Archives of Physical Medicine and Rehabilitation journal homepage: www.archives-pmr.org Archives of Physical Medicine and Rehabilitation 2013;94:2027-31
ORIGINAL ARTICLE
Systematic Framework to Classify the Status of Research on Spinal Cord Injury and Physical Activity Mara B. Nery, MS, Simon Driver, PhD, Kerri A. Vanderbom, MA From the Department of Exercise and Sport Science, College of Public Health and Human Sciences, Oregon State University, Corvallis, OR.
Abstract Objectives: To systematically classify the physical activity research for individuals with a spinal cord injury by using the behavioral epidemiologic framework; and to identify where the physical activity research for individuals with a spinal cord injury has focused between 2000 and 2012. Design: Relevant research was identified and then categorized into 1 of 5 phases by following the coding rules of the behavioral epidemiology framework. Phase 1 studies link physical activity and health outcomes, phase 2 studies validate or develop measures of physical activity, phase 3 studies identify factors that influence behavior or examine explanatory theories of behavior, phase 4 studies evaluate interventions, and phase 5 studies disseminate health promotion programs or policies and translate research into practice. Setting: Specific keywords were identified and then searched through EBSCOhost, PubMed, and Google Scholar. Participants: Not applicable. Interventions: Not applicable. Main Outcome Measures: Not applicable. Results: One hundred and thirteen articles met the criteria. Of the articles, 55% were categorized as phase 1, 12% as phase 2, 24% as phase 3, 5% as phase 4, and 4% as phase 5. Conclusions: Most studies were categorized as phase 1, 2, or 3, which implies that this field is still in the early stages of development and research should focus on intervention development and dissemination. Archives of Physical Medicine and Rehabilitation 2013;94:2027-31 ª 2013 by the American Congress of Rehabilitation Medicine
Spinal cord injury (SCI) refers to a broad spectrum of damage to the spinal cord that results in partial or complete impairment of motor and/or sensory functions of the legs, arms, trunk, or multiple areas of the body.1 Between 236,000 and 327,000 individuals currently live with an SCI in the United States, with more than 12,000 new cases being reported each year.1 Automobile collisions are the leading cause of SCI and most commonly affect individuals from 15 to 35 years of age.1 For an average individual living with an SCI, medical costs range between $15,000 and $30,000 each year, which can add up to $500,000 to $3 million in a lifetime,1 depending on the severity of the injury. Many SCI patients suffer from complications Supported by the U.S. Department of Education, Office of Special Education (contract no. H325D100061). No commercial party having a direct financial interest in the results of the research supporting this article has or will confer a benefit on the authors or on any organization with which the authors are associated.
affecting their nervous, musculoskeletal, respiratory, gastrointestinal, and urogenital systems.2 People living with SCI are at a greater risk for secondary conditions, such as depression,3 obesity, osteoporosis, pressure ulcers, type II diabetes, cardiovascular disease, and urinary tract infections,4 many of which may be preventable with adequate care. It is well documented that physical activity (PA) lowers the risk of chronic diseases, such as type II diabetes, cardiovascular disease, and obesity, in able-bodied individuals.5 As research expands in the field of disability and exercise science, the benefits of PA are becoming clearer for special populations, such as individuals with SCI,6 who may experience a reduced onset of secondary conditions as a result of increased participation.7 For example, individuals with SCI experience changes in metabolism and body composition over time, which results in a decrease in lean muscle mass and bone density, as well as an increase in abdominal adiposity.8 Because of these increases in abdominal adiposity, incidence of
0003-9993/13/$36 - see front matter ª 2013 by the American Congress of Rehabilitation Medicine http://dx.doi.org/10.1016/j.apmr.2013.04.016
