Temperature field analysis of a cold-region railway tunnel considering mechanical and train-induced ventilation effects

Temperature field analysis of a cold-region railway tunnel considering mechanical and train-induced ventilation effects

Accepted Manuscript Title: Temperature field analysis of a cold-region railway tunnel considering mechanical and train-induced ventilation effects Aut...

1MB Sizes 2 Downloads 53 Views

Accepted Manuscript Title: Temperature field analysis of a cold-region railway tunnel considering mechanical and train-induced ventilation effects Author: Xiaohan Zhou, Yanhua Zeng, Lei Fan PII: DOI: Reference:

S1359-4311(16)30020-5 http://dx.doi.org/doi: 10.1016/j.applthermaleng.2016.01.070 ATE 7630

To appear in:

Applied Thermal Engineering

Received date: Accepted date:

22-11-2015 24-1-2016

Please cite this article as: Xiaohan Zhou, Yanhua Zeng, Lei Fan, Temperature field analysis of a cold-region railway tunnel considering mechanical and train-induced ventilation effects, Applied Thermal Engineering (2016), http://dx.doi.org/doi: 10.1016/j.applthermaleng.2016.01.070. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

1

Temperature field analysis of a cold-region railway tunnel

2

considering mechanical and train-induced ventilation effects

3

Xiaohan Zhoua, Yanhua Zeng a*, and Lei Fanb

4

a

5

Jiaotong University, Chengdu, China

6

b

7

*Corresponding authors:

8

Key Laboratory of Transportation Tunnel Engineering, Ministry of Education, Southwest Jiaotong University,

9

Chengdu 610031, P.R. China

Key Laboratory of Transportation Tunnel Engineering, Ministry of Education, Southwest

China Railway Eeyuan Engineering Group Co. Ltd, Chengdu, China

10

Tel: +86-15895873903

11

E-mail: [email protected]

12

Highlights

13



An unsteady-state finite-difference model of cold-region tunnel temperature fields is presented.

14



The coupled convection–conduction problem is considered.

15



Effects of mechanical ventilation and train-induced winds on the tunnel temperature distribution are

16 17

studied.



In situ observed frozen lengths in a cold-region railway tunnel are compared with the calculated results.

18 19

Abstract

20

In accordance with the unsteady-state finite-difference equations for heat transfer and heat convection in a

21

cold-region railway tunnel, an unsteady-state finite-difference computer model was developed to study the heat

22

convection between the air and the tunnel wall as well as the heat transfer in the surrounding rock and at interfaces

23

between different materials in the structure of the tunnel. The wind speed and wind direction of actual mechanical

24

ventilation wind produced during operation as well as the train-induced wind and natural wind in the tunnel were

1

Page 1 of 25

25

considered in the analysis of the temperature field distribution of a cold-region railway tunnel under actual

26

periodic variations in entrance wind temperature. Good agreement was observed between the calculated frozen

27

length and the frozen length observed in situ at the entrance of the railway tunnel. The results show that

28

mechanical ventilation winds during operation and train-induced winds significantly influence the temperature

29

field distribution in the tunnel and that the variables associated with mechanical ventilation winds and

30

train-induced winds should be considered in the engineering design of cold-region tunnels. In this way, the

31

temperature field of a railway tunnel can be correctly predicted via finite differencing.

32

Keywords: Cold-region railway tunnel, Mechanical ventilation wind, Train-induced wind, Temperature field,

33

Finite difference, Frozen length

34

1. Introduction

35

Research on cold-region tunnel design is becoming urgent because of the vast number of infrastructure

36

construction projects being undertaken for railways and highways in cold regions. The prediction of temperature

37

fields, which are used as references for relevant cold-proofing measures, is an important factor in cold-region

38

tunnel engineering design. Numerous studies have been conducted on temperature fields in cold-region tunnels.

39

Bonacina et al. proposed a finite-difference method for addressing melting and freezing with corresponding phase

40

changes; moreover, the problem formulation could be straightforwardly extended to multidimensional cases [1].

41

Comini et al. performed a finite-element analysis of the transient heat conduction problem with non-linear physical

42

properties and boundary conditions, in which latent heat effects were treated as heat capacity variations within a

43

narrow temperature range [2]. Lai et al. performed nonlinear analyses of related problems concerning temperature,

44

seepage and stress fields in cold-region tunnels based on the theory of heat transfer using finite-element formulas

45

[3], and related studies have demonstrated that good insulation should be installed to avoid substantial

46

frost-heaving damage to the tunnel lining [4]. He et al. predicted the freezing–thawing conditions in the rock

2

Page 2 of 25

47

surrounding tunnels in cold regions using a combined convection–conduction model based on factors including the

48

in situ air temperature, atmospheric pressure, and wind force conditions [5,6]. Lai et al. proposed an approximate

49

analytical solution for temperature fields in cold-region circular tunnels based on a dimensionless perturbative

50

method that can be used when the initial temperature is nearly 0°C [7]. Zhang et al. analyzed three-dimensional

51

temperature characteristics in cold-region tunnels using the finite-element method [8]. Zhang et al. performed a

52

forecast analysis of the refreezing of the Kunlunshan permafrost tunnel of the Qing-Tibet Railway in China [9].

