The Inflammatory Response and Extracorporeal Circulation David Royston, FRCA
Defining the cause of organ and tissue dysfunction associated with the use of perfusion systems will produce methods of prevention or treatment and improve patient outcome. The problem is the plethora of triggers, effectors, and mediators in this process, which can now be measured. Each new measureable compound becomes another biochemical "smoking gun" without physiological data to show any relevance to the human problem. This review critically compares and contrasts the role of certain, largely novel, initiation, amplification, and cytotoxic mechanisms in the inflammatory response of the myocardium and pulmonary
systems after a period of cardiopulmonary bypass. The available evidence strongly points to the process being different for each of these tissue beds. These data suggest that ensuring normal lung and heart functions after surgery will require separate therapeutic strategies.
T IS WELL RECOGNIZED that after major surgery there is an inflammatory response by the body and its organs and tissues. This response is more exaggerated after cardiac surgery, and there is little doubt that this extravagant response is responsible for a proportion of the mortality and morbidity associated with cardiac surgery. Certain organs and tissues are considered to be at higher risk of developing deranged function after the perfusion and operative period. At the greatest risk are the formed elements in the blood, 1,z the platelet and white cell, resulting in bleeding and abnormal organ and tissue functions. In particular, the pulmonary system, heart and myocardium, kidney and splanchnic bed, and the brain and cerebral circulation are specific targets that contribute to early postoperative morbidity and mortality. The perfusion period is thought to trigger this generalized inflammatory response by inappropriate activation of polymorphonuclear neutrophils, their adhesion to endothelial cells, and the subsequent release of cytotoxic products. These harmful effects are exerted by a wide spectrum of compounds, regardless of whether they act as triggers (such as complementderived products), mediators (cytokines, adhesion molecules), or effectors (proteolytic enzymes, oxygen free radicals, arachidonic acid metabolites) of the inflammatory cascade. Although the mortality for most cardiac surgical procedures has decreased and overall morbidity has been Significantly reduced, there is still no doubt that perfusion techniques and other factors related to this time can still be improved, leading, it is hoped, to a better patient outcome. This review discusses certain aspects related to this abnormal response, concentrating on the heart and pulmonary systems as affected organs. The aim of this article is to discuss various aspects of the inflammatory response together with some of the methods attempting to modify or prevent such abnormal function.
abnormal site or in abnormal amounts and contribute to tissue damage. It seems logica! that the identification of the pivotal process(es) in the genesis of these abnormalities must be addressed before any rational intervention can be initiated. Currently, a great many putative inflammatory mediators can be measured using a variety of commercially available immunoassays. However, it is possible that the effect measured may not be the cause of the unwanted effects in the host. This may in part be attributable to three confounding variables. First, these compounds are local messengers and the levels measured systemically may not reflect the concentration at the organ or tissue of interest. Second, the method of stimulation and mediation of effect may be different. For example, leukocyte recruitment to inflammatory foci is generally associated with cellular activation. However, recent evidence suggests that chemotactic agents can be divided into two classes: "pure chemoattractants" such as transforming growth factor-beta 1, which influence actin polymerization and movement but not oxidative burst and associated granular enzyme release,3 and "classical chemoattractants" such as activated complement fragments and intedeukins, which stimulate directed migration and also activation events. Third, the inflammatory responses may not be related to the agent measured per se but by the action of that agent to stimulate the production of mediators at other parts in the amplification pathway, for which measurement techniques are unreliable or are not as yet available. An example of this is the pulmonary hypertension that occasionally follows administration of protamine. Complement activation certainly occurs during this process.4 Prevention of this response can be achieved without affecting complement directly by a number of interventions. These include protease inhibition,5 free radical scavengers,6 and alterations in arachidonic acid metabolism and actions.6-9 Over the years, many individual systems and mediators have been the focus of intense scrutiny and investigation to determine if this was the mediator of the problems associated with cardiopulmonary bypass (CPB). However, as time has pro-
I
INITIATION OF ORGAN AND TISSUE INJURY DURING CARDIAC SURGERY
The main trigger for tissue and cell injury has always been thought to be the contact of the blood with the foreign surface of the pump-oxygenator system. However, other factors may be equally important. These include a period of tissue ischemia and reperfusion, hypothermia of the tissues, relative hypotension with nonpulsatile perfusion, relative anemia, the effects of the administration of blood and blood products, and effects of the agents used to allow control of coagulation, especially heparin and protamine. Finally, thrombin and other factors in the coagulation/fibrinolysis system may be generated either at an
Copyright© 1997by W.B. Saunders Company KEY WORDS: organ dysfunction, microvascular injury, pub monary circulation, myocardial circulation, complement, cytokines, neutrophils, adhesion molecules, integrins
From the Department of Anaesthesia, Harefield Hospital, Harefield, UK. Address reprint requests to David Royston, FRCA, Consultant in Cardiothoracic Anaesthesia, Harefield Hospital, Hill End Rd, Harefield, Middlesex, UB9 6JH, UK. Copyright © 1997 by W.B. Saunders Company 1053-0770/97/1103-001353.00/0
Journal of Cardiothoracic and Vascular Anesthesia, Vol 11, No 3 (May), 1997: pp 341-354
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gressed, epidemiological and laboratory-based data, together with improved pharmacological interventions, have produced a vast and complex array of, at times, apparently conflicting evidence. Indeed, some theories and concepts have traveled full circle over the years of investigation. An excellent example of this is the role of complement activation in the damaging processes associated with CPB. With regard to the inflammatory response, Fig 1 reflects a diagramatic overview of this convoluted problem. This figure represents the concept of the close interaction of the various celt types in the blood and microvasculamre that can interact between each other and are also bathed in a milieu of plasmatic and other factors involved in this process. With this in mind, the next part of the discussion focuses on the potential for various mechanisms to be involved in impaired cardiopulmonary function. Before discussing the various mediators and modulators in more detail, it may be wolthwhile to consider what may be the end-organ response to this increased mediator activity.
