Serum neurofilament light chain in progressive supranuclear palsy

Serum neurofilament light chain in progressive supranuclear palsy

Accepted Manuscript Serum neurofilament light chain in progressive supranuclear palsy Laura Donker Kaat, Lieke H. Meeter, Wan Zheng Chiu, Shami Melhem...

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Accepted Manuscript Serum neurofilament light chain in progressive supranuclear palsy Laura Donker Kaat, Lieke H. Meeter, Wan Zheng Chiu, Shami Melhem BsC, Agnita J.W. Boon, Kaj Blennow, Henrik Zetterberg, John C. van Swieten PII:

S1353-8020(18)30277-3

DOI:

10.1016/j.parkreldis.2018.06.018

Reference:

PRD 3704

To appear in:

Parkinsonism and Related Disorders

Received Date: 10 April 2018 Revised Date:

8 June 2018

Accepted Date: 11 June 2018

Please cite this article as: Kaat LD, Meeter LH, Chiu WZ, BsC SM, Boon AJW, Blennow K, Zetterberg H, van Swieten JC, Serum neurofilament light chain in progressive supranuclear palsy, Parkinsonism and Related Disorders (2018), doi: 10.1016/j.parkreldis.2018.06.018. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Serum neurofilament light chain in progressive supranuclear palsy

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Laura Donker Kaat MD, PhD1,2, Lieke H. Meeter MD1, Wan Zheng Chiu MD1, Shami Melhem BsC1, Agnita J.W. Boon MD, PhD1, Kaj Blennow MD, PhD3,4, Henrik Zetterberg MD, PhD3,4,5,6 and John C. van Swieten MD, PhD1,7

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Department of Neurology, Erasmus Medical Center Rotterdam, the Netherlands Department of Clinical Genetics, Leiden University Medical Center, the Netherlands 3 Department of Psychiatry and Neurochemistry, Institute of Neuroscience and Physiology, Sahlgrenska Academy at University of Gothenburg, Sahlgrenska University Hospital, Mölndal, Sweden 4 Clinical Neurochemistry Laboratory, Sahlgrenska University Hospital, Mölndal, Sweden 5 Department of Molecular Neuroscience, UCL Institute of Neurology, Queen Square, London, United Kingdom 6 UK Dementia Research Institute at UCL, London, United Kingdom 7 Department of Clinical Genetics, VU Medical Center Amsterdam, the Netherlands

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Corresponding author:

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Funding sources for study:

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Laura Donker Kaat Erasmus MC, Department of Neurology, Ee2293 Postbus 2040, 3000 CA Rotterdam The Netherlands +31-(0)10-7043828 email: [email protected] 1563

neurofilament, biomarker, progressive supranuclear palsy

Prinses Beatrix Fonds

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ABSTRACT

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Introduction Neurofilament light chain (NfL) is a promising biomarker in neurodegenerative

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diseases. Elevated NfL levels in CSF and blood have been observed in a growing number of

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neurodegenerative disorders, including frontotemporal dementia and Alzheimer’s disease. We

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studied serum NfL levels in patients with progressive supranuclear palsy (PSP) in relation to disease

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severity and survival.

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Methods Serum NfL levels were determined cross-sectionally in a retrospective cohort of 131

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patients with PSP and 95 healthy controls. Detailed clinical examination was performed and disease

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severity was assessed by several rating scales.

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Results We found that serum NfL levels in PSP were twice as high as those in controls, and that NfL

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levels correlated with worse functional, motor and cognitive functioning. During follow-up, 119 PSP

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patients had died, and higher NfL levels were associated with a shorter survival.

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Conclusion This study provides evidence that serum NfL is a relevant and promising biomarker in

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PSP for disease severity, and may be used as a prognostic tool to predict survival in clinical practice.

