Schizophrenia Research 143 (2013) 367–376
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Review
Schizophrenia: A neurodevelopmental disorder — Integrative genomic hypothesis and therapeutic implications from a transgenic mouse model M.K. Stachowiak a,⁎, A. Kucinski a, R. Curl a, C. Syposs a, Y. Yang b, S. Narla a, C. Terranova a, D. Prokop a, I. Klejbor c, M. Bencherif d, B. Birkaya a, T. Corso e, A. Parikh f, E.S. Tzanakakis f, S. Wersinger a, b, E.K. Stachowiak a,⁎ a Molecular and Structural Neurobiology & Gene Therapy Program, Department of Pathology and Anatomical Sciences, Western New York Stem Cell Culture and Analysis Center, SUNY, Buffalo, NY, USA b Department of Psychology, SUNY, Buffalo, NY, USA c Gdansk Medical University, Gdansk, Poland d Targacept Inc., Winston-Salem, NC 27101, USA e Lake Erie College of Osteopathic Medicine, Erie, PA, USA f Department of Chemical and Biological Engineering, Western New York Stem Cell Culture and Analysis Center, SUNY, Buffalo, NY, USA
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Article history: Received 29 June 2012 Received in revised form 2 November 2012 Accepted 6 November 2012 Available online 8 December 2012 Keywords: Fibroblast growth factor receptor 1 Nicotinic acetylcholine receptors Transgenic mouse model of schizophrenia Midbrain dopamine neurons Atypical neuroleptics α7 nicotinic receptors
a b s t r a c t Schizophrenia is a neurodevelopmental disorder featuring complex aberrations in the structure, wiring, and chemistry of multiple neuronal systems. The abnormal developmental trajectory of the brain appears to be established during gestation, long before clinical symptoms of the disease appear in early adult life. Many genes are associated with schizophrenia, however, altered expression of no one gene has been shown to be present in a majority of schizophrenia patients. How does altered expression of such a variety of genes lead to the complex set of abnormalities observed in the schizophrenic brain? We hypothesize that the protein products of these genes converge on common neurodevelopmental pathways that affect the development of multiple neural circuits and neurotransmitter systems. One such neurodevelopmental pathway is Integrative Nuclear FGFR1 Signaling (INFS). INFS integrates diverse neurogenic signals that direct the postmitotic development of embryonic stem cells, neural progenitors and immature neurons, by direct gene reprogramming. Additionally, FGFR1 and its partner proteins link multiple upstream pathways in which schizophrenia-linked genes are known to function and interact directly with those genes. A th-fgfr1(tk-) transgenic mouse with impaired FGF receptor signaling establishes a number of important characteristics that mimic human schizophrenia — a neurodevelopmental origin, anatomical abnormalities at birth, a delayed onset of behavioral symptoms, deficits across multiple domains of the disorder and symptom improvement with typical and atypical antipsychotics, 5-HT antagonists, and nicotinic receptor agonists. Our research suggests that altered FGF receptor signaling plays a central role in the developmental abnormalities underlying schizophrenia and that nicotinic agonists are an effective class of compounds for the treatment of schizophrenia. © 2012 Elsevier B.V. All rights reserved.
1. Schizophrenia: a neurodevelopmental disease Schizophrenia is a debilitating psychiatric disorder affecting 1% of the population. The scope and complexity of the disease are profound — there are broad anatomical and chemical changes across the neuroaxis including: ventricular enlargement, malformed cortical and subcortical structures and impaired neurotransmission of dopaminergic, GABAergic, glutamatergic and serotonergic systems (Wong and Van Tol, 2003; Carlsson, 2006). Behavioral symptoms often follow a predictable time ⁎ Corresponding authors at: Department of Pathology and Anatomical Sciences, SUNY, 3435 Main Street, 206A Farber Hall, Buffalo, NY 14214, USA. Tel.: +1 716 829 3540. E-mail addresses:
[email protected] (M.K. Stachowiak),
[email protected] (E.K. Stachowiak). 0920-9964/$ – see front matter © 2012 Elsevier B.V. All rights reserved. http://dx.doi.org/10.1016/j.schres.2012.11.004
course with cognitive impairments such as memory and attention deficits, typically appearing in childhood, and positive symptoms (psychotic episodes) and negative symptoms, such as social and motivational deficits manifesting in late adolescence or early adulthood. Consistent with a complex phenotype that has not been fully described the etiology of the disease remains largely unknown. A neurodevelopmental hypothesis postulates that interactions between multiple genes trigger a cascade of neuropathological events, beginning during gestation and progressing into adulthood, which may be initiated and directed by environmental factors (Murray and Lewis, 1987; Thompson et al., 2004; Fatemi and Folsom, 2009; Sun et al., 2010; Rapoport et al., 2012). A network of some 160 genes selected from linkage, association, and gene expression literature reports have been proposed to contribute to the etiology of the disease (Sun et al., 2010;
