Editorial
Reevaluating Obstructive Sleep Apnea as a Risk Factor for Cerebrovascular Disease Hrayr Attarian, MD
Over the past quarter century, multiple studies have firmly established an association between obstructive sleep apnea syndrome (OSAS) and stroke. Case reports,1-3 case series,2,4,5 and case-control studies6-8 have demonstrated an 70% prevalence of OSAS in stroke survivors. Furthermore, the severity of OSAS (Apnea Hypopnea Index [AHI] of .30/hour) is much higher in stroke patients than in controls.6-8 In many cases, the symptoms of OSAS precede the occurrence of stroke, suggesting a cause-andeffect relationship.4 Early large-scale risk ratio studies showed a strong association between snoring and cerebral infarction, with a risk ratio of 10.3;9 the more habitual the snoring, the greater the risk of stroke. Specifically, persistent snoring is an independent risk factor for cerebrovascular events, with a risk ratio of 3.16, especially for events occurring during sleep or shortly after awakening.10 Adding obesity and daytime sleepiness to habitual snoring more than doubles the risk. With apnea added, the risk is 7-fold greater.11 Subjects diagnosed with OSAS (AHI $ 5) have a 1.58 relative odds of prevalent stroke, with a hazard ratio of 2.89.12 After stratifying for severity, mild OSAS ($ 5 AHI , 15) carries a 2.44-fold greater risk of cerebrovascular events, whereas moderate ($ 15 AHI , 30) or severe OSAS (AHI $ 30) carries a 3.56-fold greater risk.13 One of the seminal articles on this subject was published by Arzt et al14 in 2005. The authors followed a population of 1475 subjects aged 30-60 years for 12
From the Department of Neurology Stritch School of Medicine Loyola University, Chicago. Received April 13, 2010; accepted May 21, 2010. Address correspondence to Hrayr Attarian, MD, Department of Neurology Stritch School of Medicine Loyola University, 2160 S 1st Ave Maywood, IL 60153, Chicago. E-mail:
[email protected]. 1052-3057/$ - see front matter Ó 2010 by National Stroke Association doi:10.1016/j.jstrokecerebrovasdis.2010.05.005
years. Subjects with an AHI of $ 20 per hour on baseline polysomnography had an odds ratio (OR) for stroke of 3.83 after controlling for other confounding variables. A subset of 1189 subjects were followed prospectively for 12 years, and an AHI of 20/hour at baseline was associated with increased incidence of cerebrovascular events at 4, 8, and 12 years, with an overall OR of 4.48. This was the first study to show that in addition to being prevalent in stroke sufferers, OSAS preceded stroke, making it a potential risk factor.14 OSAS is associated with a significant risk of composite transient ischemic attack (TIA), stroke, and death over a span of 6 years (hazard ratio [HR], 1.97; 95% confidence interval CI, 1.12-3.48; P 5 .01) even after adjusting for age, sex, race, smoking, weight, hypertension, diabetes, atrial fibrillation, and hyperlipidemia. The severity of OSAS also affects this risk,15 with severe OSAS (AHI $ 30) associated with an HR of 2.52.16 Thus, OSAS appears to be an independent risk factor for cerebrovascular disease, considering that the foregoing studies controlled for all cardiovascular variables associated with OSAS. In addition, OSAS precedes stroke, according to a recently published meta-analysis of 29 articles published before December 2008.17 When specifically evaluating OSAS as a risk factor for TIA, the results are conflicting. A small study (13 subjects) showed a significantly higher prevalence of TIA in subjects with OSAS versus controls,7 but a similarly designed larger study with 86 subjects did not duplicate those findings.18 It is also well established that OSAS worsens disability and increases morbidity and mortality from stroke.2 Hospital stay tends to be longer and functional disability higher in stroke victims with OSAS,19 as does mortality at both 5 and 10 years out.20-22 The use of continuous positive airway pressure (CPAP) reduces mortality,21,23 but patient adherence to and compliance with CPAP after stroke, although possible,24 has proven to be fraught with difficulty.24-26
Journal of Stroke and Cerebrovascular Diseases, Vol. 19, No. 5 (September–October), 2010: pp 337-339
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The exact pathophysiology of OSAS-induced cerebrovascular events remains unknown. The most likely theory is that hypoxia- and hypercarbia-induced elevation in sympathetic nerve activity (SNA) together with diminished thoracic stretch receptor activity,2,27 lead to persistent hypertension, which in turn can cause cerebrovascular morbidity. SNA can increase by up to 246% during a single 10-second apneic episode. This leads to a persistent increase in mean blood pressure, especially during rapid eye movement sleep, when SNA is already higher than usual and apneic episodes are more frequent because of atonia.27 This is the same mechanism that leads to an increased prevalence of atrial fibrillation in OSAS,28 which in turn is a risk factor for stroke.29 Worsening of OSAS in REM sleep, the related increased SNA, elevated catecholamine levels,30 and hemodynamic instability worsen the early morning hypercoagulable state31 that is characterized by low fibrinolytic activity, increased blood viscosity, and platelet aggregability.32 Levels of proinflammatory (and platelet-activation) proteins CD40 ligand and soluble P-selectin are elevated in patients with silent stroke, as well as those with moderate to severe OSAS. The prevalence of silent stroke was found to be 25% in subjects with moderate to severe OSAS versus 6.7% in controls.33 CPAP therapy significantly reduced the levels of both proteins.33 Finally, OSAS has been implicated in increased intracranial pressure, which can further reduce cerebral blood flow, contributing to cerebral ischemia.34,35 Tracheostomy is the only proven treatment for preventing cerebrovascular morbidity in patients with OSAS. The prevalence of stroke in OSAS patients treated solely with a weight-loss regimen was found to be almost 4.5-fold (5.2% vs 1.2%) that of patients treated with tracheostomy over a 7-year period. 36,37 Those studies were conducted at a time when CPAP was still not widely available, however. To date, no studies have investigated the effectiveness of CPAP or other treatment modalities, such as oral appliances and uvulopalatopharyngeoplasty procedures, in preventing cerebrovascular events. The use of CPAP in stroke patients with OSAS has been shown to reduce 5-year mortality from all causes, as well as improve overall functional recovery;38-40 however, there have been no treatment studies evaluating the role of currently prescribed OSAS treatments in the primary prevention of stroke. In addition, although CPAP has been shown to reduce the risk of cardiovascular events after stroke in patients with OSAS, to date no studies have specifically evaluated CPAP as a way to prevent recurrent stroke. OSAS has been shown to be a modifiable risk factor for cardiac disease; its treatment with CPAP clearly can prevent the occurrence of both fatal and nonfatal cardiac events.41 Treatment of OSAS is included in the American Heart Association’s guidelines for primary prevention of coronary artery disease.42 As pointed out by Bradley and Floras in 2009,43 these conclusions are based primarily on
small randomized trials, and larger randomized trials are needed to determine definitively whether treating OSAS improves cardiovascular outcomes. Because CPAP clearly prevents cardiac morbidity and mortality in patients with OSAS,44-47 studies examining its impact on preventing stroke-related morbidity and mortality are overdue. Because of issues with CPAP compliance in patients with stroke, the heterogeneity of the population with cereberovascular disorders, and problems with selection bias, designing an exploratory observational or cross-sectional trial is difficult; however, this is a necessary step before the initiation of a randomized study to investigate the role of CPAP as a primary prevention method.
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