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INTRODUCTION

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There is an urgent need for sensitive, easily accessible biomarkers in neurodegenerative disorders

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to monitor both disease progression and the effects of treatment. Elevated levels of neurofilament

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light chain (NfL), a neuronal cytoskeletal protein, reflect neuronal injury and have been found in the

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cerebral spinal fluid (CSF) of patients with several neurodegenerative disorders.[1] An important

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recent finding is that NfL levels can be reliably measured in blood, and that these correlate well

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with NfL levels in CSF.[2]. In familial AD [3], but not in familial FTD [4], serum concentrations of NfL

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are already increased prior to symptom onset, indicating an early disease marker in certain

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neurodegenerative disorders.

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Progressive supranuclear palsy (PSP) is a neurodegenerative disorder characterized by

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parkinsonism, frequent falls, supranuclear gaze palsy and widespread tau positive inclusions at

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brain autopsy. Elevated NfL levels have been found in PSP patients’ CSF.[5-8] Blood NfL has recently

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been shown to be a useful biomarker for assessing disease severity and predicting disease

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progression in PSP patients.[9] In addition, blood NfL has a good diagnostic performance in the

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discrimination of atypical parkinsonism (including PSP) from Parkinson’s disease.[10] Elevated NfL is

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however not specific to PSP as increased levels have also been found in several other

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neurodegenerative diseases. NfL levels have been associated with survival in frontotemporal

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dementia (FTD), Alzheimer’s disease (AD) and amyotrophic lateral sclerosis (ALS).[4, 11, 12] This

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prognostic value has not been studied in PSP, except for a small study of 12 patients where

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mortality at 24-month follow up was associated with high CSF NfL levels.[5]

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In this retrospective case-control study, we investigated serum NfL levels in a large and well

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characterized cohort of PSP patients, demonstrating its relationship with disease severity and

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survival.

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METHODS

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Subjects

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PSP patients were enrolled between 2003 and 2014 as part of a Dutch genetic epidemiological PSP

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study.[13] The study was approved by the Medical Ethical committee of Erasmus MC; all

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participants or legal representatives signed informed consent. Inclusion in the study took place at

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the out-patients clinic, or by visiting patients at home or in nursing homes. At study entry, detailed

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clinical assessment was performed, including an interview with the care-giver and an extensive

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neurological examination with the assessment of the following rating scales: PSP-rating scale (PSP-

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RS), Mini Mental State Examination (MMSE), Frontal Assessment Battery (FAB), Hoehn and Yahr

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(HY) scale and Schwab and England Activities of Daily Living (SEADL). In a consensus meeting,

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clinical data were reviewed, and the diagnosis PSP was established according to the National

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Institute for Neurological Disorders and Society for PSP (NINDS-SPSP) criteria. Controls were healthy

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spouses or caregivers from stroke patients, above 55 years of age and randomly selected from a

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large database.

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NfL measurement

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Blood sampling from PSP patients was carried out at the time of study entry when clinical

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assessment was performed. Serum samples from PSP patients and controls were centrifuged the

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same day and stored at -80°C in aliquots. For the analysis, we used one aliquot, that underwent

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only one thaw/freeze cycle. We used a recently developed, ultrasensitive Simoa assay to measure

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the sample NfL levels.[2] The measurements were performed in one round of experiments using

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one batch of reagents by board-certified technicians who were blinded to clinical data. For a quality

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control sample with a concentration of 16.8 pg/ml, repeatability was 7.36% and intermediate

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precision was 7.43%. For a quality control sample with a concentration of 127 pg/ml, repeatability

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was 6.69% and intermediate precision was 8.24%.

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Statistical analysis

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Differences in demographics between cases and controls were analyzed using parametric and non-

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parametric statistics as appropriate (SPSS version 21.0).

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Six subjects (2 controls and 4 cases) with extremely high NfL values (>2 SD above the mean) were

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considered as outliers and their NfL values were replaced by values corresponding to the upper 2

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SD cut off. Because of non-normality, log transformation of NfL data was performed. Age was

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correlated with NfL levels in both cases (Spearman’s rho=0.37, p<0.001) and controls (Spearman’s

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rho=0.55, p<0.001). We conducted therefor an ANCOVA to analyze NfL levels between cases and

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controls adjusted for age. The diagnostic accuracy of NfL was examined using receiver operating

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characteristic (ROC) curve analysis, with optimal cut off according to Youden’s index. Correlations

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between NfL and disease severity (measured by PSP-RS, MMSE, FAB, SEADL and HY scale) were

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studied using linear regression analyses, with age and gender as covariates.

