RELATED DONOR BONE MARROW TRANSPLANTATION FOR CHRONIC MYELOGENOUS LEUKEMIA

RELATED DONOR BONE MARROW TRANSPLANTATION FOR CHRONIC MYELOGENOUS LEUKEMIA

BIOLOGY AND THERAPY OF CHRONIC MYELOGENOUS LEUKEMIA 0889-8588/98 $8.00 + .OO RELATED DONOR BONE MARROW TRANSPLANTATION FOR CHRONIC MYELOGENOUS LEU...

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BIOLOGY AND THERAPY OF CHRONIC MYELOGENOUS LEUKEMIA

0889-8588/98 $8.00

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RELATED DONOR BONE MARROW TRANSPLANTATION FOR CHRONIC MYELOGENOUS LEUKEMIA Jakob R. Passweg, MD, MS, Philip A. Rowlings, MD, MS, and Mary M. Horowitz, MD, MS

HISTORY AND CURRENT USE OF BONE MARROW TRANSPLANTATION FOR CHRONIC MYELOGENOUS LEUKEMIA

Allogeneic bone marrow transplantation was first introduced to treat congenital immune deficiencies and other nonmalignant hematologic disorders in the late 1960s.3, 19, 25 In the 1970s, Thomas and colleagues68,69 showed convincingly that some patients with refractory acute leukemia had long-term leukemia-free survival after high-dose therapy and HLA-identical sibling transplantation. Cytogenetic remissions and long-term leukemia-free survival after identical twin and allogeneic bone marrow transplants for chronic myelogenous leukemia 15,22, 46, 47, (CML) were demonstrated in the late 1970s and early 1980~.'~, Since then, transplantation from an HLA-identical sibling donor has become an accepted therapy for CML, accounting for about 25% of the 4000 to 5000 allogeneic transplants done yearly in North America.51 Although the first transplants for leukemia were done in persons with end-stage disease refractory to conventional treatment, success in this setting soon led to trials in patients with less advanced disease. Both From the Department of Innere Medizin, Kantonsspital, Basel, Switzerland (JRF'); International Bone Marrow Transplant Registry and Autologous Blood and Marrow Transplant Registry, Health Policy Institute, Medical College of Wisconsin, Milwaukee, Wisconsin (PAR, MMH); and the Department of Medicine, Division of Hematology/ Oncology, Medical College of Wisconsin, Milwaukee, Wisconsin (PAR, MMH)

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relapse and transplant-related mortality were lower when transplants were done in first chronic phase of CML.70In an early report of 117 transplants for CML done between 1978 and 1982, only 39 (33%) were done in first chronic phase and 22 (19%) were done in blast phase.61In contrast, among 1105 transplants for CML done in 1995 and reported to the International Bone Marrow Transplant Registry (IBMTR), 851 (71%) were done in first chronic phase and only 59 (5%)in blast phase (unpublished data provided by the IBMTR Statistical Center). A study of 10 countries in Europe, North America, Australia, and New Zealand suggests that about 35% of persons with CML under the age of 55 years receive allogeneic bone marrow transplant^.^^

