185
Behavioural Processes, 30 (1993) 185-200 0 1993 Elsevier Science Publishers B.V. All rights reserved 03766357/93/$06.00 BEPROC
00500
Review
Perceptual
consequences
experience Robert Lickliter, Department
of early social
in precocial
Antoinette
birds
B. Dyer and Thomas McBride
of Psychology, Virginia Polytechnic Institute and State University, Blacksburg, Virginia, USA (Accepted 9 June 1993)
Abstract This
article
reviews
recent work
with
precocial avian hatchlings
demonstrating
the
important contribution that social experience with conspecifics can make to the development of species-typical perceptual preferences. In particular, experiments on the role of sibling
social
interaction
in the development
of early
auditory
and visually
directed
maternal preferences are surveyed. Results reveal that young hatchlings denied the opportunity for direct social experience with siblings consistently display auditory and visual preferences different from those shown by hatchlings allowed ongoing experience with their broodmates during the period immediately following hatching. Taken together, the studies reviewed here demonstrate that the perceptual preferences underlying the process of filial imprinting, long thought to be simply ‘innate’ or ‘instinctive’, are sensitive to an array of social factors present in the young bird’s posthatching environment. The findings also provide support for the view that the minimum unit for the developmental analysis of species-typical behavior must be the developmental system, developing organism and its specific stimulative environment.
Key words: Developmental
systems;
comprised
of both the
Early perceptual preferences; Filial imprinting;
Socio-
genesis
Introduction The study of the relationship
between an organism and its environment
been relegated to the biological discipline
Correspondence University,
to: R. Lickliter,
Department
Blacksburg, Virginia 24061-0436,
of Psychology, USA.
has traditionally
of ecology. Over the last several decades a
Virginia Polytechnic
lnsitute
and State
186
growing
number
of biologists
and psychologists
have argued for a more
‘ecological’
approach to the study of behavior, an approach that explicitly focuses on the organism-environment relationship and, in particular, on the specific features of normally occurring stimulation available in the organism’s natural habitat during development (Brunswik, 1952, 1985,
1956; 1989;
Gibson, 1966, 1979; Cottlieb, 1971, 1976; Johnston, 1982, 1985; Oyama, Valsiner, 1987; West and King, 1987). For example, Khayutin (1985) has
argued that “the study of behavior must include both the analysis of the environment and of processes inside the organism, as well as an analysis of interaction between the organism and its environment”. While few contemporary
biologists or psychologists would argue against this view, an
empirical concern for the structure and nature of an organism’s particular environment continues to remain overlooked or undercharacterized in many contemporary conceptions of species-typical behavioral development. Many investigators continue to view the environment as largely unpredictable and potentially infinite in its range of stimulus conditions, rather than organized and specific as far as young organisms of every species are concerned. The former perspective has resulted in a general lack of appreciation of species-typical environments as providers of basic, necessary elements for development and as a positive, informative and constructive force in the achievement of phenotypic outcomes. In particular, many investigators continue to view a young organism’s effective environment
as essentially
‘supportive’ or ‘disruptive ’ in nature and therefore
less than
equal partners with genetic factors involved in phenotypic development (Gould, 1982; Smith-Gill, 1983). Indeed, as West et al. (1988) and Harper (1989) have observed, students of behavioral development are really just beginning to analyze what constitutes ‘the environment’ for any particular animal species. While there are a number of reasons for this conceptual and empirical shortcoming (see Lickliter and Berry, 19901, we believe it is due, at least in part, to the fact that the term ‘environment’ is used in several different ways in both psychology and biology. On the one hand, it is commonly used to refer to the potentially variable, largely unpredictable features of the physical world. This usage refers to the biosphere, the environment outside the organism in the broadest sense. In this use the ‘environment’ is typically viewed as something the organism must be protected from or buffered against, because of its potentially perturbing or disruptive nature (see Smith-Gill, 1983). West and King (1987) have referred to this use of the term environment as ‘environment-as-ecotope’. On the other hand, the term environment
can also be used to refer to the reliable,
dependable, and often unique developmental context of a given species. West and King (1987) have coined the term ‘environment-as-habitat’ to refer to this use of the term environment, referring to those aspects of the physical, biological, and social surroundings with which the active, developing organism actually interacts. This usage is well illustrated in the following quote from John King (1968): “Individuals of a species are usually raised by parents of the same species in the environment which has been occupied by that species for many generations. This continuity of early experience from one generation to the next envelopes the young of each species in an environment as characteristic of the species as its genotype.” For example, an ubiquitous feature of life for nearly all birds and mammals is that the developing individual is embedded in and interacts with a social environment. Across an array of diverse species and ecologies, the typical circumstances of development for most avian and mammalian species reliably includes conspecifics, especially parents and siblings.
187
Like other aspects of the developmental
milieu,
these social companions
can be viewed
as
experiential resources to the developing individual and, as this review will attempt to demonstrate, can play a significant role in the achievement of species-typical behavior. In particular, parents, siblings, and other conspecifics appear to facilitate the often rapid perceptual and social adaptations often required during early development. However, the role of conspecifics (other than the mother) in the achievement of species-typical behavior has tended to be overlooked or undercharacterized in much of the animal behavior literature. In particular, the role of siblings and other conspecifics present in an organism’s early social environment has not typically been subjected to systematic, developmental analysis until
relatively
recently.
Indeed, only within the last several decades have researchers begun to specifically focus their empirical efforts on how the particular experiential requirements of phenotypic development are related to the specific social contexts typically encountered by developing individuals (e.g. Alberts and Cubernick, 1983; Baptista and Petrinovich, 1984; Blaich and Miller, 1986; Galef, 1985; Cottlieb, 1971, 1980, 1991 b; Hofer, 1978, 1987; Khayutin, 1988; Petrinovich, 1990; 1985; Kruijt et al., 1983; Mason, 1978; Mason and Capitanio, Wang and Novak, 1992; West et al., 1988). The results of these studies indicate that empirical attention to the experiential stimulation present during the course of both prenatal and postnatal development is required if researchers are to give an appropriate interpretation to the results of experimental manipulations concerned with that development. The investigation of the phenomena of filial imprinting illustrative
example
of this conceptual
and methodological
insight.
