Subharmonic oscillations of convex Hamiltonian systems

Subharmonic oscillations of convex Hamiltonian systems

Nonhnear Anolwx Theo?. Prmred m Great Briram. Merhods & Apphcormnr. SUBHARMONIC Vol 9. No. 11. pp. 1303-1311. 0362-546X 85 $3 00 - .oo G 1985 Pe...

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Nonhnear Anolwx Theo?. Prmred m Great Briram.

Merhods

& Apphcormnr.

SUBHARMONIC

Vol

9. No. 11. pp. 1303-1311.

0362-546X 85 $3 00 - .oo G 1985 Pergamon Press Ltd

1985.

OSCILLATIONS OF CONVEX HAMILTONIAN SYSTEMS M. WILLEM

Institut

de Mathkmatique

Pure et AppliquCe. Universitk Catholique de Louvain. Louvain-la-Heuve. Belgium (Received

Key words and phrases:

Chemin

du Cyclotron

1. B-1348

5 March 1983: received for publication 5 June 1985)

Subharmonic

oscillations.

Hamiltonian

systems.

nonconvex

duality

INTRODUCTION

IN [l] BREZIS and Coron DH(o) = 0 and

proved

that,

if HE

H(u)*

for every

T sufficiently

large.

there

Hamiltonian

such that

Iu/ + x,

x,

H(u)/lul’+ then,

C’(R*“, R) is a convex

/U/+ x,

0,

is a solution

Jic + DH(u)

of

= 0

with minimal period T.When H is not conservative and T-periodic with respect to the time t, only kT-periodic solutions are expected. We prove that if H(t, u) is convex with respect to U, H(r, U) *

/U/---, x,

=.

lUl--, 5,

H(t, U)/jUl~ --;, 0. then,

for every

k E N*,

there

exists a kT-periodic

solution

Us of

JU + D,,H(t. u) = 0 such that ~~~~~~ x, k-, x, and the minimal period of uk tends to infinity. This theorem generalizes the results of [6] on long period subharmonics of subquadratic Hamiltonian systems by a completely different method. Before treating first order systems we consider the case of classical mechanics ii + D,,V(t. u) = 0. The proofs are similar and depends of Clarke and Ekeland [3]. 1. SUBHARMONICS

For

on a variational

OF SECOND

T > 0 and n E N” let us denote

characterization

ORDER

by H the Hilbert 1303

involving

HAMILTONIAN

space L’(O,

the “dual action”

SYSTEMS

T;BP).Let L be defined

1304

M. WILLEM

bY D(L)

=

{u: [O, T]+ T-periodic

R” : u and U are absolutely and ii E H}

continuous

and

Lu = ii. Then L is a self-adjoint operator, Ker L is the space of constant functions and R(L) = Ker L-. Let V : R X R” + R : (t, u) += V(t, u) be a continuous function. convex and differentiable with respect to u and such that D,V(t, u) is continuous on R x W”. Let us write K = L-’ v*(t,

: Z?(L)*

Z?(L) f7 D(L), cl E R8”. fEiR

u) = ,“E”wp” [(u. u) - V(t. u)],

and Q?(U) =

r [~(Ku, u) + V*(t. u)] dt.

u E R(L)

where (. , .) is the usual inner product on R”. The function V* is the Fenchel transform of V with respect to u and p7 is the dual action. Using Fourier expansions, it is easy to verify the following (equivalent) inequalities

IT

(Ku. u) a - -$jT i

0

where

1.1 is the Euclidean

LEMMA

1. If there

vu E R(L).

I$. 0

norm

is a. /3 > 0 and y E IO. 4r?/T’[

such that

PIUI - 1Y~V(r,U)~y~+a’ then there

exist a solution

- ii minimizses

(3)

u of Lu + D,V(t,

such that

Iu!Z

u) = 0

Q; on R(L).

Proof. We only outline the argument which follows the proof conservative systems. For E E IO, (A - y)/2[, where A = 4rr’/T’, let us define El@ V,(t, v) = V(t, v) + 2

of Brezis

and Coron

for

Subharmonic oscillations of convex Hamiltonian systems

130.5

and Q)E(U)= /r E(K u, v) + VT (t, u)l df,

u E R(L),

0

where VT is the Fenchel transform of V, with respect to u. Assumption (3) and the definition of V,*imply that

By (1) there is 6 > 0, independent

of E, such that, for every u E R(L), q,(u)

2 6

I0

r Jr_/’dt - CUT.

(4)

Thus there exists u, minimizing qE on R(L). By the first order necessary condition Ku, + D,V: (t, u,) = W, E Ker L. If u, = w, - KuE, then Lu, = -u, and, by duality, Lu, + D,V(t,

Moreover,

u,) +

EU,

(5)

0.

