Sensitivity Analyses of the Change in FVC in a Phase 3 Trial of Pirfenidone for Idiopathic Pulmonary Fibrosis

Sensitivity Analyses of the Change in FVC in a Phase 3 Trial of Pirfenidone for Idiopathic Pulmonary Fibrosis

Page 1 of 35 ONLINE FIRST This is an Online First, unedited version of this article. The final, edited version will appear in a numbered issue of CHE...

418KB Sizes 27 Downloads 52 Views

Page 1 of 35

ONLINE FIRST This is an Online First, unedited version of this article. The final, edited version will appear in a numbered issue of CHEST and may contain substantive changes. We encourage readers to check back for the final article. Online First papers are indexed in PubMed and by search engines, but the information, including the final title and author list, may be updated on final publication. http://journal.publications.chestnet.org/

Online First articles are not copyedited prior to posting. ©American College of Chest Physicians. Reproduction of this article is prohibited without written permission from the American College of Chest Physicians. See online for more details.

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 2 of 35

Word count Text:

2230

Abstract:

241

Sensitivity Analyses of the Change in Forced Vital Capacity in a Phase 3 Trial of Pirfenidone for Idiopathic Pulmonary Fibrosis

David J. Lederer, MD1, Williamson Z. Bradford, MD, PhD2, Elizabeth A. Fagan, MS, MD2, Ian Glaspole, MB BS, PhD3, Marilyn K. Glassberg, MD4, Kenneth F. Glasscock, BS2, David Kardatzke, PhD2, Talmadge E. King, Jr., MD5, Lisa H. Lancaster, MD6, Steven D. Nathan, MD7, Carlos A. Pereira, MD8, Steven A. Sahn, MD9, Jeffrey J. Swigris, DO, MS10, Paul W. Noble, MD11

1

Columbia University Medical Center, New York, NY

2

InterMune, Inc., Brisbane, CA

3

Alfred Hospital, Melbourne, Australia

4

University of Miami Miller School of Medicine, Miami, FL

5

University of California, San Francisco, San Francisco, CA

6

Vanderbilt University Medical Center, Nashville, TN

7

Inova Fairfax Hospital, Falls Church, VA

8

Paulista School of Medicine, Federal University of São Paulo, Brazil

9

Medical University of South Carolina, Charleston, SC

10

National Jewish Health, Denver, CO

11

Cedars-Sinai Medical Center, Los Angeles, CA

Running Head: Pirfenidone for IPF

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 3 of 35

Lederer et al. Corresponding author and request for reprints: David J. Lederer, MD Columbia University Medical Center 622 W 168th Street, PH14-101 New York, NY 10032 E-mail: [email protected]

Conflict of Interest Statement: DJL, IG, MKG, EAF, LHL, TEK, SDN, CAP, SAS, JJS, and PWN served as members of the ASCEND study steering committee. DJL has served on a scientific advisory board for Boehringer-Ingelheim, Gilead, Immune Works, and InterMune, Inc. IG has received honoraria from Boehringer Ingelheim. LHL has served on a scientific advisory board for Boehringer Ingelheim and InterMune, Inc., and as a consultant to Boehringer Ingelheim. TEK has served as a consultant for Actelion, Boehringer Ingelheim, Daiichi Sankyo, Immune Works, and InterMune. SDN has served on a scientific advisory board and received research funding from Intermune, Inc.; he has also received research funding and served as a consultant for Boehringer Ingelheim, Gilead Sciences and Roche/Genentech. CAP has received a research grant from InterMune, Inc. JJS has served on a scientific advisory board and received research funding from InterMune, Inc., and served as a consultant to Boehringer Ingelheim and Roche/Genentech. PWN has served as a consultant for Boehringer Ingelheim, Bristol Meyers Squibb, InterMune, Inc., Moerae Matrix, Roche/Genentech, and Takeda. WZB, EAF, KFG, and DK are employees of InterMune, Inc.

Financial Support: This study was sponsored by InterMune Inc. (Brisbane, CA)

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

2

Page 5 of 35

Lederer et al.

4

ABSTRACT Background: Forced vital capacity (FVC) outcomes in clinical trials in idiopathic pulmonary fibrosis (IPF) can be substantially influenced by the analytic methodology and the handling of missing data. We conducted a series of sensitivity analyses to assess the robustness of the statistical finding and the stability of the estimate of the magnitude of treatment effect on the primary endpoint of FVC change in a Phase 3 trial evaluating pirfenidone in adults with IPF. Methods: Source data included all 555 study participants randomized to treatment with pirfenidone or placebo in the ASCEND study. Sensitivity analyses were conducted to assess whether alternative statistical tests and methods for handling missing data influenced the observed magnitude of treatment effect on the primary endpoint of change from baseline to week 52 in FVC. Results: The distribution of FVC change at week 52 was systematically different between the two treatment groups and favored pirfenidone in each analysis. The method used to impute missing data due to death had a marked effect on the magnitude of change in FVC in both treatment groups; however, the magnitude of treatment benefit was generally consistent on a relative basis, with an approximate 50% reduction in FVC decline observed in the pirfenidone group in each analysis. Conclusion: Our results confirm the robustness of the statistical finding on the primary endpoint of change in FVC in the ASCEND trial and corroborate the estimated magnitude of the pirfenidone treatment effect in patients with IPF.

Clinical Trial Registration Number: NCT01366209 (www.clinicaltrials.gov) Key words: interstitial lung disease, idiopathic pulmonary fibrosis, clinical trial

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 4 of 35

Lederer et al.

3

Abbreviations ANCOVA

Analysis of covariance

CI

Confidence interval

FVC

Forced vital capacity

HR

Hazard ratio

IPF

Idiopathic pulmonary fibrosis

LOCF

Last observation carried forward

MI

Multiple imputation

MMRM

Mixed effect model with repeated measures

RCM

Random coefficients model

SSD

Sum of squared differences

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 6 of 35

Lederer et al.

5

INTRODUCTION The selection of robust and clinically meaningful primary efficacy endpoints for therapeutic clinical trials in patients with idiopathic pulmonary fibrosis (IPF) has been the subject of considerable debate.1-7 Forced vital capacity (FVC), a widely used measure of disease status and a strong independent predictor of mortality in patients with IPF, 8-14 has emerged as the most common primary endpoint in IPF clinical trials. However, it is widely recognized that the analytic strategy and the method used to handle missing data can have a substantial influence on the magnitude of change in FVC and the estimate of effect size in therapeutic clinical trials in adults with IPF.15,16

The ASCEND study was a multinational, randomized, double-blind, placebo controlled, Phase 3 trial evaluating pirfenidone in adults with IPF.17 The primary efficacy endpoint in the study was the change from baseline to week 52 in percent predicted FVC, analyzed using a non-parametric rank analysis of covariance (ANCOVA) model that tested for between-group differences in the distribution of ranked change in FVC at week 52.