53

Lai et al. [10] proved that the freezing-thawing behaviors of the rock surrounding a tunnel can be correctly

54

predicted even if the air temperature along the tunnel is unknown. Feng et al. adopted the Stehfest numerical

55

inversion and Laplace transform methods to address this problem [11].

56

To date, proper cold-proofing measures have been applied in China, Norway, Russia, Canada and Japan to

57

decrease the frost damage experienced by tunnels in cold regions. In Japan, Okada et al. first introduced surface

58

adiabatic treatments and adiabatic double lining to prevent water leakage and the formation of icicles and

59

described a cross-sectional model considering heat insulation of the lining surface and cyclically varying

60

temperatures in thin earth covers. In addition, these authors discussed the different temperature modes

61

corresponding to different heat insulator depths and different earth covers [12-14]. In Norway, heated cables, some

62

of which are fitted with double thermal insulation doors, whereas others have insulation installed, are used to heat

63

certain drains [10]. Many useful methods, such as slurry injection and the use of insulation materials, thermal

64

insulation doors, snow sheds and drainage holes, have been proposed for cold-region tunnels in China [15]. A

65

three-dimensional nonlinear analysis of the coupled problem of heat transfer and seepage both with and without an

66

insulation layer was conducted for the Kunlun mountain tunnel by Zhang et al. [16]. An analysis of the refreezing

67

of the Feng Huoshan tunnel in the presence of thermal insulation material was conducted by Zhang et al. to study

68

the behavior of the thermal insulation material in a permafrost tunnel during the refreezing process [9]. To

3

Page 3 of 25

69

determine the appropriate scope of insulation materials or slurry injections for cold-regions tunnels, the predicted

70

scale of the tunnel structure at freezing temperatures must be confirmed via predictive calculations of the

71

temperature fields before construction.

72

Tan et al. introduced a calculation model that includes control equations for the surrounding rock and air

73

temperatures to analyze the temperature field of the surrounding rock of the Galongla tunnel in Tibet and the

74

thermal insulation measures applied under ventilation conditions; the calculations were performed using the

75

commercial finite-element software package COMSOL Mutiphysics (version 4.2) [15]. It is known in the field of

76

railway tunnel ventilation that, in addition to the natural winds from the entrance or exit of a tunnel, mechanical

77

ventilation and train-induced winds are present inside the tunnel and cannot be ignored when the tunnel is in use.

78

Thus, this paper primarily examines the influence of natural, mechanical ventilation and train-induced winds on

79

the temperature fields in a cold-region tunnel based on both theoretical finite-difference calculations and the results

80

of a field investigation. In addition, the effects of mechanical ventilation and train-induced winds on the freezing

81

scale in a cold-region tunnel are analyzed.

82

2. Tunnel temperature field model based on the coupled problem of

83

the convective exchange between the air and tunnel lining and the

84

heat transfer in the lining structures and surrounding rock

85

2.1. Fundamental assumptions

86

The primary purpose of the current study was to determine how the mechanical ventilation wind and train-induced

87

wind in a tunnel influence the tunnel’s temperature field distribution. Thus, for simplicity, the following basic

88

assumptions are made regarding the transient heat transfer:

89

(1) The calculated cross section along the longitudinal direction of the tunnel is circular [6,7,17], and the

90

equivalent hydraulic radius is obtained in the computation.

4

Page 4 of 25

91 92

(2) At the beginning of the calculation, the temperature of the tunnel structure is equal to the initial temperature

of the surrounding rock, which is constant in the radial direction.

93

(3) The air is laminar and incompressible, and the air pressure does not vary with temperature [10,15].

94

2.2. Governing equations

95

The process of heat transfer in the surrounding rock-lining-wind system primarily involves the heat transfer

96

between the surrounding rock and the tunnel lining, the convective heat transfer between the tunnel wall and the

97

air, and any thermal radiation that occurs. The thermal radiation is ignored in this analysis because of its relatively

98

small magnitude.

99

The transmission of heat is described by the Fourier law [18] as follows:

100

(1) is the temperature gradient in the direction normal to the area A, λ is the heat transfer rate, and φ is the

101

where

102

heat that passes through a given area in unit time.

103

The temperature field of a tunnel consists of a set of temperatures at various points at every moment. The

104

temperature function in a three-dimensional rectangular coordinate system can be expressed as

105

(2)

106

According to the fundamental assumptions stated in Section 2.1, the governing equation of the longitudinal

107

transient temperature field of the surrounding rock and lining in cylindrical coordinates [10,17] is

108 109

(3)

The boundary conditions are

110

(4)

111

(5)

112

where T is the temperature of the tunnel lining and surrounding rock,

is the initial temperature of the

5

Page 5 of 25

113

surrounding rock, Tf is the wind temperature, r is the radial distance, a (

114

coefficient, t is time, ρ is the density of the tunnel lining and surrounding rock, and h is the convective heat transfer

115

rate.

