Solid State Communications, Vol. 95, No. 7, pp. 435-441, 1995 Elsevier Science Ltd Printed in Great Britain 0038-1098/95 $9.50+.00 00%1098(95)00297-9
Pergamon
SHAKEUP
EFFECTS FROM
ON PHOTOLUMINESCENCE
THE’ WIGNER
CRYSTAL
D.Z. Liu’ Center
for Superconductivity
h!esearch,
H.A. of Physics
of Physics,
University
of
College Park, MD t07&’
Maryland,
Department
Department
Fertig
and Astronomy, Kentucky
University
of Kentucky,
Lezington,
40506-0055
S. Das Sarma Department
of Physics,
University
(Received
We develop a method
to compute
crystal from localized neling electron the collective shakeup
7 April
holes.
1995 by A. Pinczuk)
Our ,nethod
treats
a series of sidebands
the lattice electrons
throughout
the Brillouin
that may be identified
collective mode density of states, and definitively
Keywords:
distinguishes
We also find a shift ‘n the main luminescence
with lattice relaxation
in a Wigner and the tun-
and uses a quantum-mechanical
modes that is realistic
a liquid state.
College Park, MD 20742
shakeup effects on photoluminescence
on an equal footing,
produces
of Maryland,
calculation
zone.
of
We find that
with maxima
in the
the crystal state from peak, that is associated
in the vicinity of a vacancy.
A. heterojunctions;
D. anharmonicity,
optical properties,
phonons;
E.
luminescence.
Sixty years ago, Wigner[l]
pointed
tron gas will undergo a zero-temperature, transition
into a crystalline
quantum
phase as the density
ered. Forty-five years later, the first convincing of an electron
crystal was presented
trons on a He surface[2].
this an unattractive phase transition. tive systems
Present
atta:.n-
low, however, making the quantum
densities,
address:
sity of Chicago,
James Chicago,
dopant
Franck Institute,
good candidate
for observing
(2DEG),
semiconduc-
as realized
Samples
in modulation
doped
of this type are now available
high quality that the electron
groundstate
sarily dominated
The possibility
by disorder.
is not neces-
by the application
a strong
magnetic
field, which quenches
perpendicular
accumulated 435
(for which disorder
than would be possible
Experimental
IL 60637.
of observ-
enhanced
less important)
Univ:r-
with such
ing the WC is further
state at higher densities
concentca-
the
electron gas
the kinetic energy, and allows the formation
are much more attrac-
through
A particularly
Wigner crystal (WC) is the two-dimensional
tors.
evidence
densities
for observing
Semiconductors
is low-
in this sense, because one has great cant rol
over the electron [*]
system
phase
for a system of elec-
The electron
able in this fashion are extremely
tions.
out that an elec-
evidence
of a crystal effects are
without
it.
for the WC in 2DEG’s
over the last several years[3].
of
has
One probe
436
SHAKEUP
that has produced nescence
much intriguing
(PL), in which either
or a hole bound to an acceptor[5, electron
in the ZDEG, producing
spectrum.
A mean-field
experiment
data is photolumi-
a valence
ple, characteristic butterfly”[8]
band hole[4]
see these sidebands
a characteristic
photon
satellites
type of
solid state.
spectrum
shift in the PL spectrum
a shakeup
increasing
and the hole, and a characteristic
Interestingly,
strength
for stronger
we do not
a liquid and a electron-hole
persists
We expect
For
so that phonon
between
satellite
in-
even above the
this sideband
to lose
relative to the main peak, either with
temperature
action strength.
upon melting of the crystal.
interactions[6],
distinguish
temperature.
oscillator
for the case of weak interactions
between the electrons
melting
WC state.
in the liquid state,
uniquely
teractions,
has, in princi-
of the WC: a “Hofstadter
of an ordered
the case of weak electron-hole
with an
analysis[7] of the latter
signatures
and so are characteristic
61 recombines
showed that the PL spectrum
Vol. 95, No. 7
EFFECTS ON PHOTOLUMINESCENCE
or decreasing
electron-hole
The latter may be accomplished
interby ex-
amining PL from several samples with different acceptor In this Letter, mation,
we go beyond the mean-field
how the collective
mode spectrum
of the WC (which, at long wavelengths,
of these modes may be excited combination
process,
field theory.