The rank ANCOVA model was selected as the test statistic for the primary efficacy analysis for three primary reasons. First, unlike some tests, the rank ANCOVA model requires no assumptions regarding data structure and distribution. Second, as a landmark analysis, it minimizes assumptions about the course preceding the measurement (i.e. no assumption of linearity) and provides an estimated effect size at a clinically relevant time point. Finally, it provides a satisfactory solution to the problem of missing data due to death—a clinically important outcome—without overweighting. Since deaths are assigned the lowest ranks according to the time of death since randomization, the model

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 7 of 35

Lederer et al.

6

incorporates time to death and accounts for the effect of deaths on the primary outcome without the need to rely on the assignment of an arbitrary value for missing data.18,19

Importantly, while the rank ANCOVA model tests for between-group differences in the distribution of change from baseline, it provides no clinically interpretable information regarding the magnitude of the treatment effect. Therefore, the magnitude of treatment effect in the ASCEND study was estimated by comparing the distribution of patients in the pirfenidone and placebo groups across two clinically meaningful thresholds of change at week 52: an absolute decline of ≥10% in percent predicted FVC or death, and no decline in percent predicted FVC (≥0% change from baseline).

In the rank ANCOVA analysis of change from baseline to week 52 in percent predicted FVC, there was a statistically significant between-group difference that favored treatment with pirfenidone (p<0.001). Categorical analysis of outcomes at week 52 demonstrated that the proportion of patients with a ≥10% decline in FVC or death was decreased by 47.8% and the proportion of patients with no decline was increased by 132.5% in the pirfenidone group compared with placebo.17 The mean change from baseline to week 52 in FVC was –235 ml in the pirfenidone group and –428 ml in the placebo group (relative difference, 45.1%; p<0.001).

To examine the robustness of the statistical finding and the stability of the estimate of the magnitude of treatment effect in the ASCEND study, we conducted a series of sensitivity analyses of the primary endpoint of change in FVC using alternative analytic methods and approaches to managing missing data.

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 8 of 35

Lederer et al.

METHODS Patients All study participants who were randomized to treatment with pirfenidone 2403/mg day (N=278) or placebo (N=277) in the ASCEND study were included in the analyses. Eligibility criteria for the ASCEND study have been previously described.1 Briefly, eligible patients were between the ages of 40 and 80 years with a centrally confirmed diagnosis of IPF at least 6 months prior to randomisation. Physiologic eligibility criteria included a baseline percent predicted FVC ≥50% and ≤90%, percent predicted carbon monoxide diffusing capacity ≥30% and ≤90%, and 6-minute walk test distance ≥150 m.

Statistical Analyses The protocol-defined test statistic for the primary efficacy analysis in the ASCEND trial was a rank ANCOVA model with the standardized rank change in percent predicted FVC as the outcome variable and the standardized rank baseline value as a covariate. Missing values due to death were assigned the worst ranks according to the time of death since randomization. Missing values due to reasons other than death were imputed as the average value from the 3 patients (regardless of treatment assignment) with the smallest sum of squared differences at each study visit with non-missing values.20

A series of sensitivity analyses was conducted to assess the effect of alternative statistical tests and strategies for handling missing data on the robustness of the statistical finding and the observed magnitude of treatment effect on the primary

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

7

Page 9 of 35

Lederer et al.

8

endpoint of FVC change at week 52. Alternative statistical tests included the following: mixed effects linear model with repeated measures analysis of the annual rate of change in FVC; random coefficients model of the annual rate of change in FVC (slope analysis); mean change in FVC volume, analyzed using an ANCOVA model; CochranMantel-Haenszel row mean score test based on 2 categories of change in percent predicted FVC (≥10% absolute decline or death and <10% absolute decline); and Cochran-Mantel-Haenszel row mean score test based on 3 categories of change in percent predicted FVC (≥10% absolute decline or death, >0% and <10% absolute decline, and no decline).

Alternative methods for handling missing data due to death included the following: last observation carried forward; replacement with the average value from the 3 patients in either treatment group with the smallest sum of squared differences at each study visit with non-missing values; assignment to the worst category (for categorical analyses); replacement with the worst observed value at week 52 in the placebo group; replacement with the worst observed value at week 52 among placebo patients who discontinued treatment prior to week 52; replacement with the worst possible value (FVC=0); replacement with an intermediate value (FVC=1500 mL); and no imputation (i.e. observed data only).

For missing data due to reasons other than death, alternative imputation methods included the following: last observation carried forward; replacement with the average value from the 3 patients in either treatment group with the smallest sum of squared differences at each study visit with non-missing data; multiple imputation using data from

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 10 of 35

Lederer et al.

9

patients in the same treatment group who discontinued treatment prematurely but had a week 52 observation; multiple imputation using data from patients in the placebo group who had a week 52 observation; and no imputation.

The ASCEND study was conducted in accordance with the modified Declaration of Helsinki. All patients provided written informed consent and the study protocol was approved by the institutional review board or the ethics committee at each participating study center.

RESULTS A total of 555 patients were included in the analysis. The proportion of patients with missing FVC data at the week 52 study visit is summarized in Table 1. A total of 482 (86.6%) patients completed an FVC assessment at the week 52 study visit (243 [87.4%] in the pirfenidone group and 239 [86.3%] in the placebo group). Fewer patients in the pirfenidone group compared with placebo had a missing value due to death (11 [4.0%] vs. 20 [7.2%]) and slightly more patients in the pirfenidone group compared with placebo had a missing value due to a reason other than death (24 [8.6%] vs. 18 [6.5%]).

The statistical results of the various sensitivity analyses are summarised in Table 2. The distribution of change in FVC was systematically different between the pirfenidone and placebo groups and favored pirfenidone in each analysis. The p-value for the comparison between pirfenidone and placebo was <0.001 for each test statistic, supporting the robustness of the statistical finding in the primary efficacy analysis in the ASCEND study.

