Pulmonary Pharmacology & Therapeutics 30 (2015) 134e140
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Pleiotropic effects of the 3-hydroxy-3-methylglutaryl-CoA reductase inhibitors in pulmonary diseases: A comprehensive review Rama K. Krishna a, Omar Issa b, Debjit Saha b, Francisco Yuri B. Macedo c, Barbara Correal b, Orlando Santana a, * a b c
Columbia University Division of Cardiology, Mount Sinai Medical Center, Miami Beach, FL, USA Department of Internal Medicine Mount Sinai Medical Center, Miami Beach, FL, USA Division of Cardiology Baylor College of Medicine, Houston, TX, USA
a r t i c l e i n f o
a b s t r a c t
Article history: Received 17 April 2014 Received in revised form 14 August 2014 Accepted 18 August 2014 Available online 27 August 2014
The 3-hydroxy-3-methylglutaryl-CoA reductase inhibitors (statins) are used extensively in the treatment of hyperlipidemia. They have also demonstrated a secondary benefit in a variety of other disease processes, actions which are known as pleiotropic effects. Review of the current pulmonary literature suggests a potential advantage of statin usage in a variety of pulmonary conditions. Our paper serves as a focused discussion on the pleiotropic effects of statins in the most common pulmonary disorders. © 2014 Published by Elsevier Ltd.
Keywords: Statins Pleiotropic effects Pulmonary disease Comprehensive review
1. Introduction Statins are important drugs in the treatment of hyperlipidemia, and are currently used in primary and secondary prevention of coronary artery disease and stroke. [1,2]. In addition to the benefits of using statins for hyperlipidemia and stabilization of cholesterol plaques, they have been shown to have important pleiotropic, or secondary, effects independent of their cholesterol-lowering properties [3e5]. These pleiotropic effects are a direct result of their action as inhibitors of cholesterol and isoprenoid synthesis, compounds which are ultimately responsible for the modulation of important pathways in several diseases. The upregulation of endothelial nitric oxide synthase and decreased production of nicotinamide adenine dinucleotide phosphate-oxidase that occurs with statin use enhances vascular endothelial function, reduces the amount of reactive oxidant species, and can improve the pathophysiologic responses in certain diseases [6]. Down-regulation of pro-inflammatory cytokines, immunomodulation, plaque stabilization, normalization of sympathetic outflow, decreased activation
* Corresponding author. Echocardiography Laboratory, Columbia University Division of Cardiology, Mount Sinai Medical Center, 4300 Alton Road, Miami Beach, FL 33140, USA. Tel.: þ1 305 674 2168; fax: þ1 305 674 2368. E-mail address:
[email protected] (O. Santana). http://dx.doi.org/10.1016/j.pupt.2014.08.006 1094-5539/© 2014 Published by Elsevier Ltd.
of the blood coagulation cascade, and inhibition of platelet aggregation have also been proposed as possible mechanisms for statin pleiotropy (Fig. 1) [7]. Evidence suggests that statins may play an important role in the treatment of some of the most prevalent pulmonary disorders due to their effect on structural cells and inflammation. The following is a comprehensive review of the current literature regarding the potential therapeutic benefits and pleiotropic effects of statins in pulmonary pathology. 2. Chronic obstructive pulmonary disease In patients with chronic obstructive pulmonary disease (COPD), beta-agonist inhalers and steroids provide symptomatic relief rather than working to restore the patient's normal lung function [8]. The hallmark of this disease is a progressive airflow limitation resulting from parenchymal destruction, as well as, small airway obstruction from smooth muscle hypertrophy and airway fibrosis [9]. COPD is not a disease restricted to the lungs but rather a systemic illness associated with progressive muscle wasting, decreased exercise capacity, accelerated coronary artery disease, osteoporosis, and anemia [10]. The benefits on mortality with current therapy are limited [11], possibly owing to the sparing effect on neutrophil or macrophage derived inflammation which plays an important role in COPD [12].