Inflammatory Responses and the Lung There is no doubt that the lung is in a unique position and therefore may be particularly susceptible to different methods and mechanisms of injury. It is one of the three sites in the body where the inside meets the outside. It is obvious therefore that the lung contains a number of special defense mechanisms and also special cell types that may be inappropriately triggered. Together with the skin and gut, the lung is a rich site for mast cells. In addition, there is a large population of macrophages, which are mobile and scavenge the alveoli and small respiratory bronchioles. Both of these cell types when activated are able to produce deleterious effects that may be categorized as lung inflammationleading to abnormal lung function. An example of this activation of lung inflammation after nonpulmonarytrauma comes from studies of peripheral ischemia and reperfusion. .^ca h o r m o n e . ~
Fig 1. Overview of the inflammatory response
These showed that reperfusion of the lower limbs after a period of ischemia was associated with an abnormal and injurious response within the pulmonary circulation. This was shown as an increase of protein flux into the lung together with an increase in lung water content. 1°,11 In addition to having a variety of different cell types in the lung, the pulmonary circulation and its architecture are different from that found in the skin or other microvascular beds. Whether human pulmonary vascular endothelium behaves differently from systemic endothelium when stimulated is not known. To highlight the problems associated with studying the inflammatory response to perfusion, certain aspects of pulmonary function that are affected by the inflammatory response should be considered and the following question addressed: Is the reduction in lung function, and specifically gas exchange after perfusion, a direct consequence of an inflammatory process?
Relationship betweenpostoperative lungfunctions and inflammation. The definition of inflammation is based on the physical signs and symptoms characterized as rubor, calor, tumor, and dolor. In the lung, these physical signs translate to an increase in the flux of solutes, especially proteins, and water across the microvasculature. There should also be an increased blood flow to the affected area. In the clinical setting, abnormalities of lung function are usually defined in terms of the gas exchanging properties of the lung and respiratory mechanics such as altered compliance, These factors are used in most scoring systems that define the severity of lung injury after an abnormal challenge. 12 In patients with severely deranged lung function classified as adult respiratory distress syndrome, solute flux measurements were unrelated to gas exchange, ~3-15 as was an index of increased interstitial w a t e r . 14 Studies that investigated the clearance of small solutes from the lung after cardiac surgery showed that the abnormality in solute flux was present for about 3 days postoperatively. There was still a significant gas exchange abnormality at 1 week) 6 Similarly, in a separate study, oxygenation and lung mechanics were unrelated to lung protein accumulation after cardiac surgery, 17Acute lung injury is also more likely to be associated with decreases in pulmonary blood flow and pulmonary hypertension. It is therefore unclear if the acute abnormality of lung function that occurs in association with cardiac surgery is directly related to a classic inflammatory response. A number of examples of known pathologies associated with cardiac surgery may be cited as possible causes of the impaired oxygenation (Table 1). General anesthesia is associated with a reduction in the functional respiratory capacity) 8 This may lead to altered shape and motion of the diaphragm and chest wall. In addition, atelectasis may result from lung compression by pleural effusions 19or after surfactant loss associated with cardiac surgery.2° Left lower lobe collapse is common after coronary artery bypass graft surgery. 19It is also well recognized that prolonged ventilation does not necessarily equate to impaired lung function alone. There may be defects in either the mechanics of breathing or ventilatory drive in patients who have a phrenic nerve injury, possibly related to the application of ice slush in the pericardium21 or a neurological deficit.
INFLAMMATORY RESPONSE AND EXTRACORPOREAL CIRCULATION Table 1. Causes of impaired Gas Exchange and Prolonged Respiratory Support Not Directly Related to the Use of Extracorporeal Circulation
parts. This initiation process is followed by an early amplification of the response. The following three highly interactive systems are discussed: factor XII/kallikrein system, complement activation, and generation of thrombin by the coagulation system.
Loss of lung volume Functional residual capacity reduced because of Anesthesia alone Obesity Poor respiratory excursions caused by pain Atelectasis Left lower lobe collapse Pleural effusion Loss of surfactant Prolonged ventilation Phrenic nerve injury Cold (ice in pericardium,) Mechanical trauma during surgery Neurological deficit/stroke
Time Course of Activation
Of further interest is the finding that gas exchange can be improved postoperatively by modification of the technique of anesthesia. A high (T1 - T2) thoracic epidural for operative and postoperative pain relief has been associated with significant improvements in patient well-being and particularly in aspects of lung function.22-24 The precise mechanism of this effect is unclear because the use of epidural analgesia was also associated with alterations in the stress hormone response, cellular activation, and modifications in the balance between coagulation and fibfinolysis. 24-27 This ability to modify the early defect in oxygenation and lung mechanics by methods unrelated to the conduct of CPB suggests that the perfusion system per se is not the trigger for this problem. Nonetheless, the next section deals with the process of contact activation and discusses the potential relevance of this to tissue injury and organ dysfunction. CONTACT/T|SSUE ACTIVATION
The exposure of blood to any foreign surface leads to the triggering of so-called contact activation systems. These systems can be thought of as primitive host defense mechanisms able to isolate and destroy a foreign substance or surface that the blood "sees." These systems are ancient in teleological terms but suggest some interesting tricks of nature. In particular, these systems have developed initiation processes whereby proteolyric enzymes are developed from nonenzymatic component
.....
One of the most intriguing problems related to these systems, and also for the other mediators and modulators of the inflammatory response, is the time course of their activation. The presumption must be that these systems will be activated in parallel; kallikrein and complement should be activated with the same rime course as they are both focused on the period of contact of the blood with the surface of the bypass system. Kallikrein activation occurs almost instantaneously at the start of bypass.28,29However, the concentration of C3a rises progressively to peak at the end of the bypass period3° (Fig 2). Thrombin generation is also greatest toward the end of the peffusion period. This may in part be related to a diminution of the effect of the inhibitor of this process (antithrombin III) at this dine, Factor XII/Kallikrein Activation After surface contact with a negatively charged surface, factor XII undergoes a conformational change and becomes bound to high-molecular-weight kininogen (HMWK). This complex can then bind to the surface. HMWK releases kallikrein (a protease with serine at its active site) and also bradykinin. Factor XIIa is also increased in concentration by a feedback system involving kallikrein.31,32 Kallikrein has a number of potential routes for activation of inflammatory cascades (Fig 3). Principally it is able to activate neutrophils to produce other phlogistic agents such as oxygen free radicals, 33 or proteolytic enzymes such as elastase and cathepsin. 34 Kallikrein and bradykinin stimulate the fibrinolytic system; kallikrein acts to activate pro-urokinase, bradykinin will induce the release of tissue type plasminogen activator from the endothelium. Bradykinin has a very short half-life in the plasma. This may be because of the rapid metabolism by angiotensinconverting enzyme in the pulmonary circulation. ~5,36With the pulmonary endothelium out of the system during the perfusion, this may lead to a rise in arterial concentrations of bradykinin. However, there are no data to support this notion. If there are Effector
Mediator
Trigger C3a
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Kall[krein
TNF . . . . .
