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Synergistic antifungal activity of tea tree (Melaleuca alternifolia) and lavender (Lavandula angustifolia) essential oils against dermatophyte infection
Dr John P. Cassella Reader in Biomedical Sciences, Division of Biological Sciences, School of Environmental and Applied Sciences, University of Derby, Kedleston Road, Derby, DE22 1GB, UK. E-mail:
[email protected]
S . C a s s e l l a , J o h n P. C a s s e l l a and I. Smith
The antifungal potential of tea tree and lavender essential oils alone and in combination, against common causes of tinea infection in humans was investigated via in-vitro investigations, in order to determine a suitable dosage for use in clinical trials. The concept of synergy was considered, in the microbiological environment, and as a chemical phenomenon. Trichophyton rubrum and T. mentagrophytes var. interdigitale were studied, as the most prevalent causes of tinea and onychomycosis. Possible chemical interactions between essential oils were examined using gas chromatographymass spectrometry (GC-MS) infra-red (IR) spectroscopy and polarimetry. There was a clear antifungal action by both tea tree and lavender essential oils on these organisms grown in culture. In combination, appropriate blends demonstrated synergistic action. No changes in retention times or identified compounds were observed by GC-MS. Alterations were found using IR spectroscopy in some combinations of the essential oils. The inconsistency in findings between the two analytical techniques may in part be due to a difference in sensitivities of the techniques or the conditions used in the GC-MS equipment; different column parameters have yet to be trialled. These were time dependent and affected by changing temperature. The measurement of optical rotation was determined to be an inappropriate technique for the study of synergy in essential oil mixtures. The data from this study confirm that synergistic action does occur between these two commonly used essential oils in effecting antifungal activity. GC-MS analysis demonstrated that there was no chemical interaction resulting in a new compound that could be identified using the analytical equipment in this study. IR analysis supports the suggestion that synergistic action may be dependent upon reaction involving the numerous organic substances present in essential oils. These changes may be due to as yet unidentified transient chemical interactions between functional groups within the essential oil mixtures. © 2002 Elsevier Science Ltd. All rights reserved. 0962-4562/02/$ - see front matter © 2002 Elsevier Science Ltd.
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INTRODUCTION istorically, fungal infection
H
has taken low priority in the clinic, laboratory and medi-
cinal research. These infections are now occurring in ever-increasing numbers among neutropenic (low white blood cell count) cancer patients, transplant recipients and acquired immune deficiency syndrome (AIDS) patients, and are no longer uncommon disorders. Fungal infection of immunocompetent
subjects
is
considered
superficial, but can have a devastating psycho-social effect. In an arena where a holistic approach to health care is demanded, diseases such as onychomycosis and tinea capitis can no longer be viewed as simple ‘cosmetic problems’. Trichophyton rubrum and T. mentagrophytes var. interdigitale, both anthropophilic dermatophytes, are two of the most common causes of infection of the skin, nails, and sometimes hair, due to their propensity for keratin. Allopathic treatments for tinea infection and onychomycosis, including azoles and allylamines can have unpleasant side effects such as hepatoxicity and alopecia. There is a necessity for long periods of treatment (up to 18 months), exacerbating side effects, and they are considered by many GPs as prohibitively
expensive
(Kavalier,
1999; Rose & Wilson, 1999; Harris, 1999). The combination of these factors leads to a poor record for elimination of infection. These organisms may be viable in the environment for up to 15 months, presenting a significant public health issue. The UK, and indeed, world, population is showing an increasing desire to use natural alternatives to pharmaceutical products. With the known toxicity and side effects of antifungal drugs, the administration of these could be problematic in already compromized subjects. The development
of a ‘natural’ treatment/prophylaxis for
The word ‘synergy’ is derived
fungal infections would present an
from two Greek words meaning ‘work-
alternative where such drugs are con-
ing together’. It is claimed that whole
traindicated or refused. Fungal infec-
essential oils have been found in prac-
tions are also especially problematic in
tice to be more effective than their
warm, humid areas (equatorial/tropi-
isolated principal constituents, on
cal) and such communities in particu-
account of the synergistic effects (Hall,
lar would benefit from cheap natural
1904). Constituents present in very
products
small amounts are often found to be
rather
than
expensive
as active as or even more active than
imported drugs. The fungicidal effect of certain
the principal constituent. Apart from
essential oils was first described in
the synergy produced by the compo-
1927 by Myers. The antifungal effects
nents of a single oil, there is also an
of essential oils, particularly that of tea
enhancement of effect when two or
tree (Melaleuca alternifolia), have been
more whole oils are mixed together
widely studied in recent years (Tong
(Price & Price, 1999).
et al., 1992; Buck, 1994; Nenoff et al.,
Whilst the evidence for the benefi-
1996; Hammer et al., 1998, 2000;
cial therapeutic use of synergistic blends
Lis-Balchin et al., 2000; Inouye et al.,
is scarce, the documented evidence of
2001; D’Auria et al., 2001). These
potential dangers is virtually non-
could provide a viable treatment for
existent. Numerous uses of essential oils
tinea infection. However, a rigorous
and their blends is based largely on
study of the safety and efficacy of
anecdotal evidence as to their effective-
essential oils for such a clinical use has
ness and have not been published in
not yet occurred (Ernst & Huntley,
scientifically accepted or peer-reviewed
2000). In a small published trial
literature (Lis-Balchin et al., 1997).