What
understanding serves as one follows
is in no
way intended to be a comprehensive review of the literature on filial imprinting; rather, our intention is to utilize the phenomena of imprinting as a vehicle to highlight the important role of conspecifics to the perceptual and social adaptations often required during
early development.
The study of imprinting As is widely recognized, the young of many precocial preference for the first moving, conspicuous object they initial
preference
appears
to
develop
without
the
bird species can form a social encounter after hatching. This
presence
of any
obvious
external
reinforcement, is achieved relatively rapidly, and often shows enduring stability. Over the last fifty years, research concerned with the nature of imprinting has generated a large and diverse
literature
and has directly
influenced
thinking
about
the nature
of the mechanisms
and processes underlying early social attachment in animals, including humans (see Bateson, 1966; Bolhuis, 1991; Bowlby, 1969; Hess, 1973; Sluckin, 1973 for reviews). The fact that the phenomemon of imprinting is used in both biology and psychology as an exemplar of the mechanisms and processes underlying social preferences and attachment seems surprising and somewhat paradoxical, however, since much of the imprinting research performed over the last 50 years has generally ignored tance of the developing bird’s typical or usual social environment maintenance of its early filial behavior.
or obscured the imporin the establishment and
Specifically, in most studies of imprinting avian hatchlings have routinely been reared in social and even visual isolation throughout the course of the experiment. This isolation rearing, while convenient to the experimenter, is in marked contrast to the typical context of the process of species identification as it occurs in the naturally occurring environment of
188
the young bird. For example, under species-typical circumstances, the precocial hatchling would receive an array of visual, auditory, and social stimulation from its surroundings, especially its mother and siblings, in the period following hatching. The young chick certainly would not be socially or visually isolated during the first days of postnatal life. Many investigators of the imprinting process have also employed highly artificial, species-atypical maternal surrogates in their experiments, often from the assumption that young birds should be equally sensitive to any salient visual object present in their posthatching environment. The range of items used as maternal surrogates has varied widely across studies, and has included such objects as flashing lights, milk bottles, balloons, sponges, boxes, and balls. Interestingly, the results of these types of imprinting studies have led some researchers to conclude that a propensity for visual imprinting is somehow ‘innate’. In other words, the learning abilities underlying the imprinting process are often viewed as somehow genetically preprogrammed into the organism and to automatically unfold during the course of maturation (see Lorenz, 1965; Eibl-Eibesfeldt, 1970; Gould, 1982; Suboski, 1990 for examples). However, when some investigators began to turn
their
attention
away from
such
artificial social conditions a different and more complicated story of early species identification began to emerge (see Gottlieb, 1965, 1971, 1973). For example, to determine whether the results obtained from studies using artificial imprinting objects could be generalized to the hatchlings’ typically encountered perceptual and social conditions, Johnston and Cottlieb (I 981a) examined the effects of using taxidermically prepared (‘stuffed’) adult hens as maternal surrogates. Incubator reared mallard ducklings (Arm platyrhynchos) were allowed a 20 min imprinting trial at 24 h following hatching, during which time they followed one of five different models. Two of the models employed were highly artificial social objects (a green ball and a red and white striped box). The other three models were stuffed adult female ducks of different species (Fig. I). On the following day, each subject was given a IO min test trial, during which time it was presented with a simultaneous choice between the familiar imprinting object (which it had followed at 24 h of age) and a different, unfamiliar object. Results revealed that when one of the test objects was of the highly artificial type typically used in most imprinting experiments (i.e. the ball or the box), the ducklings showed a strong preference for the familiar object (i.e. the object the birds had been trained with). In contrast, when the models used were the natural stuffed hens, most of the birds did not show a preference for the familiar model, even if the length of the training (exposure) trial was extended to 24 continuous hours. Based on these results, Johnston and Gottlieb (1981a) argued that many imprinting studies have greatly overestimated hatchlings’ abilities to visually discriminate among naturally occurring social objects. This overestimation was the result, at least in part, of the use of artificial objects to evaluate the animal’s discrimination abilities, and then incorrectly generalizing those results to the bird’s natural situation.