IL-6
,.. Elastase
.....
FreeRadical
100'
,\
75'
\,\
50' == 25'
2
4
6
1'2
2'4
Time ( hour )
3'0
2'4
48
7'2
Fig 2. "time course of changes in various biochemical endpoints thought to be involved in the inflammatory response to perfusion, The three sections of the diagram have a different time on the horizontal axis and assume that bypass lasts for 2 hours from time 0. The data show that for the various putative triggers, mediators, and effectors of inflammation, there is a dichotomy of both the time course and peak activity of the biochemical endpoint studied.
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DAVID ROYSTON
Bradykinin
AlO,"ofPrekallikrein "~ i Factor XIIa Kallikrein- .._ f %"'FactorXII"J i NN~t-'~~ FactorIXa[ ~ sc~A ~~~C5( FactirVII Thrombin
Platelets
Plasmin Fibfin~olysis
raised concentrations of bradykinin, then this may lead to increased capillary permeability and the development of tissue edema. In addition, bradykinin may be an important mediator in cerebral ischemia. 37,38 Inhibition of this kallikreinforadykinin system is achieved with the use of serine protease inhibitors such as aprotinin, FOY, or Futhan. These serine protease inhibitors are predominantly known for their blood-sparing action) 9,4° They are also associated with a number of profound actions on the inflammatory processes associated with cardiac surgery.41 in particular, aprotinin will inhibit the foreign surface activation of kallikrein, leading to reduced release of proteolytic enzymes. 34 In addition, aprotinin administration is associated with a reduction in tissue edema formation in the heart, lung, kidney, gut, and muscle in an animal model of hypothermic circulatory arrest.42The serine pr0tease inhibitor Futhan has also been shown to prevent cerebral ischemia after injury by improving cerebral blood flow.43,44In the case of aprotinin, this action has been attributed to the effects of aprotinin on bradykinin formation. 37,38 This may also be the mechanism of action of aprotinin to reduce the incidence of stroke and neurological deficit seen after repeat cardiac surgery.41,45
Complement Activation The complement system is also a major factor in contact activation. The human system is made up of 19 proteins that can be activated by the so-called classical or alternate pathways. This latter pathway is predominantly involved in the complement activation by biomaterials. The third component of complement (C3) binds to the surface and releases C3a (a potent chemoattractant). The fragment of C3 remaining on the surface is joined by the inactive factor B and properidin to produce the active proteolytic enzyme C3 convertase. The C3 convertase will cleave the fifth component, C5, to generate the active fragment C5a and to continue the recruitment of the terminal effector sequence C5-C9. This C5-C9 sequence is able then to perform and generate the vasoactive, chemotactic, immunoregulatory, and cytolytic activities of complement. The factor XII/kallikrein and complement systems are able to
I
I
C3a
Whitecells
Fig 3. Diagrammatic representation of negative surface activation of thrombin, complement, and vasoactive amine mediators. Figure shows certain interactions between activation by foreign surface and activation of white cell, platelet, and coagulation.
interact to augment each other's actions. For example, kallikrein is able to cleave C5 directly to produce C5a, 46 and C3 may be cleaved by plasmin47 (Fig 3). Much endeavor in the first decades of the use of extracorporeal circulation was spent on trying to understand how foreign surface activation was related to the "global inflammatory response." Pivotal early studies by the Alabama group 3°,48 showed that the incidence and degree of deranged function of the heart, lung, and kidney could be related to the raised plasma concentration of the complement fragment C3a. This led to suggestions that complement activation was the pivotal key in the genesis of the damaging effects of cardiac surgery.49 Interventions designed to ameliorate the gas exchange abnormality that follows surgery and a period of perfusion have met with varying degrees of success and have not clarified whether the impaired lung function is the direct consequence of an inflammatory response as discussed above. Over time, the precise role of complement fragments in the initiation of pulmonary dysfunction has been questioned by a number of separate lines of research. The first showed that the probability of developing serious lung injury or not in patients with the sepsis syndrome was unrelated to the degree of activation of complement (shown by a rise in C3a concentration). C3a concentrations rose equally whether lung injury developed or not. 5° Secondly, and more recently, studies by the Johns Hopkins group have shown that abnormalities in indices of abnormal pulmonary function occur as frequently in dogs deficient in C3 as in those sufficient in C3. 51 These two lines of study may suggest that reducing activation of complement alone may confer little benefit to the patient with regard to their pulmonary function. In humans, there have been a number of studies to investigate whether complement activation and gas exchange can be improved by modifications to the oxygenator system. Various studies have suggested that complement activation is less with membrane than bubble oxygenators.52 However, current evidence suggests that there are no appreciable differences in outcome between these two systems with regard to pulmonary function. 53,54 Of particular interest are the data using heparin-
INFLAMMATORY RESPONSE AND EXTRACORPOREAL CIRCULATION
bonded or coated perfusion and oxygenator systems. These modifications have been shown to reduce the activation of certain inflammatory mediators and particularly complement activation. 554v However, despite this. there was no benefit or improvement in lung functions in this circumstance. 58-61 Notwithstanding the apparent lack of effect of reducing complement activation on pulmonary function, more recent data have concentrated on the effects of the cytotoxic terminal component of the complement system {the C5b-9 complex) and myocardial performance. Inhibition of production and activity of this complex, by the use of a protease inhibitor, was associated with a significant reduction in the deleterious effects of ischemia-reperfusion to the myocardium.62 It therefore may be that complement activation plays some part in the damaging effects of cardiac surgery related to myocardial but not pulmonary function after the period of surgery. This argument is strengthened by considering outcome differences between different kinds of oxygenators. Improved cerebral and myocardial outcome has been shown, for example, when a membrane is used compared with a bubble oxygenator. 54 Activation of Coagulation and Thrombin Generation The factor XII portion of the complex can release factor XIIa and Xllb: XIIa will start the intrinsic coagulation cascade by direct effects on factor XI, which again binds to the surface and can also prime factor VII to activate and augment the intrinsic cascade of coagulation. However, the precise role of this system in the generation of thrombin in relation to contact activation has been made less clear by recent observations in patients deficient in factor XII. As discussed earlier in this review, there are other potential stimuli to the development of abnormal organ and tissue functions than the contact activation process alone. Two of these are considered briefly, cytokines and adhesion molecules. It may be that these other processes may contribute directly to We injury or may "prime" the inflammatory process to produce a response of inappropriate magnitude or site.63 Of interest on this point was the finding by Stahl et a163that hollow-fiber oxygenators "prime" cells, thereby enhancing reactivity, more than membrane or bubble oxygenators. CYTOKINES IN CARDIAC SURGERY