(Goodwin & Hardiman, 2000), tea tree
There is also a misconception that
oil was reported as an efficacious treat-
any ‘blend’ of essential oils will exhibit
ment for tinea infection. However, this
a synergistic effect. Lis-Balchin et al.
trial used undiluted essential oil, with
(1997) noted that the synergy/antago-
serious consequences (lower limb
nism question is a complex one, and
dermatitis) for some participants.
that a ‘blend’ demonstrating one type
The main aim of the current study
of synergy, e.g. antimicrobial, may not
was to determine the optimum dosage
give synergistic action in other ways,
range of essential oils for potential use
e.g. smooth muscle activity.
in a clinical trial. This preliminary
As well as being described as an
in-vitro study will provide baseline data
antifungal
for lavender and tea tree oils upon
1997), lavender (Lavandula angustifolia)
which to build ex-vivo and in-vivo stud-
essential oil is often considered as the
ies of tinea infection of human tissue.
ideal essential oil to use in synergistic
(Inouye,
2001;
Caddy,
In using essential oils, it is a
blends, due to its range of properties
widely established practice of aroma-
and effects. Therefore, the current
therapists to mix (or blend) these for
study investigated the individual, and
administration by various techniques.
combined antifungal effects of laven-
It is an accepted premise by practicing
der and tea tree essential oils. In order
aromatherapists (Price & Price, 1999)
to elucidate the possibility of synergistic
that essential oils act in a more benefi-
activity, the in-vitro antifungal effects of
cial manner when ‘mixed’ or ‘blended’
these two essential oils, both singly, and
in this way; this effect is known as
as various blends, was studied in paral-
‘synergy’.
lel with chemical analysis of the blends.
© 2002 Elsevier Science Ltd.
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The comparison of the efficacy of
encountered with other techniques,
detailed analysis of essential oil com-
antifungal agents is routinely assessed
and ensures greater exposure of the
ponents can be made, by reference to a
by means of their minimum inhibitory
full surface area of the fungal culture to
database of organic chemicals. If any
concentration, or minimum fungicidal
the essential oils, this method utilized
synergistic, or indeed antagonistic,
concentration. The determination of
a sealed system. Whilst the report
effect resulting from the blending of
these values is notoriously problematic
demonstrated that the growth of the
essential oils has a chemical basis, it
for filamentous fungi (Guarro et al.,
organisms was unaffected, there was no
would be expected that a ‘new’ chemi-
1997; Manavathu et al., 1999; Pujol
clear demonstration that the action of
cal moiety be detectable if the GC-MS
et al., 1996, 1997). Variations in a
essential oils, or the interaction of
detector, column and other analytical
number of technical factors, such as
essential oils and fungi may be altered
conditions were appropriate.
inoculum size, type of medium, incu-
in the absence of adequate gaseous
The use of IR analysis alone in the
bation temperature and time of read-
exchange. Also, with a view to clinical
analysis of essential oils may be consid-
ing, can have a major effect on results
use, the necessity of enclosing the
ered of little use, due to the complex
obtained. The National Committee for
affected area in a sealed chamber
mixture of organic chemicals present
Clinical Laboratory Standards (USA)
might prove to be unattractive to
in a single oil. Fourier transform IR is
has established a standard method for
clients, resulting in problems with
very useful nevertheless; the finger-
antifungal susceptibility testing of
compliance.
print region of the IR absorption spec-
yeasts (NCCLS M27-A, 1997). Whilst
With all of these factors in mind,
trum will be unique for each essential
this has been amended for use with
the microbiological aspect of the cur-
oil (Williams, 1997). Therefore, IR
filamentous fungi (NCCLS M38-P),
rent study was designed to examine the
analysis of blends of essential oils
this method is to date a proposed stan-
effect of single, timed exposures to
might elucidate the possibility of inter-
dard only, and a reference technique
essential oils, singly or as mixtures.
actions between oils in a blend.
specifically for use with dermatophytes
The essential oils were diluted in a
Polarimetry, or analysis of optical
has yet to be established (Fernandez-
standard carrier oil, as might be used
rotational properties of essential oils, is
Torres et al., 2000; Jessup et al., 2000).
