73
THE EFFECT OF NON-COAXIAL STRAIN PATHS ON CRYSTALLOGRAPHIC PREFERRED ORIENTATION DEVELOPMENT IN THE EXPERIMENTAL DEFORMATION OF A MARBLE
E.
H.
RUTTER
Department of Geology, Imperial College, London (Great Britain) M. RUSBRIDGE Department of Geology, South London College, London (Great Britain)
ABSTRACT
In order to understand development necessary complex
by intracrystalline to perform
are described
the principal
the principal concentrations defined
anisotropy
tectonites,
compression.
it is
history
Some simple
of finite strain do not coincide In the more successful
The development
oblique
with
experiments
to the foliation
of such fabrics was studied
stage methods
technique,
is more
strain paths in a marble
of calcite c axes were produced
universal
orientation
the deformation
by axisymmetric
directions
by grain shape.
susceptibility
in which
aimed at producing
stress directions.
using both standard
orientation
preferred
glide in natural
experiments
than that produced
experiments in which
crystallographic
and a magnetic
which detects
calcite preferred
directly.
INTRODUCTION
In
most experimental studies of rock deformation, rock
cylinders are subjected to axial compression, which results in a simple strain path with applied stress, incremental elastic and plastic strains and finite strain all coaxial. This coaxiality is usually reflected in the axial symmetry of the pattern of preferred crystallographic orientation (optical fabric) which may be produced under favourable conditions.
Only after very large shortenings (-50%)
will
significant
heterogeneous
the superposition total
symmetry
of non-axial
For example,
punching
action
expanded
specimen
results fabric
produces shape
in the corners
in an apparent
to the
clusters section,
of
the
into a laterally of the foliation of the specimen.
in an optical
departure
to
from axial
analysis
symmetry
in the
diagram.
as described
finite
of incremental
with
between
the orientation
stress,
To complement
deformed
the petrofabric
and theoretical
necessary
to study along
incremental (non-coaxial
fabric
strain
strain
of naturally
of fabric
development
paths which
strain
(Fig. 1).
of such
geologists. deformed
development,
in rocks
result
axes
strains,
fabric
to structural
study
of
of the distorted
of the optical
studies
and finite
strain
deformation
and incremental
interest
(e.g.,
the directions
of the boundaries
are of considerable
zones
from the principal
progressive finite
shear
1970)
diverge
and the characteristics
material
ductile
and Graham,
strains
strain
The relationships
region
occurring
by Ramsay
the principal
experimentally
in separation
principal
it is
of the
directions
paths).
DIRECTION OF
1
L INCREMENTAL Fig. 1.
pistons
grains
contributions
cut thin
deflections
of such rotated
leading
of localised
seen in an axial
In some naturally
zones
fabric
of the loading
by grain
Inclusion
intervene,
symmetric
of the optical
grains.
defined
deformation
SHEAR
FINITE EXTENSION
SHORTENING STRAIN
Schematic diagram showing relative orientations incremental permanent strains in a shear zone.
of finite and
75 In this study an attempt has been made to devise simple experiments which result in non-coaxial deformation paths.
We
will show that the optical fabric of a calcite marble deformed by intracrystalline glide responds rapidly to changes in either applied stress or incremental strain directions.
Also,
the optical fabric may become oblique to the grain shape fabric, which reflects finite strain if the strain is homogeneous between the microscopic and mesoscopic scales. The conclusions may be broadly applicable to aggregates of minerals such as quartz and olivine, which normally crystallise in equidimensional habit. EXPERIMENTS In all of the experiments to be described, cylindrical specimens of Carrara marble, 9 mm diameter and 20 mm long, were deformed at 400°C in a fluid medium testing machine under conditions of confining pressure ranging between 1.5 -1 and 3.0 kb at strain rates of about 10s5sec . Under these conditions it had been previously established (Rutter, 1974) that this rock deforms by intracrystalline glide and that the initially equidimensional, crystallographically randomly oriented grains develop a flattened shape fabric which corresponds closely with the bulk strain imposed on the aggregate.
The grain size is about 200 pm, which is well
suited to optical orientation measurements.
Forty experiments
were performed in total. Axial symmetric compression to high strains results in the development of a preferred orientation of e {Oli2) planes , which in turn means 1 that c {OOOl}axes lie on a small circle girdle oriented at
normal to the compression direction, d 26O to ol .