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Rodriguez-Murillo et al., 2012). These genes mediate a wide range of neurodevelopmental events including progenitor cell proliferation and differentiation, migration, cytoskeleton reorganization, axonal connectivity and patterning of brain structures (Jaaro-Peled et al., 2009; Moskvina et al., 2009; Potkin et al., 2010; Sun et al., 2010; Ayalew et al., 2012). 2. Fibroblast growth factor receptor 1 — a point of convergence in neurodevelopmental pathways How does the altered expression pattern of diverse genes, each with broad and unique functions in neurodevelopment, contribute to the complex conglomerate of abnormalities observed in schizophrenia? One possibility is that the protein products of affected genes converge on shared neurodevelopmental pathways that influence the growth and patterning of common neural circuits and brain structures. For example, schizophrenia genes operate within 24 known pathways that are critical for neuronal development and share common pathway elements including cAMP, Ca++/PKC, MAPK and RXR signaling (Feng et al., 2005; Wong et al., 2011; Ayalew et al., 2012; Rodriguez-Murillo et al., 2012). In our laboratory we have characterized a candidate mechanism that links multiple upstream pathways in which schizophrenia-linked genes are known to function — the “Integrative Nuclear Fibroblast Growth Factor Receptor 1 Signaling” (INFS) pathway (for review see Stachowiak et al., 2007a, 2011). INFS regulates genes through direct interaction with transcription gating factor CREB-Binding Protein (CBP). In INFS, FGFR1 and its ligand, FGF-2,translocateinto the nuclear interior (Maher, 1996; Stachowiak et al., 1996; Myers et al., 2003; Dunham-Ems et al., 2009) (see for example Fig. 1C) initiating gene activation and epigenetic changes (Carlezon et al., 2005; Stachowiak et al., 2007a). INFS links CBP to multiple upstream pathways such as cAMP, Ca++/PKC, MAPK, (Stachowiak et al., 2003, 2007b, 2011) and nuclear retinoid and orphan Nur receptor-mediated pathways (Baron et al., 2012; Lee et al., 2012) (Fig. 1) In addition, our recent Chromatin Immuno-Precipitation (ChiP) experiments show broad binding of FGFR1 to genes linked with schizophrenia suggesting that disruptions in an INFS-controlled genomic circuit may underlie the etiology of the disorder (Fig. 1B). FGFs and their receptors (FGFRs) are involved in the growth and patterning of several brain structures during development (Reuss and von Bohlen und Halbach, 2003) and interact with numerous proteins associated with neurodevelopment (Williams et al., 2003; Flajolet et al., 2008; Terwisscha van Scheltinga et al., 2010). For example, FGFR interact with adenosine A2A receptors to activate the MAPK/ERK pathway leading to neurite extension, spine morphogenesis and corticostriatal plasticity (Flajolet et al., 2008; Terwisscha van Scheltinga et al., 2010). Classical genetics has demonstrated numerous links between FGF/FGFRs and schizophrenia (Jungerius et al., 2008; Shao and Vawter, 2008; O'Donovan et al., 2009; Terwisscha van Scheltinga et al., 2010) (Table 1). A recently large gene linkage study found an association between FGFR single nucleotide polymorphisms (SNPs) and schizophrenia (O'Donovan et al., 2009). Associations between FGF and other schizophrenia related genes such as glypican 1 (GPC1) (Potkin et al., 2010) and neuronal PAS domain protein 3 (NPAS3) (Kamnasaran et al., 2003) have been described. Altered FGF activity has been observed in the hippocampus (Gaughran et al., 2006; Turner et al., 2008), frontal cortex (Katsel et al., 2005) and blood serum (Hashimoto et al., 2003) of schizophrenia patients. Prenatal environmental stress known to contribute to schizophrenia alters FGF activity (Ganat et al., 2002; Dono, 2003; Fumagalli et al., 2005). Finally, a role of FGFs in the etiology of related psychiatric and mood disorders has been described (Riva et al., 2005; Turner et al., 2006, 2008). 3. Targeting FGFR1(TK-) to the dopaminergic system to create anatomical and neurochemical schizophrenia-like impairments Although multiple transmitter systems are altered in the schizophrenia brain, the hypoplasia and abnormal activity of the dopamine (DA)