in aromatherapy practise. Short-term
also considered to be a useful indicator
Susceptibility testing with essential
exposure eliminated problems due to
of essential oil quality and it is one of a
oils is further complicated by inherent
volatility of the essential oils and the
number of physio-chemical techniques
difficulties due to their volatility, com-
necessity for the homogenous disper-
used routinely to help establish the
plexity and water insolubility. Various
sion of essential oils in nutrient media
authenticity of an essential oil. Hence
techniques have been utilized, includ-
was obviated. As with exposure to
this technique was also included for
ing agar overlay techniques, broth
vapour, the surface area of the fungus
the analysis of essential oil blends, to
macro- and microdilution techniques
exposed to essential oil was maximized
investigate the possibility of synergistic
and agar incorporation methods.
by this approach. In a clinical situation,
activity.
Owing to the volatility of essential
a product applied to an affected area
oils, coupled with the long incubation
might remain in-situ for a similarly
period necessary for the study of
short exposure time, before being
dermatophytes, the first of these meth-
removed by contact with clothing.
Essential oil source
ods was considered unsuitable for the
Likewise, a short exposure time,
Tea tree and lavender essential oils
current study. Many studies have used
followed by a long incubation period
were obtained from New Horizon
emulsifiers, surfactants or solvents to
better mimics the clinical situation
(Southampton, UK), Purple Flame
achieve dispersion of essential oils in
encountered due to client compliance.
(Kenilworth, UK) and Fragrant Earth
the culture medium. However, it has
The (physico-chemical) volatile
(Glastonbury, UK). Oils of each type
been demonstrated that the use of
nature of essential oils makes them well
were blended in equal volumes imme-
such agents may significantly decrease
suited for chemical analysis. Gas chro-
diately before use.
the antimicrobial action of some essen-
matographic analysis of essential oils in
tial oils (Remmal et al., 1993; Hill
comparison with reference compounds
Microbiology
et al., 1997). Inouye et al. (2001) uti-
allows identification of the components
Clinical (wild type) isolates of T. rubrum
lized a novel technique using exposure
within a blend or isolated essential oil
and T. mentagrophytes var. interdigitale
to vaporized essential oils. Whilst this
by comparison of retention times.
(referred to as T. mentagrophytes in
overcomes many of the problems
Coupled with mass spectrometry, a
this report) were obtained from the
MATERIALS AND METHODS
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The results were compared with
diagnostic microbiology service at the Derbyshire
Royal
Infirmary,
UK.
Equivalent 7 mm diameter plugs of each species were excised from the
Table 1
margin of a 14-day-old culture grown
Percentage mixtures of tea tree and lavender essential oils for IR spectroscopy and GC-MS
the individual chromatograms for each oil. The internal library database (Wiley database) was used to identify the peaks. Quinoline (0.05% v/v) was included in each of the analyses as an
on Sabouraud dextrose agar (SDA). These were immersed in dilutions of essential oils in sweet almond oil (New Horizon, Southampton, UK). Excess oil was blotted from the plugs using sterile filter paper; they were then transferred to SDA in 9 cm Petri dishes, sealed with gas-permeable tape, and incubated at 28 ⬚C for 4 weeks. For the preliminary experiments, fungi were exposed to dilutions of essential oils from 0–30% v/v at 5% intervals, for exposure times of 30 sec-
Tea tree oil (%)
Lavender oil (%)
0 10 20 30 40 50 60 70 80 90 100
100 90 80 70 60 50 40 30 20 10 0
A half-shadow polarimeter (Lippich type) was used to determine if there was any change in the specific rotation of the blended oils with reference to the values of the pure essential tea tree and lavender essential oils. Freshly prepared blends (as in Table 1) were placed in the polarimeter and the
study, a typical ‘checkerboard’ layout
range of dilutions (v/v, Table 1) were
was used to give dilutions of each essen-
prepared, stored in dark bottles and
tial oil from 0–100% at 10% intervals,
analyzed within 1 hour of preparation.
with an exposure time of 30 minutes.
Using a Perkin-Elmer 881IR spectrophotometer,
equal
volumes
of
sured at several different points for
essential oils singly, or as percent vol-
each culture and percentage inhibition
ume per volume mixtures (% v/v), were
of growth calculated using an adapta-
placed between sodium chloride plates
tion of the method published by Nidiry
and analyzed across an IR spectrum of
(1998). At day 28, the original ‘plugs’
4000–600 cm91. Ten subsequent scans
were taken from the plates where ‘no
were performed, in order to determine
growth’ was observed, washed in nor-
whether any transient changes in peak
mal saline solution, macerated, and
expression occurred.
subcultured onto fresh SDA plates.
temperature of the essential oils or
gistic antifungal activity was occurring,
mixtures thereof was raised to 37⬚C,
two
and the series of scans repeated.
of
analysis
were
specific optical rotation determined using the formula:
RESULTS Microbiology In the preliminary experiment, with exposure to single essential oils, 100% inhibition of T. rubrum was achieved with 25% v/v dilutions of lavender or tea tree oil respectively, with both 30-second and 30-minute exposure times. For T. mentagrophytes, none of the dilutions tested gave 100% inhibition
Using a heated air current, the
In order to assess whether synermethods
analysis of results.