2028 type II diabetes, increased cholesterol, and decreased activity, individuals with an SCI are at a much higher risk for developing metabolic syndrome, which significantly increases the risk of mortality from cardiovascular disease.8-10 In fact, this population has a higher incidence of cardiovascular disease than the general population, and its onset is decades earlier.11 However, in addition to reducing the risk of chronic disease, regular PA can reduce muscle atrophy and bone density loss, reduce the occurrence of decubitus ulcers, and help maintain cardiorespiratory fitness and mobility, which increases an individual’s independence and quality of life.7,12 The U.S. Department of Health and Human Services recommends that adults complete 150 minutes per week of moderate intensity PA,5 although only 48% of the population are regularly active.13 This number is even lower for individuals with SCI who report the lowest levels of PA among people with a disability overall,2 and report 24% less total daily energy expenditure than able-bodied individuals. There are a variety of factors that influence the PA level of individuals with an SCI, including the level of severity of the injury, degree of mobility, and subsequent barriers to activity. Barriers may include issues with accessibility, high cost, pain, and psychological barriers, such as low motivation, perceived benefits of exercise, perceived ability, and reduced self-efficacy.14 The benefits of PA in this population are vast, yet many individuals face barriers and become sedentary,15 which is why it is important to understand where researchers can best focus their efforts to facilitate the adoption and maintenance of participation. In the expanding field of exercise science and disabilities studies there is a growing need to understand where most of the research is being conducted for individuals with an SCI, and where there is a need for further inquiry. By completing this process, investigators are better positioned to conduct research in areas that have been historically less reported on, with the ultimate goal of improving the health of individuals with SCI through PA participation. The behavioral epidemiology framework described by Sallis et al16 illustrates a systematic method of categorizing current health-related research (eg, PA, nutrition, smoking cessation) that can be used to analyze the PA literature related to individuals with SCI. The framework is descriptive in nature and presents information about the status of research in the field into 1 of 5 phases. Studies categorized into phase 1 are those linking PA or exercise to health outcomes. These studies include links between behavior and health and dose-response relations with health outcomes. Studies in phase 2 validate measures of PA or the methods for measuring PA and behavior. Phase 2 also includes studies that develop and test new forms of measurement of PA. Phase 3 research includes studies identifying factors that influence behavior, and studies testing theories of behavior. Research in phase 4 includes interventions that specifically target changing PA behavior, or determinants of PA behavior, and may include randomized controlled trials. Studies in phase 5 disseminate health promotion programs or policies, and translate research into practice.16 By examining the distribution of studies that have previously been completed, researchers can shift their focus
List of abbreviations: PA physical activity SCI spinal cord injury TPB theory of planned behavior
M.B. Nery et al to phases that may be underrepresented and warrant further investigation. The phases outlined in the framework are generally sequential, building on the previous stage. For example, phase 2 studies may test the validity of a measure of behavior (eg, accelerometers), whereas phase 3 studies explore the factors that influence that behavior (eg, barriers, self-efficacy). Findings from studies in phases 1 through 3 can be used to inform intervention development, which would be classified as phase 4. When results from an intervention study provide an efficacious evidence base, findings can be disseminated into the community (phase 5). The framework can also be used to improve earlier stage research. For example, findings from studies in phase 2 that focus on the validity of a form of measurement, such as pedometers, can be used to conduct further and more accurate research in phase 1. Therefore, the purpose is to use the behavioral epidemiology framework to systematically classify studies on SCI and PA into distinct phases to better understand the current state of research in this area. The 2 major research questions posed are the following: (1) What is the current status of PA research for people with SCI? (2) What phases of PA research need further inquiry?
