The American Journal of Geriatric Pharmacotherapy
M. Akazawa et al.
Potentially Inappropriate Medication Use in Elderly Japanese Patients Manabu Akazawa, PhD, MPH1; Hirohisa Imai, MD, PhD2; Ataru Igarashi, PhD3; and Kiichiro Tsutani, MD, PhD3 1Drug
Management and Policy, Faculty of Pharmacy, Institute of Medical, Pharmaceutical and Health Sciences, Kanazawa University, Ishikawa, Japan; 2Department of Epidemiology, National Institute of Public Health, Saitama, Japan; and 3Department of Drug Policy and Management, Graduate School of Pharmaceutical Sciences, The University of Tokyo, Tokyo, Japan
ABSTRACT Background: Modified Beers criteria for elderly Japanese patients were developed in 2008 by consensus among 9 experts to reflect regional clinical practice and available medications in Japan. Since then, many physicians and pharmacists have expressed interest in obtaining more information about the criteria and alternative drug choices. Objective: This study examined the incidence, health care utilization, and costs associated with potentially inappropriate medications (PIMs) in elderly patients based on the modified Beers criteria. Methods: A retrospective, observational cohort study was conducted using health insurance claims data in Japan. The study population included elderly patients aged ≥65 years who had at least 2 pharmacy claims in separate months over a 1-year period (April 2006 through March 2007). Use of the PIMs was identified using the modified criteria, and 1-year incidence rates were calculated for the total study population and for subgroups stratified by age and sex. A logistic regression model was used to examine demographic and clinical characteristics associated with PIMs. Health care utilization rates and costs were also analyzed and compared between patients with and without PIMs using generalized linear models. All models included dummy variables indicating age category, female sex, hospitalization, polypharmacy, index month, and number of Elixhauser comorbidities to adjust for potential confounders. Results: Among 6628 elderly patients, 71.2% (4721/6628) were female and 62.9% (4167/6628) were aged 65 to 74 years; 43.6% (2889/6628) were prescribed at least one PIM. The most commonly used PIMs were histamine-2 blockers (20.5% [1356/6628]), benzodiazepines (11.4% [756/6628]), and anticholinergics and antihistamines (7.9% [526/6628]). No significant differences in incidence rates were observed based on age or sex. Inpatient service use, polypharmacy, and comorbidities of peptic ulcer, depression, and cardiac arrhythmias were significant predictors of PIM use while controlling for other factors. PIM users had significantly higher hospitalization risk (1.68-fold), more outpatient visit days (1.18-fold), and higher medical costs (33% increase) than did nonusers. Conclusions: In a group of elderly Japanese patients, 43.6% used at least one PIM over a 1-year period in this study. PIM use was associated with greater health care utilization rates and costs. (Am J Geriatr Pharmacother. 2010;8:146–160) © 2010 Excerpta Medica Inc. Key words: Beers criteria, potentially inappropriate medication, incidence, utilization, cost, elderly, drug utilization review. 5IJTTUVEZXBTSFQPSUFEJOQBSUBTBQPTUFSQSFTFOUBUJPOBUUIFUI"OOVBM*OUFSOBUJPOBM.FFUJOHPGUIF*OUFSOBUJPOBM4PDJFUZGPS1IBSNBDPFDPOPNJDT BOE0VUDPNFT3FTFBSDI .BZo 0SMBOEP 'MPSJEB Accepted for publication February 23, 2010. ª&YDFSQUB.FEJDB*OD"MMSJHIUTSFTFSWFE
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April 2010
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M. Akazawa et al.
