Accepted Manuscript Risk factors for dislocation after revision total hip arthroplasty: A systematic review and meta-analysis Lele Guo, Yanjiang Yang, Biao An, Yantao Yang, Linyuan Shi, Xiangzhen Han, Shijun Gao PII:
S1743-9191(16)31298-5
DOI:
10.1016/j.ijsu.2016.12.122
Reference:
IJSU 3420
To appear in:
International Journal of Surgery
Received Date: 21 October 2016 Revised Date:
23 December 2016
Accepted Date: 29 December 2016
Please cite this article as: Guo L, Yang Y, An B, Yang Y, Shi L, Han X, Gao S, Risk factors for dislocation after revision total hip arthroplasty: A systematic review and meta-analysis, International Journal of Surgery (2017), doi: 10.1016/j.ijsu.2016.12.122. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
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Risk factors for dislocation after revision total hip arthroplasty: A systematic review and meta-analysis Lele Guo1; Yanjiang Yang 2; Biao An2;Yantao Yang2; Linyuan Shi2;Xiangzhen Han2; Shijun Gao 1, 2*
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1, Department of Joint Surgery, the Third Hospital of Hebei Medical University, Shijiazhuang, Hebei, 050051, P.R. China
2, Department of Scientific bureau, the Third Hospital of Hebei Medical University, Hebei, 050051,
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P.R. China
3, Department of Hand Surgery, the Third Hospital of Hebei Medical University, Hebei, 050051, P.R.
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China
4, Department of respiratory, Hebei General Hospital, Shijiazhuang, Hebei, 050051, P.R. China *Contributed equally. Lele Guo
E-mail:
[email protected]
E-mail:
[email protected]
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Yanjiang Yang Biao An Yantao Yang
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Xiangzhen Han
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Linyuan Shi
Shijun Gao
E-mail: 1159052936 @qq.com E-mail: 419641897 @qq.com E-mail:
[email protected] E-mail:
[email protected] E-mail:
[email protected]
Correspondence: Shijun Gao
Department of Joint Surgery , the 3rd Hospital, Hebei Medical University NO.139 Ziqiang Road, Shijiazhuang 050051, P.R. China Tel: +86-311-88602315 Fax: +86-311-87023626
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E-mail:
[email protected]
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Risk factors for dislocation after revision total hip arthroplasty: A
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systematic review and meta-analysis
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Abstract
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Background
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performed up to now to summarize the risk factors of dislocation after
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revision total hip arthroplasty(THA).
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Aims The present study aimed to quantitatively and comprehensively
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conclude the risk factors of dislocation after revision total hip
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arthroplasty.
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No formal systematic review or meta-analysis was
Methods
A search was applied to CNKI, Embase, Medline, and
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Cochrane central database (all up to October 2016). All studies assessing
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the risk factors of dislocation after revision THA without language
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restriction were reviewed, and qualities of included studies were assessed
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using the Newcastle–Ottawa Scale. Data were pooled and a meta-analysis
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completed.
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Results A total of 8 studies were selected, which altogether included
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4656 revision THAs. 421 of them were cases of dislocation occurred after
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surgery, suggesting the accumulated incidence of 9.04%. Results of
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meta-analyses showed that age at surgery (standardized mean difference
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-0.222; 95% CI -0.413–-0.031), small-diameter femoral heads(≤28mm)
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(OR 1.451; 95%CI 1.056-1.994), history of instability (OR 2.739; 95%CI
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1.888-3.974), number of prior revisions ≥ 3 (OR, 2.226; 95% CI,
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1.569-3.16) and number of prior revisions ≥ 2 (OR 1.949; 95% CI
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1.349-2.817), acetabular components with elevated rim liner were less
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likely to develop dislocation after revision THA (OR 0.611; 95% CI
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0.415-0.898).
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Conclusions
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patients involved with above-mentioned risk factors to prevent
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dislocation after revision THA.
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Keywords: dislocation, revision total hip arthroplasty, risk factors.