116

The wind in the tunnel is regarded as a non-viscous, incompressible fluid exhibiting a laminar flow, non-viscous,

117

incompressible fluid, and the heating effect from the equipment in the tunnel is considered. The control equation

118

for the transient temperature of the axial wind in the tunnel [17] is

119 120

) is the thermal diffusion

(6)

The boundary conditions are

121

(7)

122

where

123

effect in the tunnel, and

124

At the frost front position s(t), the continuity condition and the conservation-of-energy requirement should be

125

satisfied, i.e.,

is the temperature of the tunnel wall, U is the perimeter of the cross section, qs is the equipment heating is the constant-pressure specific heat capacity of the surrounding rock.

126

(8)

127

Suppose that the phase change occurs in the temperature region denoted by Tm+

128

frozen regions ( ), the heat capacity of unfrozen regions ( ), the heat transfer rate in frozen regions (λf) and the

129

heat transfer rate in unfrozen regions (λu) do not depend on the temperature (T). Then, the following definitions

130

may be assumed [8]:

131

132

and that the heat capacity of

(9)

and

133

(10)

6

Page 6 of 25

134

2.3. Finite-difference discretization

135

Numerically calculating partial differential equations requires two steps. First, the continuous calculation range is

136

divided into finite and discrete point sets, and the partial differential equations and definite conditions are

137

transformed into algebraic equations at the corresponding points. Then, the computed results for the partial

138

differential equations at these points are obtained. Because there must be a smooth change between the computed

139

results for adjacent discrete points, approximate solutions over the entire calculation range can be obtained via

140

interpolation. Clearly, the accuracy of the computed results strongly depends on the number of discrete points

141

considered. Finally, the time domain should also be discretized for transient heat conduction problems.

142

Based on the actual structure of the tunnel, discrete processes in the spatial domain were adopted when

143

implementing the temperature field calculations in this study. The tunnel structures in a transverse section were

144

assumed to be circular with hydraulic radii[6,7,17], and the gridding was assumed to be centrosymmetric. A model

145

with equidistant gridding in the tunnel's axial direction was adopted. The mesh generated for the model used to

146

calculate the temperature field in the tunnel is detailed in Fig. 1 and Fig. 2.

147

Fig. 1 and Fig. 2 depict the horizontal and vertical grids, respectively. Finite-difference equations were established

148

for the heat transmission between the layers of tunnel lining, between the tunnel lining and the surrounding rock,

149

and inside the surrounding rock. By contrast, partial differential equations were used to model the heat convection

150

between the air and the tunnel wall. In combination with the law of energy conservation, the entire asynchronous

151

differencing scheme for the transient heat transfer calculation was established as follows [17].

152

The formula for approximating the temperature of a grid node within the surrounding rock is

153

(11)

154

where

155

cross-sectional plane;

is the temperature of node i,j at time n;

is the radial distance corresponding to the step size in the

is the longitudinal step size; F0 is the Fourier value,

; and

is the time step.

7

Page 7 of 25

156

The formula for approximating the temperature of a node at a convection boundary is

157 158

(12)

159

where

160

The formula for approximating the temperature of a node at an intersection point between materials is

is the wind temperature of node i at time n.

161 162

(13)

The longitudinal approximation formulas for the wind temperature in the tunnel are

163

(14)

164

where

165

the tunnel.

166

The approximation formulas given above for the temperatures of the wind and the surrounding rock include both

167

heat conduction and heat convection, and both distance and time steps are considered. Furthermore, the wind

168

temperature and wind speed are taken into account in Tf and v.

169

3. Finite-difference analysis of a cold-region railway tunnel

170

The Nan Shan railway tunnel, located in northeastern China, is analyzed here as an example. The natural wind,

171

mechanical ventilation wind and train-induced wind in the tunnel are the major factors considered in calculating

172

the temperature field using the finite-difference method presented in this paper.

173

3.1. Introduction to the Nan Shan tunnel

174

The Nan Shan railway tunnel is a cold-region tunnel in Jilin Province, China. The coldest monthly average

175

temperature in the region is -12.5°C, and the extreme low monthly average temperature is -17°C; the altitude is

is the wind temperature at node i at time n+1, A is the cross-sectional area, and v is the wind speed in

8

Page 8 of 25

176

approximately 1900 m. The Nan Shan tunnel is located in an area with a humid temperate continental monsoon

177

climate with long cold snowy winters and cool wet summers.

178

3.2. Model, conditions and parameters

179

The Nan Shan tunnel has a length of 7,566 m (Bai-He to Long-He), a downward slope of 0.95%, and an elevation

180

ranging from 749.84 m to 821.72 m. The calculated cross-sectional area is 32.43 m2, the wetted perimeter is 21.76

181

m, and the equivalent diameter of the tunnel is 5.96 m, which includes a 0.45-m secondary lining and a 0.25-m

182

inner lining, as shown in the cross section in Fig. 4.

183

A longitudinal section of the Nan Shan tunnel is shown in Fig. 3. From knowledge of the buried depth and local

184

climate data of the tunnel, the initial temperature of the surrounding rock can be obtained by taking the

185

temperature gradient to be 3°C/100 m and the local average soil temperature to be equal to the subsurface

186

temperature [10].