systems remains an established pathological hallmark of the disease and a central therapeutic target (Howes and Kapur, 2009). FGF is critical in mediating the developing DA (Grothe and Timmer, 2007) and midbrain systems (Trokovic et al., 2003, 2005; Jukkola et al., 2006). We hypothesized that blockade of endogenous INFS in developing midbrain catecholaminergic neurons would alter the DA system and potentially trigger a secondary pathology in co-developing neuronal systems. Using dominant negative FGFR1(TK-), which was previously shown to block neuronal differentiation in neuronal progenitor cells in vitro (Fang et al., 2005), a transgenic mouse was engineered, thfgfr1(tk-). FGFR1(TK-) was targeted to DA-producing cells of the SNc (which project to striatum) and VTA (which project to nucleus accumbens and cortex) by fusion with the 4.8 kb tyrosine hydroxylase (TH) promoter (Klejbor et al., 2006). The reduced developmental FGFR1 signaling gave rise to smaller and less dense adult midbrain DA neurons relative to age-matched controls (Klejbor et al., 2006) (Fig. 2). In humans not subjected to neuroleptic treatment there is a significantly reduced volume of SNc area (−21%) and reduced mean nerve cell volume in the SNc (−15%) and VTA (−17%) (Bogerts et al., 1983). Furthermore pathology of neuronal processes of midbrain neurons has been demonstrated (Ikemoto et al., 2009). Adult th-fgfr1(tk-) mice also have reduced dopamine transporter protein (DAT) immunofluorescence in the striatum, indicating innervation by fewer DA terminals. Despite these reductions, paradoxically, there were increased levels of DA and DA metabolites 3,4-dihydroxyphenylacetic acid (DOPAC) and homovanillic acid (HVA) in the striatal tissue of adult th-fgfr1(tk-) mice, suggesting DA hypertransmission (Klejbor et al., 2006). This was further confirmed in vivo as elevated striatal DA release was observed during a sensorimotor gating task measured (Kucinski et al., 2012), which is in line with excessive DA transmission during psychotic episodes in schizophrenia patients (Laruelle et al., 1999). The increased striatal DA transmission in th-fgfr1(tk-) mice are also consistent with human PET studies(Meyer-Lindenberg et al., 2002) and postmortem evidence of increased subcortical DA synthesis in schizophrenia (Toru et al., 1982; Mueller et al., 2004). How DA neuronal hypoplasia could paradoxically lead to DA hypertransmission in the subcortical basal ganglia? Although much work remains, one potential mechanism could involve the reduced striatal expression of DAT in transgenic mice(Klejbor et al., 2006) resulting in diminished overall striatal DA reuptake activity, thereby effectively increasing extracellular striatal DA content as observed in partially 6-hydroxydopamine lesioned rats (Zigmond et al., 1984). Importantly, DAT has been implicated in the pathology of SZ (Zheng et al., 2012). We further demonstrated that blockade of INFS in developing DAproducing neurons altered serotonergic anatomy and transmission. In the developing brain, serotonin (5-HT) and DA systems compete for neuronal target sites and a dynamic relationship between the two systems persists into adulthood (Stachowiak et al., 1984; Bruno et al., 1987; Rodriguez-Pallares et al., 2003). In FGFR1 knockout embryos and adult mice there was a caudal shift in embryonic and adult midbrain DA neurons and an increase in 5-HT neurons in that region (Jukkola et al., 2006). Quantitative immunohistology of adult th-fgfr1(tk-) mice revealed hyperinnervation of hypoplastic midbrain DA neurons by serotonergic terminals (Fig. 2). This was corroborated by increased tissue levels of 5-HT and 5-HT metabolite 5-hydroxyindoleacetic acid (5-HIAA) in the SN and VTA of adult transgenic mice. Evidence suggests an overactive 5-HT system in schizophrenia (Bartfai et al., 1983; Hansson et al., 1994) (for discussion see also Klejbor et al., 2009) and drugs that target 5-HT receptors, including atypical antipsychotics (AAP), are efficacious against positive schizophrenia symptoms attributable to dopaminergic hypertransmission (Bartfai et al., 1983; Schmidt et al., 1993; Abel et al., 1996; Lieberman et al., 1998; Harrison, 1999). In th-fgfr1(tk-) mice, the hyperinnervation of SNr by 5-HT terminals may also contribute to DA hypertransmission (Klejbor et al., 2009). Disorganization of cortical layers and their myelinated connecting tracks is another commonly described pathology in human schizophrenia
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Fig. 1. INFS integrates signals* of diverse SZ linked genes and pathways. (A) “Feed-forward-and-gate” signaling modules of INFS for neuronal differentiation integrates pathways affected in SZ (Stachowiak et al., 2007a, 2011). Neurogenic signals generated by diverse extracellular stimuli (St; neurotransmitters, hormones, growth factors, cell contact receptors) in embryonic and brain stem cells are propagated through signaling pathways (SiP; cAMP, Ca++/PKC, MAPK) to sequence specific transcription factors [(ssTF; CREB, AP1, NfkB, Smads, nuclear retinoid receptors (RXR/ RAR) and orphan Nur receptors)]. In parallel, a newly synthesized FGFR1 translocates into the nucleus and “feeds forward” (F-F) neurogenic signals directly to CREB binding protein (CBP), an essential transcriptional co-activator and gene-gating factor. The coupled activation of CBP by nuclear (n) FGFR1, known as Integrative Nuclear FGFR1 Signaling (INFS), and cascade signal transduction to ssTF are responsible for cell differentiation. *Marks signaling pathways in which schizophrenic-related