Kidney International, Vol. 55 (1999), pp. 771–777
PERSPECTIVES IN RENAL MEDICINE
Should protein intake be restricted in predialysis patients? MACKENZIE WALSER, WILLIAM E. MITCH, BRADLEY J. MARONI, and JOEL D. KOPPLE Johns Hopkins School of Medicine, Baltimore, Maryland; Emory University School of Medicine, Atlanta, Georgia; and Harbor-UCLA Medical Center and the UCLA Schools of Medicine and Public Health, Los Angeles, California, USA
It has been known for at least 100 years that protein restriction reduces symptoms in chronic renal failure (CRF) [1]. Because most of these symptoms are caused by accumulation of the products of protein metabolism, this is to be expected. The history of the use of proteinrestricted diets in renal disease has been reviewed elsewhere [2, 3]. In the last decade, two findings have cast doubt on the wisdom of administering low-protein diets to CRF patients: First, a large body of evidence has documented that hypoalbuminemia in dialysis patients is a major risk factor for mortality, whether present at the onset of dialysis or developed during dialysis [4–19]. Other indices of nutritional status, such as urea nitrogen appearance and predialysis levels of creatinine and cholesterol, are also correlated with mortality [4–19]. Second, the hypothesis that protein restriction slows the progression of CRF (another rationale for its use) has not been unequivocally confirmed (discussed later here). As a result of these findings, some workers have questioned the wisdom of restricting protein intake [20–22]. Furthermore, they have suggested that if spontaneous protein intake falls below 0.8 g/kg/day, patients are at increased risk of malnutrition, and the appropriate response is to start dialysis unless protein intake can be increased. The assumptions underlying these recommendations are that: (a) protein nutrition will improve in predialysis patients if protein intake increases; (b) dialysis improves dietary intake and nutritional status; and (c) low protein intake causes malnutrition in predialysis patients. As far as we can determine, there is no evidence supporting the first assumption in patients previously receiving a well-designed, low-protein diet. However, most predialysis patients receive little or no dietary instruction and, therefore, are not on well-designed, low-protein diets. In
such individuals, the development of malnutrition parallels the progression of uremia and anorexia, as dietary intake of calories and protein falls [23]. The appropriate response to these developments, we believe, is the institution of a well-designed, low-protein diet, rather than early dialysis. There are also no data supporting the second assumption, with the obvious exception of starting dialysis in severely uremic patients. The third assumption is also unsupported by the literature: Protein nutrition of CRF patients is usually maintained or improved by low-protein or supplemented very low protein diets. Hence, a well-planned, low-protein diet not only maintains or improves nutritional state (including serum albumin levels) in predialysis patients, but by reducing symptoms, it also delays the need for dialysis. Moreover, substantial evidence suggests that it may also slow the rate of progression of renal insufficiency. The benefits of a nutritional regimen include the following: (a) reduction in (or delayed onset of) symptoms and signs of uremia; (b) forestalling complications by lowering the accumulation of waste products at any given level of glomerular filtration rate (GFR); and (c) perhaps slowing the rate of decline of GFR. Objections that have been raised include cost, poor compliance, and perhaps the increased risk of malnutrition. In this article, we review the evidence supporting each of these benefits, as well as the evidence for each of these objections. BENEFITS Symptoms and signs It has been repeatedly demonstrated that proteinrestricted diets reduce uremic signs and symptoms [24– 43]. Almost all of the manifestations of the uremic state are ameliorated, with the exception of anemia; even peripheral neuropathy [37], insulin resistance [44, 45], red cell lipid peroxidation [46], and osteodystrophy [47, 48] can improve. Improvement in osteodystrophy may be related to the reduced phosphorus intake associated with a protein-restricted diet. Most of the same symptomatic and biochemical bene-
Key words: chronic renal failure, diet, protein metabolism, renal disease and diet, dialysis. Received for publication October 13, 1997 and in revised form June 23, 1998 Accepted for publication July 1, 1998
1999 by the International Society of Nephrology
