296
Journal of Electron Spectroscopy and Related Phenomena, 15 (1979) 296-306 0 ElsevierScientlfic PubllshmgCompany,Amsterdam-Prmt.edmTheNetherlands
PHOTOELECl'RON SPECTROSCOPY
IN THE ENERGY REGION
30 'IO 800 eV USING SYNOHROTRON
RADIATION
I
LINIMU and W
Stanford Stanford
E. SPIORR
Synchrotron University,
Radiation Stanford,
Iaboratory California
and Stanford 94305, USA
Electronics
laboratories
ABSTRACT With the advent extended
of aynchrotron
to a continuous
soft x-ray regions,
adding
probe of the electronic application
radiation,
range of excitation tremendously
structure
of photoelectron
the photoemission energies
to the usefulness
of materials
spectroscopy
of Si surfaces,
conductor
surfaces,
on transition
chemisorption
of photoemission
synchrotron
chemisorption/oxidation
structure
were
radiation
metal overlayers
metal
surfaces,
and
as a
In this paper, we discuss
using
of oxygen
electronic
techniques
in the far ultraviolet
the
to the studies
on III-V semi-
and the surface
of CuNi alloys
INTRODUCTION The use of synchrotron has resulted chemistry
radiation
in a very powerful
of a wide variety
parameters
determining
in conjunction
technique
tion cross section
studies, optimal
it
for the electronic
of synchrotron
has been possible
surface
sensitivity.
to utilize
The two most important
involved
the tunability
energy region up to a few hundred surfaces
at submonolayer
process.
source for photoemission
of this source to obtain
of synchrotron
eV have been applied
are
photoloniza-
in the excltatlon
as an excitation
properties
technique
(2) the partial
In this paper, we will illustrate
from our own work how the unique
metal and semiconductor
and
spectroscopy
physics and
of the photoemisslon
electron
levels
radiatton
the surface
phenomena.
sensitivity
(1) the escape depth of the photoemitted
With the advent
for studying
of chemisorptlon
the surface
with photoemission
with a few examples
radiation
in the photon
to chemisorptlon
studies of
coverages
RESULTS AND DISCUSSION The Energy Dependence
of the Electron
It is now well established escape depth
Escape Depth
(ref. 1) that the general
is a sharp decrease
with increasing
behavior
electron
energy
of the electron (from about
I LINDAU,
296 10,000
h a few
tenths
of
an eV above
range 50 to 200 eV with a remarkably increase with increasing radiation
electron
is that the photon
of the synchrotron
radiation
A),
1 to 2 topmost atomic
of the electron
(ref. 2).
by a chemically
oxygen
shifted and unshifted
layers
length
the experimentally region of kinetic
the
of the electron determined
is chemlsorbed (ref
As 3d peaks
minimum.
escape depth
on the (110) sur-
onto the surface As The relative
3)
(at a well-defined
high surface
sensitivity
EB = 19 eV)
(binding energy,
(ref. 2)
1.5 molecular
(E3 = 41 eV)
core levels by using
g
-20 As dsI
2_
% j 115
t: d-to
I
60
I
I
I
I
80 100 120 140 KINETIC ENERGY (eV)
I
I
160
I80
layers.
for the Ga 3d
W
I
in the
1, the minimum occurs at 60 eV electron
-25
40
cov-
on the
energy
BULK As/SURFACE As vs KtNETtC ENERGY
3
oxygen
information
can thus be accomplished
and As 3d
sites
amplitudes
In Fig. 1, we have plotted
energy with a value of 5 to 6 A, or approximately
This extremely
The tunability
escape depth as a function of electron
As seen from Fig
electrons
This was illustrated
erage) as a function of photon energy has been used to extract energy dependence
and finally an
of synchrotron
for the first time to plot in
escape
shifted As 36 peak
in the
so that the photoemitted
has made it possible
Molecular
face of C&As
of the chemically
(-5
work of our group on the oxygen chemisorption
as
evidenced
flat minimum
The great advantage
energy can be chosen
the energy dependence
by some extensive
small escape depth
energy.
come from very close to the surface,
detail
the Fermi level to 20 to 30 A for electron
5 to 10 eV above the Fermi level), then a fairly
energies
W E SPICER
;
Fig 1. Plot of the ratio of the unshifted to shifted As 3d levels as a function of electron kinetic energy for the CaAs (110) +02 surface around the minimum in the escape depth.