187

The average measured natural wind speed in the tunnel is 2.5 m/s, with the wind blowing from Bai-He to Long-He.

188

Train-induced wind is also considered in this paper. This latter wind speed is calculated as follows:

mm

-

189 190 191 192

m

mm

where

n n n

(12)

is the train-induced wind;

;

-l m

;

d

n

d

;

m

;

is the train speed;

-

is the train length; N is the resistance coefficient, where

; λr is the frictional resistance coefficient of the tunnel wall; and

is the blockage ratio, where

f

, with

193

fT being the cross-sectional area of a train and A being the cross-sectional area of the tunnel.

194

Three pairs of freight trains and one pair of passenger trains, all of which are driven by diesel locomotives, travel

195

through the Nan Shan tunnel on a daily basis. Using Equation 12 and a train speed of 60 km/h, the train-induced

196

wind speeds are found to be 6.8 m/s and 6.1 m/s when the train is moving with and against the direction of the

197

natural wind, respectively, as shown in Fig. 6. 9

Page 9 of 25

198

As shown in Fig. 4 and Fig. 5, the Nan Shan tunnel ventilation system consists of 10 jet fans and 4 axial flow fans

199

located at the Long-He end. The axial flow fans are installed at equal distances in two air holes at DK76+424 and

200

DK76+354, and the jet fans are hung at the exit of the tunnel at DK76+454. According to the relevant design data

201

and the literature, the mechanical ventilation time required to exhaust dusty air is 33 minutes after a train passes

202

through the Nan Shan tunnel during operation. After a train passes through the tunnel during actual operation, the

203

corresponding fans are activated to create a reverse wind. Four pairs of trains pass through the tunnel on a daily

204

basis, and the measured mechanical ventilation wind speed is 1.5 m/s from the exit to the entrance of the tunnel.

205

The average specific heat capacities, densities, average thermal conductivity coefficients and other parameters of

206

the secondary lining, inner lining and surrounding rock can be obtained from the relevant experimental data given

207

in Table 1. The convective heat transfer rate is found to be h=3.06v+9.55

208

between the wind velocity and the convective heat transfer rate discussed by Zhang et al. [19]. According to the

209

climate data recorded at the Nan Shan tunnel over the past 20 years, the periodic entering wind temperature is

210

/(m2·°C), according to the relationship

(°C), where i represents time (in days).

211

3.3. Results and discussion

212

The train-induced wind and the mechanical ventilation wind are both considered in the calculation. The

213

train-induced wind and mechanical ventilation wind primarily influence the speed and direction of the overall wind

214

in the tunnel, which in turn will influence the convective heat transfer between the air and the tunnel wall.

215

Therefore, the effects of the wind speed and wind temperature on the temperature distributions in the lining and

216

surrounding rock are studied below.

217

3.3.1. Temperature distributions in the lining and surrounding rock in the presence of

218

natural, train-induced and mechanical ventilation winds

219

The tunnel section DK73+139 (4211 m from the tunnel entrance) was selected for the analysis of the

10

Page 10 of 25

220

cross-sectional temperature distribution, as shown in Fig. 7. The natural wind speed is 2.5 m/s from Bai-He to

221

Long-He; the mechanical ventilation speed is 1.5 m/s from Long-He to Bai-He; the train-induced wind speeds are

222

6.8 m/s and 6.1 m/s when moving with and against the direction of the natural wind, respectively; and the wind

223

temperature at the tunnel entrance is

224

distributions at various radial points in section DK73+139 follow the same sine distribution rule as the inlet wind

225

temperature when the natural wind, train-induced wind and mechanical ventilation wind are all considered. Lesser

226

changes in temperature amplitude and greater time lags compared with the sine-wave profile of the entering wind

227

temperature are predicted for regions farther from the secondary lining surface. The changes in temperature

228

amplitude observed during the first cycle are 11.02, 8.58, 5.87, 1.38 and 0.29°C, with cycles of approximately 400,

229

410, 430, 540 and 640 days at points at distances of 0.45, 0.7, 17.6, and 27.6 m from the surface of the secondary

230

lining.

231

The temperature distributions in regions at different radial depths along the entire tunnel, under the natural wind,

232

mechanical ventilation wind, train-induced wind and temperature conditions given in Section 3.1, are shown in Fig.

233

8. The figure shows that different radial nodes generally follow the same distributional trends in the longitudinal

234

direction. After 300 days of the simulation, from the surface of the secondary lining to a distance of 17.7 m from

235

its surface, the longitudinal temperature begins to approximate the initial temperature of the surrounding rock. The

236

temperature distribution at a distance of 17.7 m from the surface of the secondary lining after 300 days of the

237

simulation is approximately identical to the original temperature distribution along the tunnel in the longitudinal

238

direction, except in the entrance and exit regions.