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fits ensue with either low-protein diets or very low protein diets supplemented by essential amino acids or ketoacids. Although many improvements have been observed following the introduction of a very low protein diet supplemented by ketoanalogues [43–58], claims for unique biochemical effects of ketoacids have not been proven. In a small number of studies [59–63], the biochemical effects of essential amino acid supplements have been compared with the effects of ketoacid supplements to the same very low protein diet. Only minor differences in serum and urine biochemical parameters have been found between these two regimens, and no difference in nitrogen balance or protein turnover has been found [63]. Because ketoacids are not currently available in United States, this discussion focuses principally on the use of two regimens: a low-protein diet (0.6 g/kg) and an essential amino acid-supplemented, very low protein diet (0.3 g/kg). Forestalling dialysis The production of urea and other nitrogenous waste products depends on protein intake [64]. Because symptoms are correlated with (but not necessarily caused by) the level of serum urea nitrogen [27, 29, 31], symptoms at any given level of renal function are reduced by protein restriction. Unless nitrogen balance becomes negative, the decrease in urea nitrogen output must be nearly equal to the decrease in nitrogen intake, as other components of nitrogen excretion are scarcely affected by protein restriction [42, 64]. Thus, serum urea nitrogen concentration falls proportionately more than N intake. Maintenance dialysis therapy is often initiated when uremic symptoms begin. Consequently, the need to initiate dialysis may be deferred by low-protein diets, even if there is no change in the rate of loss of renal function. The number of months that dialysis is postponed will vary with the rate of progression. If GFR is declining rapidly, for example, 1 ml/min/month, protein restriction will only delay dialysis by a few months (assuming that it has no effect on progression), but if progression continues at a more common rate of 0.3 ml/min/month (3.6 ml/min/ year) [65, 66], protein restriction may postpone dialysis by a year or more. For example, in the Modification of Diet in Renal Disease (MDRD) Study, patients with lower protein intakes had significantly lower GFR and higher serum creatinine concentrations (that is, more advanced renal insufficiency) just prior to dialysis than those consuming a higher protein intake [67]. It was concluded that dietary protein restriction prolonged the interval to renal death in part by delaying the occurrence of uremic symptoms. We have found that dialysis can safely be deferred by dietary therapy for a median of one year after patients reach the GFR level (10 ml/min in nondiabetics and 15 ml/min in diabetics), which is defined by Medicare [68] as the criterion for reimburse-
ment for chronic dialysis therapy (see note added in proof). Progression The effect of protein restriction on the rate of loss of renal function remains uncertain [65]. The MDRD Study was the most extensive trial devoted to this question, but it nevertheless yielded an ambiguous result [66, 67]. This uncertainty has led some workers to conclude that protein restriction is not advisable, but as noted in the preceding section, protein restriction reduces symptoms and signs and also forestalls dialysis even if it has no effect on progression. Although the MDRD Study was a sophisticated multicenter trial, certain aspects of the design made the results difficult to interpret. These aspects have been discussed in detail [65] and are only briefly considered here. There were positive trends emerging when the MDRD Study ended after an average follow-up of only 2.2 years. This is a short trial compared with the typical course of renal failure. For example, in the Diabetes Control and Complications Trial [69], the effects of intensive blood glucose control on the development of long-term complications were examined in patients with insulin-dependent diabetes mellitus; if the patients in this trial had been followed for only 2.2 years, the study would have been negative. Also, in the MDRD Study, a high proportion of patients with polycystic kidney disease, as well as a number of patients in whom renal insufficiency was not progressing, was enrolled; their inclusion may have affected the outcome. In more advanced renal insufficiency, a control group receiving a normal protein intake could not included because this regimen was thought to be harmful. In patients with insulin-dependent diabetic nephropathy (who were excluded from the MDRD Study), protein restriction was shown to slow progression significantly in one well-controlled study [70]. Two meta-analyses of studies of the effects of protein restriction on progression [71, 72] concluded that low-protein diets slow progression of both diabetic and nondiabetic renal disease. However, the validity of meta-analyses has recently been questioned [73]. Whether ketoacid supplements exert an additional effect to slow progression beyond the effect of protein restriction remains uncertain. In a randomized cross-over study, using the ketoacid-based formulation designated “EE,” Walser et al found significantly slower progression (by 45%, P 5 0.024) in 16 patients in comparison with the same diet supplemented by essential amino acids [60]. In the Feasibility Phase of the MDRD Study, formulation “EE” plus a 0.3 g/kg protein diet was given to patients with advanced renal failure. These patients progressed significantly more slowly than patients given an essential amino acid supplement to the same diet [74]. In the full-scale MDRD Study, a different ketoacid for-