SYNCHROTRON excitation readily
RADIATION
energies
available
at the Stanford chemisorbed
around
Synchrotron
in the application
scopic
to surface
of the Si/SiO_
has been the subject
scale about
the bonding
(ref
of 130 eV are shown
6)
in Fig
(ref
4)
(ugrasshopperW)
A large number
5). energy
region
can thus be
and meant a major
studies.
of
breakghrough
This particular
aspect
Interface
-
Photoemission
30 to 800 eV is
below.
interface
of the oxidation
(ref
sensitivity
by two more examples
region
monochromator
in this binding
with high surface
devices.
energy
Iaboratory
Structure
Si-SiO2
in practical
Radiation
of photoemission
will be illustrated
The
incidence
with core levels
studied
The Electronic
The photon
100 eV
with the grazing
systems
conveniently
297
of many studies due to its importance
can be used to obtain
of oxygen
information
to the Si surface
Photoemission
spectra
2 for binding
energies
on a micro-
in the initial
taken at an excitation around
the position
stages energy
of the Si2p
core level
= 100 eV). The bottom curve (a) is for the clean surface @B g shows the result after 10 l2 L (1 L L 10-6 torr see) exposure to molecular A shifted
Si 2p peak appears
peak can be interpreted oxygen, After
resulting
further
as due to charge
in a higher
oxidation
shifted
Si peak
shifted
by 3.8 eV
at 2 6 eV towards
EB
for the compound
It appears Si02,
The 2 6 eV chemical
feature
The spectrum peak.
shows that the 3.3 eV peak
chemisorption/oxidation
A detailed
The
of the Si/Si02
Interaction Recently,
with emphasis 7 and 8).
on exploring
Figure
photon
amounts
energy
important
depth,
energies
from Fig
and
Si bonded
to
phases
in the
in great detail
on the electronic
0.10) Surface interfaces,
spectra
particularly formation
of n-C&&b
in a controlled originating
that lie within
i e , the top 1 to 2 molecular
elsewhere
scale c%n be obtained.
is 120 eV, and the photoelectrons
thing to notice
states
Schottky-barrier
of Au has been evaporated
and Sb 4d core levels thus have kinetic in the escape
behind
and shows a
The different
studied metal-semiconductor
3 shows a set of photoemission
atoms
phase with
complex
information
with a GaSb
the mechanism
to the oxygen
can thus be followed
on a microscopic
of Au Metal Overlayers
we have also
which different chosen
interface
shift observed
has been presented
and important
i, the
and is now
of a chemisorbed
(ref. 6).
atoms to
in the bonding.
the chemical
of three chemical
oxygen.
The shifted
curve
level spectrum
coordinated
analysis
respectively
technique,
surface
involved
in curve h is more
of the Si surface
with the photoemission structure
shown
is comprised
two, three, and four 0 atoms,
atoms
in the core
curve a, is indicative
lower coordination.
energy.
from silicon
that this is exactly
broad
binding
see Ref. 6) of the surface,
where Si is tetrahedrally
shift,
3.3 eV shifted
transfer
for the silicon
(for details,
is the dominant
higher
Curve
(refs.
(110) onto manner
The
from the 6% 36 the broad minimum
layers are being probed.
3 is that the emission
from the Ga 3d core
The
I LINDAU,
298
SI 2p
hu=130
W E SPICER
eV
1‘11'::: A 38eV
GaSb +Au *w = 120 eV Au-4f
Sb -4d Go-3d
I
(EP3) h
Au-5d
I
Y
7k2EJ-
/VI
W=l*)
V6M
BINDING
ENERGY
(elf)
Photoemission spectra taken 3. a photon energy of 120 eV for GaSb exposed to different amounts of Au
at
I
I
105
100
BINDING
ENERGY
5 5 (eV)
Fig 2 The 2p core level for a clean Si surface (curve a) and the chemical shifts observed (curves g, h, i) during the different stages in the initial oxidation.