We will consider
a localized
modify
and treats
the results
in detail only the case of is purely quantum-
treatment
to account
for contributions
wavevector
collective
numbers
of these
working in the strong only excitations
Further-
[6].
of the lattice
excitations.
survives in the itinerant
field limit, we consider level (LLL).
spectrum
teraction
plane.
and v = 2/7, for
1010n-2.
Our hole is as-
localized,
and located
For the case of no electron-hole
[Fig. l(a)], at low temperature,
shakeup
250A from in-
a well-defined
peak may be seen approximately
2 meV be-
low the main PL peak; a second very weak satellite observed
approximately
is
3.5meV below the main peak.
The origins of these peaks may be understood
in terms of
Photoluminescence 1600
Power
500
? f 7
2 250
1200800 -
c 4
0 -12
2
-8
-4
2. 4
is eliminated
hole case[‘l]). The sudden shift
upon melting,
even when shakeup
is included.
sity of states
the electron
x
v = l/5
-13.5
-15.5
E-E,-E,(meV)
we will argue below that it
of the PL spectrum
that correspond
sumed to be strongly
even in the case of weak electron-
(although
N, = 6
are shown in
tha.n found in a mean-field
(2) The Hofstadter
hole interactions[6]
density
PL spectra
of
Since we are
within the lowest Landau
from the PL spectrum,
1 for filling fractions
electron
using a
Our main results are: (1) Shakeup effects shift the main
treatment[7].
Fig.
of our calculated
approximation,
allows for the shakeup
magnetic
PL peak to higher energies
Examples
both from small and large
excitations
The method
and
of the collective
modes that does not involve a harmonic
single method.
electron
on the same footing.
more, we employ a quantum
re-
of the mean-
both the tunneling
the other lattice electrons
to
in the electron-hole
hole[5, 61. Our method
mechanical,
corresponds
, and the fact that some
the classical phonon spectrum)
appear
- 2DEG setback distances
to examine shakeup effects on the PL spectrum;
i.e., we will examine
arbitrary
approxi-
by contrast, (3) Phonon
to maxima
survives sidebands
in the phonon
den-
(DOS); some (but not all) of these side-
bands are results of van Hove singularities
in the DOS,
Figure 1: PL spectra for (a)v = l/5, T = 0, no electron(b)v = l/5, T = 0, with electron-hole
hole interaction;
= 2/7, T = 0, no electron-hole
interaction;(c)v action.
Inset:
PL spectra
above the melting different
spectra,
inter-
for (a) and (b), with T just
temperature.
In order to distinguish
they were seperated
by 250 units.
Vol. 95, No. 7 the phonon
SHAKEUP
DOS,
which is illustrated
in Fig.
Hove singularity,
arising
pears as a strong
double peak near 0.4meV.
peaks
from
may be seen near
are weak sidebands
associated
in the PL spectrum. peaks
is unclear;
these
represent
point
out that
chanical lattice
unusual
phonons,
peaks
interpretation
speculated
these higher
of the phonons[9,
excitations
order satellites;
We meof the
classical
111 do not produce
these
excitations.
than
the energy
the phonon
DOS
is a strong
at which appears.
is actually
reason
for this
renormalization
PL peak.
Physically,
the final state of the crystal
which is lowered in energy
between
the
larger
the van Hove singularity The
self-energy
in the main
contains
by a distortion
_ i.e., by allowing the electrons to relax inward.
leading
The self-energy
The
inset
the melted
to Fig. state
sideband melted
present.
local
is tl.at
modes in the LLL [lo, 12). By contrast,
when
renormalized
density modes
the oscillator
strength
is present,
further
between
allowing
even above
increase
some
the melt-
in temperature,
the hole and the 2DEG,
of this mode will significantly
Fig.
l(c)
except
arises
a vacancy,
the vacancy for this
are excited rel,zx-
of States
illustrates
our results
of electron-hole
de-
for a change
the magnetic
in energy
results
electron-hole
are difficult
in practice
characteristic
splittings
is related
latter
function
However,
they
shakeup
ef-
We note
hole, we expect
these
shakeup
effects.
excitonic
effects),
the PL spec-
of Green’s
For localized
The
functions
for
holes, only the spectrum
level, which are wiped out by shakeup for itinerant
by shakeup.
ciple be able to identify and gaps that
field in itinerant
While
that
evidently
holes,
the hole Green’s
also has poles of the Hofstadter
are unaffected
mode DOS for Y = l/5, T = 0.
situation
in the form of a Hofstadter
at the mean-field effects.
hole.
even in principle.
to the product
has poles
p/q gen-
to survive
the hole and the electron.