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Fig. 1. Cholesterol synthesis pathway: Statins inhibiting HMG-CoA reductase and decreasing the synthesis of prenlylated proteins and thereby also inhibit inflammatory and free radical biomarkers.
Studies have addressed the close inverse relationship between C-reactive protein (CRP) and lung function, as well as the direct relationship between levels of CRP and the severity of COPD [10]. In the National Health and Nutrition Examination Survey III study, those patients with severe airway obstruction were twice as likely to have an elevated CRP value. There was also an additive effect between the presence of moderate-severe COPD and elevated CRP on the risk of cardiac injury [13]. Furthermore, smoking initiates an increase in cytokine interleukin (IL)-6 and IL-8, which might underlie the systemic “spill over” and pulmonary inflammation seen in this disease state [14]. This may explain why those patients with COPD have been observed to have a greater than two-fold risk of coronary artery disease [13]. There are data that suggest that statins have immune modulatory effects that could attenuate the inflammatory effects of smoking on the lungs [15]. These effects include reducing neutrophil migration, cytokine production, adverse matrix remodeling, and small airways inflammation [16]. As neutrophil mediated inflammation plays a central role in the lung damage caused by smoking in COPD [17], the benefits of statins may be additive to that of inhaled steroids. Persistence of neutrophils in COPD due to inhibition of neutrophil apoptosis and/or phagocytic clearance, might also be relevant to attenuating inflammation [18]. There are observational studies suggesting that patients with COPD that take statins have reduced hospitalization for COPD exacerbations, a lower mortality from COPD exacerbations, and a lower cardiovascular mortality when compared with patients not taking statins [19,20]. In a non-randomized study of lung function screening in smokers and ex-smokers with mild COPD, the group on statins had a 37% reduction in COPD related hospitalization, as well as, a significantly reduced forced expiratory volume in 1 s
(FEV1) decline (þ5 ml/year) when compared with those not on a statin (86 ml/year) [21]. The observation that statins attenuate FEV1 decline and may be beneficial as first line therapy in COPD patients comes from a subpopulation analysis of the Normative Aging Study, involving 803 men and 2136 FEV1 measurements over a 10 year follow-up period [22]. Across a wide range of baseline lung function, the average yearly decline in FEV1 was 24 ml/year in those not on statins and 11 ml/year in those on statins (p < 0.05). This effect was found regardless of smoking status, suggesting a benefit for both smokers and ex-smokers. In a seven year Taiwanese cohort study, statins were associated with reduced hospitalization due to COPD in 6252 patients newly diagnosed with COPD [23]. There are also three randomized controlled trials that have demonstrated positive outcomes in COPD patients who received statin therapy, by decreasing the risk of thrombotic events, which are more prevalent in COPD patients [24], improving functional capacity [25], and decreasing inflammatory markers [26]. A randomized, placebo-controlled study by the Heart Protection Study Collaborative Group demonstrated a trend towards reduced respiratory death by 30%, and reduced rates of COPD exacerbations by 20% in those patients taking statins when compared with placebo [27]. Similarly, a more recent analysis showed that statin use is associated with a beneficial effect on all-cause mortality in COPD, depending on the baseline level of systemic inflammation [28]. The results showed that long-term statin use was associated with a 78% reduction in mortality if hsCRP level is > 3 mg/L at baseline, compared with a non-significant 21% reduction in mortality if hsCRP level is 3 mg/L. Additionally, a cohort study from New Zealand demonstrated that statin use is associated with a 30% reduction in all-cause mortality at 3e4 years after first admission