INTRODUCTION To adjust for increasing medical expenditures among the elderly in Japan, the government has initiated health care system reforms, including the development of a long-term care insurance for the elderly population.1 Elderly individuals are a heterogeneous population, and many of them have several chronic illnesses that require multiple medications, making them vulnerable to adverse drug events that contribute to elevated medical costs but are preventable.2–6 Appropriate pharmaceutical care for the elderly has been determined based on clinical trials conducted with younger adults. However, because of changes in pharmacokinetics and pharmacodynamics associated with aging, greater attention is needed in pharmacy management for patients aged >65 years.7 The Beers criteria are a consensus-based list of potentially inappropriate medications (PIMs) for individuals aged ≥65 years, first developed for nursing home residents in 1991 and updated twice in 1997 and 2003 for the general elderly population based on new clinical evidence.8–10 Medications or medication classes were selected for this list if potential risks outweighed potential benefits and if an effective alternative medication was available. The Beers criteria were widely used as tools for drug utilization reviews and outcome measures related to PIM use in geriatric health care in the United States, Europe, and Asian countries. These studies reported prevalence rates of PIM use ranging from 6% to 41%, depending on the study population and country.11–15 In some studies, the use of PIMs was associated with adverse outcomes, including increased health care utilization rates and costs16,17; in other settings, however, the results were inconclusive.18–20 These regional variations were explained by differences in medication availability, drug policy, and clinical practice. Some medications were not available or were rarely used in clinical settings. Thus, country-specific modifications of the criteria have been recommended to allow precise assessments of medication use and consequences. In addition to the Beers criteria, several other screening tools to evaluate PIMs have been published. The McLeod criteria were developed in Canada in 1997 using the Delphi consensus approach and included 38 medications explicitly contraindicated or likely to cause drug–drug or drug–disease interactions.21 This list was subsequently updated as the Improved Prescribing in the Elderly Tool (IPET) in 2000 and included 14 categories of contraindicated medications or possible drug–disease interactions.22 According to an
The American Journal of Geriatric Pharmacotherapy
observational study conducted in Ireland, IPET was a convenient tool for users but was not effective at identifying PIM use compared with the Beers criteria because it omitted too many well-recognized classes of drugs.23 Recently, a new tool, the Screening Tool of Older Persons’ Potentially Inappropriate Prescriptions (STOPP), was introduced and evaluated in Europe.24,25 STOPP was developed by a Delphi consensus method and contained 65 medications or medication classes. The tool was found to be more sensitive than the Beers criteria in identifying elderly patients with PIMs because several medications listed in the Beers criteria are either not prescribed or not available in most European countries.14 In 2008, Imai et al26 developed modified Beers criteria for the elderly Japanese population. Using the methods employed to develop the Beers criteria and their updates, 9 expert panel members selected 47 medications or medication classes that should be generally avoided for all elderly patients. Medications listed in the modified criteria and differences from the 2003 Beers criteria are shown in the appendix. (Because the original report of the Japanese Beers criteria was written in Japanese, interested readers may request a provisional translation of the method section from the authors.) Since publication of the Japanese Beers criteria, many physicians and pharmacists have expressed an interest in obtaining more information about the criteria and alternative drug choices. The objective of this study was to conduct a drug utilization review based on the modified Beers criteria in Japan. In this article, we focused on medications or medication classes that should generally be avoided independent of diseases and conditions. The incidence of PIM use (at least one PIM over a 1-year period) by elderly patients was determined using health insurance claims data. Health care utilization and costs associated with PIM use were also estimated. Our findings will be used to increase awareness of drug-related problems relevant to PIM use and to improve geriatric pharmaceutical care provided by physicians and pharmacists for the aging Japanese population.
METHODS Study Design and Data Source This was a retrospective, observational cohort study using medical and pharmacy claims between April 2006 and September 2007. Claims were obtained from the database of Japan Medical Data Center (JMDC) Ltd. (Tokyo, Japan), which includes data from 5 corporate health insurance societies with 330,000 beneficiaries
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(insured persons and their family members). The JMDC database consists of monthly claims from medical institutions and pharmacies and includes information about beneficiaries (age and sex), institutions (number of beds and specialties), diagnoses (International Statistical Classification of Diseases and Related Health Problems, 10th Revision [ICD-10] codes27), inpatients (admission date and length of stay), outpatients (number of visits), medications dispensed (generic or brand name, dose and administration, dispensing date), and service points. The claims data were obtained after removing all personal-information identifiers to ensure confidentiality. The study was approved by the institutional review board at the National Institute of Public Health (Saitama, Japan) and was in compliance with the Japanese Ethical Guidelines for Epidemiological Research updated in November 2007.28
Study Population Elderly patients aged ≥65 years who had at least 2 pharmacy claims in separate months over a 1-year period (April 2006 through March 2007) or during fiscal year (FY) 2006 were selected as our study participants. PIM users were defined as patients who were taking at least one medication on the modified list during this time period, and nonusers were defined as patients who were not. The index month was assigned as the first month that any of the PIMs were initiated for PIM users, or as the first month of any pharmacy claim for nonusers. Baseline characteristics, including demographics and health care utilization patterns, were measured from claims in the index month, and outcomes were measured from claims in the 6 months after the index month (eg, if the index month was May 2006, the outcomes were measured using claims between June 2006 and November 2006). Therefore, the total study period was April 2006 to September 2007.