=

for every h E R(L), ve(uc) s vdh)

c v(h).

(6)

Since POE

c q,(O) s /r V”(t, 0) dt 0

;

deduce from (4) that Jilii12 = Jilui’ < c ‘. By the convexity of V and (3) we obtain, as in

S(u) - as V(t, u) c (D,V(t, u), u) +

V(t, 0)

c (DuV(t, u), 2.4)+ a.

(7)

Using (5) we then have B~oTl~~~~20tT+~~(-U.-~~~,u~) 0

~2aT+

I0

T IL.12=Gc”.

Using those estimates it suffices to pass to the limit in (5) and (6).

LEMMA 2. If there is LY,y > 0 such that -cYs

/u12 V(t, u) s y2 +

(Y,

4

1306

M. WILLEM

then 6

Proof.

Assuming

/V,(t, cl)\2s (V(t, u). u) + 2n.

f = V,(t, u) # 0, let us write g = f/If].

We have,

for every r E R,

(f, rg - U) + V(t, u) s V(t, rg) or 0 =GV(r, rg) - llfi + (f, u) - V(G u). By assumption 0 s rz ; + 2ff - rifl + (f. U). Then

Remarks 1. The proof follows Brezis and Nirenberg 2. The constant 1/2y is the best possible (see [7]). LEMMA

3. If there

is CY,/? > 0 and ‘J E IO, 2&/T’[ CYS V(t.u)

Blulthen every

solution

[2. p. 3121

such that

I4

=S y2

+ (Y.

of Lu + D,V(r.

u) = 0

(8)

is such that (9) and

Proof. Lemma

2 implies

that,

for every u E H.

T(1),V(r.u).ii)dr~~~TlD,.V(r,il)~’dr-2aT. I0 0 It follows

from (2), (8) and (10) that 0 =

J

[(ii. U) + (D,,V(t.

u), u)] dt

(10)

Subharmonic oscillations of convex Hamiltonian systems

This is equivalent

1307

to (9). We deduce from (7) and (8) that

Remark.

The estimation in the proof of lemma 1 uses the construction of the solution. In contrast to this u posteriori estimation (Dolph [5]), the estimates of lemma 3 are a priori.

THEOREM

1. If V is T-periodic with respect to t, IUI+ =,

V(t, u) + =c,

(II)

and V(r,

IUI+ =,

4ll4’ * 0,

(12)

uniformly in t, then for every k E N*, there exists a kT-periodic

solution uk of

ii + D,V(t, U) = 0

(13)

such that

IUkL= yEy bk(Ol--,=, and the minimal period of uk tends to 3~as k+

k-,x,

(14)

cc.

Proof. Without loss of generality, we can assume that T = 2~r. Assumption convexity of V imply the existence of a, b > 0 such that blul - a s V(t. u).

(11) and the

(15)

It follows then from assumption (12) and lemma 1 applied to T = 2kn that there is a 2knperiodic solution uk of (13) such that -ii, minimizes Zkx qk(")

=

[(Ku.

I0

u)

+

V*(t, u)] dt

on R(K). (Clearly K depends on k). Let us estimate ck = q(-iik) from above. Using (15) and the definition of V*, it is easy to verify that IuI s b + V*(t, u) c a. Let e E R” be such that lel = 1. Since hk(t) = b(sin(t/k))e

(16)

E R(K), it follows from (16) that

Zk.7 ck

c

qk@k)

=S =

i0 -nk’

[

-k’(sin(t/k))’ + 2unk.

+ a] dt (17)

1308

M. WILLEM

If, for some subsequence (k,), luknlr is bounded, bounded. Thus there is c’ > 0 such that

it follows from (13) that (iik, Ix is also

l%nl”ltiknlf cc’.

(18)

v*(t, u) 1 -V(t, 0) 3 -c”

(19)

The definition of V* implies that

where c” = mEa: V(t, 0). By using (18) and (19) we obtain ‘kn = q( -ii/,,)

= /Q’k”X[(iikn, uk,) + v*(t, 2 -2kJr(C

-iikn)]

dt

+ c”),

contrary to (17). Thus luklx+ =, k-, s. It remains only to prove that the minimal period of uk tends to = when k-, x. Suppose that, for a subsequence (k,). the minimal period of Ukn is less than a constant T > 0. By assumption there is LY,/3 > 0 and y E ]0,2n’/r’[ such that

It follows then from lemma 3 that

and

It is easy to verify that those estimates and T, S T imply that luknjx is bounded, (14). n

contrary to

Remarks 1. A similar proof shows that the amplitude of the oscillations in [l] tends to infinity

with the minimal period. 2. Theorem COROLLARY

1. If V E C’(W.

1 generalizes corollary 3.2 of [4].