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 21 of 35

Sensitivity Analyses of the Change in Forced Vital Capacity in a Phase 3 Trial of Pirfenidone for Idiopathic Pulmonary Fibrosis David J. Lederer, MD, Williamson Z. Bradford, MD, PhD, Elizabeth A. Fagan, MS, MD, Ian Glaspole, MB BS, PhD, Marilyn K. Glassberg, MD, Kenneth F. Glasscock, BS, David Kardatzke, PhD, Talmadge E. King, Jr., MD, Lisa H. Lancaster, MD, Steven D. Nathan, MD, Carlos A. Pereira, MD, Steven A. Sahn, MD, Jeffrey J. Swigris, DO, MS, Paul W. Noble, MD

Supplemental Material Institutional Review Board/Ethics Committee Approvals (ASCEND Study)

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 22 of 35

Study Site

Principal Investigator

1001

James N. Allen, Jr. MD

1002

1003

1004

1005

1006

1007

1008

1009

Andrew L. Chan, MD

Francis Cordova, MD

Mark H. Gotfried, MD

IRB/Ethics Committee Name and Address

IRB/EC Approval Date

Protocol or Approval Number

July 8, 2011

1126215

UC Davis Medical Center lnstitutional Review Board CTSC Building, 2921 Stockton Blvd, Suite 1400, Room 1429 Sacramento, CA 95817 USA

November 8, 2011

258092-2

Western lnstitutional Review Board 3535 Seventh Ave SW Olympia, WA 98502-5010 USA

October 28, 2011

1128398

May 25, 2011

26042/8

September 13, 2011

1127603

August 25, 2011

201106311

University of Texas Southwestern Medical Center at Dallas 5323 Harry Hines Blvd., C1-206 Dallas, TX 75390-8843 USA

December 6, 2011

STU 072011-081

Western lnstitutional Review Board 3535 Seventh Ave SW Olympia, WA 98502-5010 USA

November 4, 2011

1128427

July 1, 2011

11-0282

Western lnstitutional Review Board 3535 Seventh Ave SW Olympia, WA 98502-5010 USA

Quorum Review lRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

John Terrill Huggins, MD (Formerly Steven Sahn, MD)

Western lnstitutional Review Board 3535 7th Ave SW Olympia, WA 98502 USA

Tonya Russell, MD

Human Research Protection Office Washington University School of Medicine 660 South Euclid Avenue, Box 8089 St. Louis, MO 63110 USA

Carlos Girod, MD

Oksana Shlobin, MD

Mary Strek, MD

University of Chicago lnstitutional Review Board 5751 South Woodlawn Avenue, 2nd Floor Chicago, lL 60637 USA

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 13 of 35

Lederer et al.

12

Our findings have two potentially important implications for the design and execution of clinical trials in IPF and the interpretation of study results. First, the influence of the data imputation methodology on the observed magnitude of change in FVC in both treatment groups in our study underscores the importance of ensuring that similar analytic methods are used when comparing FVC results across clinical trials. By way of illustration, it has been observed that the reported magnitude of decline in FVC at one year in the placebo group in the ASCEND trial (–428 ml) was substantially larger than the observed annual rate of decline in the placebo group in the recent INPULSIS trials (–223.5 ml),23 leading to speculation that this difference might be due to phenotypic differences in the study populations.7 Our analyses demonstrate that the apparent difference in the magnitude of decline in FVC in the ASCEND and INPULSIS trials is almost entirely attributable to differences in analytic methodology, including the handling of missing data due to deaths. Specifically, the reported magnitude of decline in the ASCEND trial was based on an analysis of mean change in FVC in which missing data due to death were assigned the worst possible value (FVC=0); the annual rate of decline in the INPULSIS trials was based on a slope analysis in which missing values due to death were not assigned a worst possible value. When the ASCEND data were analyzed using the methodology employed in the INPULSIS trials, the placebo rates of FVC decline were quite similar (–279.6 ml and –223.5 ml, respectively, in ASCEND and INPULSIS). Notably, the difference in the rates of decline between the placebo groups in the ASCEND and INPULSIS trials was roughly equivalent to the difference between the placebo groups in INPULSIS-1 and INPULSIS-2. Second, our results highlight the fundamental importance of study conduct in achieving robust and clinically interpretable results. Indeed, the robustness of the findings in the ASCEND study is attributable in

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 14 of 35

Lederer et al.

13

part to the fact that there was minimal missing data; fully 94% of patients in both treatment groups completed the study, thereby limiting the influence of imputed data on study outcomes.

In conclusion, our results confirm the robustness of the statistical finding on the primary endpoint of change from baseline to week 52 in percent predicted FVC in the ASCEND study and corroborate the estimated magnitude of the pirfenidone treatment effect on FVC change in patients with IPF. Additionally, our findings demonstrate the effect of various analytic methods and data imputation strategies on the magnitude of change in FVC, thereby providing benchmarks to facilitate comparisons with other clinical trials.

Acknowledgments The authors thank the patients, family members, and participating staff at all study sites.

Contributions DJL, IG, MKG, EAF, LHL, DK, TEK, SDN, CAP, SAS, JJS, and PWN participated in the conception and design of the ASCEND study, as well as the acquisition and interpretation of original data. DJL, WZB, KFG, and DK were responsible for the conception and development of the plan for the analyses contained in the present report. DK performed the statistical analyses. DJL, WZB, and KFG were responsible for preparing the initial draft of the manuscript. IG, MKG, EAF, LHL, DK, TEK, SDN, CAP, SAS, JJS, and PWN participated in the review and critical revision of the manuscript for intellectual content. All authors approved the final draft and vouch for the accuracy of the overall content of the manuscript.

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 15 of 35

Lederer et al.

14

REFERENCES 1. Raghu G, Collard HR, Anstrom KJ, et al. Idiopathic pulmonary fibrosis: clinically meaningful primary endpoints in phase 3 clinical trials. Am J Respir Crit Care Med 2012;185:1044–8. 2. Rose DM, Montgomery AB. Idiopathic pulmonary fibrosis: clinically meaningful primary endpoints in phase 3 clinical trials. Am J Respir Crit Care Med 2013;187:1269. 3. Bradford WZ, Cohen AH, Leff JA. Selection of clinically meaningful primary endpoints in phase 3 clinical trials in idiopathic pulmonary fibrosis. Am J Respir Crit Care Med 2013;187:1269–70. 4. King TE Jr., Albera C, Bradford WZ, et al. All-cause mortality rate in patients with idiopathic pulmonary fibrosis. Implications for the design and execution of clinical trials. Am J Respir Crit Care Med 2014; 189:825–31. 5. O’Connell OJ, Egan JJ. The Burden of Disease and the Need for a Simple Staging System in Idiopathic Pulmonary Fibrosis. Am J Respir Crit Care Med 2014;189:765–7. 6. Lederer DJ. Clinical trials in idiopathic pulmonary fibrosis: a framework for moving forward. Eur Respir J 2013;42:1448–48. 7. Koczulla A. Treatments for idiopathic pulmonary fibrosis. N Engl J Med 2014;371: 781. 8. du Bois RM, Weycker D, Albera C, et al. Forced vital capacity in patients with idiopathic pulmonary fibrosis: Test properties and minimal clinically important difference. Am J Respir Crit Care Med 2011;184:1382–89. 9. Collard HR, King TE Jr, Bartelson BB, et al. Changes in clinical and physiologic variables predict survival in idiopathic pulmonary fibrosis. Am J Respir Crit Care Med 2003;168:538–42.