genes have been found, including cAMP, G-protein signaling, PKC, MAPK, NfkB, CREB, RXR, and Nurr1 (Sun et al., 2010; Buervenich et al., 2000; Jablensky et al., 2011), which have also been shown to engage INFS (Stachowiak et al., 2007a, 2011; Baron et al., 2012; Lee et al., 2012). (B) Our recent Chromatin Immuno-Precipitation-sequencing (ChIP-seq) analysis shows broad binding of FGFR1 to genes linked with schizophrenia (manuscript in preparation). The binding of FGFR1, RXR, Nur77 and histone 3 variant H3.3 to potential Nur/RXR target regions in selected schizophrenia-linked genes: DISC1, ZEP365, ANK3 was verified by independent ChIP experiments in human (h) ESC as shown. The analysis was performed as described in Lee et al. (2012) and Baron et al. (2012). qPCR was used to determine relative amount of specific loci in FGFR1, RXR, Nur77 or H3.3 antibody immunoprecipitates (IP), Input, and IgG (preimmune) samples. Data are expressed as IP/input where ΔΔCt=(CtInput −CtIP Ab)/(CtInput −CtIP IgG). Bars illustrate RA-induced increase of FGFR1 biding to the indicated regions of the genes. In pluripotent nondifferentiated hESC (control) FGFR1 binds along with its partners RXR and Nur77 and with H3.3, a marker of transcribed chromatin to DSIC1 and ZFP365, with little or no binding to ANK3. The FGFR1/RXR and FGFR1/Nur77 complexes are known to activate transcription (Baron et al., 2012; Lee et al., 2012) and thus may support the DISC1, and ZEP365 gene activities. During differentiation induced by 1 μM all-trans retinoic acid (RA) (48 h treatment) an increased binding of FGFR1 and disassociation of RXR, Nur77 and H3.3 from these genes are observed. Increased binding of FGFR1, which alone lacks a transactivating function (Fang et al., 2005; Lee et al., 2012), may act to repress gene activities. Thus it appears that FGFR1 plays a direct role in the regulation of neurodevelopmental genes linked to schizophrenia. Together our observations suggest a complete transcriptional circuit in which INFS integrates the incoming developmental signals (St) through the feed-forward (FF) module and reinforces/turns off those input signals via a feedback (FB) module (Stachowiak, 2012). We propose that SZ mutations, including “weak” copy variations may deregulate this self-controlled genomic circuit and thus lead to broad molecular and developmental dysfunctions. (C) Activation of INFS illustrated by an accumulation of FGFR1 in the nuclei of cultured human neural progenitor cells. 1 — Control; 2 — cells treated with 1 μM α7 neuronal nicotinic receptor agonist TC7020 for 48 h.
(Rodriguez-Murillo et al., 2012). The formation of cortical layers and cell connectivity are governed by timely regulation of ventricular germinal cells mitoses and exit from the cell cycle. DA terminals that innervate the striatum lie adjacent to the lateral ventricles where neural stem/ progenitor cells reside and shown to influence biology of these germinal cells (Popolo et al., 2004). Indeed, in several transgenic mice across
multiple generations we observed a distortion in cortical layering. Stereological analysis of the anterior cingulated area of the brain cortex verified reduced densities of NeuN positive neurons in th-fgfr1(tk-) mice versus control C57bl/6J animals, which were confined to the first three layers — molecular, granular and outer pyramidal of the cortex. Moreover, cells with granular neuronal morphology were displaced
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Table 1 FGFR1 and FGF-2 mutations in schizophrenia and related Kallmann syndrome. Gene
Polymorphism/mutation
P-value
Disease
FGFR1
SNP rs3925 SNP rs6987534 SNP rs7012413 Multiple mutations SNP rs12506776 SNP rs7700205
0.0049 0.0079 0.105 – 0.0048 0.0699
SZ* SZ* SZ* KS** SZ*** SZ***
FGF2
SZ — schizophrenia (*Jungerius et al., 2008; ***O'Donovan et al., 2009; KS — Kallmann Syndrome with multiple FGFR1 mutations co-segregates with schizophrenia; **Cowen and Green, 1993; Vagenakis et al., 2004; Albuisson et al., 2005).
into the superficial molecular layer and cortical stratification was less pronounced in transgenic mice. Thus, the hyperactivity of the nigrostriatal pathway might also perturb cortical development. Importantly, myelinated cortical fibers in th-fgfr1(tk-) mice were also disorganized. Neurons in these superficial layers integrate function of cortical columns and control the activities of glutamatergic projection neurons, which arise in deeper cortical layers and innervate to control striatal DA terminals and midbrain DA neurons. A disruption of these neurons has been proposed to play a role in sensory gating, cognitive and social behavior deficits in schizophrenia (Meyer-Lindenberg and Tost, 2012). In summary, impaired development of DA neurons affects neuronal systems which are innervated by DA neurons or receive DA input indicating that developmental hypoplasia of DA neurons can lead to wide spread structural brain disorganization as observed in schizophrenia (Fig. 2).
