Sleep-Disordered Breathing and Spinal Cord Injury

Sleep-Disordered Breathing and Spinal Cord Injury

[ 1 Contemporary Reviews in Sleep Medicine ] 56 2 57 3 58 4 59 5 60 Sleep-Disordered Breathing and Spinal Cord Injury 6 7 8 9 61 62 63 ...

591KB Sizes 0 Downloads 55 Views

[

1

Contemporary Reviews in Sleep Medicine

]

56

2

57

3

58

4

59

5

60

Sleep-Disordered Breathing and Spinal Cord Injury

6 7 8 9

61 62 63 64

A State-of-the-Art Review

10

65

11 12 13 14

66 Q1 Q5

Q29

67

Abdulghani Sankari, MD, PhD; Sarah Vaughan, PhD; Amy Bascom, PhD; Jennifer L. Martin, PhD; and M. Safwan Badr, MD

68 69

Q4

15

70

Individuals living with spinal cord injury or disease (SCI/D) are at increased risk for

16

71

sleep-disordered breathing (SDB), with a prevalence that is three- to fourfold higher

17

72

than the general population. The main features of SDB, including intermittent hypoxemia

18

73

and sleep fragmentation, have been linked to adverse cardiovascular outcomes including

19

74

20

nocturnal hypertension in patients with SCI/D. The relationship between SDB and SCI/D

21

may be multifactorial in nature given that level and completeness of injury can affect

22

central control of respiration and upper airway collapsibility differently, promoting central

77

23

and/or obstructive types of SDB. Despite the strong association between SDB and

78

24

SCI/D, access to diagnosis and management remains limited. This review explores

79

25

the role of SCI/D in the pathogenesis of SDB, poor sleep quality, the barriers in

80

26

diagnosing and managing SDB in SCI/D, and the alternative approaches and future di-

81

rections in the treatment of SDB, such as novel pharmacologic and nonpharmacologic

82

27 28

treatments.

29 30

CHEST 2018;

83

-(- ):- --

KEY WORDS: central sleep apnea; continuous positive airway pressure; multiple sclerosis; OSA; sleep apnea; sleep-disordered breathing; spinal cord injury; tetraplegia

31

75 76

84 85 Q7

86

32

87

33

88

Sleep disturbances, including sleepdisordered breathing (SDB), are common albeit underrecognized in individuals with spinal cord injury or disease (SCI/D).1,2 This review explores the relationship between SCI/D and SDB, discusses the pathogenesis of SDB after acute and chronic SCI/D, outlines a diagnostic and management approach, and identifies barriers to optimal management of this condition.

34 35 36 37 38 39 40 41 42 43 44 45

Epidemiology of SDB in Patients With SCI/D

Q8

89 90

Improved acute care after traumatic injury has resulted in increased survival for patients with SCI/D and increased likelihood of experiencing chronic diseases common in middle-aged and older adults. Several studies, mostly single-site case series, have found a high prevalence of SDB in patients with subacute and chronic spinal cord injury (SCI) (range, 27%-82%).3-6 The variability in

91 92 93 94 Q9

95 96 97 98 99 100

46

101

47

102

48 49 50 51 52 53 54 55

ABBREVIATIONS: CSA = central sleep apnea; HSAT = home sleep apnea testing; PAP = positive airway pressure; Pcrit = critical closing pressure; SCI = spinal cord injury; SCI/D = spinal cord injury or Q2 Q3 disease; SDB = sleep-disordered breathing AFFILIATIONS: From the John D. Dingell VA Medical Center (Drs Sankari, Vaughan, Bascom, and Badr), Detroit, MI; the Department of Medicine (Drs Sankari, Vaughan, and Badr), Wayne State University, Detroit, MI; the VA Greater Los Angeles Healthcare System (Dr Martin), North Hills, CA; and the David Geffen School of Medicine (Dr Martin), University of California, Los Angeles, Los Angeles, CA.

CORRESPONDENCE TO: M. Safwan Badr, MD, Division of Pulmonary, Critical Care and Sleep Medicine, Department of Internal Medicine University Health Center, 4201 St Antoine, 2E, Detroit, MI 48201; Q6 e-mail: [email protected] Copyright Ó 2018 Published by Elsevier Inc under license from the American College of Chest Physicians. DOI: https://doi.org/10.1016/j.chest.2018.10.002

REV 5.5.0 DTD  CHEST1988_proof  5 November 2018  8:58 pm  EO: CHEST-18-0671

105 106 107 108 109 110

1

chestjournal.org

103 104

111

estimated prevalence is related to multiple factors, including different diagnostic methods, (ie, polysomnography, home sleep apnea testing [HSAT], nocturnal oximetry), different definitions of respiratory events, and different thresholds for defining SDB (Table 1).7-16 Therefore, it is difficult to make definitive statements about actual prevalence.