Polarimetry
onds and 30 minutes. For the synergy
Diameters of growth were mea-
internal standard to allow quantitative
with either essential oil, the maximum inhibition being 80% (Fig. 1). By day 14, there was growth on all plates. By day 21 all plates had growth equivalent
employed, as described by Warnock
to control cultures.
ting isobolagrams for each of the
Gas chromatography mass spectrometry (GC-MS)
exposure to each essential oil individu-
fungal species. Secondly, fractional
Dilutions prepared for IR spectroscopy
ally confirmed the preliminary findings.
inhibitory concentrations (FICs) were
(Table 1) were also analyzed for GC-MS.
For T. rubrum at day 7, 30% v/v lavender
calculated for the components of those
A 5% solution of each mixture was
or 20% v/v tea tree oil gave 100% inhi-
blends of essential oils that appeared
prepared by dilution with dichlo-
bition. By comparison, the equivalent
visually to have synergistic action.
romethane and a 2 l aliquot analyzed
effect upon T. mentagrophytes required
using GC-MS. The GC used was a
50% v/v lavender or 60% v/v tea tree oil.
Hewlett Packard 5890 series II with a
By day 14, the minimum dilution main-
Infra-red (IR) spectroscopy
Zebron ZB-1 30 m0.25 mmID liquid
taining 100% inhibition for T. rubrum
To look at the potential chemical syn-
phase 100% methylpolysiloxane col-
was 40% v/v lavender or 30% v/v tea tree
ergy between different blends of tea
umn. A Hewlett Packard 5971 series
oil. For T. mentagrophytes, 100% inhibi-
tree and lavender essential oils, a
mass selective detector was used.
tion was not maintained by lavender
(1989). The first of these involved plot-
In the synergy experiment (Fig. 2),
© 2002 Elsevier Science Ltd.
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(B)
100 90
80
80
70
70 % Inhibition of growth
90
60 50 40
60
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% Inhibition of growth
100
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All Rights Reserved.
© 2002 Elsevier Science Ltd.
(A)
50 40
30
30
20
20
10
10
6 0
0 0.05
0.1
1
10
15
20
25
30
0.05
0.1
Dilution (%v/v) of essential oils in carrier oil Lavender
10
Tea tree (D)
80
15
20
25
30
70
60
60
50
40
30
25
30
Lavender
80
70
% Inhibition of growth
% Inhibition of growth
T h e I n t e r n a t i o n a l J o u r n a l o f A r o m a t h e r a p y 2002
Tea tree (C)
1
Dilution (%v/v) of essential oils in carrier oil
50
40
30
20
20
10
10
0
0 0.05
0.1
1
10
15
20
Dilution (%v/v) of essential oils in carrier oil
vol
Tea tree
Lavender
25
30
0.05
0.1
1
10
15
20
Dilution (%v/v) of essential oils in carrier oil Tea tree
Lavender
12
no 1
Fig. 1 Graphs demonstrating the effect of single essential oils upon the two species studied, with single, 30-second and 30-minute exposures. (A) Trichophyton rubrum 30-second exposure. (B) Trichophyton rubrum 30-minute exposure. (C) Trichophyton mentagrophytes var. interdigitale 30-second exposure. (D) Trichophyton mentagrophytes var. interdigitale 30-minute exposure.
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A)
(B)
Fig. 3 Isobolagrams for: (A) Trichophyton rubrum. (B) Trichophyton mentagrophytes var. interdigitale.
14 for both blends with T. rubrum. For T. mentagrophytes, the sum of fractional Fig. 2 Fungal cultures demonstrating the antifungal effect of essential oil blends at day 14 postexposure. 1. Trichophyton mentagrophytes var. interdigitale control. 2. Trichophyton mentagrophytes var. interdigitale. (20% lavender/30% tea tree). 3. Trichophyton mentagrophytes var. interdigitale. (20% lavender/40% tea tree). 4. Trichophyton rubrum control. 5. Trichophyton rubrum (10% lavender/10% tea tree). 6. Trichophyton rubrum (20% lavender/10% tea tree).
inhibitory concentrations for potential synergistic blends both at days 7 and 14 was 1 in all cases.