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Related prophylaxis strategies should be implemented in
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Introduction
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Postoperative dislocation remains as one of the most common
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complications following revision total hip arthroplasty (THA), with
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reported incidences ranging between 4 to 30%[1, 2]. Several patient- and
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surgery-specific risk factors have been described previously, including
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femoral head size, deficient abductors, surgical approach, malposition of
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components, using of a liner with an elevated rim, cup position, and
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number of previous hip surgeries[3-7]. Identifying risk factors for this
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complication is important, as the identification of patients at risk can
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assist with preoperative patient education and management at the time of
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revision surgery. However, these studies had some limitations, such as a
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small sample and containing a single or very few potential risk factors in
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the individual study. In addition, some results obtained from individual
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studies were inconsistent and even contradictory. Thus, it is still uncertain
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whether these identified factors from individual studies are able to predict
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dislocation after revision total hip arthroplasty.
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Until now, no formal systematic review or meta-analysis was performed
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to summarize the risk factors of dislocation after revision THA to obtain a
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definitive conclusion. Therefore in this study, we summarized these risk
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factors from the previous original researches and conducted a
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meta-analysis. It would be most informative in guiding clinicians for
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identifying high risk patients and helping them preventing postoperative
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dislocation after revision THA to improve the patients’ prognosis.
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Materials and methods
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Literature search
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CNKI, Embase, Medline, and Cochrane central database were searched
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using a broad range of terms to identify original research, published all
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through October 2016 and selecting potential studies to consider. The
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main key words were as follows: “factor’’ or ‘‘predictor’’ or “risk’’ AND
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‘‘dislocation’’ or “luxation” AND ‘‘hip arthroplasty’’ or ‘‘THA’’ AND
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‘‘revision’’. Also, a manual search of references in the identified articles
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and systematic reviews was performed for possible inclusion.
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Eligibility criteria
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Two reviewers (Yan Jiang Yang and Biao An) independently evaluated
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the titles and abstracts of the identified studies. Only full-text articles
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without language restriction were included in this meta-analysis. The
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following inclusive selection criteria were applied: (1) a study was
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performed to explore risk factors for dislocation occurrence after revision
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THA; (2) cases and controls were defined based on the presence or
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absence of dislocation, respectively; (3) sufficient data were published for
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estimating an odds ratio (OR) or hazard ratio (HR) or standardized mean
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difference (SMD) with 95 % confidence interval (95 % CI)
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Quality of included studies
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The quality of the included studies was evaluated using the Newcastle–
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Ottawa Scale (NOS)[8]: based on the three main items: the selection of
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the study groups (0–4 points), the comparability of the groups (0–2 points)
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and the determination of either the exposure or the outcome of interest
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(0–3 points), with a perfect score of 9.
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Data extraction
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All the data were carefully extracted from all eligible studies
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independently by the two reviewers (Yan Jiang Yang and Biao An). The
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following variables were extracted from each study: first author’s name,
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publication year, country, significant risk factors, definitions and numbers
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of cases and controls and numbers of citations for each potential risk
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factor for dislocation after revision THA. Any disagreement was resolved
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by discussion and consensus.
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Statistical analyses
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ORs or SMDs and corresponding 95% CI were estimated and pooled
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across studies to assess the association between different variables and
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the risk of dislocation with a value of P<0.05 as significance.
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Heterogeneity among studies was tested by Q-test statistics with
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significance set at P<0.10[9] and further measured by I2 statistics with I2
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more than 50% indicating significant inconsistency. A random-effect
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model was used to calculate pooled ORs in the case of significant
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heterogeneity (P<0.10 or I2>50 %); otherwise, a fixed-effect model was
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used[10] . The outcome of meta-analysis for variables was summarized
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graphically using a forest plot. If necessary, a sensitive analysis by
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excluding outlier study one by one was conducted to investigate the
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sources for heterogeneity. Potential publication bias was detected by
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Begg’s funnel plots, and P<0.05 was judged as statistically significant.
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All analyses were performed by the software Stata 11.0 (Stata
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Corporation, College Station, TX).