Early social experience
and visually
imprinted
preferences
Related research has also served to reveal that species-typical social experience can affect the perceptual and social preferences underlying early filial behavior. For example, Johnston and Gottlieb (1985) found that if young ducklings are allowed social experience with siblings following their initial exposure to a natural stuffed model of a maternal hen, their subsequent visually imprinted preferences were markedly different from those of
189
Fig. 1. Visual models used in the imprinting experiments. From left to right: red and white striped box, green ball, pintail (Anas acuta) hen, mallard (Anas platyrhynchos) hen, redhead (Aythya americana) hen. Scale shown by green ball (I5 cm in diameter). isolate-reared ducklings. Specifically, the experience of social rearing with siblings following imprinting to a mallard hen model was found to enable ducklings to exhibit a preference for the familiar mallard (Anas p/atyrhynchos) hen over an unfamiliar redhead duck (Aythya
americana)
hen
model
at 48
h after hatching, a visual
discrimination
that
isolate-reared ducklings are unable to make (Johnston and Cottlieb, 1985). This finding that aspects of the natural social context of ducklings can serve to enhance the development of visual imprinting
led to a series of related studies utilizing
domestic
mallard ducklings as subjects (Lickliter and Gottlieb, 1985, 1986, 1987, 1988). The general methods employed were virtually the same in these studies. In brief, incubator hatched ducklings were used as subjects. Each mallard duckling in each experiment was given a single 30 min imprinting trial at 24 h after hatching with a stuffed mallard hen emitting a recording of the mallard maternal assembly call. The assembly call is the call that duck hens use in calling their young from the nest and continue to use during the posthatching period to keep the young together (Gottlieb, 1971; Miller and Cottlieb, 1978). Subsequently, two test trials, each 10 min in length, were given to each subject, one at 48 h and one at 72 h after hatching. During testing, the familiar stuffed mallard hen and an unfamiliar stuffed redhead hen were moved silently around the test arena and the duckling’s visual preference was assessed by recording the latency and duration of following each hen model. An individual preference was assigned to any subject that followed one hen for more than twice as long as it followed the other hen in a test. The
first
study
in the series (Lickliter
and Gottlieb,
1985)
demonstrated
that when
ducklings are: (1) reared in isolation but allowed to see and hear (but not physically interact with) one sibling; (2) reared directly with one sibling; or (31 reared in a group of siblings but denied direct social interaction, no visual preference for the familiar mallard hen is seen. In contrast, ducklings allowed unrestricted social interaction with 8-l 2 siblings displayed a visual preference for the familiar mallard hen at both 48 h and 72 h after hatching (Fig. 2). In other words, if young ducklings are exposed to a stuffed model of an adult hen and are subsequently asked to choose between that familiar hen and an unfamiliar hen of another species, they appear unable to make this visual discrimination when reared in varying degrees of social isolation. On the other hand, if the young birds are reared in groups of 8-12 broodmates following hatching, as would normally occur in
190
Reared isolation
in
Reared Sibling
with
Reared Group
Social
A
-
One
e
in Social
-
A
TrHa$ed
l
Tested: Mallard Redhead
* A
with
Significant for Mallard
i*
Mallard
vs.
Preference
I
4’8
;4
0
A
j2
Hours Posthatching Fig. 2. Summary
nature,
familiar
and
of the design and outcomes
tested
under
mallard
similar
hen during
of experiments
conditions,
they
exhibit
the days immediately
on effects of isolation
a reliable
visual
following
and social rearing.
preference
for the
hatching Oohnston
and
Cottlieb, 1985; Lickliter and Cottlieb, 1985). Lickliter and Cottlieb (1987) also showed that when the social experience with siblings occurs can influence its effectiveness in contributing to visually controlled maternal imprinting. Social interaction with siblings must occur after the initial maternal imprinting experience to be effective; social rearing with siblings before the maternal imprinting trial was found to be ineffective. Ducklings that were reared with siblings before the maternal imprinting trial (at 24 h after hatching) but not after the trial did not show a visual preference for the familiar mallard hen in subsequent testing. In contrast, birds reared with siblings before and after the imprinting trial or only after the imprinting trial were able to visually discriminate and prefer the familiar mallard hen (Fig. 3). A subsequent study examined the species-specificity of social experience required to foster species-specific visual imprinting in young hatchlings (Lickliter and Gottlieb, 1988). In this study, no visual preference for the familiar mallard hen was found if mallard ducklings were allowed social experience from hatching with a group of same-aged, nonconspecific domestic chicks (Callus domesticus) or muscovy ducklings (Cairina moschata). In contrast, mallard ducklings reared with other domesticated or wild-type mallard ducklings did exhibit a visual preference for the familiar mallard hen at both 48 h and 72 h following hatching. Thus, for young mallard ducklings to show a visually imprinted preference for a natural maternal model, they must be allowed social interaction with broodmates of their own species. Social experience with other precocial birds, even ducklings of another species, was ineffective (Lickliter and Gottlieb, 1988). Taken together, these results underscore the notion that surprisingly detailed information about the experiential stimulation present during the normal course of development is
Reared Before
Socially Training
Reared Socially After Tralnlng Reared Before Training
A
Trained Hen
0
Tested: Mallard Redhead *
Socially and After
-
0
with
Slgnlficant for Mallard
Mallard
vs.
Preference
A
;4
w
4’8
f2
Hours Posthatching Fig. 3. Summary
of the design and outcomes
of experiments
on the timing
of social experience.
191
required if investigators are to successfully design experiments
to understand that develop-
ment. Of course, a sensitivity to the experiential features present in the social environment is but one step in an attempt to capture the complex structure of the young organism’s experiential milieu.
The phenomenon
of peer imprinting
Despite the very large literature on imprinting, remarkably little information is available on the effects of social stimulation available in the precocial bird’s brood situation following hatching. A few studies have recently focused their efforts in this direction. For example, Johnston and Cottlieb (1985) found that ducklings that had been imprinted to a mallard hen model at 24 h after hatching and then allowed social interaction with a group of siblings after training preferred the familiar mallard model over another unfamiliar pintail duck (Anas acuta) hen model at a 48 h choice test, but not at a subsequent 72 h retest. These findings imply that after the initial formation of a visually imprinted maternal preference, subsequent maintenance of the preference may require further exposure to the mother.