112 113 114 115 116 117 118 119

Several factors may influence the prevalence and type of SDB in patients with SCI/D, such as level of injury, type of injury, and associated comorbidities. First, the level of spinal injury affects the occurrence and manifestations of SDB, and patients with tetraplegia are more likely to have SDB than those patients with paraplegia.3 In a study by Berlowitz et al,4 the prevalence of SDB in a cohort of cervical SCI was 62% in the 4 weeks immediately postinjury and remained 60% after 1 year of follow-up. Our data also reveal a higher prevalence of SDB in patients with cervical relative to thoracic SCI (93% vs 55%, respectively).3 Patients with cervical SCI suffer from the full continuum of derangements that impair the ability of the ventilatory system to compensate for physiologic challenges, including neuromuscular weakness, decreased lung volumes, abnormal chest wall mechanics, frequent use of CNS suppressants, and an unopposed parasympathetic system promoting airway narrowing. Second, although most studies address traumatic SCI, SDB rates are also higher in spinal cord disorders such as spinal muscular atrophy, myelomeningocele, multiple sclerosis, rheumatoid arthritis, tumors, or infections.17-19

120 121 122 123 124 125 126 127 128 129 130 131 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146

Type of SDB: Obstructive vs Central SDB

147 148 149 150 151 152 153 154 155 156 157 158 159 160 161 162 163 164 165

Q10

The level of SCI/D influences the type of SDB. Specifically, tetraplegia may represent a risk factor for central sleep apnea (CSA) in particular. In a recent study, 60% of patients with cervical SCI demonstrated central SDB, manifesting as CSA, periodic breathing pattern, or high propensity to develop CSA despite normal breathing during wakefulness.20 Increased risk for CSA in patients with cervical SCI was first reported by Severinghaus and Mitchell,21 who coined the term Ondine’s curse to describe sleep-related ventilatory failure after surgery to the upper cervical cord. A recent systematic review confirmed increased prevalence of CSA in patients with tetraplegia.22 Medication use may also contribute to increased central apnea risk. However, the use of opiate analgesics did not predict CSA in patients with SCI.3 Conversely, another study found that baclofen use correlated with increased CSA prevalence.6

2 Contemporary Reviews in Sleep Medicine

Obstructive SDB is the most predominant type reported at all levels of SCI (Table 1). However, based on the criteria used to score respiratory events (ie, hypopnea), many events (estimated 20%) were reported to be central in nature.6 There are limited data on the prevalence of mixed apnea in this population. For example, McEvoy et al9 found that > 80% of apneas were obstructive or mixed. Conversely, Bauman et al6 found that a higher obstructive apnea-hypopnea index was associated with CSA, suggesting that some CSA events were responses to preceding obstructive events. Although adverse consequences of SDB in the general population are widely accepted, SDB in patients with SCI/D has received little attention, despite its high frequency and adverse consequences,1,6,17 including higher mortality.6,23-30 Cardiovascular conditions have surpassed respiratory causes of mortality in patients with cervical SCI/D,26,30 and SDB may contribute to increased cardiovascular mortality. In a retrospective study of BP in patients with SCI/D, those with cervical injuries were found to have more reversed dipping (ie, higher BP at night rather than during the day) and nocturnal hypertension than those with thoracic injuries.23 Accordingly, SDB may represent a modifiable cardiovascular disease risk factor for patients with SCI/D. However, long-term outcome data on the effect of untreated SDB in individuals with SCI/D are lacking.

166 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 189 190 191 192 193 194 195 196 197

Mechanisms of SDB in Patients With Chronic SCI Sleep is a physiologic challenge rather than relief for the respiratory system. Sleep-related changes lead to pharyngeal narrowing, increased upper airway collapsibility, unmasking of the apneic threshold, and impaired load compensation as depicted in Figure 1. Respiration during non-rapid eye movement sleep is critically dependent on PCO2; therefore, central apnea Q11 occurs if PCO2 decreases below the hypocapnic apneic threshold. Central apnea rarely occurs as a single event; instead, it occurs in cycles of apnea or hypopnea, alternating with hyperpnea, reflecting the negative feedback closed-loop cycle that characterizes ventilatory control. This is often described using the engineering concept of loop gain, which combines the response of the ventilatory system to changing PCO2 (the controller or chemoreflex sensitivity) and the effectiveness of the lung/respiratory system in lowering PCO2 in response to

-#- CHEST - 2018

REV 5.5.0 DTD  CHEST1988_proof  5 November 2018  8:58 pm  EO: CHEST-18-0671

199 200 201

SDB in Patients With SCI: Common Mechanisms

[

198

]

202 203 204 205 206 207 208 209 210 211 212 213 214 215 216 217 218 219 220

221

222

223

224

225

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

250

251

252

253

254

255

256

257

258

259

260

261

262

263

264

265

266

267

268

269

270

271

272

273

274

275

chestjournal.org

REV 5.5.0 DTD  CHEST1988_proof  5 November 2018  8:58 pm  EO: CHEST-18-0671

TABLE 1

] Literature Review of SDB Prevalence in Patients With Spinal Cord Injury

Q23

Study/Year

No. of Patients

Level

Short et al7/1992

22 (20 men)

T10-above

SDB Prevalence

Method of Testing

Flavell et al8/1992

10 (10 men)