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 16 of 35

Lederer et al.

15

10. Flaherty KR, Mumford JA, Murray S, et al. Prognostic implications of physiologic and radiographic changes in idiopathic interstitial pneumonia. Am J Respir Crit Care Med 2003;168:543–48. 11. Jegal Y, Kim DS, Shim TS, et al. Physiology is a stronger predictor of survival than pathology in fibrotic interstitial pneumonia. Am J Respir Crit Care Med 2005;171: 639–44. 12. King TE Jr, Safrin S, Starko KM, et al. Analyses of efficacy endpoints in a controlled trial of interferon gamma-1b for idiopathic pulmonary fibrosis. Chest 2005;127:171– 77. 13. Zappala CJ, Latsi PI, Nicholson AG, et al. Marginal decline in FVC is associated with a poor outcome in idiopathic pulmonary fibrosis. Eur Respir J 2009;35:830–36. 14. du Bois RM, Weycker D, Albera C, et al. Ascertainment of individual risk of mortality in patients with idiopathic pulmonary fibrosis. Am J Respir Crit Care Med 2011;184:459–66. 15. Richeldi L, Ryerson CJ, Lee JS, et al. Relative versus absolute change in forced vital capacity in patients with idiopathic pulmonary fibrosis. Thorax 2012;67:407–411. 16. Wells AU. Forced vital capacity as a primary end point in idiopathic pulmonary fibrosis treatment trials: making a silk purse from a sow’s ear. Thorax 2013;68: 309–310. 17. King TE, Jr., Bradford WZ, Castro-Bernadini C, et al. A Phase 3 trial of pirfenidone in patients with idiopathic pulmonary fibrosis. N Engl J Med 2014;370:2083–92. 18. Lachin MJ. Worst-rank score analysis with informatively missing observations in clinical trials. Controlled Clinical Trials 1999;20:408–422.

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 17 of 35

Lederer et al.

16

19. Finkelstein DM, Schoenfeld DA. Combining mortality and longitudinal measures in clinical trials. Stat Med 1999;18:1341–1354. 20. Noble PW, Albera C, Bradford WZ, et al. Pirfenidone in patients with idiopathic pulmonary fibrosis (CAPACITY): two randomised trials. Lancet 2011;377:1760–69. 21. Taniguchi H, Ebina M, Kondoh Y, et al. Pirfenidone in idiopathic pulmonary fibrosis. Eur Respir J 2010;35:821–29. 22. Richeldi L, Costabel U, Selman M, et al. Efficacy of a tyrosine kinase inhibitor in idiopathic pulmonary fibrosis. N Engl J Med 2011;365:1079–87. 23. Richeldi L, du Bois RM, Raghu G, et al. Efficacy and safety of nintedanib in idiopathic pulmonary fibrosis. N Engl J Med 2014;370: 2071–82. 24. Idiopathic Pulmonary Fibrosis Clinical Research Network, Martinez FJ, de Andrade JA, Anstrom KJ, King TE Jr, Raghu G. Randomized trial of acetylcysteine in idiopathic pulmonary fibrosis. N Engl J Med 2014;370:2093–101.

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 18 of 35

Lederer et al.

17

Table 1. Forced vital capacity assessment at week 52*

Pirfenidone (N=278)

Placebo (N=277)

Total (N=555)

243 (87.4)

239 (86.3)

482 (86.8)

Imputed due to death

11 (4.0)

20 (7.2)

31 (5.6)

Imputed due to reasons other than death

24 (8.6)†

18 (6.5)‡

42 (7.6)

Patients, n (%) Observed

*Patients were required to complete two week 52 visits (week 52A and week 52B); the week 52 value was reported as the average value of the week 52A and week 52B assessments. †

Includes withdrawal by subject (n=7), adverse event (n=6), lung transplantation (n=6), lost to follow-up (n=2), did not complete an FVC assessment (n=1), physician decision (n=1), and other (n=1)



Includes withdrawal by subject (n=7), adverse event (n=5), did not complete an FVC assessment (n=2), lost to follow-up (n=1), lung transplantation (n=1), sponsor decision (n=1), and other (n=1)

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 19 of 35

Lederer et al.

18

Table 2. Effect of alternative analytic methods and data imputation strategies on the statistical finding on the primary endpoint of change from baseline to week 52 in FVC in the ASCEND study

Imputation Methodology Analysis

Missing for reasons other than death

Missing due to death

P-value*

SSD†

Worst rank†

<0.001†

SSD

SSD

<0.001

LOCF

Worst rank

<0.001

LOCF

LOCF

<0.001

MI‡

Worst observed value¶

<0.001

No imputation

No imputation

<0.001

No imputation

No imputation

<0.001

Slope

Slope

<0.001

SSD

FVC=0

<0.001

SSD

FVC=1500 ml

<0.001

Rank ANCOVA

MMRM, ml RCM (slope analysis), ml Mean change, ml (ANCOVA)

SSD

SSD

<0.001

§

SSD

Worst category

<0.001

CMH (3 categories)‖

SSD

Worst category

<0.001

CMH (2 categories)

Definition of abbreviations: ANCOVA=analysis of covariance CMH=Cochran-Mantel-Haenszel row mean score test; FVC=forced vital capacity; LOCF=last observation carried forward; MI=multiple imputation; MMRM=mixed effect model with repeated measures; RCM=random coefficients model; SSD=sum of squared differences *Pirfenidone 2403 mg/d vs. placebo †

Prespecified primary efficacy analysis



Multiple imputation using data from patients in the same treatment group who discontinued treatment prematurely but had a week 52 observation



Worst observed value among placebo patients who discontinued treatment prematurely but had a week 52 observation

§

Categorical thresholds: ≥10% absolute decline and <10% absolute decline



Categorical thresholds: ≥10% absolute decline, >0 to <10% absolute decline, no decline

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 20 of 35

Lederer et al.