bands
in that
for the case of an itinerant
trum
3.0
a filling v =
to resolve,
fects wipe out this structure
with the [7], where
lines for a localized
are so small
identical
sharply
approximation
interactions,
yields p distinct
by changing
is essentially
This contrasts
found in the mean-field
without
As can be seen,
scale caused
field, the lineshape
to the case of Y = l/5.
for Y = 2/7 in the
interactions.
reason is that (neglecting
2: Collective
is a non-
crease.
that
Figure
there
near the hole,
to persist
With
setback
this
by lattice
is uniform,
interaction
electron
the splittings
are not nearly
case, there is no phonon
are no
the density
or increased
absence
Our calculation
in which phonons
an electron-
and there
to an upward shift of the main PL peak. shows that the final states
and with
in
in the
collective
due to the
shift accounts
the PL spectrum
in
of the lattice
surrounding
Density
between
so, because
erally
Phonon
splitting
This is necessarily
an electron-hole uniform
without
In the former
phase,
collective
1 illustrates
both
hole interaction.
lowering in energy of the final state of the WC, and leads
so strongly
to the increased
the main PL peak and the sidebands.
ing temperature.
PL peak and the first sideband
because
that
to use a fully quantum
main
phonons
of these
excitations[lO].
of the collective
ation effects,
437
Two other
It should also be noted that the splitting
there
ap-
with each of these
vacancy-interstitial
to observe
2. A van
There
it haa been
it is crucial
ON PHOTOLUMINESCENCE
and 1.9 meV.
The precise
however,
treatment
treatments
zone-edge
1.2 meV
EFFECTS
Thus,
one should
this characteristic
is unique
form,
which in prin-
spectrum
of
to a WC in a magnetic
hole experiments[l3].
SHAKEUP
438
Vol. 95, No.
EFFECTS ON PHOTOLUMINESCENCE In Eq.(l),
,u(q) and V(q) are the Fourier transforms
the electron-electron spectively,
and electron-hole
~0 is the energy
interactions,
of the localized
the sum over G’ is only over reciprocal
lattice
of the electron
is independent R(w) =
$ c
and we have approximated
nient for later purposes
the core-hole
ment of the density.
wavefunctions
as delta-functions,
nh is the density of holes, R the vol-
Fourier components
ume of the system,
and the vectors G are the reciprocal
The correlation
lattice vectors of the superlattice. IO = (3)“’
paper.
The magnetic
length
wd be set to unity in the remainder
of this
R(G,w)
density.
The method
function C,,(p,,
it will be conve-
leave it as an argufor computing
has been described
these
elsewhere[‘l,
lo].
pz) in the last two terms
is just Fourier transformation
of the following correla-
tion function:
Eq.(l)
is defined as
represents
the first in an infinite series of equaGreen’s function
to the n + 1
iG=X+iG=%DR;.(X, X _ G,; W)r
= ;&-
particle
where g is the Landau level degeneracy, center quantum
While this quantity
to formally
tions relating an n particle R(G,w)
R; spec-
value of a Fourier
of ‘f in the groundstate,
R(G,W)e-@y
OG
vectors,
of the hole in the i th unit cell, and
< p( G, T) > e-G2/4 is the expectation component
re-
hole, and
while the sums over q are over all wavevectors. ifies the position
of
number,
Green’s function[l5].
imation,
X is the guiding
and
it is simplified
In the mean-field
by employing
(HF) decomposition
of Eq.(2),
into a self-consistent
equation
approx-
a Hartree-Fock
which converts
Eq.(l)
for Rij [7]. To include
shakeup effects, we instead extend
this hierarchy
to one
&j(X17XZ;iWa)
=
-
P J0
more level, writing < TTaxl (~)c;(~)c,ta!,
down a self-consistent
which explicitly
contains the collective mode excitations.
To carry out this program, with axt creating
an electron
in state X and c,t creating
define a self-energy
a hole in the unit cell i, and /3 is the inverse tempera-
Eq.(l)
ture.