Cervical

30%

McEvoy et al9/1995

40 (37 men)

Cervical

27.5% (> 80% of apneas were obstructive or mixed)

Klefbeck et al10/1998

33 (28 men)

Cervical

Burns et al11/2000

Criteria of SDB Diagnosis

In laboratory PSG

> 5 events/h with SaO2 dip rate > 4%

Continuous pulse oximetry recording

> 10% of SaO2 levels < 90%

HSAT with nasal airflow plus EEG, EOG, submental EMG

RDI $ 15 events/h with nadir SaO2 ranging from 49% to 95%

15%

Combined oximetry and respiratory movement monitoring

ODI > 4%/h and > 45% of the total sleeping time had PB

25% (10% central)

20 (20 men)

L1-above

40%

HSAT with nasal airflow

RDI > 5 events/h

12

Stockhammer et al / 2002

50 (40 men)

Cervical

62%

Portable monitoring in-hospital with the nasal thermistor, SPO2, and chest wall motion

RDI $ 15 and an apnea index $ 5 events/h

Berlowitz et al4/2005

30 (25 men)

Cervical

62%

HSAT plus EEG

AHIa >10 events/h

Leduc et al13/2007

41 (41 men)

Cervical

53%

HSAT plus EEG

AHIb > 5 events/h

Sankari et al/2014

26 (16 men)

T6-above

77%

In laboratory PSG plus pneumotach and epiglottic pressure catheter

AHI > 5 events/h

Bauman et al6/2015

81 (75 men)

T6-above

81%

HSAT plus TcCO2

AHIc > 5 events/h

Q24

c

Q25

AHI ¼ apnea-hypopnea index; HSAT ¼ home sleep apnea testing; ODI ¼ oxygen desaturation index; PB ¼ periodic breathing; PSG ¼ polysomnography; RDI ¼ respiratory disturbance index; TcCO2 ¼ transcutaneous carbon dioxide. a Respiratory events are scored based on the American Academy of Sleep Medicine Task Force 1999 criteria.14 b Respiratory events are scored based on the American Sleep Disorders Association criteria.15 c Respiratory events are scored based on the 2012 American Academy of Sleep Medicine recommended criteria.16

Q26

Q27

3 277

276

279

278

281

280

282

283

285

284

287

286

289

288

291

290

292

293

295

294

297

296

299

298

301

300

302

303

305

304

307

306

309

308

311

310

312

313

315

314

317

316

319

318

321

320

322

323

325

324

327

326

329

328

330

331

386

SCI

332

387

333

388

334

389

335

390



336 337

Ventilatory Motor Output (C)

338 339



Neck Circumference (Fat ± Fluid-shift) (C,T)

Sleep-Related Hypoventilation (C)

Ventilatory Overshoot

340 341



391 392 393

UA Collapsibility (C,T)

394 395 396

Aggravating Factors

342

Peripheral ↑ Chemoreflex

343 344

397

• CNS suppressants • Chest wall mechanics • Lung /airways disease • Impaired cough • Obesity

345 346

398 399 400 401

347

402

Sensory LTF

348



349

Hypocapnic apneic threshold (C)

403

↑ Pcrit (C,T)

404

350

405

351

406

352 354 355 356 357 358 359

407

CIH print & web 4C=FPO

353

408

Central SDB

409

Obstructive SDB

410 411

Figure 1 – A diagram to illustrate the mechanism(s) for sleep-disordered breathing because of spinal cord injury. C ¼ cervical; CIH ¼ chronic intermittent hypoxia; LTF ¼ long-term facilitation; Pcrit ¼ critical collapsing pressure; SCI ¼ spinal cord injury; T ¼ thoracic; UA ¼ upper airway.

Q30 Q22

360 361 362 363 364 365 366 367 368 369 370 371 372 373 374 375 376 377 378 379 380 381 382 383 384 385

412 413 414 415

hyperventilation (the plant). Changes in either parameter would change the requisite magnitude of hypocapnia to reach central apnea (carbon dioxide reserve). Chemoreflex sensitivity is often invoked as a determinant of central apnea. However, plant factors, expressed by the relationship between ventilation and PCO2, also influence the propensity to develop central apnea. Specifically, high PCO2, for a given metabolic rate, promotes respiratory instability by increasing the effectiveness of the respiratory system in lowering PCO2 in response to hyperventilation. Therefore, exaggerated sleep-related hypoventilation promotes hypocapnic central apnea by increasing plant gain via increased effectiveness of carbon dioxide elimination. Central apnea may also influence the development of OSA because pharyngeal obstruction or narrowing develop when ventilatory drive reaches a nadir during central apnea or hypopnea. Pharyngeal collapse, combined with mucosal and gravitational factors, may impede pharyngeal opening and necessitate a substantial increase in a drive that perpetuates breathing instability.