SYNCHROTRQN levels
RADIATION
are preferentially
the Sb 4d emission composed behind
surfaces
strong.
enriched
defect
and Cs overlayers states
height
the
must
between
of a monolayer
The
of Al Metal
In the previous semiconductor Al
overlayers
the two systems surface
properties
2p core
levels,
ton energies
Core
was again
giving
(110)
important level used
74
mechanism
metallic
with a GaAs
There
9)
to study
for the Schottky
into
of the inter-
can be followed
in this
between
are many
72
44
42
40
Au and a III-V for thin
to drastically
(monofor
different
case Ga 3d, As 3d, and Al
the metal-semiconductor
STATE ENERGY
7 and 8)
similarities
(see Fig
4).
" 22
18
interface As seen
At ON GaAs (110) n-TYPE CtEAVED hv = 120 eV
INITIAL
structure
consideration
the results
leading
sensitivity
a model
(1101 Surface
we show here
(ref
these
obtained
proposed
layers (refs
the interaction
spectroscopy,
n
76
we have
that the properties
differences
surface
on
states
we described
optimal
position and results
these defect
coveragetothick
with
when one tries
of the electronic
to demonstrate
on n-GaAs
but also
results,
leaving
interaction
calculations
As a comparison,
surface.
Is de-
into account
is the dominant
take
that the GaSb
strong
level pinning
on these
while
of the Au overlayer,
III-V compounds,
Cverlavers
section,
suggest
completely,
the gold and the semiconductor,
from a fraction
Interaction
the Fermi Based
Theoretical
been able
interaction
to be taken
on other
interface
results
to the surface
at the interface
formation
we have
In summary,
behind
height
it disappears
Au thus has a very
This has
the mechanism
of the metal/III-V
layer)
These
in Ga
substrate
and the barrier
for Au, Al,
face,
Finally,
by the Au and that Sb moves
to understand
barrier
attenuated.
is still
an interface
the semiconductor
where
299
20
(ev below E,)
Fig 4 The Al 2p, As 36, and Ga 3d core level spectra taken at a photon energy of 120 eV for several Al overlayer thicknesses
at pho-
in Fig.4,
I LINDAU, W E SPICER
300
a very
small
the Fermi
of Al
(0.4
level 0 6 eV below After
is 1.4 eV). clearly
amount
detected
attenuated
is
sufficient
the conduction of
deposition
at a binding
but essentially
A>
about
energy
except
sitlon
A>, the dominant Al 2p emission
binding
(8
energy
in addition
Al)
of
side of the Ga 3d peak
73.1 eV
(in excellent
of the Ga and As 3d peaks 0 9 eV towards change
in the As 3d core
energy
corresponding
with
the shift
place and
of Ga by Al
with
between
The rapid
increasing
lattice
strong
and
suggests
to the topmost
leads
between
evidence
for bulk metallic
A detailed
analysis structure
insignificant
This observation,
with
of AlAs
Al 2p core
that the replacement
one or two layers.
combined
has taken
the formation
from the metallic
the Al overlayer
to formation
on
depo-
level with a
that a replacement
in emission
gives
1s
Ga 3d peak has a binding
(ref. 9).
at the surface
increase
Al deposition
Ga
further
is an additional
of the Ga 3d core level but
level,
is that the interaction
is very
a core
with the value
The 0 9 eV shifted
2p core
Al and Ga is limited
point here surface
level.
in the GaAs
free Ga metal.
levels
energy
in GaAs
in emission
After
from
comes
that there
to that for metallic
for the Al
increase
(see below).
agreement
(Fig. 5) shows
lower binding
(the band gap
from the state at 74 0 eV
to the emission
and pin
The As 3d and Ga 3d peaks are
for a small
energy
bending
(1.5 A>, an Al 2p peak
of 74 0 eV.