239

3.3.2. Influence of mechanical ventilation wind on temperature distributions in the

240

lining and surrounding rock

241

The temperature distributions along the entire tunnel at the surface of the secondary lining and at a distance of 0.7

(°C). The figure shows that the temperature

11

Page 11 of 25

242

m from its surface after 300 days of simulation, with the mechanical ventilation wind both considered and not

243

considered as described in section 3.3.1, are shown in Fig. 9. The entrance region (Bai-He) and the exit region

244

(Long-He) are found to follow opposite temperature distribution rules with and without mechanical ventilation

245

wind. Within 600 m of the entrance region, the average longitudinal temperature on the surface of the secondary

246

lining in the presence of mechanical ventilation wind is 1.1054°C higher than the average longitudinal temperature

247

without mechanical ventilation wind. Within 600 m of the exit region, the average longitudinal temperature on the

248

surface of the secondary lining in the presence of mechanical ventilation wind is 1.7954°C lower than the average

249

longitudinal temperature without mechanical ventilation wind. In addition, these temperature differences become

250

0.7722 and 0.4702°C, respectively, for points at a distance of 0.7 m from the surface of the secondary lining. Thus,

251

because of the direction of the mechanical ventilation fans (from Long-He to Bai-He), the exit region of the Nan

252

Shan tunnel is more sensitive to mechanical ventilation effects.

253

3.3.3. Influence of train-induced wind on temperature distributions in the lining and

254

surrounding rock

255

The temperature distributions along the entire tunnel at the surface of the secondary lining and at a distance of 0.7

256

m from its surface after 300 days of simulation, with the train-induced wind both considered and not considered as

257

described in section 3.3.1, are shown in Fig. 10. The train-induced wind travels in the same direction as the train;

258

thus, this wind amplifies the heat convection between the air and the tunnel wall without affecting the temperature

259

distribution rule governing the tunnel as a whole. The temperature distribution in the exit region exhibits a

260

substantial difference depending on whether the train-induced wind is considered because the train-induced wind

261

from Long-He to Bai-He pulls cold air into the tunnel, strongly cooling the lining and surrounding rock.

262

3.3.4. Influence of wind speed on temperature distributions in the lining and

263

surrounding rock 12

Page 12 of 25

264

To provide a quantitative analysis of the influence of different wind speeds on the temperature distributions, a case

265

study is performed in this section. The temperature distributions in the lining and surrounding rock in a section at a

266

distance of 1620 m from the tunnel entrance (Bai-He) after 10 days of simulation at different wind speeds,

267

calculated under the conditions presented in section 3.3.1, are shown in Fig. 11. The figure shows that when the

268

wind speed is less than 5 m/s, an increase in the wind speed has a large influence on the temperature distribution.

269

By contrast, when the wind speed is higher than 10 m/s, the effect is very small, especially in regions at a depth of

270

greater than 3 m. The main reason for this difference in behavior is that the thermal exchange between the air and

271

the lining is stable when the wind speed is higher than 10 m/s [15]. Furthermore, Fig. 11 shows that the wind speed

272

has a greater influence on the temperature distribution at shallower depths.

273

3.3.5. Influence of wind temperature on temperature distributions in the lining and

274

surrounding rock

275

For the calculations presented here, the wind speed at the tunnel entrance (Bai-He) was fixed at 2.5 m/s and the

276

other conditions presented in section 3.3.1 were used. The temperature distributions in the lining and surrounding

277

rock in a section at a distance of 1620 m from the tunnel entrance (Bai-He) after 30 days of simulation at different

278

wind speeds are shown in Fig. 12. The figure illustrates that the wind temperature strongly influences the

279

temperature distribution in the lining and surrounding rock, primarily because a large temperature difference

280

between the air and the tunnel wall will promote heat convection.

281

3.3.6. Discussion

282

During tunnel operation, the temperatures of the lining and surrounding rock vary over time because of the

283

temperature differences that form between the air and the tunnel wall under the influence of periodic variations in

284

wind temperature. The temperatures of the lining and surrounding rock vary with the same periodic behavior as the

285

wind temperature but at a relative time delay. The temperature distributions of nodes at different radii generally

13

Page 13 of 25

286

follow the same distributional trends in the longitudinal direction.

287

The entrance region (Bai-He) and the exit region (Long-He) are found to follow opposite temperature distribution

288

rules with and without mechanical ventilation wind because of the reverse wind direction of the fans in the exit

289

region compared with the natural wind direction. Train-induced wind travels in the same direction as the train; thus,

290

train-induced wind amplifies the heat convection between the air and the tunnel wall without affecting the

291

temperature distribution rule governing the tunnel as a whole. The temperature distribution in the exit region

292

differs substantially depending on whether train-induced wind is considered because the train-induced wind from

293

Long-He to Bai-He pulls cold air into the tunnel, strongly cooling the lining and surrounding rock. Every railway

294

tunnel has its own properties of mechanical ventilation and train scheduling; thus, the direction and speed of the

295

ventilation fans are not common to all tunnels. Therefore, both mechanical ventilation and train-induced winds

296

should be considered when calculating the temperature field of a railway tunnel.