4 Contemporary Reviews in Sleep Medicine

SCI/D-Specific Pathophysiologic Factors

416

Established SDB risk factors, including obesity and male sex, are more common among patients with SCI/D than in the general population.24 In addition, patients with cervical SCI/D experience multiple derangements that impair the ability of the ventilatory system to compensate for physiologic challenges of sleep, including neuromuscular weakness, small lung volume, abnormal chest wall mechanics, frequent use of central nervous system suppressants, and an unopposed parasympathetic system promoting airway narrowing.6,25 Additional physiologic derangements in patients with SCI/D may contribute to increased risk of central or obstructive apnea in this population. Hypoventilation: Patients with cervical SCI/D experience exaggerated sleep-related hypoventilation, manifesting by decreased minute ventilation and Q12 increased PETCO2, compared with thoracic SCI. Hypoventilation is noted starting at sleep onset and is independent of respiratory mechanics.26 Furthermore, medullary respiratory motor output may be affected by injuries to the cervical spinal cord. Golder et al demonstrated reduced inspiratory motor drive to the Q13

[

-#- CHEST - 2018

REV 5.5.0 DTD  CHEST1988_proof  5 November 2018  8:58 pm  EO: CHEST-18-0671

]

417 418 419 420 421 422 423 424 425 426 427 428 429 430 431 432 433 434 435 436 437 438 439 440

441 442 443 444 445 446 447 448 449 450 451 452 453 454 455 456 457 458 459 460 461 462 463 464 465 466 467 468 469 470 471 472 473 474 475 476 477 478 479 480 481 482 483 484 485 486 487 488 489 490 491 492 493 494 495

tongue in anesthetized, paralyzed, and ventilated rats, 2 months after a C2 hemisection. Likewise, Zimmer and Goshgarian25 identified significant alterations in brainstem neurochemistry after a cervical SCI in rats, with a reduction in proteins involved in excitatory neurotransmission and an increase in proteins involved in inhibitory neurotransmission. These medullary changes may account for the exquisite sensitivity to hypoventilation at sleep onset in patients with cervical SCI. Sleep-related hypoventilation in patients with chronic cervical SCI/D leads to increased plant gain and increased propensity to central apnea, relative to patients with thoracic SCI/D or able-bodied control subjects. Upper Airway Collapsibility: Increased critical closing pressure (Pcrit) is a marker of upper airway collapsibility. Patients with SCI have higher Pcrit independent of the level of injury, neck circumference, BMI, or upper airway resistance.27 Contributing factors include higher nasal resistance in individuals with cervical SCI28 and supine rostral fluid shift in patients with SCI at all levels29 because of paralysis-induced fluid stasis in the lower extremities.4 The role of fluid shift per se has not yet been tested in individuals with SCI/D. Peripheral Ventilatory Chemoresponsiveness: Elevated peripheral chemoreflex sensitivity promotes respiratory instability via ventilatory overshoot after a transient ventilatory perturbation. Furthermore, peripheral chemoreceptors may influence the respiratory sensitivity of central chemoreceptors to carbon dioxide.30,31 The underlying mechanism of enhanced peripheral chemoresponsiveness in patients with SCI is unclear but could be because of exposure to chronic intermittent hypoxia.32 Specifically, individuals living with SCI may experience chronic intermittent hypoxia because of decreased lung volume, impaired chest wall mechanics, retained secretions, and impaired cough. Accordingly, alleviating SDB may decrease peripheral chemoreflex sensitivity and overall chemoresponsiveness and decrease the propensity to central apnea. Arousal Threshold: Arousal threshold is one of the physiologic traits that contributes to the pathogenesis of SDB.24 A recent study found that arousal threshold is significantly reduced in individuals with SCI, indicating increased arousal propensity,33 which may contribute also to the mechanism of sleep disturbances in SCI. In summary, the combination of sleep-related hypoventilation and increased peripheral chemoresponsiveness may explain why patients with cervical SCI demonstrate increased propensity for

central apnea. However, elevated Pcrit provides a physiologic explanation for increased risk of OSA in patients with cervical and thoracic SCI. Understanding the unique pathophysiologic mechanisms may inform the development of targeted therapies in this population.

496 497 498 499 500 501 502 503

Clinical Presentation and Management Individuals living with disabilities, especially those with limited mobility, experience significant disparities in health-care services. Individuals living with SCI/D may suffer inequity in treatment of SDB as well.

504 505 506 507 508 509

Clinical Evaluation of Patients With SCI/D With Suspected SDB

510 511

Poor sleep quality, hypersomnolence, and daytime fatigue are common complaints in individuals with SCI/D.34 SDB should be considered a potential underlying contributory factor for these symptoms. Recent data in individuals with acute cervical SCI reported that increased SDB severity was associated with worse attention, information processing, and short-term memory.35 Despite this high rate of abnormal sleep and daytime symptoms, SDB remains underdiagnosed and undertreated in these patients.36 Furthermore, commonly used questionnaires (eg, Berlin Questionnaire Sleep Apnea, Pittsburgh Sleep Quality Index, Epworth Sleepiness Scale) are limited in their ability to identify patients with SCI/D likely to suffer from SDB.37 The relevance of select items on these measures is questionable for patients with limited mobility because of SCI/D. Extremely high rates of overall poor sleep quality may limit the clinical utility of screening questionnaires for SDB.