Fig. 2 shows a c axis pole figure for a sample
shortened 50%.
The slight orthorhombic symmetry superposed
on the axial symmetry is attributed to the effects of some heterogeneous deformation.
This type of preferred orientation
for calcite aggregates has been predicted qualitatively using a simple theoretical model (Wenk et al, 1973) and.assuming that r {lOil} glide is the dominant slip process.
COMPRESSION DIRECTION 1
PRINCIPAL AXES
Fig. 2. Equal area projection of crystallographic c axes (158 grains) in Carrara marble experimentally shortened by 50%. The c axis distribution before deformation was random. Contours are at 2.5% concentration intervals. The small squares represent calculated principal axes of the distribution of data points.
Owens
and Rutter
development magnetic
methods.
and it has been susceptibility orientation using
Using
principal
data
2 are plotted
optical
data,
determined
by direct
crystals
and
tensor
susceptibilities
may be
measured
of calcite, in
of the fabric
from
standard
'magnetic'
due to individual
grains
terms (Owens,
can be described
kI% = 300 (kll-k33)/(kll+k22+k331 susceptibilities.
principal
and these
can be measured
the directions
can be expressed
kii are the principal
On Fig.
that the
from preferred
susceptibility
intensity
parameter,
authors
and
mineral
in an aggregate Thus
single
the contributions
by the single
the progressive
by both optical
resulting
grains
deformed
The relative
1974).
by the above
magnetometer.
orientation
by summing
studied
is a diamagnetic
of the resultant
experimentally
where
shown
of calcite
determined.
optical
Calcite
anisotropy
a torque
magnitudes
(1976) have
of this type of fabric
axes
correspond
measurement.
calculated
closely Fig.
from the
with magnetic
3 shows
axes
the development
11
of fabric both
intensity
optical
and magnetic
are clearly small
circle
girdle
within
girdle
used
of fabric
measurements
fabric,
the limits
fabric
are shown.
The data
and magnetic
line representing
to trace
data
a perfect
are
26' small
technique
rapidly
deformation
a
For
error.
This magnetic
study
from
line representing
and optical
in non-coaxial
Data
strain.
of experimental
is shown.
in the present maxima
progressive
to a horizontal
a horizontal
reference,
been
asymptotic
circle
identical
(H%) with
has
the rotation
experiments.
'PERFECT' SINGLE CRYSTAL
'*[ IO i
DEFORMED
8
6
f I
I
a
26' GIRDLE ------------
&
0
SINGLE CRYSTAL
X
I__-)+--
R----
0
MAGNETIC DETERMINATION OPTICAL DETERMINATION
I
I
0.1
I
0.2
0.3
I
1
L
0.5 0.4 log (I+r)
I
I
0.7
0.6
0.8
Fig. 3. Variation of fabric intensity (H%) in Carrara marble with progressive strain. Data points obtained from magnetometer measurements and calculated from optical measurements are shown. Also shown are calculated H% for a perfect 26O small circle girdle of c axes and measured H% for 'perfect' (undeformed)and experimentally deformed single crystals of calcite.
Several in order
arrangements shear)
kinds
were
aimed
jacket
non-coaxial
configuration deformation
at producing
simple
were
paths.
devised TWO
shear directly
(direct
tried:
(a) A conventional steel
of experimental
to produce
over
a cut was made
cylindrical the standard
through
specimen thin
the steel
was encased
copper
jacket
sleeve,
in a thick except
that
at 45O to the axis of
the cylindrical
specimen
within
shear band
a narrow
(b) An annular punch
through
shear
to constrain
shaped
sample
and backed
by a steel
deformation
in the specimen.
zone was produced
a disc
a standard
metal
in order
to 3 mm thickness, die
by forcing
specimen,
(compare
a steel
formed
by cutting
down
jacketed
in thick
copper
deep drawing
of cup-shaped
parts).
In both
cases
the shear
zones
produced
were
only
a few grains
wide. Alternatively, of material
were
The sequence First,
It will
preferred
as strong
develops
into
long) whose
axes were
at angles
inclined
strain
whose
superposed
principal
directions
------Q (I)
This
with
4. strain
strain
a fabric
were
to the initial
almost
and 7 mm
compression
The new cylinders
amounts
results
in
then
(6.3 mm diameter
axes are always of stress
in Fig.
