presentation. Abbreviations: ABC = advanced breast cancer; AI = aromatase inhibitor; HR+ = hormone receptor-positive; ; ± = with/without.

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Tumor flare can occur on the initiation of goserelin for both men and women being treated for cancer. Not indicated for breast cancer, but included Reported in ≥5% of patients with endometriosis or fibroids and thought to be potentially related in the guidelines11,12 to drug: asthenia, general pain, headache,b hot flashes/sweats,b nausea/vomiting, gastrointestinal disturbances,b edema, weight gain/loss, acne, joint disorder,b depression/emotional lability,b dizziness, decreased libido,b nervousness,b neuromuscular disorders,b paresthesias, skin reactions, breast changes/tenderness/pain,b vaginitis.29

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Leuprolide29

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Table 1. Available Endocrine and Targeted Agents for Hormone Receptor (HR)-Positive Advanced Breast Cancer (ABC)a Class/Mechanism of Action Luteinizing hormone-releasing hormone analogues Agents Indications Adverse Events (AEs) 28 Goserelin The AE profile was similar for women treated for • Use in the palliative treatment of advanced breast cancer, dysfunctional uterine bleeding, or breast cancer in premenopausal and endometriosis and included (>20%): hot flushes, perimenopausal women headache, sweating, acne, emotional lability, depression, decreased libido, vaginitis, breast atrophy, seborrhea, and peripheral edema.

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AEs MBC: increased bone and tumor pain along with local disease flare have occurred, which are sometimes associated with a good tumor response. Patients with increased bone pain may require additional analgesics. Patients with soft tissue disease may have sudden increases in the size of preexisting lesions, sometimes associated with marked erythema within and surrounding the lesions and/or the development of new lesions.

Toremifene31



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Selective estrogen-receptor modulators (SERMs) Agents Indications Tamoxifen30 • Metastatic breast cancer (MBC) in women and men • Adjuvant treatment of breast cancer – Treatment of node-positive breast cancer in postmenopausal women following total mastectomy or segmental mastectomy, axillary dissection, and breast irradiation – Treatment of axillary node-negative breast cancer in women following total mastectomy or segmental mastectomy, axillary dissection, and breast irradiation

The treatment of MBC in postmenopausal women with estrogen receptor (ER)-positive or ER-unknown tumors

36

When they occur, the bone pain or disease flare is evident shortly after starting tamoxifen and generally subsides rapidly. In patients treated with tamoxifen for MBC, the most frequent AE was hot flashes. Other AEs seen infrequently were hypercalcemia, peripheral edema, distaste for food, pruritus vulvae, depression, dizziness, lightheadedness, headache, hair thinning and/or partial hair loss, and vaginal dryness. Most common adverse reactions are hot flashes, sweating, nausea and vaginal discharge.

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AEs In the advanced breast cancer studies, the most common (occurring with an incidence of >10%) AEs occurring in women taking anastrozole included hot flashes, nausea, asthenia, pain, headache, back pain, bone pain, increased cough, dyspnea, pharyngitis, and peripheral edema.

The most common adverse reactions (>20%) were hot flashes, arthralgia; flushing, asthenia, edema, arthralgia, headache, dizziness, hypercholesterolemia, sweating increased, bone pain, and musculoskeletal.

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Third-generation aromatase inhibitors (AIs) Nonsteroidal AIs Agents Indications 32 Anastrozole • Adjuvant treatment of postmenopausal women with HR-positive early breast cancer • First-line treatment of postmenopausal women with HR-positive or HR-unknown locally advanced breast cancer or MBC • Treatment of advanced breast cancer in postmenopausal women with disease progression following tamoxifen therapy Letrozole33 • Adjuvant treatment of HR-positive earlystage breast cancer • Extended adjuvant treatment of postmenopausal women with early breast cancer who have received prior standard adjuvant tamoxifen therapy • First- and second-line treatment of postmenopausal women with HR-positive or HR-unknown advanced breast cancer Steroidal AIs Agents Indications 34 Exemestane • Adjuvant treatment of postmenopausal women with ER-positive early-stage breast cancer who have received 2 to 3 years of tamoxifen and are switched to exemestane for completion of a total of 5 consecutive years of adjuvant hormonal therapy • The treatment of advanced breast cancer in postmenopausal women whose disease has progressed following tamoxifen therapy 37