ANTILEUKEMIA EFFECT OF ALLOGENEIC TRANSPLANTS IN CML

Allogeneic transplantation is the only known cure for CML.67The initial rationale for its use was to allow delivery of high doses of radiation or chemotherapy (or both), known to cause irreversible bone marrow failure, to increase leukemia cell kill. It is likely that myeloablative therapy cures some persons with CML, accounting for long-term leukemia-free survival in persons receiving identical twin transplants; however, considerable data point to the importance of graft-mediated antileukemia effects in allogeneic transplantation for CML, termed graftversus-leukemia (GVL). One observation supporting a GVL effect in clinical transplantation is the lower risk of post-transplant leukemia recurrence in patients developing graft-versus-host disease (GVHD) after HLA-identical sibling transplants, an immune reaction of donor lymphocytes against host cells, presumably triggered by differences in minor histocompatibility antigens.28,35, 6s* 71 Recipients of identical twin transplants for CML who do not develop GVHD also have significantly higher risks of post-transplant relapse than do recipients of allogeneic transplant^.^^, 35 Development of clinically evident GVHD is apparently not necessary for a GVL effect in CML because patients who receive allogeneic grafts and do not develop acute or chronic GVHD have lower relapse rates than do those who receive identical twin transplant^.^^ The GVL effects of allografts in CML are largely abrogated by removing T lymphocytes from the donor bone marrow, an effective strategy for reducing GVHD that was introduced in the 1980s.’.27, 28, 45 Relapse rates after T-cell-depleted allogeneic transplants are similar to rates after identical twin transplants, even among T-cell-depleted transplant recipients who develop GVHD.= An effective GVL response can be established in many patients who relapse after HLA-identical sibling transplants for CML by infusing donor lymphocytes. The subsequent hematologic, cytogenetic, and molecular remissions appear durable,21,40, 41, 49 as discussed in the article by Porter and Antin on p. 123 of this issue.

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OUTCOME OF HLA-IDENTICAL SIBLING TRANSPLANTS FOR CML

The most important development leading to successful bone marrow transplantation in humans was the understanding of the importance of donor-recipient compatibility for major histocompatibility antigens. Selection of related donors genotypically identical for HLA led to acceptable levels of engraftment, GVHD, and survival. Bone marrow transplants for CML and other diseases are restricted largely to patients having a genotypically HLA-identical donor; about 70% of allogeneic transplants reported to the IBMTR in 1995 were from HLA-identical siblings (unpublished data from the IBMTR Statistical Center). However, only 25% to 30% of patients with CML have an HLA-identical sibling, severely limiting the application of this therapy. Consequently, there is considerable interest in using alternative donors for transplantation, especially HLA-matched unrelated donors; these are discussed in the article by McGlave on p. 93 of this issue. The strongest determinant of outcome after HLA-identical sibling transplants for CML is the phase of the disease at time of tran~p1ant.I~. 27, 70 Among 3409 recipients of HLA-identical sibling transplants done between 1989 and 1995 and reported to the IBMTR, 3-year actuarial probabilities of relapse (95% confidence interval) are 16% (14%-18%) for 2753 patients transplanted in first chronic phase, 36% (30%42%)for 490 in accelerated phase, and 61% (50%-72%) for 166 in blast phase (Fig. 1). Three-year probabilities of leukemia-free survival (LFS) are 59% (57%-61%), 37% (35'/0-39%), and 17% (10%-24%), respectively (Fig. 2)?l Patients relapsing after an HLA-identical sibling transplant for CML often survive for long periods with conventional treatment. Many

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Figure 1. Probability of relapse after HLA-identical sibling bone marrow transplants for CML, 1989-1 995, as reported to the International Bone Marrow Transplant Registry.

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achieve durable remissions with infusion of donor lymphocytes (see previous comments and discussion in the article by Porter and Antin on p. 123 of this issue). Some have successful second bone marrow transplants. Consequently, 3-year survival rates after transplants are somewhat higher than LFS rates: 66% (64%-68%)in chronic phase, 44% (39%-@%) in accelerated phase, and 19% (l2%-26%) in blast phase (Fig. Several disease-related features at diagnosis, such as white blood cell count, percent circulating blasts, hemoglobin, and spleen size, are known to predict survival duration in patients presenting with chronic phase CML and receiving nontransplant therapy.59,6o These factors are associated with the rate of transformation to acute or blast phase, which is the cause of death in most patients receiving nontransplant treatment. In contrast, relatively few deaths after HLA-identical sibling transplants for chronic phase CML result from leukemia, particularly if the transplants are not T cell-depleted. Most deaths are from transplant-related complications such as regimen-related toxicity, GVHD, and infection (Fig. 4). Consequently, prognostic factors for survival after HLA-identical sibling transplants for chronic phase CML are those that influence the risk of transplant-related complications, such as older age, donor parity, and prior treatment?, 14, 28, 29* 32 There has been some concern about high tumor burden in patients with CML and large spleens, but splenomegaly is not associated with more relapses, although it may lead to delayed eng~aftment.~~ Studies of pretransplant splenic irradiation or splenectomy do not show a survival benefit after HLA-identical sibling transplants for CML.31,37, 38 An IBMTR study of HLA-identical sibling