4. th-fgfr1(tk-) mice display positive, negative and cognitive SZ-like symptoms Adult th-fgfr1(tk-) mice exhibit reduced auditory prepulse inhibition (PPI) of the startle response (Fig. 3A), a well-established endophenotypic marker of schizophrenia (Braff et al., 2001; Swerdlow et al., 2008). PPI is a measure of sensorimotor gating response, which functionally serves as a filter of sensory information and allows the organism to properly organize and prioritize sensory information in order to make proper motor responses to environmental cues. It was shown that the extent of PPI impairment in schizophrenia correlates with cognitive dysfunction such as reduced attention as well as positive symptoms such as hallucinations and delusions (Braff et al., 1999), suggesting reduced PPI lies at the interface of both types of symptoms. Reduced PPI is generally attributed to subcortical hyperdopaminergic transmission and can be induced by administration of DA agonists (Swerdlow et al., 1998; Powell et al., 2009) and is also observed in other rodent models of schizophrenia with DA hyper-transmission, such as DAT knockout mice (Ralph et al., 2001; Geyer et al., 2002; Powell et al., 2009). Furthermore, we found that impaired PPI in th-fgfr1(tk-) mice is accompanied by increased striatal DA release as measured by in vivo microdialysis during an acoustic PPI test (Kucinski et al., 2012), indicating enhanced stimulus-induced DA release in the dorsal striatum underlies the impaired sensorimotor gating. Psychotic symptoms in schizophrenia do not typically appear until late adolescence/early adulthood despite the presence of genetic and anatomical abnormalities at birth (Wong and Van Tol, 2003; Thompson et al., 2004). This suggests that underlying pathology progresses during postnatal life but lies dormant until the brain matures to functionally incorporate ‘misconstructed’ neuronal systems. In each case, environmental events may provide disease-revealing mechanisms (Murray and Lewis, 1987; Fatemi and Folsom, 2009). In th-fgfr1(tk-) mice, reduced PPI does not appear until approximately 4 months of age relative to controls (Fig. 3A). This delayed onset coincides with evolving neurochemical changes in transgenic mice. For example, increased tissue levels of DA in the striatum and 5-HT in the midbrain relative to controls are not observed until adulthood (Klejbor et al., 2006, 2009). Thus, the
developmental DA-th-fgfr1(tk-) model uniquely recreates a temporal aspect of the human disease. Characteristic to human schizophrenia is the disruption of social interactions and the inability to form new contacts (negative symptom). The th-fgfr1(tk-) mice displayed reduced social interaction in a resident-intruder paradigm, not attributable to anxiety related behavior (Hauser et al., 2009; Klejbor et al., 2009) (Fig. 3C). Another key feature of schizophrenia is cognitive impairment, typically characterized by deficits in working memory (Davis et al., 1991; Goldman-Rakic et al., 2004). Using a behavioral paradigm that tests for temporal (recent versus old) components of working memory (DeVito et al., 2009), it was determined that th-fgfr1(tk-) mice were unable to distinguish between old and recently investigated objects, a distinction that was successfully made by control mice (Fig. 4), further suggesting working memory dysfunction. In summary, the th-fgfr1(tk-) mice display impairments that mimic cognitive dysfunction as well as the negative and positive symptoms of the human disease. These similarities create an effective model to investigate the effects of environment and epigenetics on disease progression and preventative therapies. 5. Behavioral symptoms in th-fgfr1(tk-) mice are correctible by typical anti-psychotic (TAP) and atypical antipsychotic (AAP) drugs The diminished sensory gating measured by PPI in adult th-fgfr1(tk-) mice was effectively restored with administration of typical antipsychotic (TAP) flupentixol, a DA antagonist (Klejbor et al., 2006), consistent with striatal hypertransmission of DA. We further explored the significance of 5-HT axonal hyperplasia in adult th-fgfr1(tk-) mice by analyzing the therapeutic effects of atypical antipsychotics (AAP), which target a variety of receptor subtypes, including 5-HT receptors as well as specific 5-HT2A antagonist M100907. AAP clozapine (Fig. 3B), quietapine, and M100907 normalized PPI and startle impairments in transgenic mice (Klejbor et al., 2009). Interestingly, quetiapine, but not clozapine, improved social withdrawal mimicking findings in human patients (Zhong et al., 2006). M100907 also improved social interaction deficits (not shown) (Klejbor et al., 2009). We hypothesized that 5-HT2A antagonism improved PPI deficits in th-fgfr1(tk-) mice by attenuating the inhibitory influence of hyperinnervating 5-HT fibers onto GABAergic interneurons of the SNr, thus increasing inhibition of SNc midbrain neurons and subsequently decreasing DA release into the striatum. Simultaneously, blockade of 5-HT2A receptors directly on the somatodendritic regions of VTA neurons may increase 5-HT-mediated DA release in the frontal cortex and improve social withdrawal (Klejbor et al., 2009). These findings support further development of 5-HT2A antagonists as therapeutic agents to treat disruption of social interactions in schizophrenia and other related disorders. 6. The nicotinic acetylcholine system in schizophrenia — an alternative target for schizophrenia therapy Due to the complexity of neurochemical and behavioral abnormalities in schizophrenia and shortcomings of common neuroleptics, most notably the inability to treat cognitive impairment and negative symptoms, alternative therapeutic targets are being explored to supplement or supplant current therapy options. One such target is the nicotinic acetylcholine (ACh) system. Schizophrenia patients smoke at a remarkably high rate and volume relative to the general population (Tidey et al., 2005; Dome et al., 2010; Williams et al., 2010). Numerous studies confirm that the primary psychoactive chemical in cigarette smoke, nicotine, improves a wide-range of cognitive functions and enhances emotionality and motivation (Stolerman et al., 2000; Adan et al., 2004; Harris et al., 2004; Newhouse et al., 2004; Levin et al., 2006). Nicotine was also shown to reverse haloperidol-related cognitive impairments in tests assessing memory and reaction time (Levin et al., 1996). Due