In other words, under the social conditions
in which the development of social
preferences normally occurs (i.e. at the nest with mother and siblings), social experience with broodmates may somehow interfere with the maintenance of the maternal social bond if the young hatchiings are not otherwise exposed to the mother hen. If this supposition is correct, then the relative permanence of initial social preferences reported in the imprinting literature might only be an artifact produced by the conventional use of isolation rearing between training (imprinting) and later testing. Several related studies have examined this question. In general, these studies closely followed the general methods of those described above. Socially reared mallard ducklings were individually given a single 30 min training trial with a stuffed mallard hen at 24 h following hatching, after which they were returned to their social group of siblings. Two test trials, each 10 min in length, were given to each subject, one at 48 h and one at 72 h after hatching. During these simultaneous choice tests, subjects were asked to choose between the silent familiar mallard hen and 4 stuffed natural models of young mallard ducklings. Utilizing these methods, Lickliter and Gottlieb (1986a) found that social rearing with siblings results in a visual preference for the group of siblings over the familiar maternal hen. Not surprisingly,
a preference for the familiar mallard hen’over the group of unfamiliar
stuffed ducklings was found only when subjects were reared in social isolation for the duration of the experiment (i.e. from hatch through 72 h). Imprinted ducklings that were reared in a social group containing same-age siblings or the stuffed mallard hen and same-age siblings displayed a visual preference for the stuffed ducklings over the familiar mallard hen at both 48 and 72 h tests (Fig. 4). Further, rearing ducklings in a social condition that allowed them to see other ducklings but denied them the opportunity for direct contact and reciprocal social interaction was also found to be sufficient to interfere with the exhibition of an imprinted preference for the familiar mallard (but was not sufficient to redirect their social preference to the sibling models). That is, birds allowed social interaction with siblings preferred the duckling models over the familiar mallard hen model, whether or not they were provided with continual exposure to the mallard hen during rearing. In contrast, ‘imprinted’ birds denied the opportunity for direct social interaction with siblings did not show a visual preference for either the hen or duckling models (Lickliter and Cottlieb, 1986a).
192
Hours Posthatching Fig. 4. Summary
of the design and outcomes
of experiments
on the effects of peer imprinting.
These results indicate that under the social conditions in which maternal imprinting normally occurs, social interaction with siblings can interfere with the maintenance of the maternal social bond, suggesting that continued interaction with the mother is necessary to maintain it. Of course, under normal conditions such social contact with the mother is routinely available, since the duckling remains with its hen throughout the posthatching period (Bjarvall, 1967). Dyer, Lickliter, and Gottlieb (1989) went on to investigate whether active following of the maternal hen during the posthatching period is essential to the induction of a visually controlled, species-typical maternal preference. In this study, mallard ducklings were not given the opportunity to actively follow a mallard hen model during an imprinting trial. Rather, subjects were passively exposed to a vocalizing mallard hen model with live siblings present. Subjects were housed with the hen model
and broodmates
for either 24, 48, or 72
h following hatching. They were then tested for their visual preference for the familiar mallard hen or an unfamiliar redhead duck hen (Fig. 5). Subjects were found to be largely unresponsive to either hen in the choice test, even when they were passively exposed to the mallard hen for as long as 72 h prior to testing. These results clearly suggest that active following of the hen is a necessary experiential component of the development of a visual maternal preference. However, since subjects were reared with both the hen replica and a group of broodmates prior to testing, it could also be that the lack of a passively induced maternal preference was due to the influence of siblings during the subjects’ rearing experience. That is, the ducklings may have become imprinted to each other during the social rearing
Passive Mallard Siblings
Exposure Hen and
to
Passive Mallard Siblings
Exposure Hen and
to
Passive Siblings
Exposure Only
to
Passive Exposure Mallard Only
to
0
0
2:4
4’8
Tested: Mallard Redhead
“s.
Tested: Mallard Siblings
vs.
*
Significant Preference for Mallard
v
Significant Preference for Siblings
7.2
Hours Posthatching Fig. 5. Summary
of the design and outcomes
of experiments
on the effects of passive exposure.
193
experience and thus were unresponsive were reared individually
to the hen. To address this question,
hatchlings
with the stuffed vocalizing mallard hen; results of testing revealed
that these individually reared ducklings were also unresponsive to the silent mallard hen in the choice test (Fig. 5). This finding again indicates that some type of postnatal experience other than passive exposure to the hen is required to foster maternal imprinting. The question next arose as to whether passive exposure to siblings could induce a preference for them (i.e. peer imprinting). Accordingly, Dyer et al. (1989) reared duckings together in groups of eight for 48 h following hatching. One group was reared with only broodmates present, and another group was reared with both the mallard hen and broodmates present. The subjects from each group were then individually tested for their visual preference for the mallard hen model or four stuffed ducklings. Results revealed that ducklings from both groups preferred the visual characteristics of siblings over the mallard hen, whether or not the hen was present during rearing (Fig. 5). One plausible explanation for this rather surprising finding is that the noninteractive nature of the stuffed mallard hen was qualitatively different from that of live, interactive siblings. However, a subsequent experiment demonstrated that passively induced ‘peer imprinting’ occurred even when ducklings were reared individually with seven stuffed ducklings
(Dyer
et al., 1989).
That is, ducklings
never exposed to live siblings
prior to
testing also showed a preference for the stuffed siblings over the familiar mallard hen in simultaneous choice tests. These findings indicate that even minimal experience with siblings is sufficient for the passive induction of a visual preference for broodmates (i.e. peer imprinting), whereas prolonged passive exposure maternal hen does not result in maternal imprinting.
to the visual characteristics of a
Of course, under natural conditions, if ducklings are to learn the specific visual features of their hen during the posthatching period, they must be capable of learning these features in the presence of other ducklings. Lickliter and Cottlieb (198613) thus focused on the influence ducklings
of siblings during a maternal imprinting trial. In this study, isolate-reared were allowed to follow a vocalizing mallard hen replica for 30 min at 24 h
following
hatching. However,
rather than following
the hen individually
(as in the previ-
ously described studies) hatchlings were exposed to the mallard hen in groups of four. Because each duckling was reared in isolation from hatching to testing, each subject received only 30 min of simultaneous exposure to both the hen model and three same-age siblings (during the training trial). Subjects were subsequently individually tested for their preference for the familiar mallard hen over an unfamiliar pintail duck (Anas acuta) hen. It is important to note that isolate-reared and socially reared ducklings which have been trained individually with the mallard hen reliably demonstrate a preference for the familiar mallard hen in this test situation (Lickliter and Cottlieb, 1986b). In contrast, the subjects trained with the mallard hen in groups of four failed to show a preference for the familiar mallard hen over the unfamiliar pintail hen when tested 48 and 72 h following hatching (Fig. 6). Furthermore, when presented with a choice between the familiar mallard hen and a group of stuffed ducklings, group trained ducklings exhibited a significant preference for the stuffed siblings over the mallard hen (Fig. 6). Taken together, these results indicate that a mere 30 min of social experience with siblings (concurrent with exposure to a hen) during a training trial is sufficient not only to prevent the establishment of an imprinted preference to a maternal hen model but also to induce an imprinted preference for siblings. In sum, it appears that under the conditions in which the formation of the maternal bond normally occurs, social contact with siblings (and the resulting peer imprinting) may
194
Reared in Social Isolation
A w
Reared Group
-
in Social
A
v
in Sibling
v
‘,
.