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YEARS Figure 2. Probability of leukemia-free survival after HLA-identical sibling bone marrow transplants for CML, 1989-1995, as reported to the International Bone Marrow Transplant Registty.

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YEARS Figure 3. Probability of survival after HLA-identical sibling bone marrow transplants for CML, 1989-1 995, as reported to the International Bone Marrow Transplant Registry.

transplants for CML in first chronic phase done between 1985 and 1990 identified prior treatment with hydroxyurea rather than busulfan and a short interval between diagnosis and transplant (less than 1 versus at least 1 year) as favorable prognostic factors.29Three-year probabilities of survival were 67% for patients treated with hydroxyurea and receiving

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Figure 4. Causes of death after HLA-identical sibling transplants for CML in first chronic phase, reported to the International Bone Marrow Transplant Registry. VOD = venoocclusive disease of the liver; GVHD = grait-versus-host disease.

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transplant within 1 year of diagnosis, 59% for those treated with hydroxyurea and receiving transplant later, 54% for patients treated with busulfan and receiving transplant less than 1 year after diagnosis, and 45% in those treated with busulfan and receiving transplant later. Similar 70 Whether prior treatment with findings are reported in other st~dies.'~, interferon changes transplant outcome is not clear. Conflicting results are reported.6,26 Preliminary data from the IBMTR suggest little effect of prior interferon treatment on outcome of HLA-identical sibling transplant~.~~ Transplant-related mortality after HLA-identical sibling transplantation has decreased since the 1970s. An IBMTR study of 7788 patients receiving transplants between 1980 and 1989 showed decreases from 38% to 31% in early leukemia (first remission of acute leukemia or first chronic phase of CML), from 47% to 41% in intermediate stage leukemia (subsequent remission of acute leukemia or accelerated phase CML), and from 68% to 46% in advanced leukemia (acute leukemia not in remission or blast-phase CML).'" Possible reasons include altered radiation schedules, blood product screening for cytomegalovirus, improved antiviral and antibiotic therapy, and better GVHD prophylaxis. Relapse probabilities changed little during this time. TRANSPLANT REGIMENS

In the early 1980s, most recipients of HLA-identical sibling transplants for CML received high-dose cyclophosphamide and single-dose total body irradiation for pretransplant conditioning. In the mid-1980s many centers switched to fractionated total body irradiation schedules and added lung shielding to minimize radiation-induced organ toxicity. Several studies, both randomized and nonrandomized, suggested that a regimen of high-dose cyclophosphamide and busulfan is as effective as radiation-containing regimens in transplants for CML.17,*O, 52 Among HLA-identical sibling transplants done in 1995 and reported to the IBMTR, about 60% used the combination of busulfan and cyclophosphamide for pretransplant conditioning (unpublished data from the IBMTR Statistical Center). Other studies reported results with alternative pretransplant conditioning regimens, including various schedules of total body irradiation and addition of other drugs to intensify therapy.16,44, 58 LFS was similar with all reported regimens; wherever dose-intensification resulted in lower relapse risks, the survival advantage was offset by increased regimen-related toxicity. Because GVHD is the major cause of transplant-related mortality after HLA-identical sibling transplants: decreasing the risk of severe GVHD has been the focus of many studies over the years. The first, commonly used GVHD prophylaxis was post-transplant immune suppression with methotrexate. In the 1980s, T-cell depletion of donor marrow, with or without post-transplant immunosuppressive drugs, was used in many centers. Although highly effective in decreasing