IR spectroscopy Figure 4 shows the spectra produced
essential oil, even at 100% concentra-
70% v/v lavender with 10% v/v tea tree
for the neat essential oils and some of
tion, whilst only a 90% v/v dilution of
oil, and 20% v/v lavender with 40% v/v
the blends examined. On first exami-
tea tree oil gave 100% inhibition.
tea tree oil.
nation, all spectra appeared to be quite similar. However, on further analysis it
For T. rubrum, the minimum dilu-
At days 21 and 28, those cultures
tion of essential oil blends giving 100%
that had shown no growth at day 14,
was
inhibition was 10% v/v lavender with
for both species, still maintained 100%
appeared/disappeared in subsequent
20% v/v tea tree oil, or 20% v/v lavender
inhibition, macroscopically. Washing
scans in some blends of lavender and
with 10% v/v tea tree oil. At day 14, the
and maceration of the initial plug at
tea tree essential oils. This did not
cultures that had been exposed to these
day 28 followed by subculture also gave
occur for subsequent scans of indivi-
blends maintained 100% inhibition.
no growth in all cases.
dual oils. Changes were also observed in
found
that
certain
peaks
some blends when the temperature was
For T. mentagrophytes at day 7,
Figure 3 shows the isobolagrams
essential oil blends giving 100% inhibi-
for each species. (Note: for T. mentagro-
raised to 37⬚C. These are too extensive
tion were 30% v/v lavender with 10% v/v
phytes, the minimum inhibitory dilu-
to be fully described here. However, as
tea tree oil and 10% lavender with 30%
tion of lavender essential oil at day 14
an example, results for blends of 40%
tea tree oil. Unlike the situation with T.
has been plotted as 100% v/v, to allow
tea tree and 60% lavender oil and 60%
rubrum, these dilutions did not main-
for visualization of potential synergistic
tea tree and 40% lavender oil follow.
tain efficacy by day 14. At day 14, the
effect). The sum of fractional inhibitory
A peak was present at 1560 cm91
minimum
blended
concentrations for potential synergistic
in all consecutive scans of 40% tea
oils giving 100% inhibition were
blends was 1 at day 7 and 1 at day
tree/60% lavender oil at ambient room
dilutions
of
© 2002 Elsevier Science Ltd.
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(B) 95.140
95.140
85.061
85.061
85.061
85.061
74.982
74.982
74.982
74.982
64.903
64.903
64.903
64.903
54.824
54.824
54.824
54.824
44.745
44.745
44.745
44.745
34.666
34.666
34.666
34.666
24.587
24.587
24.587
24.587
14.508
14.508
14.508
14.508
4.429
4.429
4.429
4.429
T h e I n t e r n a t i o n a l J o u r n a l o f A r o m a t h e r a p y 2002
–5.650 4000 3600 3200 2800 2400 2000
1700
1400
1100
800
–5.650 500
–5.650 4000 3600 3200 2800 2400 2000
1700
1400
1100
–5.650 500
800
(C) 100
100
(D) 100
100
90
90
90
90
80
80
80
80
70
70
70
70
60
60
60
60
50
50
50
50
40
40
40
40
30
30
30
30
20
20
20
20
10
10
10
10
0 4000 3600 3200 2800 2400 2000
1700
1400
1100
800
0 500
0 4000 3600 3200 2800 2400 2000
1700
1400
1100
800
0 500
vol 12
Fig. 4 IR spectra for: (A) Tea tree essential oil. (B) Lavender essential oil. (C) 40% tea tree/60% lavender essential oil blend. (D) 60% tea tree/40% lavender essential oil blend.
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temperature (18⬚C). However, in the
tree/40% lavender oil blend at room
giving 100% inhibition confirm that
60% tea tree/40% lavender oil mixture
temperature. This peak was absent
these two essential oils have a synergistic
at room temperature, the presence of
in the first, third, fourth fifth, sixth,
antimycotic effect, particularly against
this peak was intermittent, i.e. it was
seventh, ninth and tenth scans, and
the more resistant T. mentagrophytes.
missing in the first, fifth, sixth and
present in the second and eighth scans.
There is a clear difference in the
tenth scans, but present in the second,
This peak was absent in the same blend
susceptibility of the two Trichophyton
third, fourth, seventh, eighth and
heated to 37 ⬚C. It was also absent in
species to the two essential oils used in
ninth scans. When this mixture was
the 40% tea tree/60% lavender oil
this study. This concurs with the obser-
heated to 37⬚C, and the series of scans
blend at room temperature, but was
vation that T. mentagrophytes is less
was repeated, this peak was present in
present in this blend at 37 ⬚C. It was
susceptible to antifungal drugs than is
all 10 consecutive scans. This peak was
absent from neat tea tree oil, but pre-
T. rubrum (Macura, 1993). This sug-
absent in all scans of neat lavender and
sent in lavender oil.
gests that clinically, it is desirable to confirm the causative agent of infec-
tea tree oils at room temperature and at 37⬚C when analyzed singly. Peaks at 948 cm91, 1092 cm91, 91
91
tion prior to treatment. It is also
GC-MS Figure
5
shows
chromatograms
apparent from this study that the levels
were pre-
obtained for neat tea tree and neat
of dilution of essential oils generally
sent in the 60% tea tree/40% lavender
lavender oils and for some of the
used in routine aromatherapy practise
blend in all consecutive scans, but
blends analyzed. Comparison of these
(which are particularly variable), are
absent in all consecutive scans of 40%
gave no indication of additional peaks
probably insufficient to have fungicidal
tea tree/60% lavender oil. With the
in blends of essential oils compared to
activity.