Method A survey of the literature was conducted by searching EBSCOhost, PubMed, and Google Scholar, using the search terms spinal cord injury, physical activity, exercise, leisure, and health promotion. The search included qualitative and quantitative studies, as well as meta-analyses and reviews published between 2000 and 2012. Articles were included that assessed PA or health promotion for populations with SCI in relation to the 5 phases of the behavioral epidemiology framework. The following coding rules were used: (1) editorials without extensive references were not included; (2) if a study fell into multiple categories, it was coded into the highest category; (3) if the study focused primarily on the measurement of PA it was coded into phase 2; (4) studies with measurements of the determinants of PA were coded into phase 3; and (5) studies that pertained to dissemination of health promotion programs were coded as phase 5.16 The research team was trained on the Sallis et al16 framework prior to coding the studies. Training involved a presentation on the article, followed by discussions and practice coding with a sample of studies to increase coding reliability among the research team. For example, from the total number of articles identified, a sample of 20 studies was randomly selected to be independently coded for reliability between 2 researchers. If the phase an article was to be coded in was questioned, the issue was resolved through discussion to reach a consensus of the group. The coders achieved 90% reliability on the sample set, which exceeded the 80% reliability minimum. The research team then completed final coding of all the identified articles, and percentages of each phase were calculated.
Results In total, 113 articles were identified, of which 55% were categorized into phase 1 (nZ62), 12% into phase 2 (nZ13), 24% into phase 3 (nZ27), 5% into phase 4 (nZ6), and 4% into phase 5 (nZ5). Most research related to SCI and PA fell into phase 1, which includes studies linking PA to health outcomes. For example, increased PA participation was linked to psychosocial www.archives-pmr.org
Epidemiologic study on physical activity and SCI benefits, such as increased self-efficacy17 and quality of life.18-22 Furthermore, studies reported a relation between increased PA and improvements in cardiovascular,19,23-27 muscular,24,28-31 and respiratory systems,23,32,33 increased bone density and decreased bone loss,34-37 lower incidence of chronic disease,38 improved motor function,28 lower levels of depression,17,20,39 and reduced pain.19,20,40 Results from phase 2 indicated that the most commonly used tool to measure PA in individuals with an SCI was the accelerometer. Other tools included heart rate monitors,41 pedometers,42,43 and accelerometers and gyrometers.41,44,45 The Physical Activity Recall Assessment for Individuals with Spinal Cord Injuries46,47 was the most frequently tested assessment, along with the Leisure Time Physical Activity Questionnaire48 and the Physical Activity Scale for Individuals with a Physical Disability.49,50 Among the phase 3 articles, the most widely used theory was the theory of planned behavior (TPB).46,51,52 The TPB links attitudes about PA and behavior to predict an individual’s intention toward being physically active.53 Other theories used were the social cognitive theory54,55 and the transtheoretical model.56,57 Studies in phase 3 also examined determinants of behavior with most articles examining barriers and facilitators to participating in PA.14,51,58-63 Very few articles were categorized into phases 4 or 5, indicating a gap in research that evaluates interventions or translates research into practice. Of the studies in phase 4, all included faceto-face health promotion programs, often in rehabilitation center settings, that examined the effects of interventions on engagement in PA,46,64-66 self-efficacy,64,65,67 goal setting,65 coping self-efficacy,64 perceived independent living status,68 empowerment,65 leisure satisfaction,46,68 and quality of life.46 All of the studies in phase 4 concluded that their interventions improved aspects of PA behavior, such as motivation, confidence, PA intention, participation, and quality of life.46,64-68
Discussion The purpose of this study was to categorize the PA and SCI literature into specific phases by using the behavioral epidemiology framework to gain a better understanding of the current status of research in this field. Articles included were published between 2000 and 2012, and were from peer-reviewed journals. From the distribution of the articles, it is clear that PA and SCI research are in the early stages of inquiry, because the focus is predominantly on phase 1 studies, which are those that link health outcomes to PA for individuals with SCI. Phase 3 consisted of the next highest concentration of research, which were studies that explore factors that influence behavior. However, there is still a need for studies that test theoretical models of health behavior on the SCI population.69 It is also apparent that there is limited research examining the efficacy of health promotion programs (phases 4 and 5). Understanding the linkages between PA and health outcomes is important to developing research in the later phases of the framework. For example, research in phase 1 allows investigators to understand dose-response relations in regards to PA, and to increase our knowledge of the benefits and risks associated with PA in the SCI population. This knowledge can then be used to guide research on increasing PA behaviors and creating meaningful interventions. www.archives-pmr.org