AEs Advanced breast cancer: Most common AEs were mild to moderate and included hot flashes, nausea, fatigue, increased sweating, and increased appetite.

ACCEPTED MANUSCRIPT Endocrine Management of ABC

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AEs The most common adverse reactions occurring in ≥5% of patients receiving fulvestrant 500 mg were injection site pain, nausea, bone pain, arthralgia, headache, back pain, fatigue, pain in extremity, hot flash, vomiting, anorexia, asthenia, musculoskeletal pain, cough, dyspnea, and constipation. Increased hepatic enzymes (ALT, AST, ALP) occurred in >15% of FASLODEX patients and were not dose-dependent.

Indications Approved in combination with paclitaxel for first-line treatment of HER2-overexpressing MBC, and as a single agent for treatment of HER2-overexpressing breast cancer in patients who have received one or more chemotherapy regimens for metastatic disease

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TARGETED AGENTS HER2-targeted antibody Agents Trastuzumab36

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Selective estrogen-receptor degrader (SERD) Agents Indications Fulvestrant35 • HR-positive MBC in postmenopausal women with disease progression following antiestrogen therapy • HR-positive, human epidermal growth factor receptor 2 (HER2)-negative advanced or metastatic breast cancer in combination with palbociclib in women with disease progression after endocrine therapy.

38

AEs MBC: Most common AEs (incidence ≥10%) were fever, chills, headache, infection, congestive heart failure, insomnia, cough, and rash.

ACCEPTED MANUSCRIPT Endocrine Management of ABC



Most common AEs (incidence ≥10%) were diarrhea, alopecia, neutropenia, nausea, fatigue, rash, peripheral neuropathy, decreased appetite, mucosal inflammation, asthenia, vomiting, anemia, peripheral edema, myalgia, nail disorder headache, stomatitis, pyrexia, dysgeusia, leukopenia, upper respiratory tract infection, arthralgia, constipation, increased lacrimation, dyspnea, pruritus, febrile neutropenia, insomnia, dizziness, nasopharyngitis, dry skin.

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Indications • Postmenopausal women with advanced HR-positive/HER2-negative breast cancer in combination with exemestane after failure of treatment with letrozole or anastrozole

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mTOR inhibitor Agents Everolimus38

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Use in combination with trastuzumab and docetaxel for treatment of patients with HER2-positive MBC who have not received prior anti-HER2 therapy or chemotherapy for metastatic disease Use in combination with trastuzumab and docetaxel as neoadjuvant treatment of patients with HER2-positive, locally advanced, inflammatory, or early stage breast cancer (either >2 cm in diameter or node-positive) as part of a complete treatment regimen for early breast cancer. This indication is based on demonstration of an improvement in pathological complete response rate. No data are available demonstrating improvement in event-free survival or overall survival.

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Pertuzumab37

39

AEs Most common AEs (incidence ≥10%) were stomatitis, infections, rash, diarrhea, fatigue, decreased appetite, nausea, cough, dysgeusia, weight decreased, arthralgia, headache, dyspnea, edema peripheral, pneumonitis, vomiting, epistaxis, pyrexia, constipation, hyperglycemia, back pain, insomnia, pruritus, asthenia, dry mouth, and alopecia.