512 513 514 515 516 517 518 519 520 521 522 523 524 525 526 527 528 529 530 531 532 533 534

Diagnostic Testing for SDB

535

Patients living with SCI/D face numerous hurdles to accessing high-quality care for sleep disorders, including inadequate recognition, erroneous attribution of daytime symptoms, limited access to sleep diagnostic services, and difficulties using ventilatory support or positive airway pressure (PAP) therapy.37 In addition, most clinical sleep laboratories are not equipped to address the needs of patients with SCI/D. Figure 2 provides a comparison between a standard sleep laboratory room in a clinical sleep laboratory and a specially equipped room that we use for conducting polysomnography in patients with SCI/D. Some of these requirements may be required for patients with limited mobility for a number of comorbid conditions.

536

5

chestjournal.org

REV 5.5.0 DTD  CHEST1988_proof  5 November 2018  8:58 pm  EO: CHEST-18-0671

537 538 539 540 541 542 543 544 545 546 547 548 549 550

551

early tracheostomy and ventilation in acute high cervical SCI (complete SCI above the level of C5) and noninvasive ventilation and assisted coughing techniques in lower cervical and thoracic level injuries.42 For patients with SCI below C4 who do not require continuous mechanical ventilation but have evidence of hypoventilation, bilevel PAP with volume-assured pressure support has been recently used and reported an improvement of nocturnal hypercapnia in 77% of patients.43 However, there are no studies comparing PAP and bilevel PAP in patients with SCI who have SDB and nocturnal hypoventilation.

552 553 554 555 556 557 558 559 560 561 562 563 564 565 566 568 569 570 571 572 573 574 575 576

print & web 4C=FPO

567

Figure 2 – A, B, Comparison between a specially equipped room for studying patients with spinal cord injury or disease (A) and a standard room in a clinical sleep laboratory (B). Number 1 shows a hospital bed with specially designed mattress, 2 shows a transfer board, 3 shows a urinary catheter, 4 shows a wheelchair, and 5 shows a lift.

577 578 579 580 581 582 583 584 585 586 587 588 589 590 591 592 593 594 595 596 597 598 599 600 601 602 603 604 605

Specifically, patients with SCI/D who need polysomnography should be referred to sleep centers that have the necessary expertise and resources to care for these patients, such as wheelchair access, availability of a lift, a special wound care bed, and adequate training of staff. Hospital-based sleep centers could serve as a referral center for patients with limited mobility. HSAT is an attractive option, especially if combined with transcutaneous carbon dioxide monitoring to identify sleep-related hypoventilation6; however, HSAT devices await sufficient empirical evidence of validity and reliability of event detection without the benefit of EEG in patients with SCI/D. Alterations in the pathophysiology of SDB itself in these patients, including high rates of CSA, may limit the utility of HSAT for diagnostic purposes. Management of SDB in Patients With SCI/D

It is estimated that two-thirds of patients with SCI/D do not require ventilatory support after recovery from the acute injury and < 10% may require long-term ventilation.38,39 However, there is increased risk of pulmonary complications, including delayed apnea in patients with high cervical SCI and more complete injuries.40,41 Therefore, it may be prudent to consider

6 Contemporary Reviews in Sleep Medicine

606 607 608 609 610 611 612 613 614 615 616 617 618 619

PAP therapy is the treatment of choice for patients with SCI/D with SDB. In fact, the use of PAP for SDB treatment in SCI is now recognized and recommended as a key component in standardized SCI reporting.44 There are limited data on the acceptance of PAP treatment for patients with SCI and SDB. One study which used phone interviews found that PAP therapy was initiated in 60% of individuals with SDB.37 Another study found that most individuals (> 90%) agreed to initiate PAP therapy.43 Nevertheless, adherence to PAP therapy in patients with SCI/D remains a challenge despite education, follow-up, and support.45,46 Some factors that lead to discontinuation of therapy are related to weakness and mobility impairment to the upper extremities, mask claustrophobia, increased awakenings, nasal congestion, lack of education, and inconvenience. Many of these can be mitigated through the better nasal interface and through PAP education.

620

Future Directions

640

621 622 623 624 625 626 627 628 629 630 631 632 633 634 635 636 637 638 639

Increasing interest in understating the mechanism(s) of SCI/D-related sleep and respiratory disorders has identified several gaps that require further investigation. These opportunities include the pathophysiology, diagnosis, and management of SDB in this population.  Etiology of SDB: The mechanisms underlying sleeprelated hypoventilation and increased CSA risk in patients with tetraplegia require further investigation, including the mechanisms of increased chemoreflex sensitivity. Understanding these mechanisms may inform treatment of central SDB of multiple etiologies.  What is the optimal PAP modality or titration approach for patients with SCI? How does limited upper extremity mobility in patients with tetraplegia, who may not be able to remove the mask in the case of discomfort or device malfunction, influence the selection of a PAP modality or interface?