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Fig. 2. Brain malformations in th-fgfr1(tk-) mice. Brain structures: 1 — SN, 2 — VTA, 3 — striatum, 4 — anterior cingulate cortex, 5 — hippocampus, pyramidal layer. DA systems: Examples of tyrosine hydroxylase (TH) immunoreactive (IR) fluorescent DA neurons in midbrain nuclei at postnatal day (PD) 360 of control and th-fgfr1(tk-) mice are shown. Stereological counting and measurements revealed reduced size of DA neurons at PD 0 (SNc −27%, VTA −21%) and at PD 360 (SNc −15%, VTA −10%). Density of DA neurons was reduced at PD 0 (SNc −26%, VTA −34%) and at PD 360 (SNc −34%). Density of terminals in striatum (3) expressing DA transporter protein (DAT) was reduced by 23% in th-fgfr1(tk-) mice (all differences are statistically significant) (Klejbor et al., 2006). 5-HT systems: 5-HT-IR fluorescent cellular element neurons in midbrain nuclei of 12 months (PD 180) old mice. Brain sections were stained with anti-5-HT polyclonal Ab and Cy3 conjugated secondary Ab. Examples of 5-HT immunostaining in the VTA paranigral nucleus and substantia nigra pars reticulate (SNr) are shown. The 5-HT-IR fibers innervating the VTA or SN are predominantly smooth with small varicosities and thus similar to the D-type produced by the dorsal raphe nucleus (Fibiger and Miller, 1977; van der Kooy and Hattori, 1980). The PN has a dense network of long 5-HT-IR fibers with small varicosities, numerous puncta and smooth fibers without varicosities. In th-fgfr1(tk-) mice stereological counts revealed an increased number of incoming 5-HT fibers in the paranigral nucleus (1) and the parabrachial pigmentosus nucleus of the VTA, as well as in the SNr (2) when compared to controls. These axons formed dense networks of 5-HT-IR fibers with numerous varicosities. Also, using HPLC analysis we found increased levels of 5-HT in the SN and increased 5-HT metabolite 5-hydroxyindoleacetic acid (5-HIAA) in the VTA of adult th-fgfr1(tk-) mice (from: Klejbor et al., 2009). Cortical system (PD180): Gray matter staining cortical neurons with anti-NeuN antibody and stereological counting revealed −7.5% reduction of neuronal density in the anterior cingulate region. Subregional analysis of cortical layers revealed a 35% increase of NeuN+ cells and a 22% increase in DAPI+ cells in superficial cortical layers (layers 1 and 2 sampled). Black-Gold II staining displayed more myelinated, disorganized fibers in th-fgfr1(tk-) mice compared to nontransgenic controls (S. Narla, C. Syposs, E.K. Stachowiak — previously unpublished observations). Hippocampal pyramidal layer: Neurons stained with anti-NeuN. Preliminary analyses suggest reduced densities of pyramidal neurons in th-fgfr1(tk-) mice.
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Fig. 3. Impaired sensory-gating and social behavior in th-fgfr1(tk-) mice and their normalization by drugs.(A) Deficits in sensory gating appear in adulthood and are reversed by clozapine. Time dependent changes in prepulse inhibition (PPI) of control (n=12) and th-fgfr1(tk-) mice (n=12). There were no significant differences between the genotypes until 4 months. At 6 and 8.5 month groups there were significant reductions in PPI in th-fgfr1(tk-) mice at each prepulse intensity. *Significant difference between control and th-fgfr1(tk-) mice at individual stimulus intensity (post hoc; pb 0.05 after significant main effect of genotype F value; ANOVA). (B) A single injection of clozapine at 3.0 mg/kg i.p. significantly improves PPI in th-fgfr1(tk-) mice but has no effect on control mice. n=16 control and n=16 th-fgfr1(tk-) mice injected with clozapine at 0.5 mg/kg or 3.0 mg/kg, *Significant difference from control group receiving same treatment at individual stimulus intensity (post hoc; pb 0.05 after significant main effect of genotype F value; ANOVA). #Significant difference within genotype from vehicle group at individual stimulus intensity (post hoc; pb 0.05 after significant main effect of drug F value; ANOVA). There was a treatment×genotype interaction with clozapine treatment at 3.0 mg/kg (pb 0.05). (C) Effects of treatment with TC-5619 or TC-5619 combined with clozapine on social investigation (acute drug injections). In the absence of drug (baseline and vehicle groups), control mice spend more time investigating stimulus animals (nontransgenic mice) than th-fgfr1(tk-) mice. TC-5619 (0.3 mg/kg) increased the time both genotypes spent investigating the stimulus animal. There was no difference in investigation time between drug-treated control mice and drug-treated TK-mice. Low doses of clozapine (3.0 mg/kg) or TC-5619 (0.1 mg/kg) alone have no effect on investigation time of either a female or male stimulus animal. These behaviorally inactive doses of TC-5619 and clozapine administered together increase social investigation of female stimulus animals in both genotypes. †Significantly different from other groups of the same genotype (pb 0.05). *Significantly different from control group of the same treatment (pb 0.05). (A and B are from Klejbor et al., 2009; C is from Hauser et al., 2009).
