Accepted Manuscript Screening HIV-associated neurocognitive disorders (HAND) among HIV positive patients attending antiretroviral therapy in South Wollo, Ethiopia Million Tsegaw, Gashaw Andargie, Getnet Alem, Minale Tareke PII:
S0022-3956(16)30537-4
DOI:
10.1016/j.jpsychires.2016.10.016
Reference:
PIAT 2993
To appear in:
Journal of Psychiatric Research
Received Date: 21 June 2016 Revised Date:
15 October 2016
Accepted Date: 20 October 2016
Please cite this article as: Tsegaw M, Andargie G, Alem G, Tareke M, Screening HIV-associated neurocognitive disorders (HAND) among HIV positive patients attending antiretroviral therapy in South Wollo, Ethiopia, Journal of Psychiatric Research (2016), doi: 10.1016/j.jpsychires.2016.10.016. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.
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Screening HIV-associated neurocognitive disorders (HAND) among HIV positive
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patients attending antiretroviral therapy in South Wollo, Ethiopia
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Million Tsegaw 1, Gashaw Andargie2, Getnet Alem3, *Minale Tareke4
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Department of Psychiatry, Dessie Referral Hospital, Dessie, Ethiopia
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Institute of Public Health, College of Medicine and Health Science, University of Gondar,
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Gondar, Ethiopia
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Ethiopia. 4
Research and Training directorate, Amanuel Mental Specialized Hospital, Addis Ababa,
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Bahir Dar University, College of Medicine and Health science, Bahir Dar, Ethiopia,
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* Corresponding author
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P.O. Box +251 79, Bahir Dar, Ethiopia
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Email addresses:
[email protected],
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[email protected]
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ABSTRACT
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Background: The vast majority of people living with HIV/AIDS reside in low and middle
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income countries, particularly in Sub-Saharan Africa, including Ethiopia. Despite the huge
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number of service users in the local area, cognitive disorder among HIV patients has not been
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extensively studied and there is a dearth of knowledge on the subject. The objective of this study
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was to assess the prevalence and associated factors of HIV-associated neurocognitive disorder
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among people living with HIV/AIDS in antiretroviral therapy (ART) clinics. Methods:
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Institution based cross sectional study was conducted from April to May, 2015 at Dessie Referral
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Hospital & Kombolcha Health Center. International HIV Dementia Scale was used to screen
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HIV associated neurocognitive deficits. Logistic regression analysis was used to assess
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predictors of neurocognitive disorders. Result: The risk of HIV associated neurocognitive
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disorder was 36.4%. Those who had CD4 count of 500 cells/dl or less (AOR =2.368(1.524,
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3.680)), no formal education (AOR =4.287(2.619, 7.016)), poor medication adherence (AOR =
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1.487(1.010, 2.180)) and older age (AOR =3.309(1.259, 8.701)) were found to be significantly
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associated with HIV associated neurocognitive disorders. Conclusion: The risk of HIV-
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associated neurocognitive disorder was found to be high among people living with HIV/AIDS.
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This emphasizes the need of regular cognitive screening for early identification and appropriate
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intervention.
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Key words: HIV, people living with HIV/AIDS, HIV-associated neurocognitive disorder
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Introduction
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Global statistics estimated that 35 million people were living with Human Immunodeficiency
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Virus/Acquired Immuno Deficiency Syndrome (HIV/AIDS) in 2013, of which 24.7 million live
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in Sub-Sahara Africa/resource limited settings/ where little HIV neurology research is conducted
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(Meyer AC, 2014).
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In Ethiopia, according to 2007 single point estimate, about 1.12 million people were living with
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HIV in 2009, of which 336,160 were eligible for Highly Active Anti-retroviral Therapy
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(HAART). There were an estimated of 131145 new infections and 44751 AIDS related
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deaths(Hapco, 2010).
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The human immunodeficiency virus (HIV) can cause a spectrum of neuropsychological
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impairment known collectively as HIV-associated neurocognitive disorder (HAND).Though the
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incidence of HIV-associated dementia has reduced in the HAART era; the prevalence of milder
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forms of HAND has increased(Cross et al., 2013a, Nabha et al., 2013, Woods et al., 2009).