(a natural
produces
60° and 70'.
by various
test conditions.
amounts
experiments.
3 that crystallographic rapidly
Specimens
cylinders
between
then re-shortened
the same
very
30% shortening
smaller
in larger
out is shown
be seen from Fig.
and that
paths
of two stage
30% axially
as it can ever become.
re-machined
were
carried
shortened
orientation
this marble,
direction
were
strain
in a series
of operations
specimens
of 0.35).
non-coaxial produced
up to 30% under
in a state inclined
and incremental
of finite
to the strain.
(2)
(3)
(4)
ROTATE
RE-CUT SPECIMEN
RE-DEFORM
1
r
DEFORM
Fig. 4. Schematic diagram showing the sequence of operations carried out in the two stage deformation experiments.
79 RESULTS
Direct shear tests
In these experiments the strain in the deformed zone was highly heterogeneous, with local apparent shear strains ranging between 0 and 5.
Because of the geometry of the
experimental setups only a small number of grains were deformed compared to the total number in the sample.
Fig. 5
shows the results of an optical analysis of one such specimen. These results are typical of the several experiments carried out in the punching and constrained shearing configurations described above.
The figure shows the relationship between
the azimuth of grain elongation and the azimuth of c axes (c axes were always found to lie very close to the plane of thin sections cut along the applied compression axis). Clearly, there is a tendency for c to lie at a high angle to the grain elongation direction.
That is, the optical fabric
is geometrically related to the finite strain.
However,
optical evidence for the passive bending or rotation of many grains leads us to treat these data with scepticism.
There
is little to suggest that, in our attempts to produce direct shear, any significant component of strain by simple shear occurred!
J. Tullis (this volume) has obtained similar
results from the fabric study of sheared grains adjacent to the loading piston in an experimentally deformed quartzite. Perhaps the only satisfactory way to produce simple shear may lie in the torsional testing mode.
This we were unable
to do in the present study.
TL)O stage
tests
The results of the two stage tests were much more satisfactory and most of each specimen was apparently deformed homogeneously in the second stage.
Fig. 6 shows the final preferred orientation of c axes and twin lamellae in a sample recut 60° to the original compression direction and redeformed by 20%.
For homogeneous deformation in the second stage, the
90
70
50
AZ C
30
IO
AXES
Fig. 5. Results of optical measurements on a specimen deformed using the punch technique. Right hand diagram shows sense of measured angles of azimuth (AZ) of c crystal axes and grain long axes relative to the direction of applied shear.
FOLIATION SECOND 'APPLIED COMPRESSION
t SECOND APPLIED COMPRESSION
Fig. 6. Results of an optical analysis of a specimen deformed using the two stage technique (equal area projection). c axis (left) and e twin lamellae (right) pole figures are shown. On each diagram the rotation of foliation defined by grain shape in the second stage compression is also shown (188 grains). Contours are at 2.5% concentration intervals.
81 grain long axes and grain shapes change in orientation and magnitude respectively.
It is a simple matter to compute these
changes (Ramsay, 1967, p.61).
The computations were borne out
well by observations on the deformed samples. It must be borne in mind that during the second deformation the 'foliation' due to the alignment of elongate grains produced during the first deformation is oriented in a plane of high resolved shear stress.
In addition to the rotation of
grain elongation directions which occurs as a result of homogeneous shortening, any sliding which may occur on surfaces parallel to the foliation will lead to a passive rotation of grains (i.e. without concomitant intergranular strain) because the ends of the specimen are constrained against moving sideways by the rigid loading pistons.
If the
foliation originally makes an angle 6 with the compression direction, then the final orientation, B', is given by cos 8' = JA cos
e
where JA is the component of quadratic extension in the axial direction which is due to sliding on the foliation. Computed grain long axis rotations due to these two effects are shown in Fig. 7 for an initial foliation attitude of 25O to the second stage compression direction.
For the first 35% shortening these curves lie very close together. If all of the shortening was accumulated by sliding on surfaces parallel to the foliation there would be little or no intracrystalline strain in the second stage and the pre-existing optical fabric would be simply passively rotated with the sliding grains. The maximum of the optical fabric would then plot along the dashed curve in Fig. 7 with progressive strain. It is evident from Fig. 6 that the symmetry of the optical fabric is lowered in the second stage of straining.