T;;&;t;
Mallard
,
T~;;ghllard
-
?) *
Significant Preference for Mallard
D
Significant Preference for Siblings
d8
Hours Posthatching 6. Summary of the design and outcomes of experiments
serve to impede the development
vs.
vs.
m
v
0 Fig.
Alone
;;J;;d
&7
A
Reared in Social Isolation
Trained
+
i
A
Reared in Social Isolation
A T
A w
on the effects of group training.
of a maternal preference. Consequently,
active and
ongoing maternal involvement may be necessary to both establish and maintain the social attraction to the hen on the part of precocial avian hatchlings. This presumptive requirement of repeated and relatively continuous exposure to the mother hen stands in contrast to most conventional interpretations of imprinting, which have posited that a brief exposure to the mother is sufficient to form a stong and enduring maternal preference. While
it is clear that socially isolated hatchlings exposed briefly to a maternal surrogate
shortly after hatching can learn to prefer that familiar object over other novel objects in choice tests, the relevance of such a process to the usual course of species and individual recognition in nature seems suspect in light of the studies reviewed above. indeed, in all situations that we have studied, ducklings readily learn and prefer the visual characteristics of their siblings over those of an adult hen (see also Lickliter, 1989). Visually imprinted preferences for a maternal hen were found only if the ducklings were reared in social isolation or when siblings were not one of the social stimuli choice tests.
Social mechanisms
of species-specific
audio /visual
presented in the simultaneous
responsiveness
The results of more recent work with bobwhite quail chicks provide further evidence for the important contribution that social experience with broodmates makes to the perceptual preferences shown by young precocial hatchlings. Under normally occurring circumstances, the newly hatched precocial chick receives ongoing stimulation in both the auditory and visual modalities from mother and siblings and must process that information appropriately to control its behavior in an adaptive manner. Nonetheless, the nature of the relationship between auditory and visual cues routinely available in the posthatch environment, and the ways in which these two sensory modalities interact in the course of early development has received relatively little research attention (but see Bolhuis and Van Kampen, 1992; Cottlieb, 1971, 1973; Johnston and Cottlieb, 1985). To begin to investigate the role of combined auditory and visual stimulation in the control of early filial behavior, incubator-hatched bobwhite quail chicks were tested naively (without benefit of a training or imprinting trial) at either 24, 48, 72, or 96 h following hatching. During testing, the quail chicks were presented with a simultaneous choice test between species-typical auditory and visual cues versus species-atypical auditory and visual
195
cues. Choice, latency and duration
of response to these stimuli
were scored as in the
duckling studies described earlier. Results revealed a hierarchy in the functional priority of the auditory and visual systems in the days immediately following hatching (Lickliter and Virkar, 1989). At 24 and 48 h of age, species identification was found to depend on the auditory component of maternal stimulation (the species-typical maternal call>. At 72 and 96 h of age, combined auditoryvisual maternal stimulation was necessary to control bobwhite chicks’ filial behavior. However, when quail chicks were denied the opportunity for social interaction with siblings following hatching (i.e. reared in isolation), they sustained a naive auditory preference for the bobwhite maternal call into these later stages of postnatal development (through 96 hr of age). That is, chicks reared in social isolation exhibited decelerated development of intersensory functioning when compared to chicks allowed ongoing social interaction with broodmates. These data indicate that in the course of normal development, integrated auditory-visual functioning will appear in bobwhite quail hatchlings by about 72 h of age, but its appearance depends, at least in part, on experiential factors that are a reliable part of the natural social context in which development normally occurs. A more recent study has found similar results for early species-specific visual responsiveness (McBride and Lickliter, 1993). In this study, the social context was manipulated by rearing bobwhite chicks in one of four different post-hatch rearing conditions. In the ‘group’ condition, chicks were reared with same-age bobwhite chicks. These chicks had the opportunity to see, hear, and physically interact with a group of conspecifics from hatching to testing. In the ‘non-conspecific’ condition, bobwhite chicks were reared with same-aged scaled quail chicks. These subjects also had the ongoing opportunity to see, hear, and physically interact with these non-conspecific chicks from hatching to testing. In the ‘isolation’ condition, each chick was reared in separate compartment. These chicks were thus unable to see or physically interact with other chicks. They were, however, able to hear the vocalizations of other bobwhite chicks present in the rearing room. In the ‘partial isolation’ condition, chicks were reared separately, but they had the opportunity to see and hear one other bobwhite chick through a glass divider. This condition allowed ongoing visual and auditory exposure to another bobwhite chick, but prevented direct social interaction. Chicks were subsequently tested at either 48 h or 72 h following hatching for their preference between the bobwhite maternal call paired with a stuffed model of a bobwhite hen versus the bobwhite maternal call paired with a stuffed model of a scaled quail hen. This configuration required subjects to direct their social preferences on the basis of available visual cues, as the identical maternal auditory cues did not allow a basis for decision. The results of this study revealed that only chicks reared in a group with same-aged conspecifics exhibited a species-specific visual preference for the stuffed natural model of a bobwhite hen (when presented with maternal auditory cues>. Subjects that were reared in isolation, partial isolation, or with scaled-quail chicks did not demonstrate this speciesspecific visual preference in the simultaneous audio-visual choice tests (McBride and Lickliter, 1993). These findings indicate that visual experience and social interaction with conspecifics is necessary to foster or facilitate the development of this type of visual responsiveness for maternal visual cues in bobwhite chicks. These findings provide further support for the view that the minimum unit for developmental analysis must be the developmental system, comprising both the animal and its stimulative environment. This methodological insight has been highlighted several times over the last decade (see Johnston, 1982; Cottlieb, 1991a; Lickliter and Ness, 1990;
196
Oyama, 1985>, and a number of biologists and psychologists have cogently argued that the relation between the organism and its environment, rather than simply the organism itself, is the appropriate focus for the study of problems of perception (Brunswik, 1952, 1956; Gibson, 1966, 1979; Johnston and Turvey, 1980; Turvey and Shaw, 1979).