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Cyclin-dependent kinase (CDK4/6) inhibitor Agents Indications AEs Palbociclib39 Most common adverse reactions (incidence ≥ • Indicated for the treatment of HRpositive/HER2-negative advanced or 10%) were neutropenia, leukopenia, infections, metastatic breast cancer in combination fatigue, nausea, anemia, stomatitis, headache, with letrozole as initial endocrine based diarrhea, thrombocytopenia, constipation, therapy in postmenopausal women, or alopecia, vomiting, rash, and decreased appetite. fulvestrant in women with disease progression following endocrine therapy. • The indication in combination with letrozole is approved under accelerated approval based on progression-free survival (PFS). Continued approval for this indication may be contingent upon verification and description of clinical benefit in a confirmatory trial. 40 Ribociclib • Indicated in combination with an aromatase Most common adverse reactions (incidence ≥20%) are neutropenia, nausea, fatigue, diarrhea, inhibitor as initial endocrine-based therapy leukopenia, alopecia, vomiting, constipation, for the treatment of postmenopausal headache, and back pain. women with HR-positive/HER2-negative advanced or metastatic breast cancer. a Note that AE rates should not be compared across studies because these were not head-to-head studies and rates selected as “most common” differed as well. b Possible effect of decreased estrogen.

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Table 2. Phase 3 Trials of Endocrine Therapy in Postmenopausal Women With Hormone Receptor (HR)-Positive Recurrent or Advanced Breast Cancer (ABC): Efficacy Results Secondary Efficacy Treatments, Dose, Regimen Primary Efficacy Endpoint: Study/Patient Population Endpoints: (Arm 1 vs Arm 2) Results (Arm 1 vs Arm 2) Results (Arm 1 vs Arm 2) Trials in Patients Without Prior or Recent (Within 12 months) Endocrine Therapy Bonneterre et al 200041 Arm 1: anastrozole, Median time to progression Clinical benefit rate (CBR): (TTP): 8.2 vs 8.3 months 56.2% vs 55.5% • Postmenopausal women with 1 mg/day orally (hazard ratio [HR]=0.99; locally advanced or ABC Arm 2: tamoxifen, 20 mg/day 2-sided P=0.941) Overall survival (OS): not • No prior tamoxifen within orally reported (NR) 12 months Objective response rate • HR-positive or HR-unknown (ORR): 32.9% vs 32.6% tumors (2-sided P=0.787) Mouridsen et al 2001, 200342,43 Arm 1: letrozole, 2.5 mg/day Median TTP: 9.4 vs 6 months ORR: 32% vs 21% (P=0.002) (P<0.001) • Postmenopausal women with orally CBR: 50% vs 38% (P=0.004) locally advanced, Arm 2: tamoxifen, 20 mg/day locoregionally recurrent, or orally OS: 34 vs 30 months (P=NS) ABC • HR-positive or HR-unknown tumors Nabholtz et al 200044 Arm 1: anastrozole, Median TTP: 11.1 vs 5.6 CBR: 59% vs 46% months (2-sided P=0.005) (2-sided P=0.010) • Postmenopausal women with 1 mg/day orally locally advanced or ABC Arm 2: tamoxifen, 20 mg/day ORR: 21% vs 17% OS: NR • No prior tamoxifen within orally 12 months • HR-positive or HR-unknown tumors

41

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CBR: 42.2% vs 36.1% (P=0.26)