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HIV-associated neurocognitive disorders (HAND) is used to describe a spectrum of disorders
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that range from asymptomatic neurocognitive impairment to minor neurocognitive disorder to
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clinically severe dementia. The most severe form HIV-associated dementia also referred to as the
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AIDS dementia complex or HIV encephalopathy is considered an AIDS-defining illness(Fauci et
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al., 2015).
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HAND is characterized by impaired cognitive functioning and reduced mental activity that
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interferes with work, domestic and social functioning. HAND and HIV/AIDS have complex and
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bidirectional relationship, with reported neurocognitive impairment/cognitive deficits up to 99%
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in symptomatic patients and 33% in non-symptomatic cases. This dramatic impact of HIV/AIDS
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left untreated; leading to decreased patient’s quality of life, reduced ability to perform daily
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activities, poor medication adherence and shorter survival time(Larsson et al., 2009, Breuer et
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al., 2011).
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A population-based longitudinal cohort study conducted to determine the risk factors of HAND
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among HIV-infected patients revealed that increased age, increased length of survival with
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diagnose of HIV-1infection, low Cluster of Differentiation(CD4) cell counts, and high viral load
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(>100,000copies/ml) had strong association with HAND(McCombe et al., 2013).
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There are limited studies which showed the magnitude of HIV associated neurocognitive
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disorders and associated factors among people living with HIV/AIDS (PLHA) in Sub-Saharan
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region(Nakku et al., 2013), particularly in Ethiopia. The aim of this study was to determine the
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magnitude and associated factors of HAND among PLHA. Hence, the findings might have
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importance to stakeholders and policy makers working in neuro- psychiatric areas by showing its
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prevalence and the factors associated with it.
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METHODS
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Study Settings and Population
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A cross sectional study was conducted at Dessie Referral Hospital (DRH) and Kombolcha
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Health Center (KHC) HIV care clinic. Dessie is located in South Wollo administrative zone,
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Amhara, National Regional state, North East Ethiopia. Dessie is the capital town of South Wollo
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zone, which is located 401 km Northeast of Addis Ababa (the capital city of Ethiopia). The town
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has an estimated population of 279,423(2012) and has one public referral hospital, three general
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private hospitals, and four government health centers, all are providing antiretroviral therapy
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(ART) services. Dessie Referral Hospital is the only referral hospital which serves for more than
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five million people of the South Wollo zone and neighboring zones. Dessie Referral Hospital and
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Kombolcha Health Center give service on average for 5100 and 3000 attendants monthly with
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four delivery units, respectively.
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The study population was PLHA aged between 18 to 65 years who had treatment follow up at
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DRH and KHC ART clinic during study period. Those with severe medical illness related
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/unrelated to HIV disease at the time of data collection, severe psychiatric disorders (e.g.,
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schizophrenia), intellectual disability and physical disabilities (upper limb amputation/defect)
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were excluded from the study.
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Sample size and Sampling procedures
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The sample size was calculated using the formula [n = ((zα/2)2 p (1-p))/ d2] for estimating a
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single population proportion at 95% confidence interval (CI) (Zα/2 = 1.96), 5% margin of error.
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Proportion of population living with HIV and who had HAND was taken as 38%,(Lawler et al.,
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2010a) and by adding 10% contingency for non response rate, a total of 595 study populations
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were involved.
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Data Collection and quality control
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A structured questionnaire was used to collect data on socio-demographic characteristics and
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clinical factors of HIV/AIDS. The International HIV Dementia Scale (IHDS) was used as a
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screening tool to identify individuals who are at risk of HAND. The presence of HAND was
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screened by the sum of a 3 item IHDS score of ≤9.5 in this study.
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The IHDS consists of three subtests:
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A. Timed finger tapping test: The number of finger taps of the first two fingers of the non-dominant hand is measured
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by instructing the participant to open and close the fingers as widely and as quickly as
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possible over a 5-second period.
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The finger tapping test is scored as follows :( 4 = 15 in 5 seconds, 3 = 11-14 in 5 seconds,
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2 = 7-10 in 5 seconds, 1= 3-6 in 5 seconds, 0= 0-2 in 5 seconds)
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B. The alternating hand sequence test: Individual was asked to perform the following
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movement with the non-dominant hand as quickly as possible over a 10s period;
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clench the hand in a fist on a flat surface;
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put the hand flat on the surface with the palm down; and
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Put the hand perpendicular to the flat surface on the side of the fifth digit. The three hand positions are demonstrated to the participant by the examiner, and the participant
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was allowed to perform the sequence correctly twice for practice before the 10 second subtest is
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performed. The number of sequences correctly performed within 10seconds up to a maximum
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number of 4 is scored. A participant unable to perform the alternating hand sequence was
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assigned a score of 0.