Conclusions
and a look to the future
The results of the studies concerned with the effects of the social environment
on early
perceptual preferences reviewed here emphasize the important connection between species-typical surroundings and the expression of species-typical behavior. In particular, the studies reviewed here reveal the nonarbitary connection between the developing organism’s species-typical social context and species-typical behavior and underscore the need for increased experimental attention to naturally occurring social factors in any description or analysis of perceptual or behavioral development. In this light, it is unfortunate that many studies concerned with aspects of perceptual development continue to devote little attention to features of the subject’s usual rearing environment, despite our growing knowledge that rather subtle alterations in a subject’s social environment can alter the expression of a variety of species-typical behaviors (see Hofer, 1987; Mason and Capitanio, 1988; Porter, 1990 for examples from mammalian species; see Baptista and Petrinovich, 1984; Logan, 1992 for examples from altricial avian species). These results stress the importance of the empirical task of defining the relevant developmental features of an organism’s environment, of delineating the actual physical, biological, and social aspects of the surround
with which the developing organism actually
interacts (see Alberts and Cramer, 1988; Khayutin, 1985; McBride and Lickliter, 1993; West and King, 1988 for examples). Heuristically, this emphasis on the animal-context system serves to move investigators from a predominantly gene-centered view of the heritable determiners of behavioral phenotypes to a view that includes a large class of extragenetic ‘hereditary’ variables that have often been omitted from or overlooked in analyses or explanations
of behavior development (Lewontin,
1991;
Lickliter
and Berry,
1990; Lickliter and Ness, 1990). This conceptual and methodological shift is founded on a somewhat unconventional view of heredity, one that recognizes that what is inherited in reproduction are genes and the developmentally
relevant features of the organism’s species-typical environment.
In
other words, it is developmental systems, including not only the genes but also the features of the environment that influence development, that are transmitted between generations (Johnston and Gottlieb, 1990; Oyama, 1985, 1988, 1989; West and King, 1987). This view emphasizes that what is passed on or made available in reproduction is both a structured genome and a structured segment of the world (Lickliter, 1993). By characterizing not only the genes but also the stimulative developmental context as partners in providing the basic, necessary elements for behavioral development, this expanded view of heredity makes the animal-context transaction process the explicit object of study, thereby including a large class of extragenetic variables that have often been omitted from analyses or explanations of species-typical behavior (see Lewontin, 1991 for a more comprehensive statement of this shift). In addition, although many students of behavior have tended to attribute invariance and transgenerational phenotypic stability only to genetic factors, the expanded view of heredity favored here recognizes that there are many extragenetic influences to which
197
organisms are subjected to during their prenatal and postnatal development that are also relatively invariant (see Emlen, 1972; Mason, 1978; Hofer, 1978; Cottlieb, 1980; Lickliter and Virkar, 1989; Johnston and Gottlieb, 1990). Like genes, these influences also contribute to phenotypic regularity across generations (i.e. ‘species-typicality’). For example, the presence of conspecifics is virtually guaranteed in the context of normal development of precocial avian hatchlings and, as we have shown in this review, early social experience with these conspecifics is essential for the normal development of early species-typical perceptual and social preferences. West and King (1987) have proposed the concept of ‘ontogenetic niches’ to represent the ecological and social legacies transmitted to the young of a species. They argue that a formal name for “the set of ecological and social circumstances surrounding organisms engaged in the business of development (p. 550)” is necessary to give extragenetic inheritance equal status with genetic inheritance in theories of phenotypic development (see also Johnston and Cottlieb, 1990). Regardless of terminology, it seems clear that an expanded view of heredity, one which recognizes that what is inherited from one generation to the next are genes and the developmentally relevant features of the organism’s specific environment, can afford investigators a valuable heuristic in advancing our understanding of the development of species-specific perception.
Acknowledgements The writing of this article was supported by a National Institute of Mental Health Grant (#MH48949) awarded to Robert Lickliter. We thank Gilbert Gottlieb for his constructive comments on an earlier version of the manuscript. We followed both national and institutional guidelines for the care and use of animal subjects.
References Alberts,
J.R. and Cramer, C.P.,
developmental
1988.
change. In: E.M.
Ecology and experience: Blass (Editor),
Handbook
Sources of means and meaning of of Behavioral
Neurobiology,
Plenum
Press, New York, pp. l-39. Alberts,
J.R. and Gubernick,
parent-offspring Offspring Baptista,
Interactions,
L.F.
hypothesis
In:
1966.
Bjarvall, A., 1967.
and H.
Plenum Press, New York,
pp. 7-45.
L.,
Behaviour,
1986.
J.J., 1991.
Bolhuis,
J.J. and Van Kampen,
Chicago.
sensitive
Behav., 32: 172-l
Alarm call responsivity 100:
Symbiosis
model of in
Parent
phases and song templates 81.
Biol. Rev., 41:
177-220.
H.S.,
of mallard ducklings:
IV. Effects of social
401-405.
Mechanisms of avian imprinting:
120:
Bowlby, J., 1969.
(Editors),
28: 141-147. D.B.,
Bolhuis,
E.,
Social interaction,
The characteristics and context of imprinting.
experience. J. Comp. Psychol.,
Brunswik,
1984.