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Trials in Patients With HR-Positive Recurrent or ABC Who Progressed on Endocrine Therapy Monotherapy Osborne et al 200221 Arm 1: fulvestrant 250 mg TTP: 5.4 vs 3.4 months (HR=0.92 [95.14% CI, 0.74• Postmenopausal women with once monthly intramuscularly (IM) 1.14]; P=0.43) locally advanced or ABC that had progressed on adjuvant antiestrogen therapy or first- Arm 2: anastrozole 1 mg/day orally line therapy for advanced disease Howell et al 200245 Arm 1: fulvestrant 250 mg Median TTP: 5.5 vs 5.1 months (HR=0.98 [95.14% CI, • Postmenopausal women with once monthly IM 0.80-1.21]; P=0.84) locally advanced or ABC that Arm 2: anastrozole 1 mg/day had progressed on adjuvant antiestrogen therapy or first- orally line therapy for advanced disease • All patients had tumors with hormone sensitivity Paridaens et al 200846 Arm 1: exemestane, 25 Median PFS: 9.9 vs 5.8 months (P=0.028) • Postmenopausal women with mg/day orally locally recurrent inoperable Arm 2: tamoxifen, 20 mg/day PFS: (HR=0.84 [95% CI, 0.67or ABC 1.05]; log-rank P=0.121) • Prior tamoxifen therapy with orally 6-month recurrence-free interval allowed • No previous hormone therapy for ABC • HR-positive or HR-unknown

42

Median duration of response (DOR): 19.0 vs 10.8 months

CBR=44.6% vs 45.0% (P=0.85) Median DOR: 15.0 vs 14.5 months

ORR: 46% vs 31% (P=0.005) OS: not significant (NS)

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ORR: 7.4% vs 6.7%; P=0.736 CBR: 32.2% vs 31.5%; P=0.853

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Median TTP: 3.7 months in both groups (HR=0.963 [95% CI, 0.819-1.133]; P=0.653)

OS: NR

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Arm 2: exemestane 25 mg/day orally

Arm 1: fulvestrant 500 mg IM Median PFS: 6.5 vs 5.5 on days 0, 14, 28, then every months (HR=0.80 [95% CI, 4 weeks 0.68-0.94]; P=0.006)

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Arm 2: fulvestrant 250 mg IM on days 0, 14, and 28, then every 4 weeks Arm 1: fulvestrant 500 mg IM on day 1; 250 mg on days 15, 29, then every 4 weeks plus anastrozole 1 mg/day orally

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Combination Therapy FACT Bergh et al 201250 • Postmenopausal women or premenopausal women receiving a gonadotropinreleasing hormone, with HRpositive breast cancer that relapsed after or during primary treatment • Patients on adjuvant AI had to be relapse-free for >1 year after treatment completion

Arm 1: fulvestrant 500 mg IM on day 0, 250 mg on days 14 and 28, then every 4 weeks

Median TTP: 10.8 vs 10.2 months (HR=0.99 [95% CI, 0.81-1.20]; P=0.91)

ORR: 9.1% vs 10.2%; P=0.795 CBR: 45.6% vs 39.6%; P=0.100 OS: 26.4 vs 22.3 months; nominal P=0.016 ORR: 31.8% vs 33.6%; P=0.76 CBR: 55.0 % vs 55.1%; P=0.99 Median OS: 37.8 vs 38.2 months; P=1.00

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EFECT Chia et al 200847 • Postmenopausal women with locally advanced or ABC who had relapsed on treatment with (or within 6 months of discontinuation of) an adjuvant nonsteroidal AI or who had disease progression during treatment with a nonsteroidal AI CONFIRM Di Leo et al 2010, 201248,49 • Postmenopausal women with locally advanced or ABC who had progressed on prior endocrine therapy

Arm 2: anastrozole 1 mg/day orally

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Arm 1: fulvestrant 500 mg IM on day 1; 250 mg on days 14, 28, then every 4 weeks plus anastrozole 1 mg/day orally

BOLERO-2 Baselga et al 201252 • Postmenopausal women with ER-positive, HER2nonamplified advanced breast cancer refractory to prior nonsteroidal AI treatment PALOMA-2 Finn et al 201653 • Postmenopausal women with ER-positive/HER2-negative ABC

Arm 1: everolimus 10 mg/day orally plus exemestane 25 mg/day orally

Median PFS: 15.0 vs 13.5 months (HR=0.80 [95% CI, 0.68-0.94]; log-rank P=0.007)

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Arm 2: anastrozole 1 mg/day orally