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Results
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Characteristics of identified studies
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Fig. 1 indicates the flowchart of the article screening and the detailed
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selection process. Initial search yielded 221 titles and abstracts from the
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electronic databases. After duplicates were removed, 125 abstracts were
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reviewed for initial screening and 38 for the next stage of review. After
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inclusion and exclusion criteria were applied, 8 full text articles were
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chosen for this meta-analysis. All of them were published in English with
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publication time from 2002 to 2016. These 8 studies altogether included
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4656 patients with hip fracture; 421 cases of dislocation occurred after
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surgery, suggesting the accumulated incidence of 9.04%. Detailed
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information about these included studies is shown in Table 1.
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Methodological quality assessment
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The outcome of methodology quality assessment was as follows: one
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studies[11] scored 9,two studies[3, 4] scored 8, three studies[5, 7, 12]
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scored 7,and two studies[6, 13] scored 6.
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Age and gender
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Two studies reported the admission age of 64.25 years in postoperative
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dislocation patients, which was 1.05 years younger than that in
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nondislocation groups, and the pooled results for meta-analysis suggested
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a difference (SMD -0.222; 95% CI -0.413– -0.031;). There was no
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evidence of heterogeneity among studies (P=0.567, I2=0; Table 2). Sex
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difference of the occurrence of dislocation after revision total hip
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arthroplasty was reported in 7 studies. Results of meta-analysis suggested
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no significant difference.
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Femoral head size
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Postoperative dislocation incidence was consistently higher in those who
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had small-diameter femoral heads(≤28mm) compared with those who
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had large-diameter femoral heads(≥32mm). A total of 3 studies reported
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the small-diameter femoral head as a risk factor and meta-analysis of
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these studies showed that patients with small-diameter femoral heads
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were more prone to develop dislocation after revision total hip
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arthroplasty (OR 1.451, 95% CI 1.056–1.994). There was no evidence of
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heterogeneity among studies (P=0.222, I2=33.6%; Table 2; Fig. 2a).
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History of instability
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Three studies have previously reported history of instability as a risk
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factor associated with dislocation after revision total hip arthroplasty,
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with a significant difference (OR 2.739; 95%CI 1.888-3.974), with no
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heterogeneity (P=0.945, I2=0; Table 2; Fig. 2b).
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Number of prior revisions
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Two studies have previously reported number of prior revisions≥3 as a
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risk factor associated with dislocation after revision total hip arthroplasty,
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with a significant difference (OR 2.226; 95%CI 1.569-3.16), with no
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heterogeneity (P=0.484, I2=0; Table 2). Also,two studies have previously
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reported number of prior revisions≥2 as a risk factor associated with
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dislocation after revision total hip arthroplasty, with a significant
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difference (OR 1.949; 95%CI 1.349-2.817), with no heterogeneity
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(P=0.977, I2=0; Table 2).
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Elevated rim liner
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Elevated rim liner of the occurrence of dislocation after revision total hip
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arthroplasty was reported in 3 studies. Results of meta-analysis showed
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that with an elevated rim liner was less likely to sustain dislocation, and
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the combinable OR was 0.611 (95% CI 0.415–0.898), with no
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heterogeneity (P=0.177, I2=42.2%; Table 2; Fig. 2c).
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Discussion
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Dislocation is one of the most frequent complications after revision total
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hip arthroplasty. Results in this meta-analysis suggested the overall
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prevalence of postoperative dislocation was 9.04%, which is comparable
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to the range of 4–30% in THA patients reported by others[1, 2]. This
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meta-analysis demonstrates that history of instability and prior revisions
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are the most consistently significant risk factors for dislocation after
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revision THA, followed by age at surgery, femoral head size and with no
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elevated rim liner.