1070 cm
and 1050 cm
exception of the peak at 1092 cm91,
Clinically, susceptibility testing is
neat oils.
rarely employed for dermatophyte
the other peaks were all present in all scans of 60% tea tree/40% lavender oil at 37⬚C. In the 40% tea tree/60% lavender oil blend, the peak at 948 cm91 was present, whilst the rest were absent at 37 ⬚C. A peak at 834 cm91 showed inter-
infection (COLLINS, personal communi-
Polarimetry Specific rotation of the blends of the essential oils fell within the normal range of variation anticipated for the essential oils used.
cation). Nevertheless, for novel antifungal agents for such infections to be considered medically, their efficacy must be measured in this standard manner. The methodology used for the
mittent appearance in the 60% tea tree/40% lavender blend, being pre-
DISCUSSION
current study may be considered to
sent in the first, fourth, fifth, sixth, and
Tea tree and lavender essential oils
give only semiquantitative results. For
tenth scans, but absent in the second,
clearly
demonstrated
antimycotic
absolute quantitative determination, it
third, seventh, eighth and ninth scans.
activity
against
Trichophyton
is necessary to utilize a standardized
This peak was present in all scans of
species in-vitro. A previous study
number of ‘colony-forming units’ for
lavender essential oil, but not in tea
suggested that for T. rubrum this activ-
each species under consideration.
tree oil. At 37 ⬚C, this peak was present
ity is fungistatic rather than fungicidal
Also, the current study has utilized
in the 40% tea tree/60% lavender oil
(Cassella et al., 2001). However, further
only a single clinical isolate of each
blend and absent in the 60% tea
evaluation reported here has demon-
species.
tree/40% lavender oil blend.
strated that at lower dilutions, the
Further investigation is necessary
both
In the 40% tea tree/60% lavender
action is simply fungistatic. At higher
to determine minimum inhibitory and
blend at 37 ⬚C, peaks were consistently
concentrations, both oils seem to
minimum fungicidal concentrations
present at 738 cm91 and 782 cm91,
demonstrate fungicidal effects against
(MICs and MFCs), for essential oils, in
that were absent in the same blend at
T. rubrum. Against T. mentagrophytes,
parallel with pharmaceutical antifungal
room temperature. The peak at
lavender essential oil is fungistatic
agents for comparison. Ex-vivo and
738 cm91 was present in neat lavender
only, whilst a high concentration of tea
in-vivo clinical trials of essential oil
oil, but not tea tree oil, and that at
tree essential oil (90% v/v) is required
blends, for the treatment dermatophyte
782 cm91 was present in neat tea tree
for fungicidal activity.
infection, will indicate how well in-vitro
The isobolagrams and the sum of
MIC and MFC determination correlate
Finally, at 684 cm91 an intermit-
fractional inhibitory concentrations for
with clinically effective dosage. The
tent peak was observed in the 60% tea
the minimum blends of essential oils
possibility of the emergence of resistant
oil, but not lavender oil.
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(A)
(B)
(C)
(D)
Fig. 5 GC-MS chromatographs for: (A) Tea tree essential oil. (B) Lavender essential oil. (C) 40% tea tree/60% lavender essential oil blend. (D) 60% tea tree/40% lavender essential oil blend.
strains must also be considered. Care
Dermatophyte infection is partic-
in practise, as many sufferers may not
must be taken that the use of subopti-
ularly common, with some 15% of the
have identified (or revealed) that they
mal concentrations of essential oil
population being affected by athlete’s
have such conditions. The importance
blends does not contribute to such a
foot (Gentles & Evans, 1973). Massage
of the ability of practitioners to recog-
phenomenon. Further studies will uti-
and other manipulative techniques
nize potential symptoms of fungal
lize quantitative analysis, with large
have obvious potential for the spread
infection should be stressed. The
numbers of clinical isolates from differ-
of infection.
observed antimycotic synergy may
Aromatherapists and other practi-
have a chemical basis. Using a number
tioners should be particularly observant
of analytical methods, this study has
ent geographical locations, in order to address these issues.