58) is convex, f E C(R. W) is T-periodic and

then, for every k E N*, there exists a kT-periodic

solution uk of

ii + DV(U) = f(t)

Subharmonic oscillations of convex Hamiltonian systems

1309

such that IL& --, x, k --, =, and the minimal period of uk tends to = as k ---, =. Proof. It suffices to apply theorem

2 with V(t, u) = V(u) - (f(t), u).

Example 1. Let g : R + IR be g(--3c) < g < g(x). If equation

a

continuous

nondecreasing

n

function

such

ii + g(q) = f(t) where f : R+

R is continuous

that (20)

and T-periodic, has a T-periodic solution, it is clear that g(-r-)

< -fyf

< g(x).

(21)

0

Let us write

fi = y*f.f*

=f -f1,

and u = q - h.

h = Kf2

0

Then equation (20) is equivalent

to ii+g(u+h)=f,.

Let us define V(t, u) = G(u + h(t)) -flu

where G(r) = _&g(s) d.s. Since (21) implies (ll), theorem 1 is applicable under this condition. Assumption (21) is a Landesman-Lazer type condition ([2]). Example 2. Let v E]-l,O[ applies to system

and let

f: R+ R”be continuous and T-periodic. Corollary 1 ii + I+4

= f(t)

describing forced oscillations of a weak spring. The existence of at least one T-periodic solution proved in [4] by duality. When f is odd one can use [8]. If v = 0, there is no subharmonic oscillation.

is

2. SUBHARMONIC

OF FIRST ORDER

HAMILTONIAN

SYSTEMS

For T > 0 and n E N* let us denote by X the Hilbert space L2(0, T; R*‘). Let L be defined by D(L) = {u : [0, T] ---, lR*” : u is absolutely continuous and T-periodic and ri E EX} Lu=JU

where

J=

0

-1,

1,

0

1

J

M. WILLEM

1310

is the symplectic matrix. Then L is a self-adjoint operator, Ker L is the space of constant functions and R(L) = Ker L-. The eigenvalues of L are 2kx/T, k E Z. and the corresponding eigenfunctions are 2nkt u(t) = e sin -++ecosT where

T

e E R2’Y{O}.If K = L-l

it

2rrkt

is easy to verify

: R(L)+

R(L) n D(L),

that

vu IT(KV,“)9-~j-ilU12,

E R(L).

0

T i

(Lu, u) 3 - L/T

0

JLUI’,

vu E R(L).

By using (22), (23) instead THEOREM

(23)

0

LetH:RXlR2”+R:(t,u) + H(t, u) be a continuous with respect to u and such that D,H(t, u) is continuous given by q(v)

(22)

0

=

’ [(Ku. v) + H*(t, v)] dt, I0

of (l),

2. If H is T-periodic

function, convex and differentiable on [w+ R’“. The dual action is now

(2) one proves

with respect

v E R(L).

the following

result.

to t.

H(t, u) + x,

/uI---, =

and qt. uniformly

in t, then,

for every

u)/lLq

k E N”. there

-

0,

/ul--, x

exists a kT-periodic

solution

uk of

J; + D,H(t. u) = 0 such that (ukll+

x, k+

x, and the minimal

Remark. Theorem 2 generalizes the results subquadratic Hamiltonian systems.

period

of u,! tends

to x.

of [6] on long period

subharmonics

of convex

REFERENCES 1. BREZIS H. & CORON J. M., Periodic

and hamiltonian systems. Am. J. Mafh. (1980). 2. BREZIS H. & NIRENBERG L.. Chardcterrzations of the ranges of some non linear operators and applications to boundary value problems, Annali Scu. norm. sup. Pisa 5. 225-325 (1978). 3. CLARKE F. & EKELAND I., Hamiltonian tralectorles having prescribed minimal period, Communs pure appl. Math. 33, 103-115 (1980). 4. CLARKE F. & EKELAND I., Nonlinear oscillations and boundary value problems for hamiltonian systems, Arch ration. Mech. Analysis 78, 315-333 (1982). 103. 559-570

solutions

of non linear wave equations

Subharmonic oscillations of convex Hamiltonian systems

1311

DOLPH C. L., Nonlinear integral equations of the Hammerstein type, Trans. Am. math. Sec. 66. 289-307 (1949). RABINOWITZ P., On subharmonic solutions of hamiltonian systems, Communspure uppl. Marh. 33.609433 (1980). 7. WILLEM M., Remarks on the dual least action principle, Z. Analysis Anwend. 1, 85-90 (1982). 8. WILLEM M., Periodic oscillations of odd second order hamiltonian systems, Boll. Un. Mar. Ital. 3B. 23F304 (1984).

5. 6.