Cytokines are a large and rapidly expanding group of polypeptides or glycopeptides with molecular weights from 5 to 70 kDa. They are produced by many different cell types; the major site of synthesis, however, appears to be cells of the macrophage and monocyte series, but virtually every nucleated cell can produce them in response to tissue injury. The cytokines can be either protective or damaging. Most cytokines act locally at extremely low concentrations (picomolar or femtomolar levels) in the vicinity of the production site, and under physiological conditions cytokines are undetectable or only found at low concentrations in peripheral blood. At low levels, the cytokines seem to be essential for optimal function of the defense and repair systems of the body. Some of the clinically most important cytokines also act systemically as hormones that modulate functions of cells at distant locations through blood and lymph circulation. These cytokines seem to be potentially harmful mediators under
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pathological conditions such as major trauma, sepsis, and shock, where significant plasma levels may be reached. Important cytokines in this regard are the proinflammatory cytokines: interleukin 1 (IL-1), tumor necrosis factor, and interleukin 6 (IL-6). /L-6 After major, noncardiac surgery, IL-6 concentrations begin to increase within 2 to 4 hours after skin incision,64,65 and this is followed by peak concentrations 6 to 24 hours later. In uncomplicated cases, IL-6 levels return to preoperative values 3 to 5 days after surgery. The postoperative levels of IL-6 in patients with complications are reported to be significantly higher than in cases without complications. 66 In relation to cardiac surgery, a marked increase in IL-6 levels appears during and immediately after CPB. 67,6s Fiom the previous discussions, it may not come as a surprise that the rise in IL-6 concentration was unrelated tO the activation of the complement system69 (Fig 2). Peak concentration Occurs a few hours after the end of CPB with a gradual decrease toward preoperative levels in the following 24 hours. 69The characteristic IL-6 response to CPB has been shown with bubble and membrane oxygenators 67 after hypothermic as well as normothermic CPB 7° and after CPB performed with heparin-coated CPB circuits. 69 In one study of patients undergoing cardiac surgery, pretreatment with methylprednisolone (30 mg/kg) suppressed the CPB-induced increases in IL-6,71 whereas methylprednisolone given in the Same dose did not modify the IL-6 levels in patients only undergoing lung surgery.72 TNF Reports about the tumor necrosis factor (TNF) response to CPB have been conflicting. A significant increase in TNF, preventable b y dexamethasone administration,73 was shown after r6moval of the aortic cross-clarnp, 73-v5whereas no detectable plasma TNF was found in other studies] °,76,77 In a single study, TNF was detectable in some patients preoperatively, but no significant changes occurred during and after CPB. 7s Other studies have shown no association between systemic endot0xemia, mucosal acidosis, and release of TNE 79 The use of heparin-coated systems is associated with a reduced TNF production, s° whereas it is highest in children, in whom the response to bypass may be more pronounced,s~ In contrast to the IL-6 response to CPB, there is no evidence indicating that TNF is released in large amounts in response to CPB. However, animal studies have shown that very small amounts of TNF decrease myocardial performance. 82 /L-1 A transient increased IL-1 production of mononuclear cells in vitro was found after CPB with peak concentration after 24 hours, coincident with a peak in body temperature. 76 By contrast, significant increases in IL-1 concentration have not been detected in peripheral blood during and after CPB 67,69,83 Cytokines and adverse outcome. Studies relating absolute plasma cdncentrations of cytokines to organ dysfunction are fraught with the difficulties related to the local hormone nature of these mediators (Table 2). It has, for example, been argued
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Table 2. Relationship Between Raised Concentrations of Triggers/Mediators of the Inflammatory Response and Measured Outcome Variables
Trigger/Mediator
RaisedPlasma ConcentrationUnaffectedby
Complement fragments
IL-6
RaisedPlasma Concentration Decreasedby
PhysiologicalEffect Relatedto Reductionin PlasmaConcentration
Membrane oxygenator Heparin coating Serine protease inhibition
None apparent None apparent Improved myocardial performance
Methylprednisolone Serine protease inhibition Dexamethasone Heparin coating Hemofiltration
Improved myocardial performance Not measured Improved myocardial performance Not measured T MAP I Bleeding Intrapulmonary shunt
Oxygenator (bubble or membrane) Perfusion temperature Heparin coating
TNF Complement fragments and cytokines
that the lack of an observed increase in TNFc~ concentration is attributable to the avid local binding of this cytokine and thus a lack of systemic release. Nonetheless, one of the most recent publications suggests a relationship between inflammatory cytokines and myocardial ischemia and dysfunction after c0ronary artery bypass surgery. 84 Data from that study show a bimodal pattern of reiease of TNF~ after CPB (Fig 2), the main peak occurring within the first few hours and a second smaller peak occurring at 24 hours, Levels returned to normal by 48 hours postbypass. The study als0 presents data on a comparison of TNF levels measured at various sampling Sites. Of interest, the highest levels were detected in blood from the pulmonary artery, suggesting that release occurred systemically and that clearance occurred in the lung. Similar patterns of release were reported for IL-6 and IL-8. Peak 1L-6 concentration appeared to be related to the length of time the aorta was cross-clamped. Furthermore, when ventricular function was assessed postoperatively by transesophageal echocardiography, peak IL-6 levels were related to the degree of myocardial dysfunction. Whether this relationship with cytokine concentrations reflects a direct action of IL-6 on heart function or whether IL-6 is merely a nonspecific marker of a generalized inflammatory state is, however, not clear. The role of cytokines and especially IL-6 in postoperative cardiac dysfunction is strengthened by the report that administration of methylprednisolone, before surgery, was associated with reduced IL-6 production and improved cardiac performance. 