Moltz
The critical period and the interval between hatching and nest exodus in rnallard
Blaich, C.F. and Miller,
Behaviour,
Reciprocity and resource exchange: A symbiotic Rosenblum
and Petrinovich,
L.A.
in the white crowned sparrow. Anim.
Bateson, P.P.G., ducklings.
D.J., 1983.
relations.
1992.
A review. Biol. Rev., 66: 3033345.
An evaluation of auditory
learning in filial imprinting.
195-230. Attachment and Loss: Vol. 1. Attachment.
1952.
The
Conceptual
Foundations
Basic Books, New York.
of Psychology.
University
of Chicago Press,
198 Brunswik,
E.,
1956.
University
Perception
Dyer, A.B.,
Lickliter,
R. and Gottlieb,
under experimentally Eibl-Eibesfeldt, Emlen,
and the
Representative
Design
of Experiments
in
Psychology.
of California Press, Berkeley.
I., 1970.
ST.,
1972.
ontogenetic development
G.J. Jacobs and R.F.
NASA SP, Washington, Galef, B.C.,
1985.
Maternal and peer imprinting
in mallard ducklings
Dev. Psychobiol.,
22: 463-475.
Ethology: The Biology of Behavior. Rinehart and Winston,
The
Schmidt-Koenig,
G., 1989.
simulated natural social conditions.
Belleville
of orientation (Editors),
capabilities.
Animal
New York. In:
Orientation
S.R.
Galler,
DC, pp. 262.
Social learing in wild norway rats. In: T.D.
Issues in the Ecological Study of Learning, Erlbaum,
Johnston and A.T.
Hillsdale,
Pietrewicz (Editors),
NJ, pp. 143-166.
Gibson, J.J., 1966.
The Senses Considered as Perceptual Systems.
Houghton-Mifflin,
Boston.
Gibson, J.J., 1979.
The Ecological Approach to Visual Perception. Houghton-Mifflin,
Boston.
Gottlieb, C., 1965.
Imprinting
Comp. Physiol. Cottlieb,
G.,
Psychol.,
1971.
K.
and Navigation,
in relation to parental and species identification by avian neonates. J.
59: 345-356.
Development
of Species Identification
in Birds.
University
of Chicago Press,
Chicago. Gottlieb, G., 1973. Psychol. Bull.,
Neglected developmental variables in the study of species identification in birds, 79: 362-372.
Gottlieb, G., 1976.
The roles of experience in the development of behavior and the nervous system.
In: G. Gottlieb (Editor),
Development of Neural and Behavioral Specificity, Academic Press, New
York pp. 25-54. Gottlieb,
G.,
1980.
Development
of species
identification
in ducklings:
VI.
Specific embryonic
experience required to maintain species-typical perception in Peking ducklings. J. Comp. Physiol. Psychol.,
94: 579-587.
Gottlieb, G., 1991 a. Experiental canalization of behavioral development:
Theory.
Dev. Psychol.,
27:
35-39. Gottlieb, G., 1991 b. Social induction of malleability in ducklings. Anim. Gould, J.L., Harper,
L.V.,
Hess, E.H., Hofer,
1982.
P.H.
1989.
1973.
M.A.,
The Nature of Human Behavior. Ablex, Norwood, Imprinting.
1978.
Hofer, M.A.,
1987.
1985.
Pietrewicz
New York.
New York.
A psychobiologist’s
In: P.P.G.
Press, New York,
Bateson and pp. 135-166.
view. Child Dev., 58: 633-647.
Learning and the evolution of developmental systems. In: H.C. Plotkin (Editor),
Learning, Development, A.T.
Reinhold,
Perspectives in Ethology, Vol. 3, Plenum
Early social relationships:
1982.
Johnston, T.D.,
Van Nostrand
Norton,
NJ.
Hidden regulatory processes in early social relationships.
Klopfer (Editors),
Johnston, T.D.,
Behav., 41: 953-962.
Ethology: The Mechanisms and Evolution of Behavior. W.W.
and Culture,
Wiley,
New York, pp. 41 I-442.
Conceptual issues in the ecological study of learning. In: T.D.
(Editors),
Issues in the Ecological Study of Learning,
Erlbaum,
Johnston and
Hillsdale,
NJ, pp.
1-24. Johnston,
T.D.
and Gottlieb,
G., 1981.
Development
What is the role of imprinting? Anim. Johnston,
T.D.
and Gottlieb,
G., 1985.
preferences in Peking ducklings. Johnston,
T.D.
evolution.
and Gottlieb,
Effects of social experience on visually
Dev. Psychobiol.,
G., 1990.
J. Theoretical
Biol.,
147:
and Turvey,
M.T.,
1980.
Johnston, T.D.
In: G. Bower (Editor),
of visual species identification
in ducklings:
Behav., 29: 1082-1099. imprinted
maternal
18: 261-271.
Neophenogenesis:
A developmental
theory of phenotypic
471-495. A sketch of an ecological metatheory for theories of learing.
The Psychology of Learning and Motivation. Vol. 14, Academic Press, New
York. pp. 147-205. Khayutin, S.N., 15: 105. King, J.A., 1968.
1985.
Sensory factors in the behavioral ontogeny of altricial birds. Adv. Study Behav.,
Species specificity and early experience. in: G. Newton and S. Levine (Editors),
Experience and Behavior, Thomas,
Springfield,
pp. 42-64.
Early
199 Kruijt, J.P., Ten Cate, C.J. and Meeuwissen,
C.B.,
1983.
The influence of siblings on the development
of sexual preferences of male zebra finches. Dev. Psychobiol., Lewontin, Lickliter,
R.C., 1991. R., 1989.
Biology as Ideology. Harper Collins,
16: 233-239.
New York.
Species-specific auditory preference of bobwhite quail chicks (Colinus
is altered by social interaction with siblings. J. Comp. Psychol., Lickliter,
R., 1993.