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for COPD, irrespective of a past history of cardiovascular disease and diabetes mellitus [29]. Although, the evidence suggests that statins may have a beneficial role in patients with COPD, this was refuted by the results of the trial Simvastatin in the Prevention of COPD Exacerbation (STATCOPE) [30]. This was a prospective study of 885 patients, treated from 12 to 36 months, which were randomized to simvastatin 40 mg/day vs placebo. The study demonstrated that simvastatin did not impact the rate of COPD exacerbation, time to first exacerbation, or severity of exacerbation in patients with moderate to severe COPD. At this point it is unclear if statins reduce morbidity and/or mortality in patients with COPD. 3. Asthma While there is evidence that statins may be beneficial in patients with COPD this does not appear to be the case in patients with asthma where the benefits of statin usage are controversial despite positive experimental studies. In laboratory animals, statins have shown an immune-modulatory effect on allergic lung inflammation mainly by decreasing inflammatory cytokines, stabilization of eosinophilic membranes, decreasing free radical production [31], suppression of T helper (Th)1 cell development, and promotion of Th2 polarization from CD4 cells in vitro [32]. McKay et al., showed that simvastatin improved eosinophil driven inflammation in a murine model of asthma that was mediated by suppressing T lymphocyte secretion of IL-4 and IL-5 [33]. Pravastatin has also been demonstrated to attenuate cell proliferation, IL5 production, and eosinophilic airway inflammation mediated by IL-17 [34]. Human trials evaluating statins in the therapy of asthma showed either negative, or perhaps, modest benefit. A one month, randomized, placebo controlled trial of simvastatin in 16 patients with asthma, demonstrated no improvement in asthma symptoms, pulmonary function tests, or measures of inflammatory markers [35]. These findings were similar to another randomized controlled trial of atorvastatin 40 mg/day added to inhaled corticosteroids compared with inhaled corticosteroids alone in 54 adults with allergic asthma [36]. Additionally, a study using simvastatin 40 mg at night to evaluate the fluticasone sparing effect of statin treatment showed no clinically significant steroid-sparing effect in patients with eosinophilic asthma [37]. Another randomized controlled trial evaluating the effects of atorvastatin 40 mg/day vs placebo for 4 weeks, in smokers with mild to moderate asthma, also failed to show benefits in the early morning expiratory flow volumes and in inflammatory biomarkers in induced sputum [38]. It appears that statins have little or no effect on disease modification or steroid sparing in the treatment of asthma. 4. Pulmonary sarcoidosis The data concerning the use of statins in either experimental or clinical pulmonary sarcoidosis are very limited. There is an ongoing randomized, double blind, and placebo controlled trial as a phase II study, which is estimated to stop enrolling patients in December 2015 [39]. It has been enrolling patients between the ages of 18 and 70. The primary endpoint of the study is to determine whether atorvastatin administration results in less steroid use and longer steroid-free intervals in patients with pulmonary sarcoidosis who require prednisone treatment. 5. Lung malignancy Statins are being investigated as possible therapeutic agents for lung cancer based on their activity on cancer cell lines. Park
et al., demonstrated that in non-small cell lung cancer cells with a Kras mutation, gefitinib treatment in combination with lovastatin can help overcome chemotherapy-induced resistance by down regulating the Ras protein, thus blunting tumor growth pathway activation [40]. Additionally, statins may sensitize lung cancer cells to the effects of chemotherapy and ionizing radiation by impairing various growth factors and inducing the apoptosis of cancer cells via the inhibition of the Akt pathway, which plays a major role in tumor cell proliferation, survival, and invasiveness [40]. Other studies have shown that statins modulate the activity of tumor suppressors, pro-inflammatory proteases, and cell cycle regulatory proteins inhibiting the formation of lung cancer cells [41e43]. Clinical data regarding the use of statins as anti-tumor agents in lung cancer has been limited with mixed results. In a retrospective study involving 483,733 patients enrolled in the Veterans Integrated Service Network from 1998 to 2004, it was noted that patients taking statins for more than 6 months had a 55% reduction in the development of lung cancer [44]. Similarly, Van Getsel et al., analyzed 1310 patients with COPD and found that statin users had a trend towards lower risk of lung or extra pulmonary cancer mortality compared with non-users [45]. However, a phase II trial consisting of 61 patients with untreated extensive small-cell lung cancer given 40 mg of simvastatin daily along with irinotecan and cisplatin chemotherapy failed to show any benefit in 1-year survival [46]. 