8s A difficult point from a clinical perspective is that IL-6 appears to induce a negative inotropic action through the induction Of local nitric Oxide release. 86 This suggests that any deleterious effects of IL-6 on the heart can be prevented by the use of agents aimed to reduce nitric oxide production. This suggestion mitigates against the more regular use of nitrates and nitroso compounds, which augment nitric oxide release, during and after the period of surgery. Otlaer studies that have examined the effect of lowering concentrations of cytokines have used hemofiltration at the end of surgery. These Studies, in a pediatric setting, show that hemoflitration during rewarming was associated with a reduction in plasma concentrations of C3a, C5a, IL-6, and IL-8. In turn, this was associated with a higher arterial pressure, a reduction in bleeding, and also pulmonary shunting. 81
One confounding variable in the cytokine story is the provision of exogenous cytokines. It is becoming increasingly clear that blood and blood products contain significant amounts of cytokines. For example, recent studies have shown that platelet concentrates contain significant concentrations Of IL- 1, IL-6, and tumor necrosis factor.87-89What is more interesting is that reinfnsed shed blood may be deleterious to the patient. There is evidence for activation of neutrophils9° and generation of cytokines 91 in this reinfused blood. Reinfusion of shed blood is associated with the development of a hemostatic defect 92 and also evidence of myocardial ischemia93 after reinfusion. If subsequent studies show that these cytokines play a significant part in the inflammatory response to perfusion, then it is obvious that efforts will need to be redoubled to reduce bleeding and the need for blood products associated with cardiac surgery.
PHAGOCYTIC CELLS AS INITIATORS AND AMPLIFIERS OF THE INFLAMMATORY PROCESS
The role of activated neutrophils in tissue injury related to the perfusion period has been largely taken for granted in many studies and reviews. This may be largely because of the enormous body of data to show that neutrophils are the basic inflammatory cell and are "activated" during the period of bypass. The questions to ask are the relative importance of each of the aspects of this cell activation to the process and whether alterations in perfusion technique or pharmacological interventions have altered this activation, leading to improved outcome. As in the Case of the cytokines, the problems associated with direct implication of these cells in microvascular injury is related to the fact that altered performance in cells in the peripheral blood has been measured and not in those cells that may be directly involved in any injury. Nonetheless, using an animal model of neutrophil sequestration, Brown et a194showed that activated neutrophils are sequestered in normal lungs more than quiescent neutrophils in the inflamed lung. This increased sequestration was associated with a decrease in cell deformability and with increased migration of neutrophils into the air spaces. A second aspect to consider is that many of the individual aspects of these responses have been investigated in pure systems or in animal models, which may not be relevant m the
INFLAMMATORY RESPONSE AND EXTRACORPOREAL CIRCULATION
human having cardiac surgery. In particular, the patient having bypass is usually given a great number of different drugs and agents and is also subject to a number of manuvers not routine in the scientific setting of the laboratory investigator. An example of this effect is the use of heparin. This is obtained from the cells of animals. In the animal, it is not released systemically to act as an anticoagulant but appears to be a locally active antiinflammatoryagent as shown by the following illustrative examples: During the process of migration into tissues, leukocytes interact primarily with vascular endothelial cells, but they have also been shown to interact with each other. This cell-cell interaction can be stimulated by C5a and also by platelet-activating factor (PAF). Heparin will inhibit this cellcell interaction in a concentration-dependent manner.95 The C5a-induced responses were inhibited more potently by heparin. Administrationof intradermal histamine is associated with a wheal-and-flare response. This response is reduced significantly by sytemic heparinization.96 These data suggest that certain of the inflammatory pathways found in different circumstances from cardiac surgery, such as shock and sepsis, can be inhibited by the drugs and processes inherent in the techniques used during the bypass period. Caution is needed when extrapolating mechanisms of action between pathological states, because mechanisms important in trauma, for example, may play no part in the genesis of bypass-related morbidity.
White Cells and Tissue Injury The white cell can produce a deleterious effect on the microvasculature and tissues by one of three mechanisms: First, the cell can become more sticky because of expression of adhesion molecules or by a reduction in deformability. This process is appropriate when trying to wall off an invading pathogen. However, if there is an inappropriate activation, the cells may be activated to occlude the microvasculature. Activation of phagocytic cells can be induced by factors such as complement fragments, cytokines, or lipid mediators such as PAF. Second, the white cells can be stimulated to secrete a number of cytotoxic products, of which oxygen free radicals and proteolytic enzymes are most often implicated. These two processes are interactive in the white cell. Superoxide is generated on the cell surface from molecular oxygen and the enzyme nicotinamide-adeninedinucleotide phosphate oxidase. Superoxide is a relatively unreactive species but can be converted to the very aggressive singlet oxygen with the help of the enzyme myeloperoxidase. This latter enzyme together with the proteolytic enzymes elastase and cathepsin are stored in the azurophilic granule of the neutrophil. The third possible mechanism for white cell-induced tissue injury is after deactivation of the clumped white cells and restoration of the flow of oxygenated blood to produce a reperfusion injury after the period of ischemia. Increased neutrophil retention in the microcircuIation. Logic dictates that if a gradient of white cells across an organ or tissue is measured, then this implies uptake or egress of cells into the tissue and thus an inflammatory process. The question to ask is whether an increase in neutrophil retention is always pathological. The answer to this is in part related to "normal" or
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physiological neutrophil retention, and to the lung and pulmonary circulation.