19

Table 3. Effect of alternative analytic methods and data imputation strategies on the estimated magnitude of treatment effect on change in FVC at week 52 in the ASCEND study

Imputation Methodology Analysis

Categorical analysis (Proportion of patients with ≥10% decline or death)

MMRM, ml RCM (slope), ml

Mean change, ml

Pirfenidone (N=278)

Placebo (N=277)

Relative Reduction

Worst category

16.5%

31.8%

47.9%

SSD

SSD

12.6%

29.2%

56.9%

LOCF

Worst category

16.2%

31.0%

47.9%

LOCF

LOCF

12.2%

28.5%

57.1%

No imputation

No imputation

11.1%

25.9%

57.2%

No imputation

No imputation

–149.6

–268.5

44.3%

Slope

Slope

–163.6

–279.6

41.5%

SSD

FVC=0

–235.1

–427.9

45.1%

SSD

FVC=1500 ml

–175.5

–319.6

45.0%

SSD

SSD

–161.6

–274.4

41.1%

LOCF

FVC=0

–231.6

–423.2

45.3%

MI*

Worst observed†

–154.3

–266.8

42.2%

No imputation

No imputation

–144.9

–255.5

43.3%

Missing other than death

Missing due to death

SSD

Definition of abbreviations: FVC=forced vital capacity; LOCF=last observation carried forward; MI= multiple imputation; MMRM= mixed effect model with repeated measures; RCM=random coefficients model; SSD=sum of squared differences *Multiple imputation using data from patients in the same treatment group who discontinued treatment prematurely but had a week 52 observation †

Worst observed value among placebo patients who discontinued treatment prematurely but had a week 52 observation

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 21 of 35

Sensitivity Analyses of the Change in Forced Vital Capacity in a Phase 3 Trial of Pirfenidone for Idiopathic Pulmonary Fibrosis David J. Lederer, MD, Williamson Z. Bradford, MD, PhD, Elizabeth A. Fagan, MS, MD, Ian Glaspole, MB BS, PhD, Marilyn K. Glassberg, MD, Kenneth F. Glasscock, BS, David Kardatzke, PhD, Talmadge E. King, Jr., MD, Lisa H. Lancaster, MD, Steven D. Nathan, MD, Carlos A. Pereira, MD, Steven A. Sahn, MD, Jeffrey J. Swigris, DO, MS, Paul W. Noble, MD

Supplemental Material Institutional Review Board/Ethics Committee Approvals (ASCEND Study)

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 22 of 35

Study Site

Principal Investigator

1001

James N. Allen, Jr. MD

1002

1003

1004

1005

1006

1007

1008

1009

Andrew L. Chan, MD

Francis Cordova, MD

Mark H. Gotfried, MD

IRB/Ethics Committee Name and Address

IRB/EC Approval Date

Protocol or Approval Number

July 8, 2011

1126215

UC Davis Medical Center lnstitutional Review Board CTSC Building, 2921 Stockton Blvd, Suite 1400, Room 1429 Sacramento, CA 95817 USA

November 8, 2011

258092-2

Western lnstitutional Review Board 3535 Seventh Ave SW Olympia, WA 98502-5010 USA

October 28, 2011

1128398

May 25, 2011

26042/8

September 13, 2011

1127603

August 25, 2011

201106311

University of Texas Southwestern Medical Center at Dallas 5323 Harry Hines Blvd., C1-206 Dallas, TX 75390-8843 USA

December 6, 2011

STU 072011-081

Western lnstitutional Review Board 3535 Seventh Ave SW Olympia, WA 98502-5010 USA

November 4, 2011

1128427

July 1, 2011

11-0282

Western lnstitutional Review Board 3535 Seventh Ave SW Olympia, WA 98502-5010 USA

Quorum Review lRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

John Terrill Huggins, MD (Formerly Steven Sahn, MD)

Western lnstitutional Review Board 3535 7th Ave SW Olympia, WA 98502 USA

Tonya Russell, MD

Human Research Protection Office Washington University School of Medicine 660 South Euclid Avenue, Box 8089 St. Louis, MO 63110 USA

Carlos Girod, MD

Oksana Shlobin, MD

Mary Strek, MD

University of Chicago lnstitutional Review Board 5751 South Woodlawn Avenue, 2nd Floor Chicago, lL 60637 USA

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 23 of 35

1010

1012

1013

1014

1015

1016

1018

1020

1021

1026

Maria L. Padilla MD

Nina M. Patel, MD

Gregory Tino, MD

Hyun J. Kim, MD

Jeffrey Golden, MD

John Belperio, MD

Kevin R. Flaherty, MD, MS

Marilyn K. Glassberg, MD

Keith C. Meyer, MD

Robert Baughman, MD

Program for the Protection of Human Subjects Icahn School of Medicine/Mount Sinai Medical Center 1 Gustave L. Levy Place, Box 1075, 3 East 101st Street New York, NY 10029 USA

December 8, 2011

11-1500

Columbia University Medical Center IRB 722 West 168th Street,4th Floor New York, NY 10032 USA

September 6, 2011

IRB-AAAI2351

University of Pennsylvania Office of Regulatory Affairs 3624 Market Street, Suite 301 S Philadelphia, PA 19104-6006 USA

September 9, 2011

814158

University of Minnesota IRB D 528 Mayo Building 420 Delaware Street SE Minneapolis, MN 55455 USA

September 22, 2011

1107M02627

October 7, 2011

028840

UCLA Office of Human Research Protection Program 11000 Kinross Avenue, Suite 211 Box 951694 Los Angeles, CA 90095-1694 USA

September 12, 2011

11-002305

University of Michigan Medical School IRB 2800 Plymouth Road Building 200, Room 2086 Ann Arbor, Ml 48109-2800 USA

September 22, 2011

HUM00053182

UM lRB c/o Human Subjects Research Office (HSRO) 1500 NW 12th Avenue, Suite. 1002 Miami, FL 33136 USA

September 12, 2011

20110402

Western lnstitutional Review Board 3535 7th Avenue SW Olympia, WA 98502 USA

October 14, 2011

1127872

Western lnstitutional Review Board 3535 7th Ave SW Olympia, WA 98502 USA

September 13, 2011

1127168

The Committee on Human Research, UCSF 333 California Street, Suite 315 San Francisco, CA 94118 USA

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 24 of 35

1027

1028

1029

1030

1034

1036

1037

1039

1041

1042

Ralph Panos, MD

Leo C. Ginns, MD

Harold D. Haller, Jr., MD

Deren M. Sinkowitz, MD

Danielle Antin-Ozerkis, MD

Adaani E. Frost, MD

John Pantano, MD

Sivagini Ganesh, MD, MPH

Jeremy P. Feldman, MD

Dennis P. Clifford, MD (Formerly Robert Lapidus, MD)

University of Cincinnati lnstitutional Review Board 51 Goodman Drive Suite 300 Cincinnati, OH 45221-0567 USA

October 12, 2011

11-07-18-01

August 9, 2011

2001-P-001508/1

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

May 23, 2011

26042/7

UCLA Office of Human Research Protection Program 11000 Kinross Avenue Suite 211 Los Angelas, CA 90095-1694 USA

June 29, 2011

26042/17

Yale University School of Medicine Human lnvestigation Committee 55 College Street New Haven, CT 06520 USA