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GVHD, T-cell-depleted transplants had high rates of graft failure and relapse, leading to either similar or lower LFS than with non-T-celldepleted tran~plants.4~ Cyclosporine replaced methotrexate for posttransplant immunosuppression in the 1980s in most centers. More recent studies indicate that the combination of methotrexate and cyclosporine results in lower rates of acute GVHD than does either drug alone.50, 6 3 , 6 4 An IBMTR study indicates not only lower GVHD risk but also higher LFS with combined methotrexate and cyclosporine as compared with therapy with either drug alone.50There is recently renewed interest in using T-cell depletion to prevent GVHD, using newer methods of selective T-cell depletion, intensification of pre- and post-transplant immunosuppression to facilitate engraftment, and donor lymphocyte infusions to re-induce remissions in patients who relapse.", 13, 21* 40, 41, 49 TIMING OF HLA-IDENTICAL SIBLING TRANSPLANTS Because most patients with CML survive 3 or more years with conventional therapy, and some much longer, the decision to do a transplant early, with its attendant risk of early transplant-related mor56 Delaying transplant, however, decreases the likelitality, is diffi~ult.5~. 29, 70 There are few data to guide these hood of a successful decisions. In a study by the Italian Cooperative Group on CML, 50 of 258 patients diagnosed with CML between 1984 and 1986 received an HLA-identical sibling transplant, whereas 208 were treated with hydroxyurea, busulfan, and/or other Eight-year survival was 43% in the transplant cohort and 25% in the nontransplant cohort. The survival advantage was statistically significant only in patients younger than 30 years at diagnosis. An IBMTR study compared 548 recipients of HLA-identical sibling transplants with 196 patients receiving hydroxyurea or interferon in a randomized trial of the German CML Study Group. Patients were diagnosed with chronic phase CML between 1983 and 1991. Seven-year survival probabilities were 58% (50%-66%) with transplant and 32% (22%41%) with hydroxyurea or interferon. There was a significant survival advantage for hydroxyurea or interferon in the first 4 years after diagnosis, and for transplants starting 5.5 years after diagnosis. For transplants done within 1 year of diagnosis, the survival advantage for transplantation began earlier. Survival advantage for transplants was greater and occurred earlier in patients with intermediate- and high-risk prognostic features than in those with low-risk feat~res.2~ These data confirm the long-term survival advantage of HLAidentical sibling transplantation and quantify the trade-off with early transplant-related mortality. TRANSPLANTS USING OTHER RELATED DONORS Extended family typing identifies a phenotypically HLA-identical nonsibling relative or a 1-HLA-antigen mismatched related donor in

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about 5% to 10% of patients without an HLA-identical sibling donor. Some studies suggest that survival after transplants from such donors is similar to that after HLA-identical sibling transplants? whereas others indicate lower survival owing to higher risks of graft failure and acute GVHD.2,66 In a recent study by the IBMTR, outcome of transplants using 1-antigen mismatched related donors was similar to that using matched unrelated donors, whereas outcome with 2-antigen mismatched related donors was similar to outcome with 1-antigen mismatched unrelated donors. Outcomes with all types of alternative donors were worse than with HLA-identical sibling donors.66This and most studies of alternative related donor and unrelated donor transplants have used serologic typing to define class I and/or class I1 HLA compatibility. Use of DNAbased techniques to select more closely matched donors may lead to better results and survivals similar to those with HLA-identical sibling transplants. These issues are discussed in the article by Petersdorf et a1 on p. 107 of this issue. Some studies suggest that 2- and 3-antigen disparate related donor transplants can be successful with intensive preand post-transplant immunosuppression and T-cell depletion of donor 48 marrow, although numbers of patients studied are FUTURE DEVELOPMENTS