Neutrophils and Capillary Transit Physiology. The passage of neutrophils through the microcirculation depends on the balance between the forces that tend to retard their progress and the forces that act to move them through the vessels. This driving force depends on the local blood velocity. Obstruction of blood flow, by neutrophils that plug capillaries and impede the passage of erythrocytes, is well established in the systemic microcirculation and is enhanced by a reduction in blood flow.97 The transit of neutrophils through the pulmonary microcirculation may differ from that of the systemic circulation, because pressures within the pulmonary circulation are much lower than in the systemic circulation, and flow is pulsatile. 98 The arresting forces are those of adhesion and friction between the neutrophil and the endothelial cell and those related to the deformation of the neutrophil. Deformation of the neutrophil is necessary because it has to achieve a smaller effective diameter to squeeze through the smaller lung capillaries. The average diameter of the pulmonary capillaries of 5/am is less than that of the systemic capillaries at 6 lam. The diameter of the circulating neutrophils averages about 7 pro. Capillary diameters are, however, influenced by alveolar pressure, which gives rise to zones of differing capillary recruitment. Indeed, there is evidence that during interventions such as the Valsalva maneuver, often performed at the end of the period of perfusion as a manual hyperventilation of the lungs, there is increased sequestration of neutrophils in the pulmonary vasculature. 99 Similar are the effects of the application of positive endexpiratory pressure (PEEP). However, studies of the effects of PEEP on pulmonary neutrophil kinetics suggest that the effects of the PEEP are lost after about 30 minutes of continuous application. 1°° Other studies, in animals, also show a regional variation with longer cell transit times in the upper lung regions;I°1 this has been confirmed in humans. 1°2 These data seem to suggest that local blood velocity, and hence shear stress, are important determinants of the retention of neutrophils in vivo. This may have relevance to the increased sequestration of neutrophils in the pulmonary circulation in states in which blood flow is reduced, such as in shock and during CPB.103 A number of other studies have been reported on the transit of fluorescently labeled neutrophils observed through a transparent window in the periphery of the dog lung. Using this approach, Lien et al I°4 showed that neutrophils were sequestered exclusively in the pulmonary capillaries. The same group l°s also calculated that only a small number of obstructions (2%) were needed to stop most (71%) of the neutrophils in the capillaries. These neutrophils do not obstruct the passage of erythrocytes because the excess of capillary segments allows streaming of erythrocytes around them. Fewer than half of the neutrophils passed through with no delay from arteriole to venule. Most of the neutrophils that were delayed in the pulmonary capillaries stopped completely for varying lengths of time. 1°4,105The distribution of transit times of neutrophils in the capillaries was wide, ranging from under 2 seconds to over 20 minutes. More recently, Gebb et al 1°6 used high-magnification video-
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microscopy in canine pulmonary capillaries to further identify the site of any sequestration of the neutrophil. Leukocytes observed rolling along the arteriolar walls were nearly spherical. To pass through the capillary bed, the leukocytes deformed into elongated shapes, and many leukocytes remained elongated after entering the venules. The significance of this deformation is discussed later. Even with this evidence of cell deformation, about 46% of the leukocytes passed through without stopping, 42% stopped in segments between junctions, and 12% stopped in areas of the endothelial cell junction. This suggests that normal neutrophils are not attracted to sites where they can diapede or migrate into the surrounding tissues. In contrast, lymphocyte migration may have some unique features not observed in studies of neutrophil transmigration. Using the same technique of video microscopy, it has been shown that recirculating lymphocytes formed abrupt adhesions, without any rolling or slowing, on lung microvascular endothelial cells. ~o7 Pathology. The neutrophil has the capacity to become more sticky and to be held up in the microcirculation by a number of means. The method attracting most recent attention is related to the expression on the cell surface of so-called adhesion molecules, discussed later. However, physical effects to reduce the deformability of the neutrophil should not be overlooked. Activation of neutrophils is associated not only with changes in their adhesion to each other and to other cells, but also with a rapid decrease in their deformability. In the pulmonary microcirculation, decreased deformability seems likely to be the initiating event producing neutrophil delay or entrapment, allowing adhesive interaction between neutrophils and endothelial ceils to proceed thereafter. The influence of the mechanical properties of neutrophils on blood flow in the systemic microcirculation is well recognized. Neutrophils are not easily deformed, l°s which leads to entrapment in the capillaries. If subsequently activated, these sequestered cells are thought to contribute to the pathogenesis of ischemic diseases 1°9 and to lung injury. 1°3,11° The deformability of a cell depends on: (1) surface areavolume relationships; (2) viscoelastic properties of the membrane; (3) viscoelastic properties of the cytoplasm. The neutrophil has excess surface area, caused by cell membrane ruffling, which allows the cell to change shape. Although the two cells are similar in size, the neutrophil, being spherical, has twice the volume of the erythrocyte. The spherical shape of the neutrophil is much less deformable than the biconcave disc shape of the erythrocyte. The neutrophil also contains a rigid nucleus, and its granular cytoplasm is 1,000 times more viscous than the cytoplasm of the erythrocyte. Because of these relationships, neutrophils are 700 times less deformable than erythrocytes. Both neutrophils and erythrocytes are known to have altered viscoelastic properties associated with a period of cardiopulmonary bypass. Most information concerning the red and white cells during perfusion is related to the first two factors. However, much is also known about the third aspect after neutrophil activation in other, nonperfusion-related, studies. During the bypass period, both red and white cell deformabilities are reduced. 1H,112The maximum reduction in deformability was observed on the day after surgery. The increase in retention of neutrophils in the microcirculation being related to altered deformability rather than expres-
DAVID ROYSTON
sion of cell adhesion molecules, discussed later, to become more "sticky" is suggested by certain studies. First, cells able to express CD18/ll are retained less on filters than less mature cells that are not able to express this epitope. H3 Second, stimulation of the neutrophil with the chemotactic peptide formyl-methionine-leucine-phenylalanine (FMLP) is associated with decreased deformability of that cell. This effect is unaltered by a monoclonal antibody directed at the common beta chain of the CD 18/11 epitope, but is abolished by cytochalasin D, which disrupts actin. 113 Third, neutrophils activated with FMLP and treated with cytochalasin D were not retained in the lung more than cells treated with FMLP alone. 114 Moreover, this latter study showed that populations of neutrophils with differing deformability had differing retention rates in the lungs: the more deformable the cells, the fewer were retained in the lungs. These studies emphasize the importance of the cell cytoskeleton in retention activity. Other factors have also been suggested as to why there may be decreased cell deformability. This may be caused by oxidation of the cell membrane reducing the proportion of unsaturated fatty acids, leading to decreased membrane fluidity. H5 Additional factors leading to altered deformability are related to alterations in membrane permeability and activity of ion pumps. 116 Few studies have addressed alterations in postoperative outcome and altered rheology associated with the period of perfusion, although some studies relate reduced red cell deformability to poor outcome in a number of cardiothoracic and vascular settings. 117 Decreased red cell deformability has been related to poorer myocardial outcome H8 and an increased likelihood of a cardiac arrhythmia postbypass. 119 Decreased white cell deformability has been suggested as an important factor in injury to various organs such as the heart, lungs, muscle, and splanchnic circulations, i20-~23 Administration of the serine protease inhibitor aprotinin in high doses will prevent decreased red and white cell deformability. 1~2 This ability is not seen with the so-called half-dose regimen. The ability of aprotinin therapy to alter cell rheology has not been explained on a mechanistic basis, nor has this action been related to any outcome variable, and so the significance of this observation is unclear.