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examined the effect of mixing tea tree
various groups of organic chemicals
For lavender essential oil alone,
and lavender essential oils.
within the oils (Franchomme and
the levels of alcohols and sequiter-
The absence of any obvious
Pénoël, 1990). It has been suggested
penes in the dilutions giving 100%
changes in retention times or identified
that effects attributable to specific
inhibition of T. rubrum at days 7 and 14
components by GC-MS, for any of the
chemical groups could be due to the
are comparable to those of the syner-
blends examined, as compared with
interaction of these groups with partic-
gistic blends.
neat essential oils would suggest that
ular cell surface receptors (Balacs,
This is also the case for lavender
no chemical reaction occurs between
1991). As a note of caution, it has been
vs T. mentagrophytes at day 7. However,
the two essential oils. However, clear
stressed that essential oils are very
at day 14, lavender essential oil failed
changes in vibrational energy levels
complex mixtures of organic chemicals
to give 100% inhibition of T. mentagro-
have been demonstrated using IR spec-
and such grouping may be an oversim-
phytes, even when undiluted. The levels
troscopy. Some of these changes were
plification. ‘Not enough is yet under-
of alcohols and sesquiterpenes in undi-
intermittent with time, and others were
stood about the pharmacological
luted lavender essential oil are 36%
temperature dependent. The pattern
effects of essential oils to know how
and 5%, respectively. In the synergistic
of changes observed is a complex one
each type may differ in effect’ (Price &
blends effective against T. mentagro-
and requires further analysis. However,
Price 1999).
phytes at day 14, these are 25.2%/29.9%
these findings would suggest that there
The antifungal properties of
(alcohols) and 3.4%/4.1% (sesquiter-
is a degree of transient chemical inter-
essential oils have been attributed to
penes), respectively. The case is similar
action between certain components of
aldehyde and ester content (Price &
with tea tree essential oil, with the
essential oil mixtures.
Price, 1999), and to alcohols, ketones
levels of alcohols and sesquiterpenes in
These transient changes in the
and sesquiterpenes (Caddy, 1997;
that dilution giving 100% inhibition of
chemical make up of the composition
Larrondo et al., 1995; Kurita et al.,
T. mentagrophytes at day 14 being 40.5%
of blends of essential oils give some
1981; Knobloch et al., 1989; Carson &
and 5.4%, respectively.
credence to the hypothesis that inter-
Riley, 1995). The antifungal effect of
The higher level of these two
actions between discrete chemical moi-
tea tree essential oil, in particular is
groups of chemicals in the concentra-
eties may contribute to the beneficial
attributed largely to its high alcohol
tion of single essential oils giving com-
therapeutic effects of essential oils
content (Caddy, 1997). It is often
plete inhibition of growth supports the
upon the client. Many of the tech-
claimed that the observed ‘synergistic
hypothesis that there is a factor other
niques used in the application of
action’ is due simply to the additive
than a direct additive effect occurring
essential oils (e.g. massage, vaporiza-
effect of combining groups of chemi-
within the synergistic blends.
tion, hot and cold compresses and
cals with similar actions.
Just as synergy can occur in single
addition to baths) exploit the use of
Analysis of the percentages of
essential oils or in blends, it is possible
temperatures other than ambient
each chemical group for lavender and
for certain components of a single oil,
room temperature.
tea tree oils individually (Caddy, 1997)
or blend to ‘quench’ undesirable
The changes in IR spectra as a
and for those blends resulting in syner-
effects of other components (Price &
result of changing ambient tempera-
gistic antifungal effect in the current
Price, 1999). It may also be possible
ture deserve further investigation as a
study suggests that this is not the case.
therefore that certain chemical groups
contributory factor to the phenome-
Tables 2–4 indicate the percentages of
in a single essential oil or blend might
non of synergistic action.
the most common constituents of
reduce the positive effects of some
There are a number of major
lavender and tea tree essential oils, for
other components. It has been demon-
components to lavender and tea tree
neat oils, for dilutions of the individual
strated that the antimicrobial efficacy
essential oils. These comprise a com-
oils, and for those blends showing syn-
of terpinen-4-ol in tea tree oil is
plex series of organic molecules with
ergistic antifungal activity. It is notable
lowered by the presence of non-
the potential for either internal syner-
that the blends showing synergistic
oxygenated terpenes, due to their low-
gistic reactions within a single oil
activity against a particular species at a
ering of the aqueous solubility of the
and/or between mixes or blends of the
particular timepoint have similar levels
essential oil as compared to the iso-
two different oils.
of alcohols and sesquiterpenes. This
lated chemical (Cox et al., 2001). This
might suggest that these two chemical
might partially explain the greater effi-
effects of essential oils may be catego-
groups
cacy of the essential oil blends in this
rized according to the presence of
observed antifungal activity.
It has been claimed that the
are
responsible
for
the
study as compared with oils used singly.
