Reflex ankle stiffness is inversely correlated with natural body sway

Reflex ankle stiffness is inversely correlated with natural body sway

Gait & Posture 44 (2016) 128–130 Contents lists available at ScienceDirect Gait & Posture journal homepage: www.elsevier.com/locate/gaitpost Short ...

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Gait & Posture 44 (2016) 128–130

Contents lists available at ScienceDirect

Gait & Posture journal homepage: www.elsevier.com/locate/gaitpost

Short communication

Reflex ankle stiffness is inversely correlated with natural body sway Brianna L. Julien *, Andrew P. Bendrups Department of Physiology, Anatomy and Microbiology, College of Science, Health and Engineering, La Trobe University, Bundoora, VIC 3086, Australia

A R T I C L E I N F O

A B S T R A C T

Article history: Received 7 January 2015 Received in revised form 21 October 2015 Accepted 1 December 2015

We aimed to determine whether effective ankle stiffness (EAS), measured during slow unperceived perturbations of stance, is related to natural anterior–posterior body sway. Because the perturbations are not perceived, any neural component of the response to perturbation is assumed to be ‘‘reflex’’, in the broad sense of an involuntary response to a stimulus. Subjects stood on a force platform for three 10-min trials. EAS was obtained from the average slope (Dt/Da) of the relation between ankle torque (t) and ankle angle (a), recorded during repeated perturbations delivered at the waist by a weak spring. EAS was normalised using the subject’s ‘‘load stiffness’’ (LS), calculated from mass (m) and height (h) above the ankle joint (mgh). Sway was obtained from fluctuations in ankle angle prior to perturbation. Variation in EAS and sway between subjects provided spread of data for correlation. There were no significant changes in EAS or sway across trials. All subjects had higher EAS than LS and mean EAS (1124 N m/rad) was significantly greater (p < 0.01) than mean LS (531 N m/rad). There was a strong significant inverse correlation between mean sway and mean normalised EAS (r = 0.68, p = 0.03). We conclude that the body, in response to slow unperceived perturbations, simulates an inverted pendulum with a stiffness of about twice LS and that EAS is largely generated by neural modulation of postural muscles. The inverse correlation between EAS and body sway suggests that the reflex mechanisms responding to perturbation also influence the extent of natural sway. ß 2015 Elsevier B.V. All rights reserved.

Keywords: Effective stiffness Ankle Sway Inverted pendulum Standing Reflex

1. Introduction Ankle stiffness has been regarded as a major factor determining body sway in an inverted pendulum model of standing [1,2]. However, Loram and co-workers have argued that intrinsic mechanical ankle stiffness cannot maintain balance [3] and that normal balance is achieved by intermittent control of the calf muscles, which in itself causes sway [4]. In any case, postural stability must depend on modulation of neural output. Whereas measurement of intrinsic stiffness requires elimination of the influences of neural modulation, Fitzpatrick et al. [5] applied slow unperceived perturbations to standing subjects and measured ankle torque (t) and ankle angle (a) to obtain a measure of net ankle stiffness (Dt/Da) which includes neural components. This effective ankle stiffness (EAS) increased when subjects were asked to stand still, suggesting that subjects were modulating EAS to control their sway. Since the response to perturbation occurs

* Corresponding author at: La Trobe University, Plenty Road, Bundoora, VIC 3086, Australia. Tel.: +61 3 9479 5599. E-mail addresses: [email protected] (B.L. Julien), [email protected] (A.P. Bendrups). http://dx.doi.org/10.1016/j.gaitpost.2015.12.001 0966-6362/ß 2015 Elsevier B.V. All rights reserved.