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C. The verbal recall subset (Registration):
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Registration (new learning) was also measured by reciting four words to the subject and then
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asking him/her to repeat them immediately. The words are repeated by the examiner until the
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subject can repeat all four words correctly. The subject was asked to recall the four words after
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the timed finger tapping and alternating hand sequence tests.
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The number of items recalled was scored out of 4. For words not recalled, the subject was
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prompted with a ‘semantic’ clue as follows: Animal (dog), piece of clothing (hat), vegetable
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(bean), and color (red).A half-point is assigned for each correct word recalled after prompting. A
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total score out of 12 is calculated for each participant, with each of the three subtests contributing
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4 points to the total score. Any participant with a score 9.5 or less was screened as risk for
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HAND.
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Adherence was assessed using Morsiky-8 item scale. The presence of poor adherence was
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explained by sum of Morisky 8- item medication adherence scale score of 3-8.
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Pre-coded and pre-tested Amharic version questionnaires were used to collect data by face to
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face interviewing the participants. Three trained clinical nurses were recruited from Dessie
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Health center for data collection and screening of people living with HIV/AIDS for HAND.
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Data quality control issues were insured by conducting pre- test on 5% of the study participants.
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Training was given for data collectors and supervisor on the questionnaire, how to screen HAND
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using IHDS, the purpose of the study and how to approach respondents and obtain consent.
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Filled questionnaires were checked daily for their completeness and consistency by the principal
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investigator and supervisor.
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Data management and analysis
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The data was coded, checked, cleaned and entered into computers using software
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epidemiological information (Epi- info) and then exported into statistical package for social
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sciences (SPSS version 20) for analysis. The data was presented by mean, frequency, percentage
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and odds ratio for different variables using descriptive statistics. Bivariate analysis was used to 7
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assess the relationship between each independent variables and outcome variable. Variables that
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met p-value < 0.2 were selected for further analysis using multivariate logistic regression
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analysis in order to control confounding effects.
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Ethical considerations
Ethical clearance was obtained from University of Gondar and Amanuel Mental Specialized
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Hospital. A formal letter of permission was obtained from Amanuel Mental Specialized Hospital
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and was submitted to Dessie Referral Hospital and Kombolcha Health Center. Each participant
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was informed about the purpose of study. Confidentiality of respondents was maintained. An
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informed consent was obtained from each respondent, following patient willingness data was
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collected and any one not willing to take part in the study was not obliged at time of data
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collection.
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Results
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Socio-demographic characteristics
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Five hundred ninety three (593) people living with HIV/AIDS were involved in the study,
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making the response rate of 99%. The mean age of the respondents were 38.6 ± 10.6 years.
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Among the study participants 309(52.1%) were females and 377(63.6%) were married (table1).
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HIV Associated Neurocognitive disorder (HAND)
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Among the study participants who screened for HAND, 216(36.4%) of them had scored 9.5 or
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less on IHDS. Procedural implementation of international HIV dementia scale (IHDS) was as
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follows: The first measurement on IHDS was timed finger tapping, on this part motor speed was
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assessed, 184(30.7%) were did very well scoring 4 out of 4. On the second part psychomotor
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speed measurement was assessed, of whom 310 (52.3%) had performed the sequential procedure
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scoring 4 out of 4.Thirdly, memory recall was assessed and was found as 368 (62.1%) had
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recalled all the four items without any clue scoring 4 out of 4.
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HAND and Clinical factors
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Duration of being on HAART were also assessed, and was found that about 580(97.8%) had
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been on HAART for more than 2 years (Table 2).
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Factors associated with HAND
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Bivariate and multivariate analysis showed that the association between HAND and age,
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educational status, medication adherence and CD4 count were statistically significant. After
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adjusting other variables(sex, ethnicity, religion, marital status, occupational status and clinical
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factors like duration of taking HAART, clinical stage), the chance of having HAND among age
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group 56-65(AOR=(3.309 CI(1.259,8.701)) was more likely as compared to age group 18-25
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years. The multivariate analysis indicates that the risk of HAND was 3.3 times higher in those
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participants having increased age.