Median PFS: 6.9 vs 2.8 months (HR=0.43 [95% CI, 0.35-0.54]; P<0.001)

ORR: 9.5% vs 0.4%; P<0.001

Median PFS: 24.8 vs 14.5 months (HR=0.58 [95% CI, 0.46-0.72]; P<0.001)

ORR: 42.1% vs 34.7%; P=0.031

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Arm 2: exemestane 25 mg/day orally

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Arm 1: palbociclib 125 mg/day orally for 3 weeks on, 1 week off plus letrozole 2.5 mg/day orally continuously

Median OS: 47.7 vs 41.3 months; log-rank P=0.05

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SWOG S0226 Mehta et al 201251 • Postmenopausal women with HR-positive ABC • Previously untreated for metastatic disease

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Arm 2: matched placebo once-daily orally plus letrozole 2.5 mg/day orally every 28 days

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OS: NR

CBR: 84.9% vs 70.3%; P<0.001

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Arm 1: palbociclib 125 mg/day orally for 3 weeks then 1 week off plus fulvestrant 500 mg IM every 14 days for 3 injections, then every 28 days

MONALEESA-2 Hortobagyi et al 201656 • Postmenopausal women with HR-positive/HER2-negative recurrent or metastatic breast cancer who had not received previous systemic therapy for advanced disease.

Arm 1: ribociclib 600 mg/day on a 3-weekson, 1-week-off schedule plus letrozole 2.5 mg/day

Median PFS: 9.5 vs 4.6 months (HR=0.46 [95% CI, 0.36-0.59]; P<0.001)54

ORR: 10.4% vs 6.3%; P=0.16 CBR: 34.0% vs 19.0%; P<0.00155

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PALOMA-3 Cristofanilli et al 201654 Turner et al 201555 • Pre- or postmenopausal women with HER2negative/HR-positive ABC • Relapsed or progressed during prior endocrine therapy

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Arm 2: matching placebo plus fulvestrant

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Arm 2: placebo plus letrozole

Median PFS was not reached in the ribociclib group (95% CI, 19.3 to not reached) vs 14.7 months (95% CI, 13.016.5) in the placebo group (HR=0.56; [95% CI, 0.430.72]; P=3.29×10−6 for superiority)

45

Overall response rate (ORR + complete response + partial response): 40.7% vs 27.5%; (P<0.001) CBR: 79.6% vs 72.8% (P<0.02)

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Median PFS: 8.2 vs 3.0 months (HR=0.71 [95% CI, 0.53-0.96]; P=0.019)

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Arm 1: letrozole 2.5 mg/day orally with lapatinib 1500 mg/day orally Arm 2: letrozole 2.5 mg/day

Median TTP: 14.1 vs 3.3 months (HR=0.67 [95% CI, 0.35-1.29]; P=0.23)

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Arm 1: letrozole 2.5 mg/day plus trastuzumab 4 mg/kg IV loading dose, then 2 mg/kg weekly until progression (trastuzumab subsequently allowed as a 6 mg/kg dose every 3 weeks following 8 mg/kg loading dose

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Johnston et al 200958 • Postmenopausal women with HR-positive/HER2-positive ABC • No prior therapy for advanced or ABC allowed eLEcTRA Huober et al 201259 • Postmenopausal women with newly diagnosed HRpositive/HER2-positive ABC or locally advanced breast cancer • No prior treatment for ABC or locally advanced breast cancer

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Trials of Combination Therapy in Postmenopausal Women With HR-Positive/HER2-Positive Recurrent or ABC TTP: 4.8 vs 2.4 months; TAnDEM Arm 1: anastrozole 1 mg/day Median PFS: 4.8 vs 2.4 months (HR=0.63 [95% CI, log rank P=0.007 Kaufman et al 200957 orally with trastuzumab, 0.47-0.84]; log rank P=0.002) • Postmenopausal women with 4 mg/kg intravenous (IV) on day 1, then 2 mg/kg weekly CBR(ITT): 42.7% vs 27.9%; HR-positive/HER2-positive P=0.026 until progression ABC • Prior endocrine treatment Arm 2: anastrozole 1 mg/day Median OS: 28.5 vs 23.9 allowed if begun up to 4 months; log rank P=0.325 weeks before randomization orally