297

To provide a quantitative analysis of the influence of different wind speeds and wind temperatures on the

298

temperature distribution in a tunnel, two case studies were performed. The results show that both wind speed and

299

wind temperature considerably influence the temperature distribution because of their influence on the heat

300

convection between the air and the tunnel wall. A high wind speed results in the introduction of more cold air into

301

the tunnel and leads to a large convection coefficient; at the same time, a large temperature difference between the

302

air and the tunnel wall will also promote heat convection between the air and the wall.

303

3.4. Validation of the calculated result against the field-measured frozen

304

length

305

The Nan Shan tunnel opened to traffic in 2006, and a field investigation of this tunnel during the winter of 2009

306

showed that the frozen length at the entrance (Bai-He) reached a maximum of 1,472 m. The freezing sites included

307

the side drainage ditches and tunnel linings (see Fig. 13).

14

Page 14 of 25

308

To avoid damage from cold temperatures, the predicted scale of a tunnel structure under freezing temperatures is

309

important and useful in determining the appropriate scope of antifreezing measures, such as insulation layers in the

310

tunnel. The temperature field in the Nan Shan tunnel was calculated using the finite-difference model presented in

311

Section 3.3.1 given the actual wind speed and wind temperature conditions. Fig. 14 shows a maximum calculated

312

longitudinal length at temperatures below 0°C in the area between the inner lining and the surrounding rock in the

313

entrance region of the Nan Shan tunnel within the first year of operation of approximately 1,440 m, increasing to

314

approximately 1,500 m during the second year and subsequently remaining at approximately the same value,

315

which is consistent with the results of the field investigation conducted in 2009. Thus, the proposed

316

finite-difference model could be successfully applied to accurately calculate the basic temperature field

317

distribution of the Nan Shan tunnel.

318

4. Conclusions

319

Unsteady-state finite-difference equations for heat transfer and heat convection were established to calculate the

320

temperature field of a cold-region railway tunnel considering natural wind, train-induced wind and mechanical

321

ventilation wind. The temperature distributions in the tunnel structures and surrounding rock under natural wind,

322

train-induced wind and mechanical ventilation wind as well as the influence of wind temperature, wind speed and

323

wind direction on the temperature distribution were studied. The following conclusions were drawn based on a

324

combination of finite-difference calculations and the results of an in situ investigation.

325

(1) The wind temperature and wind speed inside a tunnel significantly influence the tunnel’s temperature

326

distribution. The temperature distributions at different radial points follow the same distribution rule as that

327

governing the natural wind temperature at the tunnel entrance,

328

radial distances experience smaller changes in temperature amplitudes and greater time lags with respect to the

329

wind temperature.

(°C). Points at greater

15

Page 15 of 25

330

(2) Train-induced wind and mechanical ventilation wind generally amplify the heat convection between the air and

331

the tunnel structures. Train-induced wind travels in the same direction as the train; thus, it amplifies the heat

332

convection between the air and the tunnel wall without significantly affecting the temperature distribution rule

333

governing the tunnel as a whole. Because of the reversed direction of the fans in the exit region compared with that

334

of the natural wind in the Nan Shan tunnel, the entrance and exit regions follow opposite temperature distribution

335

rules when mechanical ventilation effects are considered. These ventilation effects cannot be ignored when

336

predicting tunnel temperature fields.

337

(3) The accuracy of the temperature field calculation method for cold-region railway tunnels based on the

338

ventilation effect was verified by comparing the calculated results with the data from an in situ investigation of the

339

Nan Shan tunnel. The finite-difference model proposed in this paper can be used to guide the design of insulation

340

layers for cold-region railway tunnels, thereby overcoming the difficulties encountered because of the complexity

341

of modeling and stringent hardware requirements of general finite-element software.

342 343 344 345 346 347 348 349 350 351

Nomenclature

352 353 354 355 356 357 358 359 360 361

A

cross-sectional area [m2] temperature gradient in the direction normal to the area A

λ

heat transfer rate [W/m·K]

φ

heat passing through a given area in unit time [W/m2·s]

T

temperature of the tunnel lining and surrounding rock [°C] initial temperature of the surrounding rock [°C]

Tf

wind temperature [℃]

r

radial distance [m]

a

thermal diffusion coefficient (

t

time [s]

ρ

density [kg/m3]

h

convective heat transfer rate [W/m2·K]

U

cross-sectional perimeter [m]

qs

equipment heating effect in the tunnel [W]

)

tunnel wall temperature [℃]

constant-pressure specific heat capacity [J/m3·K] temperature of node i,j at time n [°C] radial distance corresponding to the step size in the cross-sectional plane [m] longitudinal step size [m] 16

Page 16 of 25

362

F0

363 364 365 366 367 368 369 370 371 372 373 374 375 376 377 378

Fourier value, time step [s] wind temperature at node i at time n [°C] wind temperature at node i at time n+1 [°C]

v

wind speed in the tunnel [m/s]

i

time [d] train-induced wind [m/s] train speed [m/s] train length [m]

N r

resistance coefficient of a train [1/m] frictional resistant coefficient of the tunnel wall blockage ratio

fT

cross-sectional area of a train [m2] heat capacity in frozen regions [J/m3·K] heat capacity in unfrozen regions [J/m3·K]

λf

heat transfer rate in frozen regions [W/m·K]

λu

heat transfer rate in unfrozen regions [W/m·K]

References 379

[1]

380 381

Heat Mass Transf. 16 (1973) 1825-1832.