HF approximation
Working in the lowest Landau level, the equation
of motion for Ri,(G,w)
zffF(G,
may be written
G’)
= W(G
-
by substituting
by -CG,J:~T’C(G,G’;~
the last two terms in - T’)RU(G’,T’).
for the PL is equivalent
< p(G
- G’; T) > eiGxG”’
+
&c
The
to taking
v(g) < p(-q, T) > e-92'4-iqR'6G,Gfr (3)
=< p(G, T) > Sij6(~) - coR,j(G, T) - ~~ C V(G')e'G'XG'2-GR'4Ril(G - G’, T) G' -~q~oO(q)Cij(-q,q+
to implicitly
C(G, G’; T - 7’) by CHF(G, G’)S(7 - r’), where
as
G’)
it is convenient
9
iRAG, T)
form for C,,
> eiwnTdT,
G)~~GX~~2-~2~2 - ~~l/(q)l:,(-q,G)e-‘q’Rl-Q2/4. q
(1)
Vol. 95, No. 7
SHAKEUP
439
EFFECTS ON PHOTOLUMINESCENCE
where W is the sum of the direct and exchange
Coulomb
Eq.(5)
potentials[7,
a self-consistent
equation
ously
derivative[I5]
of Eq.(l)
able to compute
potential
CHFG(r - r’) + SC into Eq.(l),
for c;,,
lo]. To generate
we take a functional
with respect
periodic
external
In doing this, it must be noted
U(P,T').
directly
to a spatially
coupling
nal potential
wavevectors,
because
Tfi(GI +
vectors
must be extended
+ q,Gz +
x(Gi
q, r)fi(-Gs
of this response
-
q;7) =
q; 0)
function
tive mode frequencies x that shakeup
contains
essary in classical approaches[9]), relation
the entire Brillouin
computed
one obtains
- ~2)
in this computation,
lattice sums and an apwavevector
q.
We
results.
Finally,
version
per unit cell, once we have
to substitute
of Eq.(l),
obtain
this
R(G,w),
the PL spectrum.
modes across In summary,
the result-
the self-energy
we have developed
shakeup effects in the PL spectrum
C =
ized holes may be computed,
cqx(G1-G::)/2-iGlxG:/2+iG2xG;l2w(G: = kGc,
The computa-
this by using 469 q points in the first
and from there compute
CHF6(r - r’) + 6X, with
~C(GI,'&,TI
methods[l5].
SC, it is straightforward
into the frequency
(as is nec-
zone. Upon substituting
ing Cij into Eq.(l),
sums may be then
sum over the continuous
which give very similar
ran-
To
iw - iwn).
x as a sum over its col-
Brillouin zone, for one and three electrons
and thus gives a real-
for the collective
F(iw,)x(q;
two reciprocal
have accomplished
We have com-
electrons
this, we represent
proximate
which does not assume
of the lattice
accomplish
since it requires
it is thus through
using a generalized
Ciwn
tion of 6C is clearly the bottleneck
<
poles at the collec-
of the system;
approximation[lO]
istic dispersion
-g
>. The Fourier transform
numerically
small displacements
=
lead-
of the form (suppressing
arguments)
using standard
that
will be necessary,
summations
wavevector
computed
C =
This means
lective mode poles[lO]; the frequency
correlation
XG,G2(q;T)
effects are introduced.
puted this function
to all
we are now
We substitute
time.
of Eq.(4)
previ-
and Fourier transform
to imaginary
transform
discussed
this expression,
the PL intensity.
ing to frequency
the result
Cij in terms of the density-density
dom phase
a Fourier
U is not in general commensurate
After an arduous calculation,
[7, 10, 161. With
this with respect
Ri, to the exter-
the Green’s function
lattice
with the lattice.
function
a term
U must be added to Eq.( l), and the sums
over reciprocal
expresses
that
may be solved using methods
a method
of a WC from local-
that treats
+q)W(GI,
by which
the tunneling
+q)
Jszd2qe : ;
xF(GI
-G;
-
q,G2
- G; -- q;rl - 72)XG;G;(q;?
d2qe-(G;+9:“/4-(G;+s)2/4v(G:
+
-
72)
q)V(G;
+
q)
+&GyBz
xF(G,
In Eq.(4),
JBZd2q represents
G2;
71
an integral
-
r2)XG;G;(q;
over wavevecand F
tors in the first Brillouin zone of the superlattice, is a generalized
Green’s function
satisfying
the equation
of motion
&F(G, GI,T
71 -
T22)
electron
(4
and the lattice
and uses a fully quantum modes
that
Our method
- 71)
electrons
is realistic
treatment
over the entire
is quite general,
G’
- q) - ~C”‘(G,G’)F(G’,GI,T G’
- n),
of the collective Brillouin
zone.
and should be applicable
= SGG16(7- TV) - n,,C V(G’)e’G’XG~2-GR~4F(G - G’, GI, T - 71) -c,,F(G,G~,T
on an equal footing,
(5)
440
SHAKEUP
to other shakeup
problems
are important.