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This study also revealed that the likelihood of having the risk of HAND among PLHA was twice
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in primarily educated participants (AOR= 2.005 CI (1.343, 2.994)) and/ or was around four times
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in those who cannot read & write (AOR= 4.287 CI (2.619, 7.016)) as compared to those
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educated secondary and above.
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Participants who had poor medication adherence to ART, the odds of developing the risk of
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HAND was 1.48 times higher (AOR = 1.487 CI (1.010, 2.180)). Similarly, having CD4 count of
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The clinical data reviewed during the time of study showed that 411 (69.3%) had HIV stage T1.
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<= 500cells/µl were around twice more likely to have the risk of HAND (AOR =2.368 CI
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(1.524, 3.680)) when compared to those with CD4 count of >500cells/µl (Table 3).
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Discussion
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In this study, the risk of HAND among people living with HIV/AIDS was 36.4% by using
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international HIV dementia scale (IHDS) as screening tool and IHDS performance was greatly
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influenced by increased age, no or low level of education, lower CD4 count and poor medication
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adherence.
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The finding of this study was in line with the study done in Botswana (38%)(Chibanda et al.,
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2014), in Thailand (37.5%) (Heaps et al., 2013), and in China (37.31%) (Zhang et al., 2012) were
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found to have HAND. In all cases, the common predictors explained were older age, no or low
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level of education, lower CD4 count and poor medication adherence.
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However, the risk of HAND in the current study was higher than a cross-sectional study done in
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Singapore (22.7%)(Chan et al., 2012), in Malawi (15%)(Kelly et al., 2014), in Cameroon
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(21.1%) (Njamnshi
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(24.8%)(Mossie TB et al., 2014).The differences might be accounted to the neurovirulence strain
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differences, older age, being unable to read and write notified as a more powerful predictors.
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On the other hand, this study was lower than study done in United State (52%), a prospective
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cross-sectional study at Washington University Hospital (41%) (Cross et al., 2013b), in Uganda
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(64.4%)(Nakku et al., 2013), and in Switzerland (83%) (Fasel et al., 2014). The discrepancy in
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the prevalence rate might be accounted to the neurovirulence strain/clade/ differences, the
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differences in the common predictors for the development of HAND as stated by lower CD4
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count ,no or low level of education, and poor medication adherence. Other possible reasons for
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the differences between the present study and other studies were mainly due to differences in the
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method, using different cut-off points, consequences of unappreciated cultural nuances,
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differences in the sample size used and certain environmental factors. The discrepancies might
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also be explained from the difference in study population and demographic characteristics which
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play a great role in the development of HAND
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In this study, HAND was significantly associated with age group ranged 56-65 years which was
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nearly consistent with the study done in Kenya and Botswana(Lawler et al., 2010b, Chibanda et
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al., 2014).
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Regarding educational level, being unable to read and write was significantly associated with
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higher risk of developing HAND which was in line with the Sub-Saharan countries findings
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(Breuer et al., 2011, Cross et al., 2013b).This might be because of better neuropsychological
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test performance; better awareness about the chronic course of the illness and good follow-up
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resulted in good medication (ART) adherence.
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In the present study, there was statistically significant association between the clinical factors
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like low CD4 count and poor medication adherence. This finding is supported by other studies,
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as studies demonstrate that these factors, were the predictive variables in the development of
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HAND in the setting where universal access to care and treatment available(McCombe et al.,
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2013, Fasel et al., 2014).
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Overall; the results of the present study provides additional information to assist with screening
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of HAND to local area. The finding also gives key information about the impact of HAND on
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socio-demographic variables, clinical and other related factors. Collectively, this work facilitates
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efforts to understand the neurological complications of HIV infection, which remains a global
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concern.
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Strengths and limitations of this study
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The strength of this study is the first on HAND in a representative sample in Ethiopia and used a
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method of screening that is applicable to local clinical practice. Although we used standard
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morsiky-8 item scale for assessing adherence, we didn’t measure plasma drug concentrations.