HLA-identical sibling transplantation is clearly an effective treatment for CML. Success is limited primarily by transplant-related complications. Relapse risks are low when transplants are done in early first chronic phase. The key to better transplant outcomes is further reduction in transplantation mortality without compromising antileukemia efficacy. Use of less intensive conditioning regimens with lower regimenrelated toxicity but sufficient immunosuppression to allow donor cell engraftment is being studied as a way of allowing transplants to be done in older patient^.^^,^^ Use of blood instead of bone marrow as a source of allogeneic stem cells may allow new approaches to cell manipulation because of the large numbers of cells that can be collected 8, 42* 43*53 This and the effectiveness of donor lymphocytes by aphere~is.~, in inducing remission has increased interest in protocols using selective T-cell depletion or stem cell selection or both, and in prophylactic T-cell infusions at various dose levels and time intervals after T-cell-depleted transplantation, with the goals of minimizing GVHD, reducing trans57 The issue of pretransplant plant mortality, and preventing re1ap~e.l~. treatment with interferon and use of interferon-response to make decisions about timing of transplantation also must be addressed. ACKNOWLEDGMENTS This work was supported by Public Health Service Grant Pol-CA-40053 from the National Cancer Institute, the National Institute of Allergy and Infectious Diseases, and the National Heart, Lung and Blood Institute, and Contract CP-21161 from the National Cancer Institute of the US Department of Health and Human Services; and grants from

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Activated Cell Therapy, Inc; Alpha Therapeutic Corporation; American Oncology Resources; Amgen, Inc; Anonymous; Astra Pharmaceutical; Baxter Healthcare Corporation; Bayer Corporation; Biogen; Blue Cross and Blue Shield Association; Lynde and Harry Bradley Foundation; Bristol-Myers Squibb Company; Frank G. Brotz Family Foundation; CellPro, Inc; Cell Therapeutics, Inc; Centeon; Center for Advanced Studies in Leukemia; Chimeric Therapies; Chiron Therapeutics; Cigna Healthcare; COBE BCT, Inc; Coram Healthcare; Coulter Corporation; Charles E. Culpeper Foundation; Eleanor Naylor Dana Charitable Trust; Deborah J. Dearholt Memorial Fund; Eppley Foundation for Research; Fujisawa USA; Genentech, Inc; Glaxo Wellcome Company; Hewlett-Packard Company; Hoechst Marion Roussel, Inc; ICN Pharmaceuticals; Immunex Corporation; Janssen Pharmaceutica; Kettering Family Foundation; Kirin Brewery Company; Robert J. Kleberg, Jr and Helen C. Kleberg Foundation; Herbert H. Kohl Chanties; Life Technologies, Inc; Eli Lilly Company Foundation; The Liposome Company; Nada and Herbert P. Mahler Charities; MDS Nordian; Medical SafeTEC; MGI Pharma, Inc; Milliman & Robertson, Inc; Milstein Family Foundation; Milwaukee Foundation/Elsa Schoeneich Research Fund; NCSG and Associates; NeXstar Pharmaceuticals, Inc; Samuel Roberts Noble Foundation; Northwestern Mutual Life Insurance Foundation; Novartis Pharmaceuticals; Ortho Biotech Corporation; John Oster Family Foundation; Elsa U. Pardee Foundation; Jane and Lloyd Pettit Foundation; Alirio Pfiffer Bone Marrow Transplant Support Association; Pfizer, Inc; Pharmacia and Upjohn; Principal Mutual Life Insurance Company; Quantum Health Resources; QLT PhotoTherapeutics; RGK Foundation; Roche Laboratories; Rockwell Automation Allen Bradley Company; RPR GenCell; SangStat Medical Corporation; Schering-Plough International; Walter Schroeder Foundation; Searle; SEQUUS Pharmaceuticals, Inc; Stackner Family Foundation; Starr Foundation; Joan and Jack Stein Charities; StemCell Technologies, Inc; SyStemix; Therakos; TS Scientific and Planer Products; Wyeth-Ayerst Laboratories; and Xoma Corporation.

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