Structured
the construction
organisms and structured
103:
environments:
of learning capacity. In: J. Valsiner
and H.G.
virginianus)
221-226. Developmental
Voss (Editors),
systems and
The Structure
of
Learning Processes, Ablex, Norwood. Lickliter,
R. and Berry, T.D.,
tion of evolutionary Lickliter,
1990.
The phylogeny fallacy: Developmental
R. and Gottlieb, C., 1985.
species-specific
psychology’s misapplica-
theory. Dev. Rev., 10: 322-338. Social interaction with siblings is necessary for visual imprinting of
maternal preferences in ducklings (Anas
J. Comp. Psychol.,
platyrhynchos).
99:
371-379. Lickliter,
R. and Gottlieb, G., 1986a. Training ducklings in broods interferes with maternal imprinting.
Dev. Psychobiol., Lickliter,
R.
19: 555-566.
and Gottlieb,
G.,
198613.
Visually
redirected by social interaction with siblings. Lickliter,
R. and Gottlieb, G., 1987. R. and Gottlieb, R. and Ness, J.W.,
Comp. Psychol., Lickliter,
104:
R. and Virkar,
1990.
21 I-21
Social specificity:
Logan, C.A., 1992. Lorenz,
K., 1965.
M.
Dev. Psychobiol.,
Intersensory
functioning
in bobwhite quail chicks:
analysis in behavioral systems:
The case of bird song. Ann. NY of Chicago Press, Chicago.
The
Development
of Behavior:
Comparative
and Lickliter,
107:
In: G.M. Burghardt and
and Evolutionary
Aspects,
pp. 233-251. 1988.
Formation
and expression
R., 1993.
of filial attachment in rhesus
Dev. Psychobiol.,
21: 401-430.
Social experience with siblings fosters species-specific
siveness to maternal visual cues in bobwhite quail chicks (Colinus Miller,
Early sensory
22: 651-667.
and Capitanio, J.P.,
T.C.
21: 31 I-321.
and comparative psychology: Status and strategy. J.
monkeys raised with living and inanimate mother substitutes. McBride,
40-46.
Social experience and primate cognitive development,
(Editors),
W.A.
101:
Interaction with own species is necessary to
Evolution and Modification of Behavior. University
Garland Press, New York, Mason,
is
102-117.
1978.
Bekoff
in ducklings
8.
Developmental
Acad. Sci., 662: Mason, W.A.,
Domestication
P., 1989.
dominance. Dev. Psychobiol.,
preference
19: 265-277.
in ducklings. J. Comp. Psychol.,
G., 1988.
foster species-specific maternal preference in ducklings. Lickliter,
maternal
Retroactive excitation: Posttraining social experience with siblings
consolidates maternal imprinting Lickliter,
imprinted
Dev. Psychobiol.,
virginianus).
reson-
J. Comp. Psychol.
320-327. D.B.
and Gottlieb,
G., 1978.
Maternal vocalizations
of mallard ducks. Anim.
Behav., 26:
1178-1194. Oyama, S., 1985. University
The Ontogeny of Information:
Oyama, S., 1988.
Statis, development, and heredity. In: M.W.
ary Processes and Metaphors, John Wiley, Oyama, S., 1989.
Systems and Evolution.
Cambridge
Systems and Development, L.,
Dewsbury
Ho and S.W.
Fox (Editors),
Evolution-
New York, pp. 255-274.
Ontogeny and the central dogma: Do we need the concept of genetic program-
ming in order to have an evolutionary Petrinovich,
Developmental
Press, New York.
1990.
(Editor),
Erlbaum,
perspective? In: M.R.
Hillsdale,
Avian song development: Contemporary
Gunner
and E. Thelen
(Editors),
NJ, pp. 1-34. Methodological
and conceptual issues.
Issues in Comparative Psychology,
Sinauer,
In:
D.A.
Sunderland,
MA,
pp.340-359. Porter, R.H., 1990. Littermate influences on behavioral and physiological development in spiny mice. In: D.A. Dewsbury (Editor), Contemporary Issues in Comparative Psychology, Sinauer, Sunderland, MA, pp. 300-316. Sluckin,
W.,
1973.
Imprinting
and Early Learning. Aldine, Chicago.
200 Smith-Gill, tion.
S.J., 1983.
Am. Zool.,
Suboski,
M.D.,
Turvey,
M.T.
1990. and
perception
for
Research, Valsiner, Wang,
A. and
Comp. West,
M.J.
M.,
106:
King,
vs. phenotypic
modula-
A.P.,
Psychol.
of perceiving: L.C.
Nilsson
Rev., 97: 271-284.
An
ecological
(Editors),
reformulation
Perspectives
on
of
Memory
Influence
of Children’s
Action.
of social environment pennsylvanicus)
John Wiley, on parental
and prairie
New York. behavior
voles (M.
and
pup
ochrogaster).
J.
71.
1987.
Settling
nature
and
nurture
into
an ontogenetic
niche.
Dev.
20: 549-562.
males. Nature, M.J.,
In:
voles (Microtus
West, M.J. and King, A.P., 1988. West,
conversion
NJ, pp.221 -265.
1992.
163-l
learning.
primacy
and the Development
of meadow
and
Developmental
recognition The
memory.
Hillsdale,
Culture
Psychol.,
Psychobiol.,
R., 1979.
understanding
Novak,
development
plasticity:
Releaser-induced
Shaw,
Erlbaum,
J., 1987.
Developmental
23: 47-55.
334:
King, A.P.
Visual displays of female
cowbirds
affect the development
of song in
244-246. and Arberg, In:
A.A.,
legacies
in ontogeny.
Plenum
Press, New York, pp. 41-62.
E.M.
1988.
Blass (Editor),
The inheritance Handbook
of niches:
of Behavioral
The role of ecological Neurobiology,
Vol.
9,