6. Pulmonary arterial hypertension The key pathological mechanism involved in pulmonary arterial hypertension (PAH) is a progressive arterial vasoconstriction leading to a sustained increase in pulmonary vascular resistance and pulmonary arterial pressure with further right ventricular compromise resulting in both respiratory and heart failure [47]. This vasoconstriction is a result of an imbalanced production of arterial vasodilators, such as nitric oxide and pro-stacyclin, and vasoconstrictors such as endothelin-1 and serotonin, as well as vascular remodeling and thrombus formation due to endothelial dysfunction and platelet aggregation [48]. Several treatment strategies have been suggested such as anticoagulants, prostacyclin analogs, oxygen, diuretics, digoxin, calcium channel blockers, endothelin receptor antagonists, nitric oxide, phosphodiesterase-5 inhibitors, elastase inhibitors, gene therapy, and ultimately lung transplantation. However, despite the therapeutic options available, this condition portends a poor prognosis [49]. Statins have been studied as a potential therapy for pulmonary hypertension due to the associated improvement of endothelial function, induction of vascular cell apoptosis, as well as the decrease in oxidative stress and inflammation. Additionally, statins may provide benefit by way of their inhibition of the thrombogenic response, which may be partially due to a reduction in the synthesis of isoprenoids, which are involved in the posttranslational prenylation of several proteins (Ras, Rho, and Rac). The RhoA/Rhokinase has been implicated in PAH pathogenesis along with oxidative stress and inflammation [50]. It has been proposed that statins may also ameliorate PAH via inhibition of the described pathway, as well as anti-inflammatory, antioxidant and antithrombotic actions [51]. In experimental models, simvastatin has been demonstrated to reduce the mean pulmonary arterial, and the right ventricular systolic pressure, as well as, decrease the right ventricular, left ventricular, and interventricular septal weight. Simvastatin has also been shown to improve pulmonary vascular remodeling via reduced proliferation and increased apoptosis of smooth muscle cells and endothelial cells, as well as inhibition of adventitial
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fibroblast proliferation, and improvement in oxidative stress [52e57]. Similar findings have been noted in animals treated with atorvastatin [58e61]. Also, in acute pulmonary embolism induced pulmonary hypertension, pre-treatment with atorvastatin resulted in a significant increase in 24 h survival rate [61,62]. Other statins (pravastatin, fluvastatin and rosuvastatin) have also shown efficacy in reducing right ventricular hypertrophy, vascular remodeling, endothelial dysfunction, and several molecular mediators present in the pathophysiology of PAH. Four studies, one observational and three randomized controlled trials, have addressed the efficacy and safety of statins usage in PAH. In an observational study, 16 patients with either primary or secondary PAH showed improvements in the 6 min walk test, cardiac output, and echocardiographic estimates of right ventricular systolic pressure, with improvement in disease progression. In a randomized, double blind, placebo controlled trial with simvastatin 42 patients were randomized to simvastatin therapy for six months in addition to sildenafil and/or endothelin-1 antagonist treatment. At six months, right ventricular mass and brain natriuretic peptide were decreased in patients who received simvastatin when compared with placebo [63]. Rosuvastatin was evaluated in a randomized, double-blind, placebo controlled trial in COPD and PAH patients. The 53 patients that were randomly assigned to pravastatin therapy showed increases in the exercise time by 52%, significant decreases in systolic pulmonary arterial pressure, and a decrease in urinary endothelin-1 levels when compared to placebo [25]. However, a randomized controlled trial in patients with PAH failed to show a benefit with the use of simvastatin 40 mg and aspirin on the 6 min walking test and biomarkers of endothelial dysfunction [64]. Overall, statins seem to benefit patients with pulmonary arterial hypertension based on the few small randomized controlled