to the heavy reliance of schizophrenic patients on cigarettes to improve negative symptoms and cognitive dysfunction, smoking is generally considered a form of self-medication (Leonard et al., 2007; Winterer, 2010).
Smoking and nicotine administration also improves reduced PPI in schizophrenic patients (Kumari et al., 2001; Postma et al., 2006; Woznica et al., 2009), an effect mediated by central neuronal nicotinic receptors (NNRs) (George et al., 2006). It was shown that nicotine's
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in working memory. Recent reports have suggested that the dorsal striatum plays an important role in cognitive function mediated by DA activity (Simpson et al., 2010; Cools, 2011). The improvement of working memory by TC-7020 in th-fgfr(tk-) mice may be associated with the normalization of hyperactive DA release in the dorsal striatum by α7 NNR agonism as previously demonstrated (Kucinski et al., 2012). It was also shown that α7 NNR agonism and an α7 allosteric potentiator increased DA release in the PFC of rats (Livingstone et al., 2009), an effect that could potentially mediate and enhance executive functions such as working memory and attention (Schultz, 2002; Floresco and Magyar, 2006). Thus, agonism of α7 NNRs may facilitate the normalization of impaired DA transmission in multiple brain regions and offer the possibility that α7 nicotinic-targeting compounds improve cognitive function in human patients. 7. Conclusions Fig. 4. TC-7020 improves a measure of cognition that is impaired in th-fgfr1(tk-) mice. During Phase I, mice were placed into the arena for 10 min and allowed to investigate four identical “old” objects. Subjects were then returned to their home cage for 50 min. During Phase II, four “new” identical objects were placed in the arena and mice were given 10 min to explore the objects. After returning to their home cages again, mice were then injected with either saline or TC-7020 (1.0 mg/kg, i.p.). 40 min after injections, mice were placed in the arena for Phase III and investigation time of each object (2 “old” and 2 “new”) was measured. In subjects with no impairments, it is common to spend more time investigating the old objects presented in Phase I, which are less familiar than the more recent objects from Phase II (“new” objects). With saline, male th-fgfr1(tk-) mice cannot distinguish between objects presented in the recent (Phase II, “B” objects) and in the distant past (Phase I, “A” objects). This deficit may reveal working memory impairment. In mice administered TC7020, this deficit was ameliorated. Bars represent means+/−SEM. *Significantly greater than recent, one way ANOVA (pb 0.05). Preliminary account of these observations was given in Yi Yang et al. (2010).
reversal of DA agonist-induced PPI deficits in rodents was blocked with α7 NNR antagonist methyllycaconitine (MLA) (Suemaru et al., 2004). A promoter mutation in the α7 NNR gene (CHRNA7) is found more frequently in schizophrenic and bipolar patients as well as individuals with sensorimotor gating deficits (Leonard et al., 2002, 2007; Martin et al., 2007). In addition, post-mortem studies show reduced expression of α7 NNRs in the PFC and hippocampus of schizophrenic patients (Guan et al., 1999; Freedman et al., 2000). In th-fgfr1(tk-) mice, selective α7 NNR agonists TC-5619 and TC-7020 (Marrero et al., 2010) improved PPI and startle impairments (Hauser et al., 2009; Kucinski et al., 2012) while other α7 NNR agonists have also been shown to increase PPI in other mouse models of schizophrenia (Hajos et al., 2005; Acker et al., 2008; Tietje et al., 2008; Kohnomi et al., 2010; Wallace et al., 2011). Uniquely, in th-fgfr1(tk-) mice it was determined that acute administration of α7 NNR agonist TC-7020 normalized excessive striatal DA release during PPI testing, directly demonstrating an α7 NNR-mediated suppression of schizophrenia-associated hyperdopaminergic innervation (Kucinski et al., 2012). Furthermore, TC-5619 improved social interaction deficits in th-fgfr1(tk-) mice, an effect that was augmented by AAP clozapine which alone had no corrective action (Fig. 3C) (Hauser et al., 2009). A similar additive effect of clozapine and TC-5619 was also observed against the reduced PPI (Hauser et al., 2009) in which previous studies showed that nicotine enhanced clozapine's alleviating effects on PPI and other cognitive impairments (Levin et al., 2005; Levin and Rezvani, 2007). α7 NNRs are found on 5-HT neurons in the dorsal raphe and may influence 5-HT release (Aznar et al., 2005). Interestingly, 5-HT is an antagonist of α7-wild-type NNR through interactions at, or near the acetylcholine-binding sites (Fucile et al., 2002). Hence, α7 NNR agonists could function to overcome the potential suppression of α7 NNR activity by excessive 5-HT released from the hyperplastic 5-HT terminals (Table 2). We further sought to determine if administration of α7 NNR agonist TC-7020 would improve cognitive dysfunction in th-fgfr1(tk-) mice. Acute administration of TC-7020 increased investigation preference for old objects in transgenic animals (Fig. 4), suggesting an improvement