September 22, 2011

1107008775

Baylor College of Medicine Institutional Review Board for Human Subjects One Baylor Plaza, Room 600D Houston, TX 77030 USA

December 21, 2011

H-28809

May 20, 2011

26042/6

January 10, 2012

HS-11-00550

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

June 14, 2011

26042/16

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

June 9, 2011

26042/12

Partners Human Research Committee 116 Huntington Ave., Suite 1002 Boston, MA 02116 USA

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA Health Sciences lnstitutional Review Board (HSlRB) University of Southern California Health Science Campus 1200 North State Street Suite 4700 Los Angeles, CA 90033 USA

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 25 of 35

1043

1045

1047

1048

1049

1050

1051

1052

1053

1055

1056

Navdeep S. Rai, MD (Formerly Clifton Baylor, MD)

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

Anoop Nambiar, MD

University of Texas Health Science Center San Antonio IRB Mail Code 7830, 7703 Floyd Curl Drive San Antonio, TX 78229 USA

John A. Butler, MD, FCCP

Henry D. Covelli, MD

Jacqueline Chang, MD

Murali Ramaswamy, MD

Augustine S. Lee, MD

Jay H. Ryu, MD

Alicia Gerke, MD

Maureen Horton, MD

Randolph Lipchik, MD, MPH (Formerly Rade Tomic, MD)

May 31, 2011

26042/10

January 10, 2012

HSC20110475H

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

June 13, 2011

26042/11

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

May 10, 2011

26042/1

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

June 29, 2011

26042/14

Cone Health IRB/Committee for Human Research Protections 1200 North Elm Street Greensboro, NC 27401 USA

July 12, 2011

1485

Mayo Clinic lnstitutional Review Board 200 First Street, SW Rochester, MN 55905 USA

September 29, 2011

11-003167

Mayo Clinic lnstitutional Review Board 200 First Street, SW Rochester, MN 55905 USA

December 15, 2011

11-004690

Western lnstitutional Review Board 3535 Seventh Avenue Southwest Olympia, WA 98502-5010 USA

August 26, 2011

1126997

Johns Hopkins Institutional Review Board Reed Hall B-130,1620 McElderry Street Baltimore, MD 21205-1911 USA

October 10, 2011

NA_00051351

September 12, 2011

PRO00015985

Medical College of Wisconsin/Froedtert Hospital 8701 Watertown Plank Road HRC-MACC FUND 3040 Milwaukee, Wl 53226 USA

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 26 of 35

1058

1059

1060

1061

1064

1065

1066

1068

1069

1072

Lee Morrow, MD

William P. Tillis, MD

Stephanie Eaton, MD

Daniel F. Dilling, MD

Rafael L. Perez, MD

Stuart Garay, MD

Richard Enelow, MD

Abubakr A. Bajwa, MD

Mark A. Yoder, MD

Jonathan S. llowite, MD

Creighton University IRB 2500 California Plaza Omaha, NE 68178 USA

September 6, 2011

11-16176

University of lllinois College of Medicine at Peoria IRB One Illini Drive, Box 1649 Peoria, lL 61656-1649 USA

July 14, 2011

247718-1

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

June 16, 2011

26042/18

Loyola University Chicago Health Sciences Division IRB 2160 S. First Avenue Maywood, lL 60153 USA

July 20, 2011

203591072011

October 27, 2011

11.0455

June 22, 2011

26042/20

September 15, 2011

CPHS# 23002

Western Institutional Review Board 3535 7th Ave SW Olympia, WA 98502 USA

October 14, 2011

1128097

Research and Clinical Trials Administration Office Rush University Medical Center 1653 West Congress Parkway, Suite 439 Chicago, lL 60612 USA

November 9, 2011

11061703-IRB01

Western Institutional Review Board 3535 Seventh Avenue SW Olympia, WA 98502 USA

November 4, 2011

1128518

University of Louisville Human Subjects Protection Program MedCenter One, Suite 200, 501 E. Broadway Louisville, KY 40202 USA Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA Dartmouth College Protection of Human Subjects Committee 63 South Main Street, #6254 Hanover, NH 03755 USA

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 27 of 35

1073

1074

1075

1076

1078

1081

1082

1089

1090

1093

Peter LaCamera, MD

Gary Kinasewitz, MD

Donald W. Russell, MD

Mark J. Hamblin, MD

St. Elizabeth's Medical Center Institutional Review Board 736 Cambridge Street Boston, MA 02135 USA

August 8, 2011

00589

Office of Human Research Participant Protection 1000 SL Young Blvd., Lib 176 Oklahoma City, OK 73117 USA

January 3, 2012

16132

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

October 11, 2011

26042/26

Human Subjects Committee University of Kansas Medical Center 3901 Rainbow Blvd Kansas City, KS 66160 USA

January 26, 2012

13020

March 22, 2012

2012.06

January 23, 2012

26042/27

March 27, 2012

2012-0135

May 18, 2012

26042/30

September 18, 2012

40033

August 24, 2012

2012059

Christina Migliore, MD (Formerly Sean Studer, MD)

Barnabas Health lnstitutional Review Board Newark Beth lsrael Medical Center 201 Lyons Avenue Suite H-3 Newark, NJ 07112 USA

Anthony Floreani, MD

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

Paul Simonelli, MD, PhD

Dennis K. Zawadski, MD

Rebecca Bascom, MD, MPH

Timothy Evans, MD, PhD

Geisinger Institutional Review Board 100 North Acadamy Avenue Danville, PA 17822-3069 USA Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA Human Subjects Protection Office/Institutional Review Board The Milton S. Hershey Medical Center 600 Centerview Drive, ASB1140 Hershey, PA 17033 USA Community Medical Centers Institutional Review Board 155 North Fresno Street Suite 290 Fresno, CA 93701 USA

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 28 of 35

1095

1201

1501

1502

1503

1504

1505

1506

1508

1509

Jaun Sanchez, MD

Scott & White Institutional Review Board 2401 South 31st Street Temple, TX 76508 USA

August 23, 2012

120259

Low Su Ying, BA, BMBCh, MRCP

Office of Research, Singapore Health Services Pte Ltd 7 Hospital Drive, #03-01, Block A SingHealth Research Facilities Singapore 169611

August 6, 2012

2012/491/C

Joseph Parambil, MD

Cleveland Clinic Foundation Institutional Review Board Desk OS-1, 9500 Euclid Ave. Cleveland, Ohio 44195 USA

October 6, 2011

11-874

May 12, 2011

26042/3

University of Nebraska Medical Center IRB 987830 Nebraska Medical Center Omaha, NE 68198 USA

November 9, 2011

446-10-FB

National Jewish Health Institutional Review Board 1400 Jackson Street, M211 Denver, CO 80206 USA