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mulation was employed [66, 74]. Progression was again slower in those who received the supplement, but the effect was only marginally significant (P , 0.07) despite the larger number of patients studied [66]. On the other hand, in a retrospective analysis of these data in patients with advanced renal failure, the actual (as opposed to prescribed) protein intake was associated with slowed progression [67]; prescription of the ketoacid mixture used in this trial conferred no additional benefit (compliance with this prescription was not taken into account). Further studies of these questions are needed. OBJECTIONS Cost One objection to the use of low-protein regimens is their expense. High-protein foods, however, are the most costly items on most shopping lists, and limiting them leads to substantial savings. Special low-protein foods are a useful (although not essential) adjunct to such diets (especially very low protein diets) and are more expensive. However, low-protein bread, made at home by hand or in a bread-making machine, costs little more than that purchased in a grocery store. Essential amino acid tablets, at a dose of 10 g/day, cost z$4 per day (such as Aminesst, Nestle´ Homelink), which is generally less than the foods they replace. The major cost of a lowprotein regimen is the services of a skilled dietitian. The number of times individual patients must be seen after the first visit with the dietitian varies greatly; some individuals require frequent counseling, whereas one or two visits suffice for others. In the MDRD Study, the time requirement for counseling by a dietitian was considerable, owing to the research aspects of the study [75]. The issue of the reimbursement of dietitian services is beyond the scope of this review, but needs to be addressed. Thus, low-protein regimens do not cost more than ordinary food for most patients, except for the services of the dietitian, the requirement for which varies widely between patients. More important, the cost of predialysis care, including physician and dietitian fees and laboratory expenses, is substantially less than the cost of dialysis (estimated to average $61,640 per year in 1994 to 1995) [76]; hence, savings attributable to any deferral of dialysis will outweigh the increased predialysis costs. Compliance Another objection is that compliance is difficult to obtain. It is certainly true that some patients refuse the diet, and others fail to comply. However, there are many reports in which measured protein intake averages 25 to 50% above prescribed protein intake, that is, approximately 0.7 g/kg on a prescribed intake of 0.55 g/kg or 0.40 g/kg on a prescribed intake of 0.28 g/kg plus a supplement [43, 59, 60, 66, 70, 77–79]. Although this is an
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imperfect compliance, it represents a substantial reduction in protein intake. Although these studies employed dietary counseling and monitoring, these techniques are not difficult [34, 60, 64]. This is relevant because there is evidence for retardation of progression of renal failure even when patients are not closely compliant with the protein prescription [60, 67]. In the MDRD Study [78], subjects with the greatest level of satisfaction, in every diet group, were those whose adherence to the diet prescription was the best, as would be expected. It must be emphasized that a low-protein diet represents a major change in lifestyle. A skilled dietitian can design an attractive diet that is restricted in protein content. Support of family members and the individual who prepares the food is critical. Thus, this approach is not feasible for all subjects. However, chronic dialysis is not without its problems: The burdens of dialysis treatments three times per week and dietary as well as fluid restriction are daunting. Most patients require many months to adjust to life on dialysis. Annual mortality of end-stage renal disease patients on dialysis is 24% [80]. Of course, mortality in end-stage renal disease patients who never receive dialysis is eventually 100%, but the mortality of patients whose renal failure is sufficiently severe to qualify for reimbursement by Medicare but are treated conservatively until dialysis becomes unavoidable is far lower: 2.5% per annum in one small series of 67 patients with end-stage renal failure (see note added in proof) and 2.4% per annum in 128 MDRD patients with relatively advanced renal failure [66]. Protein malnutrition Patients on dialysis often consume less than optimal diets and are frequently malnourished [81, 82]. Even well-dialyzed patients may exhibit hypoalbuminemia [83]. The consumption of less than 1 g/kg/day of protein may contribute to the nutritional problems of dialysis patients. However, in predialysis patients, the efficacy of low-protein diets (0.6 g/kg/day) or supplemented very low protein diets (0.3 g/kg/day) in maintaining nutrition is well documented [25–41, 56, 57, 59, 60, 66, 67, 77, 79, 84, 85]. On balance, the evidence supporting the safety of low-protein diets is of moderate-to-good quality clinical science, performed in a variety of clinical situations in different geographic settings. There are several reasons why low-protein diets do not induce malnutrition in patients with CRF. First, these diets provide an adequate intake of energy and other essential nutrients. Second, by providing a greater proportion of high biological value protein (in the 0.6 g/kg protein diet) or the essential amino acids as such (in the supplemented very low protein diet), these regimens contain sufficient amino acids to achieve neutral nitrogen balance. Third, predialysis patients with CRF who do not have complicating illnesses (for example, metabolic