We find that
found in a mean-field (although
where quantum
fluctuations
the Hofstadter
analysis
we expect
EPPECTS
it to survive in itinerant
iments),
and is replaced
creation
of phonons
the WC.
These
sidebands
are a unique
WC, and can in principle a liquid and crystal
collective
hole experdue to
excitations signature
be used to distinguish
state of the electrons.
upon melting
of the crystal.
is lost
by a series of sidebands
and other
Vol. 95, No. 7
there is a sudden shift in the PL spectrum
spectrum
of this experiment
ON PHOTOLUMINESCENCE
of
of the between
We find that
Acknowledgments.
The authors
for helpful discussions. NSF,
through
91-23577, support search
Dr.
Ren6
This work was supported
Grant
Nos.
DMR
and by the US-ONR.
through
92-02255
C&d by the
and DMR
HAF acknowledges
of the Alfred P. Sloan Corporation,
thank
Foundation
a Cottrell
the
and the Re-
Scholar
Award.
References
[l] E.P. Wigner,
Phys.
[2] C.C.
and G. Adams,
Grimes
Rev. 46,
[9] P. Johansson
1002 (1934). Phys.
Rev.
Lett.
795 (1979). [3] For
[lo]
a review
Combe
of recent
experiments,
and A. Nurmikko,
ties of Two-Dimensional New York,
eds., Electronic Systems,
Mc-
et al., Surface
Goldys
et al., Phys.
R.G.
Clark,
Physica
(North-Holland,
Science
305,
Rev. B 46, 7957 (1992);
Scripta
T39,
45 (1991)
and
R. C&k and A.H. MacDonald, 2662 (1990);
[ll]
L. Bonsall
Rev. Lett.
et al., Phys.
D.Z. 70,
Liu,
Rev.
Rev. B 15,
lead to damped
Lett.
D.Z.
Science
67 (1994).
collective
could, in principle,
modes in the liquid state
in the LLL. However, so long as these modes are not they would only lead to broad structure
(1992).
sharp peaks such as those seen in the crystal
72,
3594
Phys.
11184 (1993);
Liu, and S. Das Sarma,
Phys.
calculations
[13] This conclusion
to introduce
may be modified
to the electron
layer that
relatively state.
if the hole is close excitonic
effects
Liu, and S. Das Sarma,
unpub-
are important.
D.Z. Liu, H.A. Fertig,
Phys. Rev. B 48,
H.A. Fertig,
[8] D. Hofstadter,
Phys.
in the PL, and are unlikely
and S. Das Sarma,
1545 (1993);
and S. Dss Sarma,
305,
65,
Rev. B 44, 8759 (1991).
and A.A. Maradudin,
(121 More sophisticated
enough Fertig,
Phys.
Phys. Rev. Lett.
(1991);
(1994). [7] H.A.
Lett.
1435 (1993).
long-lived,
et al, Phys. Rev. B 45,4532
Kukushkin
Rev.
42 (1994);
et al., Phys. Rev. Lett. 66,926
I.V. Kukushkin
Phys.
Proper-
therein.
[5] H. Buhmann
Kinaret,
1959 (1977).
E.M.
[6] I.V.
see B.
1994).
[4] S.A. Brown
references
71,
42,
and J.M.
Surface
Rev. B 14, 2239 (1976).
[14] H.A. Fertig,
D.Z.
lished.
[15] L.P.
Kadanoff
Mechanics,
and G. Baym,
(Benjamin,
Reading,
Quantum 1981).
Statistical
SHAKEUP
vol. 95, No. 7 [16] An improved the phonon
approximation self-energy
to a self-consistent energy.
processes
present
approach,
further
shakeup
scheme could include
in Eq.(5), which would lead
equation
Such an approach
phonon
EFFECTS ON PHOTOLUMINBSCENCE
beyond
for the phonon would include those
included
which in principle satellites
and further
self-
multiple in the
could lead t.o broadening
441
small, and the main PL peak is only very slightly broadened
by the phonon
self-energy,
it seems un-
likely that such multiple phonon processes a pronounced
effect on our main result, at least at
low temperatures. processes ature
will have
We believe, however,
are important
of the lattice,
of the the main PL peak. Because the single collec-
an accurate
tive mode emission shakeup peaks are already quite
passes through
that such
near the melting
and must be included
picture of the PL spectrum the melting transition.
temperto get
as the WC