Therefore the vector mean axis is used below in order to describe the rotation of the preferred orientation pattern.
Fig. 7 shows the orientation of the vector mean axis of the resultant fabric for several runs to different strains, determined from
both optical and magnetic measurements. Clearly, the crystallographic fabric rotates faster than the grain shape fabric, so that in the range 0 to 30% shortening the optical
82
F
80-
P z
70-
POLES
TO
GRAIN
LONG
FLATTENING,
_HOMOCENEOUS ALONG
AXES NO
FOLIATION
SLIDING ALONG
u ?
SLIDING
FOLIATION
40-
0
oz 20 -
z F z = E 0
0
Cl
0
IO-
0
I
I
1
I
I
I
I
S
IO
15
20
25
30
35
%
1 40
SHORTENING
Fig. 7. Relative changes of orientation of grain shape fabric and vector mean orientation of optical fabric ( o ) maximum (determined both optically and magnetically) during the second stage of two stage experiments in which the recut orientation was 65O. Continuous and dashed lines show rotations of grain shape fabric asswing homogeneous deformation without sliding along the foliation and deformation entirely by sliding along the foliation without intergranular strain, respectively.
fabric shown
is oblique clearly
observed
spread
fabrics
principal
of the specimens,
experiments
parallel
to the foliation
inference
lower envelope deformation
suggests
direction,
grain
Part
of Fig.
by sliding
that
35% shortening
coincides
with
size
indicates
that
on surfaces The
importance.
out by optical
parallel
physical
probably
was of variable
of the crystallographic
fabric
is
in the location
of the small
rotation
sliding
This of the
7 representing
to the data may represent
that by about
the optical
pole.
6 and 7.
the remainder
was borne
without
Extrapolation
foliation
is due to uncertainty
axes because
whilst
in these
latter
of Figs.
in the data
crystallographic of magnetic
to the resultant
in the data
The
observations. homogeneous
to the foliation. data
trend
the vector
the newly
is, the rock has largely
in Fig. mean
imposed
'forgotten'
7
axis of
shortening its
83 earlier deformation history, at least as far as the vector mean axis of the optical fabric is concerned. Skewing of the optical fabric pattern may, however, persist as an indicator of the complex deformation path. The simple, quantitative description of the development of optical fabric along various kinds of strain path which is afforded by the magnetic method, will provide constraints for checking the validity of theoretical studies of fabric development using techniques such as the Taylor-Bishop-Hill analysis.
Using this analysis for quartz, Lister and Hobbs
(1976) have made theoretical predictions that support the results of the experiments reported here, namely, that crystallographic fabrics show an ability to forget the orientation of the earlier elements of the deformation history, because according to the above analysis, crystallographic axes rotate rapidly with respect to grain shape into specific orientations with respect to the incremental strain axes.
DISCUSSION AND CONCLUSIONS
In our direct shear experiments it was theoretically impossible to produce separations of finite and incremental strain directions of more than about 15O, and then only if the displacements had been of precisely the simple shear type. In contrast, in the two stage experiments, clear separations of at least 40° were obtained.
The development of oblique
optical fabrics shows that, whereas grain shape orientation reflected finite strain, crystallographic preferred orientation responds rapidly to variations in the orientation of either stress
or incremental strain.
Patterns of preferred orientation in which the optical fabric symmetry is oblique to grain shape fabric symmetry are not uncommon in natural tectonites.
Fig. 8 reproduces examples for calcite rocks given by Wenk et al.(1968) and Wenk and
Shore (1975), and examples for quartz tectonites are given by Eisbacher
(1970).
We can conclude that such fabric asymmetry
could result from either polyphase deformation or from a non-coaxial deformation involving a large strain, for example,
Fig. 8. Examples of oblique crystallographic c axis fabrics in natural calcite tectonites. S = foliation, 1 = lineation. Contours are times random. Left, Calcite marble, Val Prato, Ticino, Switzerland (after Wenk et al, 1968). Right, calcite mylonite, Ticino, Switzerland (after Wenk and Shore, 1975). Reproduced with permission.
by
simple
shear.
This simple picture may be severely modified through the effects of sliding on grain boundaries, resulting in passive grain rotations, and which is particularly liable to occur after an initial grain flattening has developed.