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During follow up, 119 PSP patients had died and survival time was calculated from the moment of

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serum collection till date of death. In twelve patients the deceased status was unknown and in

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these subjects survival time was calculated from the moment of serum collection till last contact

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alive and entered as censored data. Survival in PSP patients was compared between NfL tertiles by

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Kaplan-Meier curves with log-rank tests and Cox regressions adjusted for age and gender.

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RESULTS

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Serum NfL levels were determined in 131 PSP patients and 95 controls. PSP patients showed

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significantly higher NfL levels compared to controls (Table 1 and Figure 1A). This significance held

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after correction for age and sex on log-transformed NfL (p<0.001). We were able to accurately

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distinguish PSP patients from controls using serum NfL (area under the curve 0.87, 95% confidence

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interval 0.83-0.92). A cutoff value of 38.3 pg/ml provided a sensitivity of 90% and specificity of 63%.

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During follow-up, 23 patients underwent brain autopsy and in all cases the diagnosis PSP was

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confirmed (filled black circles in figure 1A).

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Significant correlations were found between NfL levels and PSP-RS sum scores (β= 0.37, p<0.001), SEADL scores (β= -0.32, p=0.001), HY scale (β=0.30, p=0.001), FAB scores (β= -0.29,

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p=0.004) and MMSE scores (β= -0.18, p=0.05), indicating that higher NfL levels are associated with

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more severe motor, functional and cognitive disability. No associations were found between NfL

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levels and age at symptom onset or disease duration from onset till serum collection.

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PSP-patients with higher NfL levels showed worse survival (Log Rank test p<0.001, Figure 1B). After adjusting for age and sex, NfL levels remained significantly associated with worse survival

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(Hazard Ratio 1.5 [1.1-1.9], p=0.003).

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DISCUSSION

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This cross-sectional study shows that serum NfL levels are elevated in PSP patients, and that these

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are associated with disease severity and survival. Serum NfL is thus a promising biomarker in PSP

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with the major advantages over CSF that sample collection is minimally invasive and can be easily

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repeated over time. Because of the association with disease severity and survival, serum NfL may

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serve as a prognostic tool in clinical practice. Additionally, it can facilitate study design for

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therapeutic trials and genetic studies to categorize patients into disease subtypes.

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The NfL concentrations in PSP patients were twice as high as those in controls, which is similar the

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results from two previous studies on blood-based NfL in PSP.[9, 10] We further demonstrate that

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NfL levels correlate with motor, cognitive and functional disability in PSP, at least at a cross

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sectional level in this study. Comparably, a previous study showed that blood NfL levels were

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correlated with Hoehn and Yahr stage and UPDRS-III motor scores,[10] while in another study, high

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baseline NfL levels were associated with a more rapid neurological, functional and

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neuropsychological decline.[9] In addition to this, we show that high serum NfL levels are

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associated with shorter survival. This prognostic value, has been demonstrated for NfL in a few

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other neurodegenerative diseases, but usually measured in CSF[4, 11, 12], whereas in blood, this

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association has only been demonstrated in ALS and FTD patients so far.[4, 14, 15]

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Absolute NfL concentrations differed between our cohort and previous studies, which has been

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observed before.[10] There are many factors which may explain this difference such as age, disease

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severity, sampling or storage effects, inter-laboratory variation and the application of serum versus

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plasma. Before the implementation of NfL in clinical practice, standardized procedures with uniform

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protocols across sites and the establishment of cut-off levels are necessary.

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In 23 individuals (18%), the diagnosis PSP was confirmed at autopsy and these patients showed mild

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to strongly increased NfL levels, not different from clinically diagnosed PSP patients (Figure 1A). A

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few PSP patients showed extremely high NfL levels. It is possible that other comorbidities (such as a

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minor stroke or head trauma) may have influenced NfL levels at that time in these patients. The

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presence of high NfL values in a few control subjects remains unresolved, as we have no additional

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clinical information or neuroimaging data.