October 27, 2011

HS-2616

Western Institutional Review Board 3535 7th Avenue SW Olympia, WA 98502-5010 USA

November 4, 2011

1128243

July 19, 2011

11-243907

August 2, 2011

21700

September 7, 2011

110982

Kevin Gibson, MD

Austin B. Thompson, MD

Jeffrey J. Swigris, DO, MS

Michael C. Kallay, MD

Joseph A. Lasky, MD

Glenn D. Rosen, MD

Lisa Lancaster, MD

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

Tulane University HRPO 1440 Canal Street Suite 1705, TW-36 New Orleans, LA 70112 USA Stanford University Administrative Panel on Human Subjects in Medical Research 1501 S. California Avenue Stanford, CA 94304 USA Vanderbilt Institutional Review Board 1313 21st Avenue South, Suite 504, Oxford House Nashville, TN 37232 USA

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 29 of 35

1510

1511

1512

1513

1514

1515

1516

1517

1518

1519

1521

Thomas Schaumberg, MD

Mary Beth Scholand, MD

Robert Sussman, MD

Mark L. Wencel, MD

Neil Ettinger, MD

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

June 20, 2011

26042/19

November 23, 2011

IRB_00045185

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

May 20, 2011

26042/5

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

May 13, 2011

26042/4

St. Luke's Hospital IRB 232 South Woods Mill Road Chesterfield, MO 63017 USA

July 20, 2011

2011.021

The University of Utah lnstitutional Review Board Building 512 Room 140, 75 South 2000 East Salt Lake City, UT 84112 USA

Charles E. Rose Jr., MD (Formerly G. Verghese, MD)

UVA IRB-HSR One Morton Drive Suite 400, Box 5 Charlottesville, VA 22908 USA

November 8, 2011

15727

Lewis J. Wesselius, MD

Mayo Clinic Institutional Review Board 200 First Street SW Rochester, MN 55905 USA

October 28, 2011

11-004133

June 8, 2011

26042/13

August 23, 2011

Pro00031436

September 16, 2011

1127461

October 11, 2011

11-0645-03

Daniel G. Lorch, Jr., MD, CPl

Lake Daniel Morrison, MD

Joao M. De Andrade, MD

Wei Shen, MD

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA Duke University Health System Institutional Review Board Hock Plaza,Suite 405, 2424 Erwin Road Durham, NC 27705 USA Western Institutional Review Board 3535 7th Avenue SW Olympia, WA 98502 USA Southern Arizona VA Health Care Systems IRB 3601 South 6th Avenue (0-151) Tucson, AZ 85723

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 30 of 35

1526

1527

1528

1533

1534

1541

1543

4001

4002

4003

Todd K. Horiuchi, MD

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

June 15, 2011

26042/9

October 28, 2011

1128496

July 8, 2011

11-594

Baystate Medical Center Institutional Review Board 759 Chestnut Street Springfield, MA 01199 USA

September 7, 2011

244064-3

University of Vermont Research Protections Office 227 Waterman Building Burlington, VT 05401 USA

August 10, 2011

M11-245

Quorum Review IRB 1601 Fifth Avenue, Suite 1000 Seattle, WA 98101 USA

October 2, 2012

26042/36

Spectrum Health, Office of the Institutional Review Board 100 Michigan, MC 38 Grand Rapids, Ml 49503 USA

October 15, 2012

2012-218

The Alfred Hospital Ethics Committee 55 Commercial Road Melbourne VlC 3004 Australia

September 8, 2011

276/11

Monique Malouf, MBBS FRACP

St. Vincent's Hospital Human Research Ethics Committee Level 6, de Lacy Building, 390 Victoria Street Darlinghurst NSW 2010 Australia

September 21, 2011

11/103

Huw Davies, MBBS FRACP

Southern Adelaide Clinical Research Ethics Committee Human Research Ethics Room 2A 221 Flinders Medical Centre Level 2 Bedford Park SA 5042 Australia

November 10, 2011

352.11

Daniel Grinnan, MD

Mark Yagan, MD

John Landis, MD

Gerald S. Davis, MD

Philip R. Foti, MD

Reda E. Girgis, MD

lan Glaspole, MBBS, FRACP

Western Institutional Review Board (WlRB) 3535 7th Avenue SW Olympia, WA 98502 USA Saint Luke's Institutional Review Board 4401 Wornall Road Kansas City, MO 64111 USA

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 31 of 35

4004

4006

4007

4008

4009

4501

4502

4504

4601

Francis Thien, MBBS FRACP

Eastern Health Research and Ethics Committee 5 Arnold Street Box Hill VIC 3128 Australia

October 24, 2011

E09-1112

November 30, 2011

2011089

St. Vincent's Hospital Human Research Ethics Committee 390 Victoria Street Darlinghurst NSW 2010 Australia

January 20, 2012

X12-0001

Elizabeth Veitch, MBBS FRACP

St. Vincent's Hospital Human Research Ethics Committee 390 Victoria Street Darlinghurst NSW 2010 Australia

November 28, 2011

CH62/6/2011-169

Mark Holmes, MBBS FRACP MD

Royal Adelaide Hospital Research Ethics Committee Level 3, Hanson lnstitute North Terrace Adelaide, South Australia 5000 Australia

October 5, 2011

110723

Michael Musk, MBBS FRACP

Royal Perth Hospital Ethics Committee Level 5 Colonial House Wellington Street Perth WA 6000 Australia

August 11, 2011

EC 2011/071

Prince Charles Hospital Metro North Health Service District Human Research Ethics Committee Administration Building, Lower Ground, Rode Road Chermside, QLD 4032 Australia

July 28, 2011

HREC/11/QPCH/10 5

Mater Health Services Human Research Ethics Committee Room 235, Level 2, Aubigny Place Mater Adult Hospital Raymond Terrace South Brisbane QLD 4101 Australia

September 20, 2011

1766A

August 31, 2011

URB/11/07/026

Antony Veale, MBBS FRACP

Tamera Corte, MBBS FRACP

Peter Hopkins, MBBS FRACP

David Serisier, MBBS FRACP

Margaret Wilsher, MD MB ChB FRACP

Adelaide Health Service Human Research Ethics Committee Queen Elizabeth Hospital 28 Woodville Road Woodville South SA 5011 Australia

Northern B Health and Disability Ethics Committee, c/- Ministry of Health 1 The Terrace Wellington New Zealand

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 32 of 35

4603

5201

5203

5204

5206

5207

6101

6105

7002

Lutz Erwin Lothar Beckert, MD FRACP

Northern B Health and Disability Ethics Committee, c/-Ministry of Health 1 The Terrace Wellington New Zealand