unchanged
band
band minimum
a monolayer
the low binding of Al
to cause
reaction
The important
and the GaAs
of a new compound
(110)
at the surface
Al ON GaAs (110) n-TYPE CLEAVED hv=l20 eV --1
k-09eV
ENERGY (eV)
Fig 5 A detailed plot of the As 3d and Ga 3d levels at the maximum Al coverage (dashed lines) compared to the clean surface The peak In the Ga 3d dif(solid lines) ference curve (dash-dotted line) corresponds The horizontal axis is to metallic Ga marked in increments of one eV
The Energy
Dependence
As was mentioned addition
of Partial earlier
to the electron
Photoionization
in this paper,
escape
depth,
Cross
Sections
the photoionization
is an important
cross
parameter
section,
in determining
in
SYNCHROTRONRADIATION the surface
301
sensitivity
of the photoemission
tunability
of the synchrotron
of partial
photoionization
the area
under proper
function
of the energy
threshold in Fig
(ref. 10).
then decreases
cross
section
minimum that
illustrate
the
flux and
The binding
energy
before
passing
through
is observed
to decrease
functions
about
have
X
,XXxX~
I
0
50
towards
above As
threshold
130 eV
before
from
100
I
150
ENERGY
x x x x
x
ABOVE
x
X I
I
200
250
THRESHOLD
(eV1
300
The drastic section
of GaSb energy
the fact
c 350
(110) Surfaces behavior
can be utilized
with
of the cross advantage
section
in several
described
ways
in the previous
to enhance
A
the
Fig 6 The partial photoionization cross section of the Sb 4d levels as a function of electron energy above the excitation threshold.
The Oxidation
and
The
energies
and arises
the
seen
threshold
around
higher
minima
in
nodes
X I
is 32 eV
minimum
220 eV above
the Cooper
energy
at 45 eV above
a broad
monotonically
of the energy
the electron
a maximum
energy
for the Sb 4d levels
of the Sb 4d levels
through
by measuring
the transmission
importance
against
at 130 eV is termed
the 4d wave
photon
is plotted
maximum
starts
observed
incoming
section
goes
be done
the
dependence
of the excitation
the results
section
utilizing
the energy
can simply
by showing
rapidly
flat and extended
We
This
as a function
section
the cross
6, the cross
of the
analyzer
of the cross
6, where
Fig
normalizations
peaks
Again,
we can determine
sections.
the photoelectron
and make
dependence
radiation,
cross
technique.
the surface
302
I LINDAU, W E SPICER
sensitivity
If one, for instance,
gas with the substrate, This
is illustrated
face
(ref. 2)
it is desirable
in Fig
Energy
to 5
distribution
log L 02.
aa a 2 6 eV chemical thing
in Fig
changing
understood of
effect,
from Fig
the electrons
6.
emitted
with the Cooper minima. visible
above
as a function
whereas
(Fig
of the oxygen
The emission
energy
energies
for 6aSb
with the surface
(110)
is seen
The noticeable little with
of the Sb 4d peaks decrease on photon
excitation
can readily
of 160 eV, the kinetic
is roughly
'Ilw= 100 eV,
a Cooper minima
energy be
energy
130 eV and thus coinciding
which corresponds
the 3d wave functions
to the peak in do
but have a slowly varying
not have any cross section
from the Ga 3d's is thus affected
5 x IO’LO,
vs hv
Sb-4d
Ga-3d
I
(110) sur-
in Fig. 7, the Sb 4d levels are barely
On the other,
1
photon
of the Sb 4d levels
energy
from the 4d levels
GaSbCllO) +
from the substrate
to the CaSb
split 4d doublet.
strong dependence
and the behavior
intensity
of a chemisorbed
of the tie 3d peak changes very
At an excitation
6).
bonding
of binding
the amplitudes
This
level at
nodes and do not exhibit 10).
interaction
And, as seen
the noise
the cross section
(ref
The
energy,
the emission
for three different
shift of the spin-orbit
from 100 to 160 eV.
is a cross-section
to enhance
curves
7 is that the intensity
the photon
drastically
to study the interaction
7 for the case of oxygen
100, 120, and 160 ev, are plotted exposed
wants
I
I
I
20
40 l3INO:NocENERGY (eV1
spectra of CeSb (110) Fig 7. Photoemission exposed to oxygen for three different photon energies showing the strong variation in the cross section of the Sb 4d levels.