ADHESION MOLECULES AND INFLAMMATION
Three principal families of adhesion receptors have been identified in leukocyte-endothelial cell adhesion: the integrins, those belonging to the immunoglobulin supergene family, and the vascular selectins. Recent reviews have considered adhesion of leukocytes, including neutrophils, to both endothelial and epithelial cells 124,125and their relevance to neutrophil emigration. These adhesion molecules occur in pairs that join the neutrophil to the endothelium. This is shown in Fig 4. There is an enormous current literature on the effects of these factors in relation to organ and tissue injury. Most have followed studies using blocking monoclonal antibodies. In particular, there is a considerable literature from animal and tissue culture studies concerning the beneficial effects of antibodies to the selectins to improve myocardial functional recovery or reduce infarction size after myocardial ischemia.
INFLAMMATORYRESPONSEAND EXTRACORPOREALCIRCULATION
349
Neutrophil 1" with warm or cold bypass 1" without and with heparin coating
No change with bypass L selectin
CD1 la/CD18
CD11b/CD18
CD11c/CD18
ICAM 1
ICAM 2
I
I Fig 4. Adhesion molecules on neutrophil and endothelial cell. The various pairs of molecules are shown together with factors, related to the perfusion period, that influence their expression and the time course of that expression, Adhesion molecules shown as hatched items are expressed on none activated/none stimulated cells.
I
P selectin
These data have not, as yet, been translated into benefits in humans. Nonetheless, CPB results in upregulation of adhesion receptors. 126,~27 Platelets are also activated by CPB to upregulate adhesion receptors for neutrophils and monocytes,128 and leukocyte-platelet conjugates are increased in the circulation during and after CPB.126,127
Integrins Integrins are transmembrane glycoproteins comprising large and smaller 13 chains. Among these are the leukocyte cell adhesion molecules (leuCAMs), which consist of a common chain; the CD18 antigen, associated with one of three c~chains: the CD 11 (a-c) antigens. CD 18/CD 11 a and CD18/CD 1 lb are constitutively present on the surface of human peripheral blood neutrophils. When cells are activated, augmentation of integrins occurs by recruitment from intracellular sources, from specific granules, and with the revelation of neoepitopes. These changes are usually associated with increased cell adhesivity. The effects of warm (~32°C) and cold (~27°C) bypass have also been investigated in humans and for each of the ~ Chains of the CD 11/CD 18 complex.129Warm bypass was associated with an early and sustained upregulation of CDllb. In contrast, hypothermia resulted in a less pronounced CD 1lb upregulation during this period. However, C D l l b expression increased sharply on warming so that 30 minutes after bypass there was no difference between the two temperature regimens. Changes in CDllc expression grossly paralleled those described for CDllb. There was no change in CD l l a in this study in either group. There is, however, a dichotomy between increased CD
E selectin
I
1" by cytokines at4hr 1" by hypoxia
I
1" by cytokines at 24 hr
Endothelium 18/CDll expression and increased cell adherence, because immunostaining of cell surface integrins alone may not precisely indicate the functional state of that cell's adhesiveness. ~3° The complexity of the role of these adhesion molecules in the inflammatory responses is graphically illustrated by the leukocyte adhesion molecule deficiency syndrome, which results from a congenital inability to express functional CD18/ CDll. 131 Neutrophils in these patients show impaired adherence in vitro, an increased intravascular half-life in vivo, but will sequester normally within the pulmonary vasculature and are released normally during vigorous exercise. I32 In addition, CD18/CDll does not appear to be necessary for the sequestration of normal neutrophils within a normal pulmonary vascular bed. 133 Mortality in patients with this congenital defect is usually a result of overwhelming mucous membrane and skin infection, and rarely by pneumonia.131 This apparent dichotomy of the effects of integrin expression depending on stimulus and the microvascular bed being examined is given further emphasis by other experimental studies. In these experiments, the endobronchial instillation of phorbol ester induced a neutrophil-dependent inflammatory response in the lung. The migration from the pulmonary capillary of the neutrophil but not the intravascular neutrophil sequestration within the lungs was inhibited by a monoclonal antibody to CD18. In contrast, intravascular sequestration and migration into the lungs in response to pneumococci instilled intrabronchially was not abolished by this antibody. TM When the same stimuli were applied to the skin, the response was again not abolished by the antibody. Thus, the mechanisms mediating neutrophil migration appear to not only be stimulus-specific, but also differ in the pulmonary and systemic circulations. This
350
may be because of differences in endothelial responsiveness or because of the proximity of other effector cells, such as epithelial and phagocytic cells, which enhance recruitment of neuu'ophils within the lungs. It would indeed be unusual for CD18 alone to be a central pivot in such mechanisms. The rarity of pneumonia in patients lacking functional CD 18/CD 11 in the leukocyte adhesion molecule deficiency syndrome confirms alternative, CD 18-independent, pathways for effective neutrophil recruitment. Thus, treatment with monoclonal antibodies directed against neutrophil-derived adhesion molecules may be of limited benefit.