[2]

382 383

[3]

Y.M. Lai, Z.W. Wu, Y.L. Zhu, L.N. Zhu, Nonlinear analysis for the coupled problem of temperature,

seepage and stress fields in cold-region tunnels, Tunnelling Undergr. Space Technol. 13 (1998) 435–440.

[4]

386 387

G. Comini, S. Del Guidice, R.W. Lewis, O.C. Zienkiewicz, Finite element solution of non-linear heat

conduction problems with special reference to phase change, Int. J. Numer. Methods Eng. 8 (1974) 613-624.

384 385

C. Bonacina, G. Comini, A. Fasano, M. Primicerio, Numerical solution of phase-change problems, Int. J.

Y. Lai, Z. Wu, Y. Zhu, L. Zhu, Nonlinear analysis for the coupled problem of temperature and seepage fields

in cold-region tunnels, Cold Regions Sci. Technol. 29 (1999) 89–96.

[5]

C.X. He, Z.W. Wu, Preliminary prediction for the freezing –thawing situation in rock surrounding

388

DabanShan tunnel, in: Proceedings of the Fifth National Conference on Glaciology and Geocryology,

389

Culture Press of Gan Su, Lan Zhou, 1996, pp. 419–425.

17

Page 17 of 25

390

[6]

391 392

in the surrounding rock wall of a tunnel in permafrost regions, Sci. China Ser. D 29 (1999) 1–7.

[7]

393 394

[8]

X.F. Zhang, Y.M. Lai, W.B. Yu, S.J. Zhang, Nonlinear analysis for the three-dimensional temperature fields

in cold region tunnels, Cold Regions Sci. Technol. 35 (2002) 207-219.

[9]

397 398

Y.M. Lai, S.Y. Liu, Z.W. Wu, W.B. Yu, Approximate analytical solution for temperature fields in cold

regions circular tunnels, Cold Regions Sci. Technol. 13 (2002) 43–49.

395 396

C.X. He, Z.W. Wu, L.N. Zhu, A convection – conduction model for analysis of the freeze – thaw conditions

X.F. Zhang, Y.M. Lai, W.B. Yu, S.J. Zhang, J.Z. Xiao, Forecast analysis for the re-frozen of Kunlunshan

permafrost tunnel on Qing-Tibet railway in China, Cold Regions Sci. Technol. 38 (2004) 12–22.

[10]

Y.M. Lai, X.F. Zhang, W.B. Yu, S.J. Zhang, Z.Q. Liu, J.Z. Xiao, Three-dimensional nonlinear analysis for

399

the coupled problem of the heat transfer of the surrounding rock and the heat convection between the air and

400

the surrounding rock in cold-region tunnel, Tunnelling Undergr. Space Technol. 20 (2005) 323-332.

401

[11]

402

Q. Feng, B.S. Jiang, Analytical calculation on temperature field of tunnels in cold region by LaPlace integral

transform, J. Min. Saf. Eng. 29 (2012) 391-395.

403

[12]

K. Okada, Lcile prevention by adiatic treatment of tunnel lining, Jpn. Railw. Eng. 26 (1985) 75-80.

404

[13]

K. Okada, F. Toshishige, S. Tomoyasu, K. Katsuhisa, I. Shigehiro, Adaptability of icicle prevention work by

405

adiabatic treatment in thin-earth-covering tunnel: Part. 1 (Tunnel cross section model and cyclic changes in

406

temperature), Bull. Sci. Eng. Res. Inst. 17 (2005) 1-8.

407

[14]

K. Okada, F. Toshishige, S. Tomoyasu, K. Katsuhisa, I. Shigehiro, Adaptability of icicle prevention work by

408

adiabatic treatment in thin-earth-covering tunnel: Part. 2 (Temperature responses in tunnel cross section and

409

adaptability of icicle prevention work), Bull. Sci. Eng. Res. Inst. 18 (2006) 10-23.

18

Page 18 of 25

410

[15]

X. Tan, W. Chen, D. Yang, Y. Dai, G. Wu, J. Yang, H. Yu, H. Tian, W. Zhao, Study on the influence of

411

airflow on the temperature of the surrounding rock in a cold region tunnel and its application to insulation

412

layer design, Appl. Therm. Eng. 67 (2014) 320-334.

413

[16]

414 415

X.F. Zhang, J.Z. Xiao, Y.N. Zhang, S.X. Xiao, Study of the function of the insulation layer for treating water

leakage in permafrost tunnels, Appl. Therm. Eng. 27 (2007) 637-645.

[17]

416

X.H. Zhou, Study on the influence of ventilation on frost resistance and reasonable range of resistance for

tunnel in cold region, Master dissertation, Southwest Jiaotong University, 2012, pp. 29-31 (in Chinese).