over a long time-scale (seconds), it is assumed to include all active and passive contributions to ankle torque, other than voluntary movement, which is excluded because the perturbations are unperceived. The neurally-mediated component of the response, evident as a rise in electromyographic activity in the calf muscles [6], broadly fits the definition of ‘‘reflex’’, as an involuntary response to a stimulus. We aimed to determine whether this reflex response to perturbation is related to natural anterior–posterior body sway. We use the concept of ‘‘stiffness’’ (EAS) to indicate the strength of response–we would describe a subject who strongly resists perturbation as standing ‘‘stiffly’’, whether due to mechanical stiffness or neural modulation of calf muscle activity. 2. Methods The institution’s human ethics committee approved the project and the 10 healthy adult subjects (5 females, mean age = 46.8; SD = 8.8 years) gave informed consent prior to participation. Subjects stood on a hinged force platform incorporating a central force gauge opposite the hinge, with a horizontal position transducer attached to their left calf and a servomotor attached to their waist via a 15-cm weak spring (stiffness = 8.2 N/m). Data were recorded with a PowerLab/4SPTM and Chart v3.6TM, sampling

B.L. Julien, A.P. Bendrups / Gait & Posture 44 (2016) 128–130

approximately by mgh, where m is the mass of the subject above the ankle joint, g is the gravitational constant, and h is the height of the center of mass (COM) above the ankle joint [5]. LS was calculated using an estimated height of COM [Kozyrev, 1962, cited in 6] adjusted for the estimated weight of the feet [7] and height of the ankle joint [8]; LS calculated this way agrees with empirical measurements during slow sway [see 5]. LS was used to normalise EAS [3,9,10] to eliminate the factors of height and weight and provide a measure of relative strength of response to perturbation, above the minimum required to stand. Statistical analysis was conducted using SPSS software (v.21) at a level of significance of p < 0.05. A Pearson product-moment correlation determined statistical significance of the relation between EAS and sway, using values averaged across three trials. A paired two-tailed t test compared LS with EAS; effect size was assessed using Cohen’s d. A one-factor repeated-measures ANOVA compared EAS and sway across trials; effect sizes were assessed using h2.

EAS = 1087 Nm/rad

Torque

129

mgh = 507 Nm/rad

0.2 Nm 0.02 deg Ankle Angle Fig. 1. Typical result of averaging ankle angle (8) and torque (N m) data during the initial pull phase (3 s) of perturbation in Subject 5. The arrow shows the direction of pull. The dotted line represents the calculated load stiffness (mgh) of this subject. EAS = effective ankle stiffness.

3. Results There were no significant changes in EAS [F(2,18) = 0.34, p = 0.72,

h2 < 0.01] or sway [F(2,18) = 0.02, p = 0.98, h2 < 0.01] across the three trials (Table 1); trial data were pooled for further analysis. All subjects had higher EAS than LS, and mean EAS (1124 Nm/rad) was significantly greater than mean LS (531 N m/rad) with large effect size [t(9) = 5.7, p < 0.01, d = 2.12; Table 1]. There was a strong significant inverse correlation between mean sway and mean normalised EAS (r = 0.68, p = 0.03; Fig. 2).

unfiltered at 100 Hz. The ankle angle was calculated by simple trigonometry. Changes in torque were calculated by multiplying measured force changes by the distance between the force gauge and hinge. Perturbations delivered by the servomotor consisted of a single sinusoidal anterior–posterior pull-release cycle at 0.1 Hz and 8 cm peak to peak amplitude. The displacement was largely taken up by the spring, so that the perturbation produced a typical body displacement of <0.28 of sway. Data were collected during three 10-min trials separated by 5 min of seated rest; measurements were repeated to assess reproducibility and increase precision. Subjects were instructed to stand ‘‘at ease’’ in their normal stance, look straight ahead and avoid moving. Perturbations were delivered approximately 30 s apart. No subjects could detect the perturbations, when tested before trials began. During each trial, responses to 20 perturbations were recorded, smoothed (3-point moving average), and averaged over the first 3 s of the perturbation to isolate the response from background fluctuations in torque and sway. EAS was obtained from the slope of the average relation between ankle angle and torque (Fig. 1). The standard deviation of ankle angle data, recorded 12 s prior to each perturbation, provided a measure of body sway. Variation in EAS and sway between subjects provided spread of data for correlation. Load stiffness (LS), or gravitational torque per unit ankle angle, determines the minimal EAS required to stand [5] and is given