In conclusion, inhibition of INFS, a common neurodevelopmental mechanism that integrates several schizophrenia related pathways, recapitulates several anatomical, neurochemical and behavioral features of the human disease. Targeting of the dominant negative FGFR1(TK-) to developing postmitotic catecholamine neurons in which the INFS mechanism is activated impairs their development producing hypoplastic and hyperactive DA neurons. This initial abnormality is accompanied by secondary changes in other neuronal systems including brain stem serotonergic neurons and cortical neurons, which were not directly targeted by the FGFR1(TK-) transgene. Thus, in schizophrenia, malformation of DA neurons could be the initial defect that gradually affects other monoamine and cortical circuitries underlying the progression of the disease and gradual behavioral deterioration. Importantly, the onset of sensorimotor gating impairments in th-fgfr1(tk-) mice parallels the time course of positive symptom progression of the human disease. We also show that the nicotinic acetylcholine system has the potential to alleviate symptoms associated with both cortical and subcortical malformations by mediating subcortical DA release and possibly the activity of other neuronal networks impaired in schizophrenia. The concept of an integrative genomic circuit in the etiology of schizophrenia suggests a novel and generalized approach for the treatment of this polygenetic disease. Targeting a common signaling module such as the INFS, impeded by diverse genetic mutations, could potentially arrest the development of the multi-stage disorder. Transfection of a nuclear form of FGFR1 or its nuclear 23 kDa FGF-2 ligand in vivo using nanoparticle-mediated gene transfers effectively stimulates differentiation of neuronal progenitor cells in SVZ and cortical neurogenesis in adult brain (Stachowiak et al., 2009). An alternative or an additional approach could involve the development of small molecules that effectively activate the INFS module in brain stem cells when administered systemically. Candidate INFS-stimulating drugs including α7 NNR agonists, in addition to acutely correcting DA release and schizophrenicrelated behavioral impairments, display the capacity to activate the INFS mechanism as shown in our recent studies (Fig. 1C). Whether
Table 2 Summary of behavioral deficit drug effects in th-fgfr1(tk-) mice “+” indicates behavioral improvement and “–” a lack of therapeutic effect. AAP clozapine did not improve associality while quietapine produced significant improvement. Similar observations were made in human patients with schizophrenia. α7 NNR agonists reversed all three schizophrenia-like symptoms in th-fgfr1(tk-) mice. In addition, α7 NNR agonists enhanced the efficacy of AAP for reversing the PPI and social behavior deficits. *Only α7 NNR agonists were tested on cognition dysfunction in th-fgfr1(tk-) mice. In human schizophrenic patients TAP and AAP (Attard and Taylor, 2012; Fujimaki et al., 2012) (source) do not improve cognitive deficits while HT2A antagonists show positive effects (Poyurovsky et al., 2003).
Reduced PPI Reduced social interactions Impaired cognition*
TAP
AAP
5-HT2A antagonist
α7 NNR agonist
+ − −
+ −; + −
+ + +
+ + +
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such treatments could potentially rebuild neuronal networks and induce functional improvement in th-fgfr1(tk-) mice and the human disease awaits future investigation. Role of funding source This work was supported by NYSTEM contracts C026415 and C026714, University at Buffalo IRDF grants and March of Dimes and Birth Defects (FY97-0356) (to MKS). Contributors M.K. Stachowiak designed the manuscript and its studies. A. Kucinski participated in writing the manuscript. R. Curl participated in cognitive and working memory experiments. C. Syposs participated in stereological experiments, working memory experiments and in writing the manuscript. Y. Yang participated in working memory experiments. S. Narla participated in stereological experiments and in writing the manuscript. D. Prokop participated in immunocytochemical and stereological experiments. I. Klejbor participated in immunohistochemical and stereological experiments. M. Bencherif participated in experimental design, and planning pharmacological studies. B. Birkaya participated in molecular experiments and model development. T. Corso participated in neurochemistry. S. Wersinger designed and supervised behavioral experiments. E.K. Stachowiak designed and supervised neuroanatomical studies and in writing the manuscript. C. Terranova participated in molecular experiments and model development. A. Parikh participated in cell culture experiments. E.S. Tzanakakis participated in stem cell experiments. Conflict of interest Dr. Bencherif works for Targacept Inc. which produced TC7020 drug. The remaining authors declare no conflict of interest. Acknowledgements This work was supported by NYSTEM contracts C026415 and C026714, University at Buffalo IRDF grants and March of Dimes and Birth Defects (FY97-0356) (to MKS). We acknowledge Dr. Robert Miletich for his discussion of animal models of schizophrenia.
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