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Table 2
Major components of lavender (L. angustifolia) essential oil
Dilution (%)
Esters (%)
Aliphatic aldehydes (%)
Aromatic aldehydes (%)
Ketones (%)
Sesquiterpenes Alcohols (%) (%)
Oxides (%)
Monoterpenes (%)
Neat 10 20 30 40 50 60 70 80 90
45.0 4.5 9.0 13.5 18.0 22.5 27.0 31.5 36.0 40.5
1.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
1.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9
4.0 0.4 0.8 1.2 1.6 2.0 2.4 2.8 3.2 3.6
5.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5
2.0 0.2 0.4 0.6 0.8 1.0 1.2 1.4 1.6 1.8
4.0 0.4 0.8 1.2 1.6 2.0 2.4 2.8 3.2 3.6
Table 3
36.0 3.6 7.2 10.8 14.4 18.0 21.6 25.4 29.0 32.6
Major components of tea tree (M. alternifolia) essential oil
Dilution (%)
Esters (%)
Aliphatic aldehydes (%)
Aromatic aldehydes (%)
Ketones (%)
Sesquiterpenes (%)
Alcohols (%)
Oxides (%)
Monoterpenes (%)
Neat 10 20 30 40 50 60 70 80 90
0 0 0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0 0 0
0 0 0 0 0 0 0 0 0 0
6.0 0.6 1.2 1.8 2.4 3.0 3.6 4.2 4.8 5.4
45.0 4.5 9.0 13.5 18.0 22.5 27.0 31.5 36.0 40.5
7.0 0.7 1.4 2.1 2.8 3.5 4.2 4.9 5.6 6.3
41.0 4.1 8.2 12.3 16.4 20.5 24.6 28.7 32.8 36.9
Table 4
Chemical composition of synergistic antifungal blends of lavender and tea tree essential oils (assuming no chemical reaction)
Vs T. rubrum Day 14 Lavender (%v/v) Tea tree (%v/v) Esters (%) Aliphatic aldehydes (%) Aromatic aldehydes (%) Ketones (%) Sesquiterpenes (%) Alcohols (%) Oxides (%) Monoterpenes (%)
Vs T. mentagrophytes Day 7
Day 14
10 20 4.5 0.1
20 10 9.0 0.2
10 30 4.5 0.1
30 10 13.5 0.3
20 40 9.0 0.2
70 10 31.5 0.7
0.1
0.2
0.1
0.3
0.2
0.7
0.4 1.7 12.6 1.6 8.6
0.8 1.6 11.7 1.1 4.9
0.4 2.3 17.1 2.3 12.7
1.2 2.1 15.3 1.3 5.3
0.8 3.4 25.2 3.2 17.2
2.8 4.1 29.9 2.1 6.9
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For example, the 90% dilution of tea
Further conditions that should be
might be longer lived in-vivo due to an as
tree oil giving 100% inhibition of T.
considered involve catalysis using
yet undetermined catalytic requirement.
mentagrophytes at day 14 contains 36.9%
metals, usually in the form of salts,
Clearly further investigation at the mol-
monoterpenes. However, the 20%
which may be present in the media or
ecular–chemical level is also warranted.
lavender, 40% tea tree blend contains
cell membranes of organisms tested
only 17.2% monoterpenes. A more
in-vitro or on the skin surface of
likely explanation is Clinically, this
patients. Sodium, potassium, copper
might also be advantageous, since the
salts etc. are abundant on the surface
The authors wish to acknowledge
degradation products of monoterpenes
of the skin and in the body. Potential
Professor Alan Dronsfield (Professor of
may be the cause of sensitization to tea
contamination from the metal vessels
Organic Chemistry) for invaluable
tree essential oil (Hausen et al., 1999).
used in the distillation process may
comments and advice with respect to
The observed transient changes in
result in the presence of metal ions
the chemistry aspect of this work.
IR spectra in some blends of essential
such as copper, iron and aluminium.
oils raises a possibility for the contribu-
Equally there is the possibility of enzy-
tion of intermediate chemical moieties
matically or biochemically oriented
to synergistic effects in essential oil
catalysis from skin commensal bacte-
blends. It is well known that the esterifi-
ria, or even from the fungi themselves.
cation reaction between carboxylic acids
In conclusion, this study confirms
Buck, D.S. et al. (1994) Comparison of
and alcohols is reversible within single
that synergy does occur in the antifun-
two topical preparations for the treat-
essential oils (Price & Price, 1999).
gal activity of blends of tea tree and
ment of onychomycosis Melaleuca
There is also a clear potential for
lavender essential oils against the
alternifolia (tea tree) oil and clotrima-
transesterification reactions, where one
species used in this study. This demon-
alcohol group replaces another in an
strates the clear potential of appropri-
Caddy, R. (1997) Essential Oils in
ester in the general reaction.
ate essential oil blends as antimycotic
Colour. Amberwood Publishing Ltd,
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