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Even if International HIV Dementia Scale is suited for screening HAND in resource limited
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settings or in low- and middle income countries independent of language and culture, it is not
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validated in Ethiopia
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Conclusion
The risk of HAND was found to be high among PLHA at Dessie Referral Hospital and
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Kombolcha Health Center. Increased age, no or low level of education, lower CD4 count and
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poor medication adherence were significantly associated with HAND. Screening of HIV
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associated Neurocognitive disorders for all PLHA should be done for early diagnosis and
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treatment in order to decrease/delay/ neurocognitive dysfunctions. This finding will provide a
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foundation for future neurocognitive studies and clinical neurocognitive outcomes in HIV
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clinics. In order to improve the detection of patients with clinically significant HAND in study
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area, future research should address the wider impact of HAND using cohort study.
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References
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BREUER , E., MYER , L., STRUTHERS , H. & JOSKA , J. A. 2011. HIV/AIDS and mental health research in subSaharan Africa: a systematic review. . African Journal of AIDS Research. , 10, 101-122. CHAN , L. G., KANDIAH, N. & CHUA, A. 2012. HIV-associated neurocognitive disorders in a South Asian population:contextual application of the 2007 criteria. . BMJ open.
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CHIBANDA, D., BENJAMIN , L., WEISS, H. A. & ABAS , M. 2014. Mental, neurological, and substance use disorders in people living with HIV/AIDS in low-and middle-income countries. JAIDS, 67, 554567. CROSS , H. M., COMBRINCK, M. I. & JOSKA, J. A. 2013a. HIV-associated neurocognitive disorders: Antiretroviral regimen, central nervous system penetration effectiveness, and cognitive outcomes. South African Medical Journal., 103, 758-762. CROSS , S., ÖNEN , N., GASE , A., OVERTON , E. T. & ANCES, B. M. 2013b. Identifying Risk Factors for HIVAssociated Neurocognitive Disorders Using the International HIV Dementia Scale. . J Neuroimmune Pharmacol, 8, 1114-22. FASEL , D., KUNZE, U., ELZI , L., WERDER , V., NIEPMANN , S. & MONSCH , A. U. E. A. 2014. A short tool to screen HIV-infected patients for mild neurocognitive disorders-a pilot study. BMC Psychology, 2. FAUCI, K., LONGO, H. & LOSCALZO, J. 2015. Harrison’s Principles of Internal Medicine, United States, McGraw-Hill Education. HAPCO, F. 2010. Report on Progress towards Implementation of the UN Declaration of Commitment on HIV/AIDS. AA: Federal ministry of health., 6-14. HEAPS, J., VALCOUR , V., CHALERMCHAI, T., PAUL, R., RATTANAMANEE, S. & SIANGPHOE , U., ET AL 2013. Development of normative neuropsychological performance inThailand for the assessment of HIV-associated neurocognitive disorders. . J Clin Exp Neuropsychol., 35, 1-8. KELLY , C. M., VAN OOSTERHOUT, J. J., NGWALO, C., STEWART, R. C. & BENJAMIN, L. E. A. 2014. HIV Associated Neurocognitive Disorders (HAND) in Malawian Adults and Effect on Adherence to Combination Anti-Retroviral Therapy. PLoS ONE., 9. LARSSON , B. O., SÄLL, L., SALAMON, E. & ALLGULANDER, C. 2009. HIV infection and psychiatric illness. . Afr J Psychiatry, 12, 115-128. LAWLER, K., MOSEPELE, M., RATCLIFFE, S., SELOILWE, E., STEELE, K., NTHOBATSANG, R. & STEENHOFF, A. 2010a. Neurocognitive impairment among HIV-positive individuals in Botswana: a pilot study. Journal of the International AIDS Society, 13. LAWLER, K., MOSEPELE , M., RATCLIFFE , S., SELOILWE, E., STEELE, K. & NTHOBATSANG† R, E. A. 2010b. Neurocognitive impairment among HIV-positive individuals in Botswana: a pilot study. Journal of the International AIDS Society, 13. MCCOMBE, J. A., VIVITHANAPORN, P., GILL , M. & POWER , C. 2013. Predictors of symptomatic HIVassociated neurocognitive disorders in universal health care. . HIV medicine, 14, 99-107. MEYER AC 2014. Neurology and the Global HIV Epidemic. Semin Neurol, 34, 70-77. MOSSIE TB, KASSA AW & TEGEGNE MT 2014. HIV dementia among HIV positive people at Debre markos hospital, Northwest Ethiopia. . American Journal of Psychiatry and Neuroscience, 2, 18-24. NABHA, L., DUONG, L. & TIMPONE , J. 2013. HIV-associated neurocognitive disorders: perspective on management strategies. . Drugs., 73, 893-905. NAKKU , J., KINYANDA , E. & HOSKINS , S. 2013. Prevalence and factors associated with probable HIV dementia in an African population : A cross-sectional study of an HIV / AIDS clinic population. BMC Psychiatry, 13, 126. NJAMNSHI , A. K., DJIENTCHEU VDE, P., FONSAH, J. Y., YEPNJIO, F. N., NJAMNSHI, D. M. & MUNA, W. E. 2008. The International HIV Dementia Scale is a useful screening tool for HIV-associated dementia/cognitive impairment in HIV-infected adults in Yaoundé-Cameroon. . J Acquir Immune Defic Syndr, 49, 393-7. WOODS , S. P., MOORE, D. J., WEBER , E. & GRANT, I. 2009. Cognitive neuropsychology of HIV-associated neurocognitive. disorders. . Neuropsychology review., 19, 152-168. ZHANG, Y., QIAO, L., DING , W., WEI , F., ZHAO, Q. & WANG, X. E. A. 2012. An initial screening for HIVassociated neurocognitive disorders of HIV-1 infected patients in China. . J Neurovirol. , 1-12.