Sliding,
accommodated by diffusive mass transfer processes, is particularly likely if fine grained recrystallised material develops in grain boundaries.
The approximately lenticular
shape of flattened grains may also mean that sliding cannot be considered to occur on a single family of parallel oriented planar discontinuities, but effectively on a conjugate pair of orientations.
This will probably invalidate the idea that
grain shape reflects finite strain, and the possible effects of grain boundary sliding should always be considered in studies of fabric development, particularly in shear zones. In plastically or elastically anisotropic continuous materials, principal axes of stress and incremental strain do not coincide except when the principal directions of the elasticity or plasticity tensor coincide with those of stress
85 or incremental strain.
We can write (using summation
convention), for elastic distortions 6
ij
=c.
rjkl apk aqlepq
is the elastic strain where 6. . is the stress tensor, e pq 13 * is the effective stiffness tensor and a tensor, c. pk rs rjkl to c the array of direction cosines linking e ijkl' Pq A corresponding relation exists relating Stress to incremental becomes a plasticity tensor, plastic strain, where the c.. rjkl whose representation surface is the yield surface. The for either the elastic or plastic cases components of c ijkl can probably only be determined satisfactorily by direct experiment, requiring various types of loading geometry. During the first part of the second stage of our two stage experiments, when the optical fabric is oblique to the cylinder axis, it is therefore likely that shear stresses develop parallel to the faces of the loading, pistons.
Thus
the second stage applied compression probably corresponds neither to a principal stress nor to a principal incremental strain direction.
The discrepancy is probably not large,
however, for the cylindrical specimens were not found to be visibly sheared to one side, though sections cut normal to the loading direction were found to be elliptical.
Clearly,
caution must be exercised in discussing relationships between finite strain, stress, elastic strain and incremental plastic strain in anisotropic granular materials, especially in the absence of relevant experimental data.
ACKNOWLEDGEMENTS This work forms part of an experimental investigation of rock deformation processes financed by the Natural Environment Research Council.
The writers are grateful to experimental
officer Mr. R. F. Holloway for assistance with theexperimental programme and to Dr. W. H. Owens, through whose courtesy the magnetic determinations reported here were performed.
We have benefitted greatly from discussions with and constructive criticism from Dr. G. Lister, of the Rijksuniversiteit,Leiden.
REFERENCES
Eisbacher,
6. Ii., 1970. Deformation
fractured
granites
in the Cobequid
Geol. Sot. Am. Bull., Lister,
mechanism
of mylonitic
mountains,
Nova Scotia,
deformation
effect of deformation
and its application
history.
Owens, W. H., 1974. Mathematical magnetic
anisotropy
of fabric development
to quartzite.
susceptibility
model
of deformed
anisotropy
in experimentally
studies on factors
rocks. Tectonophysics,
Ramsay,
J. G., 1967. Folding
co., New York, Ramsay,
J. G. and Graham,
water
Tectonophysics, Tullis,
affecting 24
the
: 115 - 131.
of magnetic
crystallographic
marble.
preferred
orientation
In preparation.
and fracturing
of rocks. McGraw
R. H., 1970. Strain variation
- Hill Book
22
in shear belts.
: 786 - 813.
E. H., 1974. The influence
interstitial
: The
568 pp.
Can. J. Earth Sci., 7 Rutter,
through
deformed
II
In preparation.
W. H. and Rutter, E. H., 1976. The development
Owens,
Canada.
81 : 2009 - 2020.
G. S. and Hobbs, B. E., 1976. The simulation
during plastic
rocks and
of temperature,
in the experimental
strain rate and
deformation
of calcite
rocks.
: 311 - 334.
J., 1976. Preferred
orientation
of quartz produced
by slip during
plane strain. This volume. Wenk, H. R., Trommsdorff, of two carbonate Wenk,
fabrics.
Schweiz.
Min. und Pet. Mitt.,
H. R. and Shore, J., 1975. Preferred
deformed Wenk,
V. and Baker, D. W., 1968. Inverse pole figures
dolomite.
Contrib.
H. R., Venkitsubramanyan,
orientation Pet.,
38
in experimentally
: 81 - 114.
orientation
Min. and Pet.,
50
40
: 467 - 470.
in experimentally
: 115 - 126.
C. 5. and Baker, D. W., 1973. Preferred deformed
limestone.
Contrib.
Min. and