very
little
SYNCHROTRON by changing
RADIATION
303
the photon energy from 100 to 160 eV.
that, when the oxygen bonding
In summary,
to the GaSb surface
is studied,
it can be stated it is very important
to tune to a photon energy away from the 4d Cooper minima to achieve optimal surface sensitivity
The Chemisorption
of Co on Platinum
The Cooper minima chemisorption the emission
in the cross section discussed
studies to suppress the emission from the molecularly
for CO chemisorption
chemisorbed
onto Pt (ref
from the Pt substrate
(5d band)
11).
above can also be used in
from the substrate and enhance levels.
This ie shown in Fig
At a photon energy of 150 eV, the emission
is low due to the Cooper minima--the
functions exhibit an energy dependence
8
similar to that for the 4d's
Pt 6011) x (100)
5d wave (ref. 10)
n
I
I
I
-30
-25
-20
I
-15
8
I
-10
-5
I
Ef
INITIAL STATE ENERGY IeV)
Fig. 8. Photoemission spectra of a clean Pt surface exposed to a monolayer of CO, taken at a photon energy of 150 eV The emission intensity from the CO derived molecular levels (5a, lx, 4a, 3~) is enhanced since the Pt 5d emission falls in the Cooper minima.
The emission enhanced, minimized.
from the CO induced molecular
and the background
By taking advantage
and important observations
levels
(3a, 4a, lfi-5~) is correspondingly
of scattered electrons of mrking
from the Pt valence band is
around the Cooper minima, several new
could be made for the CO chemisorption
onto Pt.
This
304
I LINDAU, W E SPICER
data shows
the first unambiguous
The nonbonding
co.
few electron the metal
orbitals
for most of the shallow
for a more highly
bound
level,
By comparison
The higher
main reason structure
degree
lite structure
observed
molecule.
not completely
in transition-metal of the O-related
earlier
orbltals
excitation
summary,
it should
only by tuning surface
the photon
The Electronic
file,
which
In both cases, at
J3ut this appears orbitals
satellite
escape
depth
structure
involving
contrast,
is
observed
5 to 7 eV below
to a mechanism
each
charge-
orbital
In
were made possible and by that optimal
from the substrate
alloy must
layer
with theoretical in the component
we describe
and the
energy
of depth
intensity points
models
we obtain
with the lowest heat
again
to a maximum
At a fixed photon
energy
the compositional
pro-
Photoemission
40 to 240 eV on two different
as a function
I and Cu/NI
a curve which decreases increases
predicting
65s CX, 35s Ni and Cu/Ni
(denoted as r(Ni/Cu)) are for the Cu/NI
below
in CuNl alloys
is approached
region
a description
how the strong
is used to study
composition
include
and as a function
that the topmost
the bulk composition
in the photon
hv = SO eV,
and then increases
of a
structure
In Fig. 9, we plot the ratio of the Ni 3d emission
the Cu 3d emission
satel-
Surfaces
is consistent
I with a surface
The two sets of data
a minimum
12).
peaks appear
of a binary
In this section,
14)
were done
35% Cu, 65$ Ni
as the
of shakeup
for valence
for the emission
region will be enriched (ref
CufNi
(ref
suf-
from Fig. 6 is that
reminiscent
into the 2fl* CO-derived
of the alloy at the surface
i e , In what fashion
surfaces
test case
chemisorption
to the shakeup
so that optimal
of CuNi Alloy
of the electron
measurements
upon
that these new observations
of the surface
in copper,
of vaporization dependence
where
It is now well established
that the surface
The relax-
that the Ja electrons
of the observed
and are attributed
energy
eV.
shift
respectively
Structure
the surface. is enriched
is observed
(ref. X3),
was achieved
A characterizatfon of the composition
<12
an interesting
observation
some resemblance
be emphasized
levels,
energy
a
on
but still a level of molecular
for CO in gas phase
from the metal atoms
sensitivity,
chemisorbed
It bears
screening
of the 3a was interpreted
important
structure
carbonyls
transfer
of localization
The exact nature
clear
EF,
the 3a and 4a levels,
to be the first time shakeup chemisorbed
binding
shift than the 4a electrons
Another
between
shift of typically
that this relaxation
constitutes
28.5 eV below
of chemisorbed
of the efficient
to gas phase data, we showed
for this effect.