Measures The main study outcomes were the rates of elderly patients who used at least one PIM over a 1-year period, as well as health care utilization rates and costs associated with PIM use. Medications or medication classes listed in the modified criteria were identified, and the likelihood of using any of those medications was examined from 1 year of pharmacy claims. For health care utilization, the likelihood of having an inpatient event, days of inpatient stay, and number of outpatient visits during 6 months after the index month were evaluated. Total medical costs included all service points taken from both medical and pharmacy claims and expressed
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in US dollars ($1 ≈ ¥100 in June 2009). All costs were expressed in 2006 values. Explanatory variables included age category (70–74, 75–79, 80–84, 85–89, and ≥90 years), female sex, comorbidities, health care utilization, and prescribers’ institutions and their specialties in the index month. Comorbidity risk adjustments were rarely carried out in research conducted in Japan. In this study, comorbid conditions (n = 30) were identified from ICD-10 diagnosis codes using the Elixhauser classification system.29 This system was developed to predict health care expenditures and mortality; in addition, Quan et al30 established the cross-national validity of using ICD-10 codes. Health care utilization patterns were evaluated in the index month by inpatient events, number of medical institutions used, and number of unique prescription medications. Prescribers’ institutions were categorized by bed number (clinic, if 0–19 beds; hospital, if ≥20 beds, according to the Japanese Medical Care Act31), and prescribers were identified by specialty (general medicine, psychiatrist/neurologist, or other). Many prescribers belonging to hospitals reported their specialty as unknown or miscellaneous, so these were categorized as other. To adjust for seasonality of outcome measures, we included dummy variables indicating the index month.
Analysis Patients’ demographic and utilization characteristics in the index month, and outcome measures in the 6 months after the index month, were analyzed descriptively. The number of elderly patients with PIM use according to the modified Beers criteria was counted, and 1-year incidence rates for the total study population and for subgroups stratified by age (65– 74 years, ≥75 years) and sex were calculated. In addition, 1-year incidence rates were calculated for the 10 most frequently used PIMs. A logistic regression was used to examine demographic and clinical factors associated with PIMs, and the results were reported as odds ratios (ORs) and 95% CIs. Generalized linear models (GLMs) were then used to predict outcomes associated with PIM use. To predict total medical costs, likelihood of a hospital admission, and outpatient days, we used a log-link function with a γ distribution, a logit-link function with a binomial distribution, and a log-link function with a negative binomial distribution, respectively.32 GLM coefficient estimates were exponentiated to represent the ratio of expected costs, OR, and incidence rate ratio in PIM users compared with nonusers. All models in-
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cluded dummy variables indicating age category, female sex, hospitalization, polypharmacy (ie, having ≥5 unique prescriptions simultaneously), index month, and number of Elixhauser comorbidities to adjust for potential confounders. Statistical significance was expressed at the 5% level (P < 0.05). All statistical analyses were performed using SAS version 9.1.3 (SAS Institute Inc., Cary, North Carolina).