Moises E. Selman Lama, MD

Comite de Ciencia y Bioetica en Investigacion del Instituto Nacional de Enfermedades Respiratorias (INER) Ismael Cosio Villegas Tlalpan 4502, Col. Secci6n XVl Mexico, D.F., Del Tlalpan. 14080 Mexico

Roberto Perea Sanchez, MD

Jesus Diaz Castafion, MD

Uriel Chavarria Martinez, MD

Rodolfo Posadas Valay, MD

August 31, 2011

URB/11/07/026

June 30, 2011

DI/CCB/161/11

September 5, 2011

N/A

July 12, 2011

N/A

Comite de Etica de la Facultad de Medicina de la UANL y Hospital Universitario 'Dr. Jose Eleuterio Gonzalez' Av. Francisco Madero Pte. y Dr. E. Aguirre Pequefio, Col. Mitras Centro, C.P. 64460, Monterrey, Nuevo Leon Mexico

November 8, 2011

NM11-012

Comite de Etica lndependiente en lnvestigacion Cientifica Capitan Aguilar Sur 669, Colonia Obispado, 64060 Monterrey, Nuevo Leon Mexico

September 13, 2011

N/A

Comite de Investigacion y Etica, Hospital Central Universitario Calle Rosales No. 3302 Col. Obrera C.P. 31350 Chihuahua, Chihuahua, Mexico Comite de Etica Hospital Dr. Angel Leafio Av. Dr. Angel Leafio 500 C.P. 45200 Zapopan, Jalisco, Mexico

Tatjana Peros-Golubicic, MD, PhD

Central Ethics Committee Agency of Medicinal Products and Medical Devices Ksaverska cesta 4 10000 Zagreb, Croatia

October 30, 2012

381-15/60-12-08

Neven Tudoric, MD, PhD

Agency of Medicinal Products and Medical Devices Ksaverska cesta 4 10000 Zagreb, Croatia

July 11, 2012

381-15/60-12-04

February 29, 2012

085/2011

Elie Fiss, MD

Comissao Nacional de Etica em Pesquisa Esplanada dos Ministerios, Ministerio da Saude Bloco G, Anexo B - sala 436b Brasilia/DF 70058-900, Brazil

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 33 of 35

7003

7004

7006

7008

7009

8001

8002

8003

Adalberto Sperb Rubin, MD

Comissao Nacional de Etica em Pesquisa Esplanada dos Ministerios, Ministerio da Saude Bloco G, Anexo B - sala 436b Brasilia/DF 70058-900, Brazil

February 15, 2012

3697/12

Comissao Nacional de Etica em Pesquisa Esplanada dos Ministerios, Ministerio da Saude Bloco G, Anexo B - sala 436b Brasilia/DF 70058-900, Brazil

May 26, 2011

CE0984.11

Rogerio Lopes Rufino Alves, MD

Comissao Nacional de Etica em Pesquisa Esplanada dos Ministerios, Ministerio da Saude Bloco G, Anexo B - sala 436b Brasilia/DF 70058-900, Brazil

May 2, 2012

3180/2012

Maria Eunice Morales de Oliveira, MD

Comissao Nacional de Etica em Pesquisa Esplanada dos Ministerios, Ministerio da Saude Bloco G, Anexo B - sala 436b Brasilia/DF 70058-900, Brazil

April 16, 2012

496/11

Carlos Ribeiro de Carvalho, MD

Comissao Nacional de Etica em Pesquisa Esplanada dos Ministerios, Ministerio da Saude Bloco G, Anexo B - sala 436b Brasilia/DF 70058-900, Brazil

May 9, 2012

0004/12

Comite Institucional de Etica en Investigacion de la Asociacion Benefica Prisma Calle Carlos Gonzalez 251, Urb. Maranga Lima 32 Lima - Peru

January 19, 2012

CE0036.12

Comite Institucional de Etica en Investigacion de la Asociacion Benefica Prisma Calle Carlos Gonzalez 251, Urb. Maranga Lima 32 Lima - Peru

May 26, 2011

CE0984.11

Comite Institucional de Etica en Investigacion de la Asociacion Benefica Prisma Calle Carlos Gonzalez 251, Urb. Maranga Lima 32 Lima - Peru

May 26, 2011

CE0983.11

Carlos Pereira, MD

Carlos lberico Barrera, MD

Socorro Castro Bernardini, MD

Luis Enrique Pun Leon, MD

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015

Page 34 of 35

8004

8005

8006

8007

8008

Danilo Joel Salazar Ore, MD

Comite Institucional de Etica en la lnvestigacion del Hospital Nacional Cayetano Heredia Av. Honorio Delgado 262, Urb. Ingenieria. San Martin de Porres Lima 31 Lima - Peru

January 19, 2012

N/A

Comite Institucional de Etica en Investigacion de la Asociacion Benefica Prisma Calle Carlos Gonzalez 251, Urb. Maranga Lima 32 Lima - Peru

June 30, 2011

CE1157.11

Alfredo Guerreros Benavides, MD

Comite Institucional de Etica en Investigacion de la Asociacion Benefica Prisma Calle Carlos Gonzalez 251, Urb. Maranga Lima 32 Lima - Peru

June 30, 2011

CE1206.11

Alberto Fuchigami, MD

Comite Institucional de Etica en Investigacion de la Asociacion Benefica Prisma Calle Carlos Gonzalez 251, Urb. Maranga Lima 32 Lima - Peru

June 30, 2011

CE1199.11

Comite Institucional de Etica en Investigacion de la Asociacion Benefica Prisma Calle Carlos Gonzalez 251, Urb. Maranga Lima 32 Lima - Peru

June 30, 2011

CE1212.11

September 6, 2012

0312-12-HMO

Jose William Torres Sales, MD

Andres Calderon, MD

9001

Raphael Breuer, MD

Helsinki Committee of Hadassah Hebrew University Medical Center Jerusalem, 91120 lsrael

9002

Yehuda A. Schwarz, MD

Helsinki Committee of Tel Aviv Sourasky Medical Center 6 Weizman St. Tel Aviv, 64239 lsrael

August 19, 2012

0407-12-TLV

October 11, 2012

9672-12-SMC

July 16, 2012

6919

September 2, 2012

0242-12-RMB

9003

Ben-Dov lssahar, MD

Helsinki Committee of The Chaim Sheba Medical Center Tel Hashomer, 52621 lsrael

9004

Mordechai Kramer, MD

Rabin Medical Center - Belinson Campus 39 Jabotinsky Street- 49100 Petach - Tikva, lsrael

9005

Mordechai Yigla, MD

Helsinki Committee of Rambam Health Care Campus POB 9602 Haifa, 31096 lsrael

Downloaded From: http://journal.publications.chestnet.org/ by a University of Alabama User on 04/29/2015