is present
orbitals,
in Co therefore
fer a 2 4 eV larger relaxation (ref. 11).
a relaxation
as a result
It has been found experfmentally
shift of the 36 level
character
of the 3a orbital
undergo
upon chemisorption
surface.
is uniform ation
molecular
volts
identification
at
energy,
intensity
of photon
II surface,
at low photon
to
energy
respectively.
energies,
hv = 140 eV, r(Ni/Cu)
II with
reaching
decreases,
of at/N1
II is
SYNCHROTRON
RADIATION
305
CU/NI (110) BULK COMP 90%
NI, 10% Cu
CU/NI I SURFACE x CU/NI II SURFACE
l
r (NdCu)
r I I I I I I I : :
14I312t,
I I-
\ \ \ c \ , I I
IO09OB-
X x-z-\
x’
06-
\ +X ‘1
I
k
r
\ x.
:;,“I
‘; I \ \ \ \
07-
‘\
/
/
‘t
05-
I
V I
40
80
.x-
2. ‘\
\
\
/H
k-.--H
/ \
04-
06
t
/’
/’
0’
0’
,J
/
!
I
I20
160
1
I
200
240
IO
;
hv (eV)
Fig. 9. Plot of r (ratio of Ni to Cu emission intensities) versus hv (photon energy) for Cu/Ni (110). The dots are for the Cu/Ni I surface, -654 Cu, 35$ Ni surface composition. The crosses are for the C!u/Ni II surface, ~65$ Wi, 35$ Cu.
greater
than r(Ni/Cu)
surface
region
the amount
of Cu/Ni
(a detailed
here
(ref. 14))
after
since
energies the bulk
60 eV, r(Ni/Cu) photon
energy
in a region of the alloy monotonic
This
region
falls
is very Ni rich. decreases
where below
would
depth
the surface
above
the surface
is again
apparently
work was supported
0289, by the U.S. Army
to detect,
see
by the Office
Research
Office
etc
interpreted
region
ref
length
elae-
of the
increases
there-
as a reflection the surface
At
low
r(Ni/C!u) is large
is enriched
from 40 to
in Cu
showa an oscillatory Thus,
not approach
to
exper-
is given
is increased
increasing.
does
When
the composition
the bulk value
(further
the
behavior
oscillations,
in a even
14 for details).
of Naval
Grant
below
large,
energy
but shows at least one oscillation be hard
sections
of depth
80 eV, r(Ni/Cu)
depth
is ascribed
by the escape
is relatively
As the photon
since
the escape
is thus
in the
by the photoemission
at 80 to 100 eV and
as a function
the escape
is increased
is determined
of r(Ni/Cu)
Cu concentration
of r(Ni/Cu)
aampled
of cross
to a minimum
of the alloy
where
fashion
if existing,
of the effects
The behavior
of the composition
behavior
in the region
sampled
which
the higher
The oscillatory
discussion This
electrons,
(ref. 14).
photon
I.
I, reflecting
of Ni and Cu present
iment
outgoing
of Cu/Ni
Research
MC-74-G-0215,
Contract
NOOO14-75-C-
and by the National
306
I LINDA&
Science
Foundation
performed
at the Stanford
the National Stanford
Science
P
DMR 74-22230 Synchrotron
Foundation
Linear Accelerator
The collaboration Pianetta,
Grants
Grant
Center
Radiation DMR
P. M. Stefan,
C. M and C
The experiments
Laboratory
73-07692
A02,
and the Department
with P. W. Chye,
R. Skeath,
and DMR 77-02519
Garner,
W E SPICER
which
were
is supported
in cooperation
by
with the
of Energy. D
T
Ling,
Y. Su is gratefully
J. N. Miller,
P
acknowledged
REFERENCES
1 2 3 4 5 6 7
8 9 10 11 12 13 14
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