Immunoglobulin Adhesion Molecules Ligands for these integrins are single-chain glycoproteins of the immunoglobulin supergene family known as intercellular adhesion molecules (ICAMs). The intravascular ligands for CD lla/CD 18 and CD llblCD 18 are, respectively, ICAM-1 and ICAM-2. As with the integrins, and as described by Whitten and Hill in this JOURNAL,both ICAM-1 and ICAM-2 are constitutively present on endothelium. 135,136
Selectins The selectins are prefixed by their source initial (E for endothelial, L for leukocyte, and P for platelet, although P-selectin is also expressed on endothelium). Activation of endothelium by proinllammatory mediators, such as cytokines or lipopolysaccharide, induces the sequential expression of E-selectin followed by the ICAMs. The relationship of these selectins to microvascular injury may be highly complex in relation to cardiac surgery. For example, the novel expression of E-selectin peaks around 4 hours after stimulation,137in contrast to the upregulation of vascular ICAM-1, which is maximal at around 24 hours/38 These effects are at times when many patients are being weaned from ventilation or being transferred from the ICU. However, the E-selectin response of the endothelium to cytokines can be enhanced by hypoxia. 139 These studies, examining the coronary circulation, also showed this response was slowed by hypothermia (to 25°C), despite the cell retaining tile transcription information for E-selectin expression (contained in the so-called NFKI3, promoter region). This allowed the normal and possibly increased expression of E-selectin on the cell surface after rewarrning. It is obvious that, at least for the coronary circulation, there may be periods of hypoxia, hypothermia, and stimulation by cytokines during and after cardiac surgery that may increase local expression of selectins. Neutrophil L-selectin is constitutive on the cell surface. It interacts with P-selectin to mediate adhesion and the roiling of neutrophils along the endothelium. By this means, shear stresses are reduced to allow neutrophils to develop stronger adhesion to endothelium. This brings the neutrophil to a halt in preparation for subsequent diapedesis. Of interest are studies that show that neutrophil rolling in the microcirculation was blocked by fucoidin, a polymer of sulfated L fucose (blocking both L- and P-selectin) but not by anti-P-selectin antibodies alone, m6 indicating that rolling leukocytes adhered to the endothelium by L-selectin. Antibodies to L-selectin also inhibit
DAVID ROYSTON
lymphocyte adhesion to the pulmonary microvasculature. 1°7 The effects of inhibition of L-selectin on systemic and pulmonary inflammation have been investigated. Fucoidin was able to inhibit neutrophil accumulation in both lung and peritoneal inflammation. Pretreatment with this compound reduced the number of neutrophils recruited into the lungs and peritoneal cavity by more than 95%. Fncoidin treatment also increased the systemic neutrophil count. The fact that L-selectin is usually expressed on the cell surface, even at rest, may explain why studies in humans have not shown an increased expression during or after a period of bypass. 129 REPERFUSiON INJURY
During cardiac surgery, there is always some component of ischemia/reperfusion attributable either to the underlyingpathophysiological process requiring operation (unstable angina or recent myocardial infarction) or to attempts to preserve an organ (usually the heart) while a structural abnormality (valve or congenital defect) is corrected or an organ transplantation performed. The heart has been extensively studied in regard to the effects of reperfusion with active white cells after a period of ischemia. It may also be that the heart is at specifically higher risk for attack from activated cells as damaged and ischemic myocardium expresses both chemotactic factors 14° and the terminal effector subunit of complement activation (C5-9). 141 When the acutely ischemic heart is reperfused with agranulocytic blood, the no-reflow phenomenon is completely abolished.121 In addition, the authors of these studies noted that exclusion of granulocytes had other beneficial actions. In particular, in the heart it is possible to show a direct relationship between the amount of tissue edema and the number of granulocytes in the local region of that edema. 121 In the absence of granulocytes, there is no edema. ~42 Furthermore, the number of ventricular arrhythmias is reduced, and ventricular fibrillation is abolished in hearts reperfused with agranulocytic blood) 42 Although granulocytopenia cannot easily be induced in humans, recent studies have suggested that leukocyte-depleted blood is useful in preventing reperfusion injury in the neonatal heart.143 WHITE CELL CYTOTOXIC PRODUCTS
The role of cytotoxic products in the organ and tissue injury that follows a period of perfusion is also unclear. Evidence for the involvement of such products is based on measuring increased plasma concentrations, and mainly by studies investigating the effects of agents known to inhibit or block these putative cytotoxic products. Measurement of plasma concentrations of cytotoxic agents and relating them to organ dysfunction raises certain issues related to timing of events in a manner similar to the triggers and mediators of the response (Fig 2). Plasma myeloperoxidase activity is increased after sternotomy and the administration of heparin and reaches a peak at the end of the bypass period. 144In stark contrast, the concentration of elastase, which is released from the same granules as myeloperoxidase, rises throughout the period of surgery. Elastase concentrations remain elevated over the first 48 postopera-
INFLAMMATORY RESPONSE AND EXTRACORPOREAL CIRCULATION
tive hours. These changes in elastase concentrations were unrelated to the development and resolution of abnormal organ, and specifically pulmonary, function. 145 Most approaches aimed at affecting neutrophil activity have shown improvement in myocardial recovery after ischemia, although it is not always clear if this is attributable to alteration in vasomotor function or t o other interactive effects. For instance, inhibition of neutrophil activation by prostacyclin has been shown to protect the myocardium. ~46 Specific antibodies aimed at suppressing neutrophil adhesion to injured areas have
351
also been shown to be of b e n e f i t 47 Oxygen radical scavenger therapy clearly improves recovery of function after myocardial ischemia-reperfusion. Examples of this include chelation of free iron using desferroxamine, 14s which reduces neutrophil-free radical production during cardiopulmonary bypass; whereas infusion of scavengers with the cardioplegia has a beneficial action on myocardial performance. 142,149,15° Nonetheless, it is unclear whether this effect is attributable tO altered vasomotor responses or to effects involving neutrophils, platelets, or reduced local injury from the reactive oxygen species.
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