RESULTS A total of 7259 elderly patients aged ≥65 years were identified in the JMDC database during FY2006. Of these, 6628 patients (91.3%) had at least 2 pharmacy claims in separate months, and they were selected as the study population. According to the Japanese modification of the Beers criteria, 2889 patients (43.6%) had at least one PIM during FY2006. Demographic and clinical characteristics observed in the index month are summarized in Table I. In the total group, 71.2% (4721/6628) of the patients were female and 62.9% (4167/6628) were aged 65 to 74 years. No significant difference was observed in sex distribution between PIM users and nonusers. However, the number of Elixhauser comorbidities and health care utilization patterns differed between the groups. Patients who had at least one PIM were significantly more likely to have multiple comorbidities (eg, ≥4 comorbidities: 20.2% vs 7.3%), to be hospitalized (mean, 9% vs 2%), to receive services from many institutions (1.58 vs 1.27), and to receive a large number of unique medications in the index month (9.78 vs 4.75) (all, P < 0.001). PIM users were also more likely than nonusers to receive prescriptions from doctors at hospitals or from practitioners whose specialties were general medicine or psychiatrist/neurologist (all, P < 0.001). Because of the definition of the index month, nonusers tended to have earlier index months than did PIM users. Table II lists the 10 most frequently used PIMs among elderly Japanese patients. The most common PIMs were histamine-2 (H2) blockers, for which 20.5% (1356/6628) of the elderly received at least one prescription in FY2006, followed by benzodiazepines (11.4% [756/6628]) and anticholinergics and antihistamines (7.9% [526/6628]). Medications added to the modified criteria, including famotidine (12.0%), ranitidine (2.6%), sulpiride (2.5%), flunitrazepam (2.0%), and ultra– long-acting benzodiazepines (1.8%), were also prescribed frequently. No elderly patients were prescribed amphetamines, vesnarinone, isoxsuprine, or methyltestosterone, even though they were included in the modified Beers criteria.
The American Journal of Geriatric Pharmacotherapy
One-year incidence rates based on the 2003 Beers criteria10 and the Japanese modified criteria26 are described and compared in the figure. In the total study population, 2889 of the 6628 elderly patients (43.6%) were prescribed at least one PIM based on the Japanese modified Beers criteria. Excluding the medications newly added to the criteria (ie, according to the 2003 Beers criteria), 28.5% (1890/6628) of elderly patients used at least one PIM. No significant differences were observed in the incidence rates based on age or sex. The results of logistic regression analysis to model the likelihood of PIM use are presented in Table III. Factors positively associated with PIM prescriptions at a significance level of 5% included the following: hospital admission (OR = 3.35); polypharmacy (OR = 5.69); prescriptions from a hospital (OR = 1.19), general medicine practitioner (OR = 1.46), or psychiatrist/ neurologist (OR = 2.33); and comorbid conditions including peptic ulcer disease without bleeding (OR = 4.18), depression (OR = 3.69), cardiac arrhythmias (OR = 1.93), other neurologic disorders (Parkinson’s disease, multiple sclerosis, and epilepsy; OR = 1.88), and congestive heart failure (OR = 1.46). Age categories and sex had no association with PIM use. Health care utilization and costs observed in the 6 months after the index month are summarized descriptively in Table IV. The mean total costs in 6 months, including medical and pharmacy services, were $2695 for PIM users and $1277 for nonusers. These cost differences were explained by health care utilization patterns. Individuals with PIM use in the index month were more likely to have had an inpatient event (8% vs 3%; P < 0.001), had longer inpatient stays (21.85 vs 13.83 days; P = 0.004), and made more outpatient visits (16.08 vs 11.19 days; P < 0.001). Some individuals (1.6% [105/6628]) had no medical costs in the 6 months after the index month, but the proportions of these individuals were relatively small (<5%) and similar between the 2 groups (1.8% [51/ 2889] for PIM users vs 1.4% [54/3739] for nonusers). Therefore, they were excluded from further analyses using GLM regressions. The results of GLM regression analyses are summarized in Table V. All models included dummy variables indicating PIM use, age category, female sex, hospitalization, polypharmacy, index month, and the number of Elixhauser comorbidities as potential confounders for predicting outcomes in the 6 months after the index month. PIM use was associated with 33% higher total medical costs, 1.68-fold higher hospitalization risk, and 1.18-fold more outpatient visit days
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Table I. Demographic and clinical characteristics in the index month among elderly Japanese patients who were potentially inappropriate medication (PIM) users versus nonusers.* Data are number (%), unless otherwise indicated. $IBSBDUFSJTUJD
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