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The strengths of the current study are the large sample size with substantial pathological

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confirmation, a clinically well characterized cohort with the assessment of several rating scales, and

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the long period of follow-up, including information on survival. We also acknowledge some

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limitations. First, this study relies on cross-sectional acquired data, with many patients at an

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advanced disease stage. Longitudinal data would have been valuable in helping to determine

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whether and how NfL concentrations in PSP patients change over time. Studies in ALS patients have

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shown stable NfL levels over time,[14, 15] while in patients with primary progressive aphasia, serum

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NfL increased after one year follow-up.[16] Secondly, many samples were stored at – 80°C for more

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than 10 years. While the effect of long storage on serum NfL levels is unknown, the NfL

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concentrations in CSF appeared stable under pre-analytical variations, and no negative effect was

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observed due to long-term storage or delayed processing.[17] In summary, we demonstrate that

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serum NfL is a promising, easily accessible biomarker for monitoring disease severity and survival in

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PSP.

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Acknowledgements:

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We are very grateful to Peter Koudstaal providing the control samples for this study and reviewing

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Financial Disclosures of all authors:

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L. Donker Kaat: Grant from “Bluefield project” and “Alzheimer Nederland”

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L.H. Meeter: Grant from “Alzheimer Nederland”

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W.Z. Chiu: none

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S. Melhem: none

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A.J.W. Boon: Grant from “Stichting Parkinson Fonds”

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K. Blennow has served as a consultant or at advisory boards for Alzheon, BioArctic, Biogen, Eli

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H. Zetterberg has served at advisory boards for Eli Lilly, Roche Diagnostics and Pharmasum Therapeutics, and has received travel support from TEVA

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J.C. van Swieten: Grants from “ZonMw dementia research and innovation programme

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Lilly, Fujirebio Europe, IBL International, Merck, Pfizer, and Roche Diagnostics.

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Memorabel”, “Alzheimer Nederland”, “Dioraphte foundation”, “the European Joint Programme

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- Neurodegenerative Disease Research and the Netherlands Organisation for Health Research

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and Development”, “Bluefield Project”

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Figure 1.

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A) Serum NfL levels in PSP patients and controls. Horizontal lines (solid) represent median values.

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Dotted line (i.e. at 38.3 pg/ml) corresponds to the optimal cut off (sensitivity of 90% and specificity

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of 63%). Filled black circles indicate PSP patients with pathological confirmation.

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B) Survival curves for PSP patients with low (green line), intermediate (blue line), and high (red line)

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NfL levels.

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Table 1. Demographic and clinical characteristics of PSP patients and controls.

p Value 0.23# 0.003‡

30.6 (20.1-41.1) <0.001†

#

na na na na na na na na na

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Gender (% female) Age at serum sampling, years Age at disease onset, years Disease duration at sampling, years (median, range) NfL level, pg/ml (median, interquartile range) 64.2 (42.4-86.1) NINDS-SPSP criteria (n) Possible 49 59 Probable Definite 23 47.2 (15.5) PSP-RS (n=113) Hoehn and Yahr scale (n=116) 4.3 (0.8) 23.9 (4.6) MMSE (n=107)* FAB (n=92) 10.0 (3.5) 119 Deceased subjects (n) 7.8 (3.3) Disease duration from onset till death (years) Numbers are mean (SD) or unless otherwise stated.

Controls (n=95) 54 68.5 (6.3) na na

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PSP patients (n=131) 45 71.3 (7.7) 66.4 (7.6) 4.4 (14.0)

Chi-square test; ‡ Student T test; † Mann Whitney U test.

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*In 20 subjects the maximal possible score was less than 30 due to severe motor disability. NfL= neurofilament light chain; PSP-RS= PSP-Rating Scale; MMSE: Mini Mental State Examination;

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FAB= Frontal Assessment Battery; na= not applicable

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Neurofilament light chain is a promising biomarker in neurodegenerative diseases Increased levels are present in serum of patients with PSP Higher levels are associated with greater disease severity and shorter survival

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