2029 Results from the current systematic classification suggest that there is a lack of research in phase 2, despite the importance of such studies. For example, by improving and validating existing methods and measurements of PA and behavior, and creating and testing new forms of measurement, researchers will be able to improve the accuracy of research in phases 1 and 3. Increased research into phase 2 can also help investigators integrate the most effective methods of data collection and reporting into intervention research (phase 4 studies). Phase 3 had a relatively large number of studies (24%) that explored factors that influenced PA behavior in individuals with an SCI. Behavioral theory provides a framework for creating effective health promotion programs and interventions. For example, researchers can examine the causal relations between behavioral constructs and then develop interventions to increase PA behavior, because the frameworks typically involve enhancing skills (eg, goal setting and problem-solving to increase self-efficacy) or modifying environmental conditions (eg, overcoming barriers) necessary for behavior change. In this way, theories, such as the TPB and social cognitive theory, drive practice. Phase 4 and 5 studies focus on testing interventions and disseminating health promotion programs. Health promotion programs have been shown to improve overall physical health, such as cardiovascular, respiratory, metabolic, and muscular systems, which contribute to improved performance of activities of daily living and enhanced quality of life.29 These programs have also been effective in reducing the rate of occurrence of secondary conditions.70 However, there were very few articles classified into phases 4 and 5, suggesting that the area of PA and SCI is a relatively young field and still developing.69 The importance of research into these areas is critical, because individuals with SCI typically experience poorer health than the ablebodied population, as well as secondary conditions and early mortality that could be prevented with improved interventions.69 The phase 5 studies all discussed the dissemination of recreation-based community health promotion programs. The programs consisted of engaging the participants in physical and recreation activities and having participants attend interactive seminars or education programs, which focused on health and advocacy topics and goal attainment.45,71-73 Some of the goals of the health promotion programs were to teach people how to maintain their health, decrease the occurrence of secondary conditions, and improve quality of life.70,72 It is clear that individuals with SCI could benefit enormously from further research into the implementation and dissemination of PA-based health promotion programs.
Study limitations Our use of the behavioral epidemiology framework is not without limitations. First, our systematic classification only examined articles published between 2000 and 2012. Therefore, there may be relevant articles published before 2000 that were not included. Second, relevant articles may not have been included if they were not captured in the search engines used. Third, 3 of the articles that were selected included mixed samples of disabilities in their studies. For example, 2 studies74,75 involved participants who had experienced a stroke, and 1 study76 included participants who had cerebral palsy, myelomeningocele, or acquired brain injury. Although these studies demonstrated outcomes relevant to SCI populations, they were not solely intended for SCI populations. Finally, several of the
2030 studies that were identified in our initial search examined outcomes related to physical therapy, but only those that also investigated PA outcomes were included in our review.
Conclusions Our findings illustrate that the focus of PA research for individuals with an SCI has historically been on measuring health outcomes and determinants of health behavior. These results indicate that the field is still developing because of the low representation of studies in the higher phases (phases 4 and 5). Investigators may use findings to guide future research efforts, help fill in the gaps in the body of knowledge, and improve the quality of PA research for individuals with SCI. It is well documented that PA can improve the health of individuals with an SCI, but there are a lack of health promotion programs that aim to facilitate the adoption and maintenance of participation for the population. By building on findings from phases 1 through 3, investigators can develop and implement effective health promotion programs for individuals with SCI that aim to increase PA participation and improve health.
Keywords Epidemiology; Health promotion; Motor activity; Rehabilitation; Spinal cord injuries
Corresponding author Mara B. Nery, MS, 123 Women’s Building, Oregon State University, Corvallis, OR 97331. E-mail address: mara.nery@ oregonstate.edu.
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