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Larger femoral heads have the potential to decrease dislocation rate in
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primary THA, but it is unclear whether they do so in revision THA. Wang
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et al.[14] reported femoral head size was the only factor with significant
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difference between the dislocated and stable groups. Other investigators
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also reported a reduction in dislocation rates with larger diameter
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heads[15, 16]. About dislocation after revision THA, Garbuz et al.[17]
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reported that in a randomized controlled trial, patients with 32-mm heads
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had a dislocation rate of 8.7%, while using 36- and 40-mm diameter
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heads lowered that rate to 1.1% at a minimum follow up of 2 years. This
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meta-analysis found, postoperative dislocation incidence was consistently
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higher in those who had small-diameter femoral heads( ≤ 28mm)
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compared with those who had large-diameter femoral heads(≥32mm).
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So, femoral head size should be an important factor in dislocation risk
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assessment.
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Itokawa et al.[18] had discussed several factors associated with recurrent
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dislocations in primary THA, while those after revision THA have not
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been well characterized. Daly et al.[19] reported that, high recurrence rate
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when the hip is revised specifically for instability, reporting 39%
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recurrence in 95 hips at average of 7.6 years. In our study, Patients with
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prior dislocation were 2.74 times more at risk of developing dislocation
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than patients who without the dislocation history.
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Previous reports demonstrated that number of previous revisions should
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be the predictor of dislocation after revision hip arthroplasty[20, 21]. Jo et
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al.[11] noted that history of more than 2 previous hip surgeries was
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identified as patient related risk factors associated with dislocation. This
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meta-analysis found the risk of implant dislocation was 2.23 times higher
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in the Number of prior revisions≥3 groups than the groups Number of
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prior revisions<3. This meta-analysis also found the risk of implant
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dislocation was 1.95 times higher in the Number of prior revisions≥2
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groups than the groups Number of prior revisions<2.
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An elevated rim liner can reduce the occurrence of dislocation after
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revision total hip arthroplasty, and the risk of implant dislocation was 1.8
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times higher in the no an elevated rim liner groups than the groups with
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an elevated rim liner. Cobb et al.[22] reported that elevated rim liners can
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reduce the rates of dislocation in revision arthroplasties. Alberton et al.[3]
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reported that elevated rim liner was least beneficial with an isolated
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acetabular revision. When both components were revised, hips that had
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insertion of a cup with an elevated rim liner were significantly more
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stable.
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Advanced age has been associated with a higher risk of dislocation in
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some series[23, 24].And it is likely related to decreased muscle
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control/strength and increased risk of falling in the elderly[25].
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Yoshimoto et al.[5] noted that advanced age should be an independent
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risk factors for any dislocation. Interestingly, This meta-analysis found
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that, the admission age of 64.25 years in postoperative dislocation
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patients was 1.05 years younger than that in nondislocation groups.
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Other factors, such as constrained liner, trochanteric osteotomy, Cup
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inclination, cup anteversion, BMI, single component revision were not
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found to be risk factors. However, Della et al.[26] noted that, the higher
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failure rate observed when constrained liner was placed into a retained
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cup indicates that it is essential to optimize other factors that may
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contribute to instability in order to decrease the mechanical failure as was
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emphasized. Alberton et al.[3] reported that trochanteric osteotomy was a
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significant risk factor which has been demonstrated in other studies as
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well[27, 28]. They noted that, Trochanteric nonunion occurred in only 2.3%
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(nine) of 399 hips that had a trochanteric osteotomy. And, seven of the
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nine hips with trochanteric nonunion had a subsequent episode of
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instability. The role of cup inclination and anteversion on the dislocation
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rate has been extensively studied, both independently and combined.
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Sadhu et al.[29] reported that patients sustaining a dislocation after THA
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have acetabular components less frequently positioned within the
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safe zone for both inclination and anteversion, with a mean position
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in increased inclination and decreased anteversion. But, our meta-analysis
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suggested no significant difference about cup inclination and anteversion
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difference of the occurrence of dislocation after revision total hip
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arthroplasty. Obese patients may also be at increased risk for dislocation
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owing tocomponent malpositioning and soft tissue impingement related
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to difficult exposure[30, 31]. Yet, this meta-analysis found that, obesity
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could not to be a risk factor. Some scholars believe that, single
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component revision should be a risk factor about dislocation after
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revision total hip arthroplasty[3, 20, 32], The increased soft tissue
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releases required to perform a single-component revision. However, this
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meta-analysis found that, single component revision was not a risk factor.