[

-#- CHEST - 2018

REV 5.5.0 DTD  CHEST1988_proof  5 November 2018  8:58 pm  EO: CHEST-18-0671

]

641 642 643 644 645 646 647 648 649 650 651 652 653 654 655 656 657 658 659 660

661 662 663 664 665 666 667 668 669 670 671 672 673 674 675 676 677 678 679 680 681 682 683 684 685 686 687 688 689 690 691 692 693 694 695

 The limitations of PAP acceptance and adherence mandate investigation of alternative approaches to enhancing PAP usability, acceptance, and adherence. In addition, it is important to assess the effect of PAP therapy on sleep quality and quality of life and to determine the minimum severity requiring PAP therapy in this population.  The targeted and personalized therapies aiming to stabilize ventilatory motor output is sorely needed in patients with central apnea who may not respond to or tolerate PAP therapy. Nevertheless, none of these interventions have been tested systematically in patients with SCI/D and SDB. Potential approaches include decreasing peripheral chemoreflex sensitivity with supplemental oxygen therapy, decreasing loop gain with acetazolamide, or elevating the arousal threshold with trazodone or hypnotics.  Is there a role for interventions focusing on upper airway dilating muscle activity? Targeted therapies for the laryngeal and oropharyngeal muscles, such as hypoglossal nerve stimulation or oropharyngeal muscle training, may be beneficial particularly in patients with obstructive SDB. Opportunities for further investigation include interventions that promote ventilatory recovery or long-term facilitation,47-49 such as the use of daily administration of intermittent hypoxia or pharmacologic agents, which capitalizes on the intrinsic plasticity of the respiratory system to enhance ventilatory motor output and restore respiratory function via serotonin and brain derivative neutrophilic factor-dependent mechanisms.50,51

696 697 698

Conclusions

699

SDB is common among individuals with SCI/D, particularly among those with cervical injuries. The mechanism(s) for the increased prevalence of SDB after surviving SCI are not clear yet, but evidence points toward complex pathways that include hypoventilation, upper airway collapsibility, and neuromuscular weakness. Other types of spinal cord disorders such as multiple sclerosis and other degenerative disorders that cause paralysis are important to study and assess in a large epidemiologic fashion. The current diagnostic approach of SDB in patients with SCI/D may be challenging for patients with limited mobility and high care needs. Therefore, enhancing the current diagnostic approach may be required to ensure optimal access and care quality for SDB in patients with SCI/D. Finally, PAP acceptance and adherence remain suboptimal and

700 701 702 703 704 705 706 707 708 709 710 711 712 713 714 715

716

require additional equipment modification, provider training, or patient education. This also supports the need to develop and evaluate alternative therapies.

717 718 719 720

Acknowledgments Financial/nonfinancial disclosures: None declared.

Q28 Q14

721 722

Additional information: The opinions expressed in this article reflect those of the authors and do not necessarily represent official views of the VA.

723 724 725

References 1. Fogelberg D, Hughes A, Vitiello M, Hoffman J, Amtmann D. Comparison of sleep problems in individuals with spinal cord injury and multiple sclerosis. J Clin Sleep Med. 2015;12(5):695-701. 2. Sankari A, Martin J, Badr M. A retrospective review of sleepdisordered breathing, hypertenstion and cardiovascular diseases in spinal cord injury patients. Spinal Cord. 2015;53(6):496. 3. Sankari A, Bascom A, Oomman S, Badr MS. Sleep disordered breathing in chronic spinal cord injury. J Clin Sleep Med. 2014;10(1): 65-72. 4. Berlowitz DJ, Brown DJ, Campbell DA, Pierce RJ. A longitudinal evaluation of sleep and breathing in the first year after cervical spinal cord injury. Arch Phys Med Rehabil. 2005;86(6):1193-1199. 5. Leduc BE, Dagher JH, Mayer P, Bellemare F, Lepage Y. Estimated prevalence of obstructive sleep apnea–hypopnea syndrome after cervical cord injury. Arch Phys Med Rehabil. 2007;88(3):333-337. 6. Bauman KA, Kurili A, Schotland HM, Rodriguez GM, Chiodo AE, Sitrin RG. Simplified approach to diagnosing sleep-disordered breathing and nocturnal hypercapnia in individuals with spinal cord injury. Arch Phys Med Rehabil. 2015. 7. Short DJ, Stradling JR, Williams SJ. Prevalence of sleep apnoea in patients over 40 years of age with spinal cord lesions. J Neurol Neurosurg Psych. 1992;55:1032-1036.

Q17 Q18 Q19

726

Q15 Q16

728

Q20 Q21

727 729 730 731 732 733 734 735 736 737 738 739 740 741 742 743 744 745

8. Flavell H, Marshall R, Thornton AT, Clements PL, Antic R, McEvoy RD. Hypoxia episodes during sleep in high tetraplegia. Arch Phys Med Rehabil. 1992;73(7):623-627.

746

9. McEvoy RD, Mykytyn I, Sajkov D, Flavell H, Marshall R, Antic R. Sleep apnoea in patients with quadriplegia. Thorax. 1995;50:613-619.