417

[18]

Z.R. Zhang, Heat Transfer, High Educational Press, Beijing, 1989.

418

[19]

J.R. Zhang, Z.Q. Liu, A study on the convective heat transfer coefficient of concrete in wind tunnel

419

experiment, China Civil Eng. J. 9 (2006) 39-42 (in Chinese).

Table and Figure Captions 420

Fig. 1. The partition schematic of the calculated tunnel cross section, indicating the numbering of the

421

computational nodes

422 423

Fig. 2. The distribution of the internal nodes in the tunnel along the axial direction

424

19

Page 19 of 25

425 426

Fig. 3. A longitudinal section of the Nan Shan tunnel with mileage and elevations, including the 600-m entrance

427

region from DK 68+928 to DK69+048 and the 600-m exit region from DK75+894 to DK76+574

428 429 430

Fig. 4. A cross section of the tunnel

431 432 20

Page 20 of 25

433

Fig. 5. The mechanical ventilation system of the Nan Shan tunnel, including 10 jet fans and 2 axial flow fans

434 435 436

Fig. 6. The changes in wind speed and direction in the tunnel throughout the day caused by train-induced wind

437 438 439

Fig. 7. The temperatures at various radial nodes in section DK73+139 as a function of time (considering natural

440

wind, train-induced wind and mechanical ventilation wind)

Surface of secondary lining 0.45 m (radial direction) 0.6 m (radial direction) 17.6 m (radial direction) 27.6 m (radial direction)

12 10

Temperature /℃

8 6 4 2 0 -2

0

100 200 300 400 500 600 700 800 900 100011001200130014001500160017001800

Time/day

441 21

Page 21 of 25

442

Fig. 8. The calculated temperatures at various axial nodes after 300 days (considering natural wind, train-induced

443

wind and mechanical ventilation wind)

Temperature /℃

10 8 6 4 2 0 -2 -4 -6 -8 -10 -12 -14

surface of the secondary lining 0.45 m away from the secondary lining 0.7 m away from the secondary lining 17.7 m away from the secondary lining original temperature 0

500 1000 1500 2000 2500 3000 3500 4000 4500 5000 5500 6000 6500 7000 7500 8000

Longitudinal distance along the tunnel /m

444 445 446

Fig. 9. The calculated temperatures at various axial nodes after 300 days (with and without mechanical ventilation

447

wind)

10 8 6 4

Temperature/℃

2 0 -2 -4 -6 -8

0.7m away from the surface of the secondary lining (under mechanical ventilation wind) 0.7m away from the surface of the secondary lining (no mechanical ventilation wind) the surface of the secondary lining (with mechanical ventilation wind) the surface of the secondary lining (no mechanical ventilation wind)

-10 -12 -14

0

500 1000 1500 2000 2500 3000 3500 4000 4500 5000 5500 6000 6500 7000 7500 8000

Longitudinal distance along the tuunel/m

448 449 450

Fig. 10. The calculated temperatures at various axial nodes after 300 days (with and without train-induced wind)

22

Page 22 of 25

6 4 2

temperature/℃

0 -2 -4 -6 -8 0.7m away from the surface of the secondary lining (under train-induced wind) 0.7m away from the surface of the secondary lining (no train-induced wind) the surface of the secondary lining (with train-induced wind) the surface of the secondary lining (no train-induced wind)

-10 -12 -14

0

500 1000 1500 2000 2500 3000 3500 4000 4500 5000 5500 6000 6500 7000 7500 8000

Longitudinal distance along the tunnel/m

451 452

Fig. 11. Temperature distributions in the lining and surrounding rock in a section at a distance of 1620 m from the

453

tunnel entrance for various wind speeds

8

temperature/℃

7

1 m/s 5 m/s 10 m/s 15 m/s 20 m/s

6

5

4

3

0

1

2

3

4

5

6

7

8

depth/m

454 455 456

Fig. 12. Temperature distributions in the lining and surrounding rock in a section at a distance of 1620 m from the

457

tunnel entrance for various wind temperatures

23

Page 23 of 25

20 15

temperature/℃

10 5 0 -5

-10 -15 0

1

2

3

4

5

6

-30℃ -20℃ -10℃ 0℃ 10℃ 20℃ 30℃ 7

8

depth/m

458 459 460

Fig. 13. Illustration of freezing sites in the Nan Shan tunnel

461 462 463

Fig. 14. The maximum calculated frozen lengths in the entrance region of the Nan Shan tunnel under actual

464

operating conditions (between the inner lining and the surrounding rock, below 0°C)

24

Page 24 of 25

1520

Frozen length/m

1500

1480

1460

1440

1420

0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20

Time/year

465 466 467

Table 1. Experimental thermal and physical parameters of dielectric materials at approximately 5°C Materials

Thickness (m)

Density

Specific heat capacity at constant

Thermal conductivity

pressure (J/(kg·℃))

( /(m·℃))

3

(kg/m )

surrounding rock



2400

850

2.5

initial liner

0.25

2500

1046

1.74

second lining

0.45

2500

1046

1.74

air flow



1.2

1005



468 469

25

Page 25 of 25