trials. However, the data are limited and more investigation is required to assess its benefit in patients with PAH. 7. Acute lung injury/acute respiratory distress syndrome Statins have also been proposed as a treatment for acute lung injury/acute respiratory distress syndrome (ALI/ARDS) based on animal models suggesting that statins can improve organ dysfunction by reducing vascular leak and inflammation [65]. In human subjects, a prospective cohort study showed a nonsignificant trend towards lower odds of death in ARDS patients receiving a statin during their intensive care unit admission [66]. In contrast, a retrospective cohort study showed no difference in mortality or organ dysfunction in ARDS patients treated with statins [67]. The Hydroxymethylglutaryl-CoA reductase inhibition with simvastatin in Acute lung injury to Reduce Pulmonary (HARP) dysfunction study investigated 60 patients with ALI, demonstrated that simvastatin 80 mg was safe and showed modest improvement in pulmonary function in patients who remained ventilated at 14 days [68]. The trial demonstrated that the use of simvastatin was associated with an early reduction in pulmonary and systemic inflammation evidenced by bronchoalveolar lavage IL-6, IL-8, and plasma CRP reduction. However, a multicenter, prospective study, randomized patients to receive rosuvastatin vs placebo, in patients with sepsis associated ARDS [69]. Rosuvastatin did not improve clinical outcomes in patients with sepsis associated ARDS, and the study was stopped because of futility after 745 of an estimated 1000 patients had been enrolled. Thus far, the data are equivocal with respect to the benefit of statin use in ALI and we await the results of the HARP 2 trial, which will be a phase II, single centre, prospective, double-blind, randomized, placebo-controlled trial utilizing simvastatin.
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8. Interstitial lung disease There are observational studies that correlate statin use with the incidence of interstitial lung disease (ILD). It is estimated that for every 10,000 reports of a statin-associated adverse event, approximately 1e40 reports were for ILD [70]. The association of statin use and ILD was first reported with the use of simvastatin, however it has subsequently been reported with the use of pravastatin, fluvastatin and atorvastatin [71e73]. In a retrospective study involving 2115 smokers, statin users had a 60% increase in their odds to have ILD, after adjustment for relevant covariates including a history of high cholesterol or coronary artery disease [74]. However, the authors of the study concluded that “while our study raises concerns about the potential role for statins in the development and/or progression of ILD, these risks likely do not outweigh the substantial benefits of statin therapy in patients with cardiovascular disease”. Therefore, the use of statins in patients with ILD needs to be individualized. 9. Pneumonia The inpatient mortality for community acquired pneumonia is approximately 10% [75]. The mortality in these patients appears to be linked to an increase in systemic and pulmonary inflammation, acute lung injury, vascular dysfunction, and coagulopathy [75,76]. Although, the mechanism is not entirely clear, prior statin use may be associated with a reduced risk of developing pneumonia. A case controlled study with more than 20,000 diabetic patients, compared 4719 patients with pneumonia and 15,322 patients without pneumonia, and found an odds ratio of 0.49 (0.35e0.69) suggesting a protective effect of statins after adjusting for confounders [77]. A similarly designed study matched 1253 patients with pneumonia to 4838 control subjects, and found that current statin users had a significantly reduced risk of fatal pneumonia (adjusted odds ratio 0.47, 95% confidence interval 0.25e0.88) [78]. Another study, which was a population-based caseecontrol trial, demonstrated similar results, with an odds ratio of 0.78 (0.65e0.94) in the reduction of the development of community acquired pneumonia, and a reduced risk of short and long term mortality in patients treated with statins [79]. Not only has there been a reduction in mortality reported with the use of statins in patients with community acquired pneumonia [80e82], but also reductions in the development of complicated para-pneumonic effusions and empyema [83]. Subsequent data, however, have disputed the above findings. A systematic review and meta-analysis of observational studies, demonstrated that the benefits of statins in preventing pneumonia are inconsistent, and of low magnitude [84]. Also, a randomized, placebo-controlled, double-blinded, multicenter trial on ventilator associated pneumonia failed to show a mortality benefit with the use of simvastatin at 28 days follow up [85]. Presently, the data are too inconsistent to make any firm conclusions concerning the use of statins in patients with pneumonia. 