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acidosis or glucocorticoid therapy) can activate the same adaptive responses to a low-protein diet as normal adults [79, 86, 87]. For these reasons and because proteinuria serves as an additional stimulus to protein-conserving mechanisms [86], the minimal protein requirement of predialysis patients is no greater than in normal subjects [31, 34, 40, 79, 85–87]. In contrast, predialysis patients who eat too much protein can develop uremic symptoms, including nausea, vomiting, acidosis, and edema (from excess dietary sodium). These complications will reduce the intake of all nutrients and will lead to a decline in nutritional status. Nutritional measurements during both phases of the MDRD Study have confirmed the adequacy of proteinrestricted diets [77, 78, 88]. In the Feasibility Phase [88], which employed an essential amino acid supplement as well as a ketoacid supplement, serum albumin and transferrin levels declined in a few patients but did not become subnormal. No patients became malnourished, even though mean energy intake fell below recommended values. In the full-scale MDRD trial [77], patients assigned to the low-protein or very low protein diets lost approximately 2 kg and showed a decrease in other anthropometric parameters during the first four months only, probably because of reduced energy intake. Serum albumin levels rose but transferrin levels fell (although not to subnormal values) in patients assigned to lowprotein or very low protein diets. In summary, “Biochemical and anthropometric indices of nutritional status during follow-up were generally well within normal limits in all four diet groups” [77]. A progressive decline in creatinine excretion was observed in the low-protein groups and was probably related to reduced meat intake and/or to increasing degradation of creatinine [89]. Loss of skeletal muscle mass could not have contributed in a major way to the reduction of urinary creatinine excretion because arm muscle area remained the same or decreased only slightly. Importantly, the low-protein regimens were not associated with higher rates of death, hospitalization, or any signs of malnutrition. We reported that patients treated for 6 to 72 months with supplemented very low protein diets rarely exhibit hypoalbuminemia even at the start of renal replacement therapy, in contrast to a 25 to 50% incidence of hypoalbuminemia at the start of chronic dialysis nationwide [90]. Furthermore, survival during the first two years of dialysis was not adversely affected by protein restriction. On the contrary, it was substantially better than survival rates reported nationwide, after adjusting for age, race, gender, and diagnosis [91]. However, it is important to note that these comparisons lack statistical validity because of the marked differences in prior follow-up, comorbidities, and diagnoses. The only study that we have identified in which malnutrition may have developed on a supplemented very low
protein diet is that of Lucas et al [50], who prescribed a diet containing only 0.2 g/kg/day of protein. They found that serum albumin and transferrin levels remained constant, but body weight and arm muscle circumference decreased. By contrast, we are not aware of any studies reporting that serum albumin levels can be augmented by increasing protein intake. Encouraging patients to eat more protein could increase uremic symptoms and worsen nutritional status. Only under special conditions have recommendations to increase protein intake been advocated. For example, the recently promulgated “DOQI” guidelines [92] state, “With urinary protein losses in the nephrotic range . . . a nPNA of 0.9 g/kg/day or more may be necessary to maintain nitrogen balance. Comorbid causes of anorexia such as gastroparesis, infection, acidosis, and depression should be identified and treated. However, if these measures fail to restore nPNA to 0.8 g/kg/day or higher, the Work Group recommends that dialysis be initiated.” On the contrary, we recommend that normalized protein N appearance (nPNA) be reduced, as part of a carefully designed diet plan, before dialysis is initiated. In nephrotic patients, high-protein diets were recommended until recently to compensate for urinary protein losses. This recommendation was questioned when Kaysen et al reported that restriction of dietary protein to 0.8 g/kg led to a decrease in urinary protein loss and an increase of 0.21 g/dl in serum albumin concentration [93]. These results have been repeatedly confirmed [94]. For example, when five nephrotic patients with 3 to 14 g/day of proteinuria were fed 0.8 g/kg of dietary protein (plus 1 g of dietary protein per gram of proteinuria), nitrogen balance was neutral or positive [86]. When 16 nephrotic patients were prescribed a very low protein diet (0.3 g/kg) supplemented by essential amino acids (or, in a few, ketoacids), serum albumin increased and serum cholesterol and proteinuria decreased [94]. The small number of patients makes it impossible to generalize from these observations, but the dictum that protein should not be severely restricted in nephrotic subjects needs reconsideration. In addition to reducing the accumulation of waste nitrogen, dietary protein restriction also reduces phosphorus intake and hydrogen ion generation. In fact, the only source of acid in a subject in nitrogen balance is dietary protein. The consequences, in terms of biochemical abnormalities, of omitting dietary therapy are well demonstrated by a survey of 911 patients followed for up to seven years, apparently with little or no dietary protein restriction [95]. In patients with serum creatinine of more than 5 mg/dl, acidosis was common (serum CO2 was below 15 mm in one third of these patients), serum phosphate was above 7 mg/dl in one third, and serum urea N was above 120 mg/dl in one third. By contrast, very few of the patients we have treated long-term [27, 29, 34, 41, 59, 60, 79, 85] or followed until dialysis (see note
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added in proof) have exhibited such severe abnormalities. Treatment of the predialysis patient also involves other measures, such as control of hypertension, fluid balance, calcium and phosphorus levels and bone demineralization, serum concentrations of bicarbonate, potassium and uric acid, and anemia, and optimizing energy intake. Correction of acidosis is particularly important because acidosis promotes protein catabolism [96]. We attempt to keep serum CO2 $ 22 mEq/liter and prescribe sodium bicarbonate in a large proportion of our patients with advanced renal failure. Several groups have recently reported that patient education by a multidisciplinary team can forestall dialysis, reduce the frequency of urgent initiation of dialysis, and reduce the number of hospital days in the first month of dialysis [97–99]. Thus, there are many as yet unexplored opportunities for improving the quality of predialysis care, not the least of which is a protein-restricted diet. In summary, the evidence indicates that when properly implemented, low-protein diets preserve nutritional status in patients with chronic renal failure. The benefits include the amelioration of uremic symptoms and biochemical abnormalities, delaying the time to dialysis, and possibly slowing the rate of progression of renal failure. Neither compliance nor cost need be obstacles in most subjects. These considerations do not provide clear guidance as to how to manage a patient who has not received dietary counseling and who has become progressively uremic and hypoalbuminemic. Starting dialysis will surely ameliorate the symptoms and perhaps correct the hypoalbuminemia (this has yet to be shown), but will expose the patient to the inconvenience and expense of this treatment. Furthermore, once dialysis has begun, the likelihood of returning to conservative treatment is low. Starting a low-protein regimen and correcting electrolyte and acid-base balance as well as anemia may forestall dialysis but is not likely to be successful unless some renal function remains, for example, a GFR of 5 ml/min or greater. CONCLUSIONS Protein-restricted diets have been recommended for decades in the management of CRF in order to reduce the accumulation of waste products. However, evidence that protein malnutrition in chronic dialysis patients predicts an unfavorable outcome has led some workers to advise increasing protein intake in predialysis patients, with an aim to preventing protein malnutrition at the onset of dialysis and also to recommend earlier dialysis as a means of preventing protein malnutrition. The available evidence indicates that, on the contrary, proteinrestricted diets are beneficial in symptomatic predialysis patients. Rather than causing protein malnutrition, these
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regimens tend to prevent it, provided the diet contains sufficient calories. Dialysis, by contrast, is associated with hypoalbuminemia in 25 to 50% of patients, as well as other evidence for protein–calorie malnutrition, and entails an annual mortality of approximately 24%. Although it has yet to be firmly established that protein restriction slows progression, reduction in signs and symptoms in response to protein restriction has been repeatedly demonstrated; this effect alone will defer dialysis. We conclude that, with rare exceptions, patients with CRF should receive a trial of a protein-restricted regimen before being started on dialysis. NOTE ADDED IN PROOF Walser M, Hill S: Can renal replacement be deferred by a supplemented very low protein diet? J Am Soc Nephrol (in press) Reprint requests to Dr. Mackenzie Walser, Johns Hopkins School of Medicine, 725 North Wolfe Street, Baltimore, Maryland 21205, USA. E-mail:
[email protected]
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