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In our meta-analysis, gender, left or right, original diagnosis and
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bone-grafting were not found to be risk factors. This may also relate to
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the similarity in those factors between dislocators and nondislocators.
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Some limitations in this meta-analysis have to be mentioned. Firstly, a
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weakness exists in the analyses, in which not all the ORs regarding the
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potential risk factors applied for the meta-analysis were adjusted because
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a lot of reports could only provide the univariate rather than multivariate
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statistics. Likewise, some studies might choose not to report insignificant
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results or results of no interest, potentially resulting in a considerable
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amount of missing data. Hence, our overall effect may be somewhat an
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overestimate. Secondly, most of the included studies were observational
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and therefore with inevitable recall and interviewer biases, which might
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affect the associations between the risk factor and dislocation. Thirdly,
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the measurements of various risk factors differed from each other, and
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follow-up periods ranged widely from several months to several years.
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Fourthly, there might be operator-dependent and append subjective
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factors in the quality of assessment process. Nevertheless, the two
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reviewers evaluated the identified studies independently and any
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disagreement was resolved by discussion and consensus. Although this
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meta-analysis investigates some risk factors for postoperative dislocation
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after revision THA, we should treat these results cautiously on the
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background of potential defects, and more research studies with larger
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sample size and better design should be conducted.
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Although some limitations were unavoidable, this study has some merits.
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Firstly, the search style based on the computer and manual search ensures
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a complete inclusion of relevant studies. Secondly, no significant
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heterogeneity was observed in most variables except for the item of
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active external rotation; even so, heterogeneity was diminished using
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sensitivity analysis and this did not alter the result. Last but most
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important, this is by far the first study to quantitatively summarize the
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risk factors for the development of dislocation after revision THA.
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Acknowledgments
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We are grateful to C W and Y Z of the Department of Orthopedics, and to
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D T and Z L of the Department of Statistics and Applications for their
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kind assistance.
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Conflict of interest
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The authors declare that they have no conflict of interest.
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30. Elson LC, Barr CJ, Chandran SE, Hansen VJ, Malchau H, Kwon YM Are morbidly obese patients undergoing total hip arthroplasty at an increased risk for component malpositioning? J Arthroplasty 28 (2013) 41-44.
31. Hayashi S, Nishiyama T, Fujishiro T, Hashimoto S, Kanzaki N, Nishida K, Kurosaka M Obese patients may have more soft tissue impingement following primary total hip arthroplasty. Int Orthop 36 (2012) 2419-2423.
32. Parvizi J, Kim KI, Goldberg G, Mallo G, Hozack WJ Recurrent instability after total hip arthroplasty: beware of subtle component malpositioning. Clin Orthop Relat Res 447 (2006) 60-65.
ACCEPTED MANUSCRIPT
Figure 1 Flowchart of literature search.
371
Figure 2a Forest plots of the meta-analysis of femoral head size.
372
Figure 2b Forest plots of the meta-analysis of history of instability.
373
Figure 2c Forest plots of the meta-analysis of elevated rim liner.