748

10. Klefbeck B, Sternhag M, Weinberg J, Levi R, Hultling C, Borg J. Obstructive sleep apneas in relation to severity of cervical spinal cord injury. Spinal Cord. 1998;36(9):621.

750

11. Burns SP, Little JW, Hussey JD, Lyman P, Lakshminarayanan S. Sleep apnea syndrome in chronic spinal cord injury: associated factors and treatment. Arch Phys Med Rehabil. 2000;81(10): 1334-1339.

747 749 751 752 753 754 755

12. Stockhammer E, Tobon A, Michel F, et al. Characteristics of sleep apnea syndrome in tetraplegic patients. Spinal Cord. 2002;40(6): 286-294.

756

13. Leduc BE, Dagher JH, Mayer P, Bellemare F, Lepage Y. Estimated prevalence of obstructive sleep apnea-hypopnea syndrome after cervical cord injury. Arch Phys Med Rehabil. 2007;88(3):333-337.

758

14. Flemons W, Buysse D, Redline S, et al. Sleep-related breathing disorders in adults: recommendations for syndrome definition and measurement techniques in clinical research. Sleep. 1999;22(5):667-689.

760

15. EEG arousals: scoring rules and examples: a preliminary report from the Sleep Disorders Atlas Task Force of the American Sleep Disorders Association. Sleep. 1992;15(2):173-184. 16. Berry R, Brooks R, Gamaldo C, Harding S, Marcus C, Vaughn B. The AASM Manual for the Scoring of Sleep and Associated Events: Rules, Terminology and Technical Specifications, Version 2.0. Darien, Illinois: American Academy of Sleep Medicine; 2012. 17. Mellies U, Dohna-Schwake C, Stehling F, Voit T. Sleep disordered breathing in spinal muscular atrophy. Neuromuscul Disord. 2004;14(12):797-803.

7

chestjournal.org

REV 5.5.0 DTD  CHEST1988_proof  5 November 2018  8:58 pm  EO: CHEST-18-0671

757 759 761 762 763 764 765 766 767 768 769 770

771 772 773 774 775 776 777 778 779 780 781 782 783 784 785 786 787 788 789 790 791 792 793 794 795 796 797 798 799 800 801 802 803 804 805 806 807 808 809 810 811 812 813 814 815

18. Waters KA, Forbes P, Morielli A, et al. Sleep-disordered breathing in children with myelomeningocele. J Pediatr. 1998;132(4):672-681. 19. Arens R, Muzumdar H. Sleep, sleep disordered breathing, and nocturnal hypoventilation in children with neuromuscular diseases. Paediatr Respir Rev. 2010;11(1):24-30. 20. Sankari A, Bascom A, Chowdhuri S, Badr M. Tetraplegia is a risk factor for central sleep apnea [published correction appears in J Appl Physiol (1985). 2014;117(8):940]. J Appl Physiol (1985). 2014;116(3): 345-353. 21. Edwards BA, Eckert DJ, McSharry DG, et al. Clinical predictors of the respiratory arousal threshold in patients with obstructive sleep apnea. Am J Respir Crit Care Med. 2014;190(11):1293-1300. 22. Chiodo AE, Sitrin RG, Bauman KA. Sleep disordered breathing in spinal cord injury: a systematic review. J Spinal Cord Med. 2016:1-9. 23. Goh M, Wong E, Millard M, Brown DJ, O’Callaghan CJ. A retrospective review of the ambulatory blood pressure patterns and diurnal urine production in subgroups of spinal cord injured patients. Spinal Cord. 2015;53(1):49-53. 24. Biering-Sorensen F, Jennum P, Laub M. Sleep disordered breathing following spinal cord injury. Respir Physiol Neurobiol. 2009;169(2): 165-170. 25. Zimmer MB, Goshgarian HG. Spinal cord injury in neonates alters respiratory motor output via supraspinal mechanisms. Exp Neurol. 2007;206(1):137-145. 26. Sankari ABA, Oomman S, Badr MS. Sleep disordered breathing in chronic spinal cord injury. J Clin Sleep Med. 2014;10(1):65-72. 27. Sankari A, Bascom AT, Badr MS. Upper airway mechanics in chronic spinal cord injury during sleep. J Appl Physiol (1985). 2014;116(11):1390-1395.

822

37. Sankari A, Martin JL, Bascom AT, Mitchell MN, Badr MS. Identification and treatment of sleep-disordered breathing in chronic spinal cord injury. Spinal Cord. 2015;53(2):145-149.

824

38. Casha S, Christie S. A systematic review of intensive cardiopulmonary management after spinal cord injury. J Neurotrauma. 2011;28(8):1479-1495.

826

39. Quesnel A, Veber B, Proust F, Agasse E, Beuret Blanquart F, Verin E. What are the perspectives for ventilated tetraplegics? A French retrospective study of 108 patients with cervical spinal cord injury. Ann Phys Rehabil Med. 2015;58(2):74-77. 40. Lu K, Lee TC, Liang CL, Chen HJ. Delayed apnea in patients with mid- to lower cervical spinal cord injury. Spine. 2000;25(11):13321338. 41. Reines DH, Harris RC. Pulmonary complications of acute spinal cord injuries. Neurosurgery. 1987;21(2):193-196.