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Acknowledgements This study received financial support from University of Gondar and AMSH. We would like to thank Dessie Referral Hospital and Kombolcha health Center administrative and technical staffs
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for their indispensible co-operations before & during data collection. We are also grateful to the study participants without whom the current study would not have been realized. Finally, we
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would like to thank Bahir Dar University for facility to write up in appropriate manner.
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Table 1: Distribution of PLHA by their socio-demographic characteristics, DRRH & KHC, ART clinic, July 2015(n= 593).
Male
Frequency 284
Age
Female 18-25
309 40
26-35 36-45 46-55 56-65 Married Not married
237 167 82 67 377 216
Religion
Occupation
SC
40.0 28.2 13.8 11.3 63.6 36.4
No education Primary Secondary and above Orthodox Muslim Protestant Others Employed Unemployed
102 197 294 298 279 12 4 166 427
17.2 33.2 49.6 50.3 47.0 2.0 .7 28.0 72.0
Amhara Oromo Tigray Others
524 42 20 7
88.4 7.1 3.4 1.2
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Ethnicity
52.1 6.7
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Percent (%) 47.9
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Variables Sex
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Table 2: Distribution of PLHA by their clinical status at DRH & KHC, ART clinic, July 2015 (n=593).
T1
Percent (%)
411
69.3
58 116 8
CD4 count(cell/dl)
<=500 >500
361 232
Duration of taking HAART
<= 2years > 2years
13 580
Treatment by regimen
First line Second line
9.8 19.6 1.3 60.9 39.1
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Stage I Stage II Stage III
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Clinical stage
Frequency
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Variables
562 31
2.2 97.8
94.8 5.2
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Table 3: Bivarate and multivariate analysis to show the association between socio-demographic and clinical factors with HAND among PLHA in DRH & KHC ART clinic, 2015 Variables
HAND
Yes No
1.00
9
31
1.00
26-35
88
149
2.077(0.915, 4.715)
36-45
78
89
2.073(0.896, 4.792)
46-55
45
37
2.979(1.223,7.252)
56-65
41
26
4.375(1.759,10.880)
3.309(1.259,8.701)*
71
31
4.171(2.598,6.598)
4.287(2.619,7.016)*
81
116
2.039(1.385,3.001)
2.005(1.343,2.994)
Secondary &above >500cell/µl
109
185
1.00
1.00
44
123
1.00
1.00
<=500cell/µl
217
209
0.447(0.299,0.670)
2.368(1.524,3.680)*
AC C
Educational Unable to read &write status Primary
CD4 count
AOR(95%CI)
18-25
EP
Age
COR(95%CI)
2
ACCEPTED MANUSCRIPT
Medication
Good
70
152
1.00
1.00
adherence
Poor
191
180
1.771(1.239,2.533)
1.487(1.010,2.180)*
RI PT
Note: * =p<0.05, 1.00 = Reference, COR = Crude odd ratio at 95 % CI, AOR =Adjusted odd
AC C
EP
TE D
M AN U
SC
ratio at 95 % CI.
3