RI PT
370
AC C
EP
TE
D
M AN U
SC
374 375
ACCEPTED MANUSCRIPT Table 1 The basic characteristics of these 8 included studies and participants
First author
Publication year
Country
Case
Control
Total
Age
Significant factors Gender,
left or right,
femoral head size,
RI PT
original diagnosis, bone-grafting,
Alberton3
2002
USA
115
1433
1548
63
trochanteric
osteotomy, cup
inclination, cup
Kosashivili
Cogan
13
2011
2011
Canada
17
France
2013
USA
225
242
65
61
4
688
57
749
61
Jo
11
2015
component revision , elevated rim liner Femoral head size
Gender, femoral head size, bone-grafting , number of prior
64±14.3
revisions ≥ 3, number of prior revisions ≥ 2, elevated rim liner Age, gender, cup
65.8
inclination, cup anteversion,BMI Age, gender, trochanteric osteotomy,BMI, history of instability,
113
1039
1152
64.7
AC C
Wetters NG4
USA
M AN U
7
2009
TE D
Hummel
EP
12
SC
anteversion , single
number of prior revisions ≥ 3, Constrained liners, elevated rim liner, single component revision Gender ,
USA
86
453
539
NA
number of
prior revisions ≥ 2, Constrained liners Gender, original diagnosis, trochanteric
Yoshimoto5
2016
Japan
16
162
178
65.2±10.6
osteotomy, history of instability, single component revision
Steman 6
2016
USA
9
178
187
58.9
Gender, left or right, history of instability,
ACCEPTED MANUSCRIPT Constrained liners, single component
AC C
EP
TE D
M AN U
SC
RI PT
revision
ACCEPTED MANUSCRIPT Table 2 Detailed data on potential risk factors for dislocation after revision total hip arthroplasty and the outcomes of meta-analysis. No of
Pooled OR
LL95%
UL 95%
studies
or SMDs
CI
CI
7
1.061
0.856
1.316
0.589a
0.117
41.1
-0.031
0.023
a
0.567
<0.001
0.098
a
0.451
<0.001
0.021a
0.222
33.6
0.147a
0.87
<0.001
0.253a
0.183
43.6
2
Left(VS right) Femoral head size(≤ 28mmvs32mm) Aseptic loosening(VS other) Bone-grafting trochanteric osteotomy Cup inclination Cup anteversion
0.729
0.502
1.06
3
1.451
1.056
1.994
3
0.707
0.442
1.129
2
1.2
0.878
1.639
3
0.99
0.72
2
-0.356
-1.063
2
History of instability Number of prior revisions≥3 Number of prior
Constrained liners single component revision vs multiple component revision
0.026
0.502
-0.888
0.952a
0.797
<0.001
0.352
0.324 b
0.136
55.1
a
0.168
0.219
1.892
0.791 0.479
b
47.5
0.008
85.8
a
0.945
<0.001
1.888
3.974
<0.001
2
2.226
1.569
3.16
<0.001a
0.484
<0.001
2
1.949
1.349
2.817
<0.001a
0.977
<0.001
3
0.66
0.222
1.959
0.454 b
0.012
77.4
4
1.263
0.921
1.732
0.148a
0.12
48.7
3
0.611
0.415
0.898
0.012a
0.177
42.2
a
Fixed-effects model was performed.
b
Fandom-effects model was performed.
AC C
I (%)
1.361
BMI, Body Mass Index; OR, odds ratio; LL, lower limit; UL, upper limit.
c 2
c 2
2.739
EP
elevated rim
-0.167
(P)
3
TE D
revisions≥2
-0413
2
2
BMI
-0.222
Q-test
RI PT
Age
SC
Female (VS male)
P value
M AN U
Potential risks
I statistic was defined as the proportion of heterogeneity not due to chance or random error.
AC C
EP
TE D
M AN U
SC
RI PT
ACCEPTED MANUSCRIPT
AC C
EP
TE D
M AN U
SC
RI PT
ACCEPTED MANUSCRIPT
AC C
EP
TE D
M AN U
SC
RI PT
ACCEPTED MANUSCRIPT
AC C
EP
TE D
M AN U
SC
RI PT
ACCEPTED MANUSCRIPT
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Research highlights ► Many risk factors have been identified for the dislocation following revision THA. However, these factors are still undergoing controversial
RI PT
or have been not been well summarized. ► Constrained liner, trochanteric osteotomy, Cup inclination, cup anteversion, BMI, single
SC
component revision were not found to be risk factors. ► history of instability and prior revisions are the most consistently significant risk
M AN U
factors for dislocation after revision THA, followed by age at surgery,
AC C
EP
TE D
femoral head size, with no elevated rim liner.