10. Lung transplantation Data evaluating statins in patients undergoing lung transplantation are limited. A prospective study of 200 patients, who survived more than 30 days after lung transplantation, compared 39 patients on statins with 161 not on statins [86]. The study noted that acute rejection was less frequent in the statin group (15.1% vs 25.6% of biopsies, p < 0.01) and none of the 15 subjects started on statins during post-operative year one developed obliterative bronchiolitis, whereas this complication occurred in 37% of the control subjects (p < 0.01). Amongst double lung recipients, those
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taking statins had significantly better spirometry results which included: forced vital capacity (FVC) (80 ± 2% vs 70 ± 1%) and FEV1 (87 ± 2 vs 70 ± 1%), as percentages of predicted values, and absolute FEV1/FVC (83.4 ± 1.2 vs 78.6 ± 0.5), (all p < 0.01). Also, the 6-year survival of recipients taking statins was 91% compared with 54% in the control group, p < 0.01 [86]. The use of pravastatin therapy has been shown to prolong graft survival in rats [85]. Based on these findings a retrospective study with 502 human subjects confirmed the strong association between the post-operative administration of pravastatin and the improvement of survival, maintenance of graft function, and slowing of the onset of bronchiolitis obliterans [87]. Overall, in post-lung transplant patients, statins appear to improve graft survival and function, as well as, reduce the onset of bronchiolitis obliterans.
11. Conclusion The use of 3-hydroxy-3-methylglutaryl-CoA reductase inhibitors, or statins, has been evaluated in a variety of pulmonary disorders. However, it is not clear how these results can be extrapolated to current clinical practice due to the limited number of randomized control trials and discrepant data amongst studies. There is evidence suggesting a benefit with the use of statins in patients with chronic obstructive pulmonary disease, whereby these medications may reduce the FEV1 decline, the rate of COPD exacerbations, and respiratory death. However, the results of the recently published STATCOPE trial seem to challenge this data. Statins appear to have minimal benefit in patients with asthma and lung cancer. Mixed results have been obtained in patients with ARDS/ALI and pulmonary hypertension. In conditions like pneumonia, the pre-treatment with statins may limit the evolution to more aggressive types of pneumonia, and decrease mortality. However, there is no clear advantage when administered after the diagnosis is made. While, in patients post-lung transplant, the use of statins is associated with improved graft survival and function, and a decreased incidence of bronchiolitis obliterans. Ongoing, randomized, clinical trials are of the utmost importance in determining whether statins have a role in the prevention and treatment of pulmonary disorders (Table 1). These studies, in addition to existing clinical data, should lay the groundwork for
Table 1 Ongoing clinical trials with statins and in pulmonary conditions. Clinical trial
Intervention
Number of patients
Effect of Rosuvastatin therapy in patients with stable chronic obstructive pulmonary disease (RODEO) PHASE 2 Simvastatin in chronic obstructive pulmonary disease (COPD) PHASE 4 Atorvastatin to treat pulmonary sarcoidosis PHASE 2 Statins for acutely injured lungs from sepsis (SAILS) PHASE 3 Hydroxymethylglutaryl-CoA reductase inhibitors with Simvastatin in acute lung injury to reduce pulmonary dysfunction (HARP-2) PHASE 2 Effect of Simvastatin on pneumonia prognosis in elderly patients PHASE 3 Donor Simvastatin treatment in organ transplantation (SIMVA) PHASE 0 Effect of Atorvastatin on the frequency of ventilator-associated pneumonia in patients with ischemic stroke PHASE 0
Rosuvastatin vs Placebo
140
Simvastatin vs Placebo Atorvastatin
20 96
Rosuvastatin vs Placebo Simvastatin vs Placebo
1000
Simvastatin vs Placebo Simvastatin vs Placebo Atorvastatin vs Placebo
200
540
46 100
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