4. Discussion Our empirical observation, similar to Fitzpatrick et al. [5], is that the body, in response to slow unperceived perturbations, simulates an inverted pendulum with a stiffness of about twice LS, although EAS must be largely generated by neural modulation of postural muscles rather than elasticity of connective tissues, assuming that intrinsic ankle stiffness during standing is somewhat less than LS [3]: the correlation between EAS and sway may be partly due to differences in intrinsic stiffness, but it must also reflect automatic neural control [see 5]. Most subjects adopted a relatively relaxed stance (e.g., EAS/LS < 2) whereas some strongly resisted perturbation (e.g., EAS/LS > 3), despite all being asked to stand at ease (Fig. 2). These differences presumably reflect the strength of their postural ‘‘reflexes’’. What causes the torque response to slow perturbation? In measuring average change over repeated perturbations, we cannot distinguish between the contributions of passive factors, simple

Table 1 Load stiffness (LS), effective ankle stiffness (EAS) and ankle sway data across subjects and trials. There were no significant effects of trial on EAS or sway. *Mean EAS was significantly greater than LS . Subject

1 2 3 4 5 6 7 8 9 10 Mean SD

LS (N m/rad)

EAS (N m/rad)

Sway (8)

Trial 1

Trial 2

Trial 3

501 539 676 592 507 654 473 361 401 604

812 1081 1073 1803 827 1350 890 651 1405 987

1098 998 1235 1588 1087 1472 893 698 1071 991

947 1199 935 2243 781 1782 1033 634 1237 930

*531 103

1088 344

1113 263

1172 489

Significance of bold values (p < 0.01).

Mean

Ratio (EAS/LS)

Trial 1

Trial 2

Trial 3

Mean

952 1093 1081 1878 898 1535 939 661 1238 969

0.120 0.076 0.128 0.089 0.154 0.045 0.106 0.132 0.071 0.135

0.132 0.071 0.172 0.083 0.110 0.051 0.158 0.095 0.059 0.141

0.156 0.079 0.174 0.089 0.131 0.056 0.113 0.079 0.077 0.119

0.136 0.075 0.158 0.087 0.132 0.051 0.126 0.102 0.069 0.132

1.90 2.03 1.60 3.17 1.77 2.35 1.99 1.83 3.08 1.60

*1124 351

0.106 0.034

0.107 0.042

0.107 0.038

0.107 0.035

2.13 0.57

130

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Acknowledgements The project was supported by Faculty and Postgraduate Support Grants. We thank Dr. Doug Rogers and Dr. Philip Dooley for reviewing initial drafts of the manuscript and Mr. David Orr for advice on biomechanical terminology.

Conflict of interest The authors report no conflicts of interest.

References

Fig. 2. Relation between normalised effective ankle stiffness (EAS/LS) and sway (deg). EAS and sway data are the means of the three trials per subject. There was a strong inverse correlation between EAS and sway.

reflexes and more complex feed-forward mechanisms [4,11]; any discontinuous changes reflecting intermittent control [4] would be smoothed out by averaging. Only voluntary contributions are excluded, because the perturbation is not perceived. The inverse correlation between EAS and body sway suggests that the reflex mechanisms responding to perturbation also influence the extent of natural sway, and implies that the effects on body sway observed by Fitzpatrick et al. [5,12] were obtained through changes in the reflex component of EAS. In contrast, Ho and Bendrups [10] found relatively high ‘‘ankle reflex stiffness’’ in elderly subjects with histories of falls, indicating that high EAS is not necessarily associated with postural stability and could be a sign of reflex overcompensation. This could explain why Kang and Lipsitz [13] found no inverse relation between changes in anterior– posterior sway and their estimate of postural stiffness in a dualtask study in the elderly. In providing an indication of the strength of automatic postural control, EAS during unperceived perturbation could be useful in clinical assessment of postural instability.

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