Arm 2: letrozole 2.5 mg/day until disease progression

46

ORR: 28% vs 15%; P=0.021 CBR: 48% vs 29%; P=0.003 OS: 33.3 vs 32.3 months; P=0.113 ORR: 27% vs 13%; P=0.312 CBR: 65% vs 39%; P=0.064

ACCEPTED MANUSCRIPT Endocrine Management of ABC

Arm 2: fulvestrant plus anastrozole-matched placebo

Arm 1 vs Arm 2(HR=1.00 [95% CI, 0.83-1.21]; log-rank P=0.98)

Arm 3: 21.6 months (19.423.9)

Arm 3: oral exemestane 25 mg daily

Arm 2 vs. Arm 3 (HR=0.95 [95% CI, 0.79-1.14]; log-rank P=0.56)

Arm 1 vs. Arm 2 (HR=0.95 [95% CI, 0.76-1.17]; log-rank P=0.61)

M AN U

SC

RI PT

Median PFS: Arm 1: 4.4 months (95% CI, 3.4-5.4) Arm 2: 4.8 months (3.6-5.5) Arm 3: 3.4 months (3.0-4.6)

Median PFS: All patients: 4.7 vs 3.8 months (HR=1.04; 95% CI, 0.82-1.33; P=0.37)

Arm 2: fulvestrant (as above) plus placebo

HER2-negative: 4.1 vs 3.8 months (HR=1.00; 95% CI, 0.76-1.30)

TE D

Arm 1: fulvestrant 500 mg IM day 1; 250 mg days 15 and 28, then every 28 days; lapatinib 1500 mg/day orally

EP

CALGB 40302 Burstein et al 201461 • Postmenopausal women with stage III/IV breast cancer • ER- and/or PgR-positive • HER2-positive or negative • Previous endocrine treatment allowed, but no prior treatment with fulvestrant, lapatinib, erlotinib, cetuximab, or gefitinib

Median OS: Arm 1: 20.2 months (17.222.5)

Arm 1: fulvestrant 500 mg IM on day 1, followed by 250 mg doses on days 15 and 29, then every 28 days plus oral anastrozole 1 mg daily

AC C

SoFEA Johnston et al 201360 • Postmenopausal patients with HR-positive locally advanced or ABC (HER2positive, negative, or unknown) • Relapsed or progressed with locally advanced or metastatic disease on a nonsteroidal AI

HER2-positive: 5.9 vs 3.3 months (HR=1.23; 95% CI, 0.69-2.18)

47

Arm 2: 19.4 months (16.822.8)

Arm 2 vs. Arm 3 (HR=1.05 [0.84-1.29]; log-rank P=0.68) Median OS: 30 vs 26.4 months (HR=0.91; 95% CI, 0.68-1.21; P=0.25)

ACCEPTED MANUSCRIPT

RI PT

Recurrence during adjuvant AI

Palbociclib + letrozole Ribociclib + any AI

Palbociclib + fulvestrant

Alternatives

Alternatives

M AN U

First-line

SC

De novo HR+ ABC

Everolimus + Exemestane

EP

Second-line

TE D

• AI • Tamoxifen • Fulvestrant + AI

Alternatives

AC C

• Fulvestrant ± palbociclib • Al (steroidal) • Tamoxifen

Third-line

Any of the above, not previously used

• Different AI • Tamoxifen • Fulvestrant

Everolimus + Exemestane Alternatives • Fulvestrant ± palbociclib • Al (steroidal) • Tamoxifen (late relapse) Any of the above, not previously used