43. Brown JP, Bauman KA, Kurili A, et al. Positive airway pressure therapy for sleep-disordered breathing confers short-term benefits to patients with spinal cord injury despite widely ranging patterns of use. Spinal Cord. 2018;56(8):777-789. 44. Biering-Sørensen F, DeVivo M, Charlifue S, et al. International Spinal Cord Injury Core Data Set (version 2.0)—including standardization of reporting. Spinal Cord. 2017;55(8):759.

34. Sankari A, Badr MS. Diagnosis of sleep disordered breathing in patients with chronic spinal cord injury. Arch Phys Med Rehabil. 2016;97(1):176-177. 35. Schembri R, Spong J, Graco M, Berlowitz DJ, Cs team. Neuropsychological function in patients with acute tetraplegia and sleep disordered breathing. Sleep. 2017;40(2). zsw037-zsw037.

829 830 831 832 833

836 837 838 839 840 841 842 843

46. Sawyer AM, Gooneratne NS, Marcus CL, Ofer D, Richards KC, Weaver TE. A systematic review of CPAP adherence across age groups: clinical and empiric insights for developing CPAP adherence interventions. Sleep Med Rev. 2011;15(6):343-356.

33. Rizwan A, Sankari A, Bascom AT, Vaughan S, Badr MS. Nocturnal swallowing and arousal threshold in individuals with chronic spinal cord injury. J Appl Physiol (1985). 2018;125(2):445-452.

828

835

42. Hou YF, Lv Y, Zhou F, et al. Development and validation of a risk prediction model for tracheostomy in acute traumatic cervical spinal cord injury patients. Eur Spine J. 2015;24(5):975-984.

29. White LH, Bradley TD. Role of nocturnal rostral fluid shift in the pathogenesis of obstructive and central sleep apnoea. J Physiol. 2013;591(5):1179-1193.

32. C. LSJ, M. KP, Timothy IJ, C. MD, T. AN, William SA. Long-term intermittent hypoxia increases sympathetic activity and chemosensitivity during acute hypoxia in humans. J Physiol. 2006;575(3):961-970.

825

834

45. Balachandran JS, Yu X, Wroblewski K, Mokhlesi B. A brief survey of patients’ first impression after CPAP titration predicts future CPAP adherence: a pilot study. J Clin Sleep Med. 2013;9(3):199.

31. Bascom AT, Sankari A, Badr MS. Spinal cord injury is associated with enhanced peripheral chemoreflex sensitivity. Physiol Rep. 2016;4(17):e12948.

823

827

28. Gainche L, Berlowitz DJ, LeGuen M, et al. Nasal resistance is elevated in people with tetraplegia and is reduced by topical sympathomimetic administration. J Clin Sleep Med. 2016;12(11): 1487.

30. Blain GM, Smith CA, Henderson KS, Dempsey JA. Peripheral chemoreceptors determine the respiratory sensitivity of central chemoreceptors to CO2. J Physiol. 2010;588(13):2455-2471.

821

36. Sankari A, Martin JL, Badr M. A retrospective review of sleepdisordered breathing, hypertenstion and cardiovascular diseases in spinal cord injury patients. Spinal Cord. 2015;53(6):496-497.

47. Minic Z, Wilson S, Liu F, Sankari A, Mao G, Goshgarian H. Nanoconjugate-bound adenosine A1 receptor antagonist enhances recovery of breathing following acute cervical spinal cord injury. Exp Neurol. 2017;292:56-62. 48. Devinney MJ, Mitchell GS. Spinal activation of protein kinase C elicits phrenic motor facilitation. Respir Physiol Neurobiol. 2018;256: 36-42. 49. Baertsch NA, Baker TL. Intermittent apnea elicits inactivity-induced phrenic motor facilitation via a retinoic acid-and protein synthesisdependent pathway. J Neurophysiol. 2017;118(5):2702-2710.

844 845 846 847 848 849 850 851 852 853 854 855 856 857 858 859

50. Dougherty B, Terada J, Springborn S, Vinit S, MacFarlane P, Mitchell G. Daily acute intermittent hypoxia improves breathing function with acute and chronic spinal injury via distinct mechanisms. Respir Physiol Neurobiol. 2018;256:50-57.

860 861

51. Hayes HB, Jayaraman A, Herrmann M, Mitchell GS, Rymer WZ, Trumbower RD. Daily intermittent hypoxia enhances walking after chronic spinal cord injury: a randomized trial. Neurology. 2014;82(2):104-113.

862 863 864 865

816

866

817

867

818

868

819

869

820

870

8 Contemporary Reviews in Sleep Medicine

[

-#- CHEST - 2018

REV 5.5.0 DTD  CHEST1988_proof  5 November 2018  8:58 pm  EO: CHEST-18-0671

]