Accepted Manuscript The prevalence of HLA alleles in a lupus nephritis population
Maria Izabel de Holanda, Evandro Klumb, Alicia Imada, Livia A. Lima, Isabela Alcântara, Flavia Gregório, Luis Fernando Christiani, Clarice Oliveira Martins, Branca Engel Timoner, Juliana Motta, Roberto Pozzan, Luis Cristóvão Pôrto PII: DOI: Reference:
S0966-3274(17)30090-4 doi:10.1016/j.trim.2018.02.001 TRIM 1125
To appear in:
Transplant Immunology
Received date: Revised date: Accepted date:
29 June 2017 30 January 2018 1 February 2018
Please cite this article as: Maria Izabel de Holanda, Evandro Klumb, Alicia Imada, Livia A. Lima, Isabela Alcântara, Flavia Gregório, Luis Fernando Christiani, Clarice Oliveira Martins, Branca Engel Timoner, Juliana Motta, Roberto Pozzan, Luis Cristóvão Pôrto , The prevalence of HLA alleles in a lupus nephritis population. The address for the corresponding author was captured as affiliation for all authors. Please check if appropriate. Trim(2018), doi:10.1016/j.trim.2018.02.001
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ACCEPTED MANUSCRIPT THE PREVALENCE OF HLA ALLELES IN A LUPUS NEPHRITIS POPULATION
Maria Izabel de Holanda 1, Evandro Klumb2, Alicia Imada 1, Livia A Lima 1, Isabela Alcântara 1, Flavia Gregório1, Luis Fernando Christiani 1, Clarice Oliveira Martins 2, Branca Engel Timoner3, Juliana Motta 3, Roberto Pozzan4, Luis Cristóvão Pôrto3
1 - Nephrology Service, Hospital Federal de Bonsucesso
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2 – Rheumatology Service, Rio de Janeiro State University
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Affiliations
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3 - Histocompatibility and Cryopreservation Laboratory, Rio de Janeiro State University 4 – Cardiology Service, Rio de Janeiro State University
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Corresponding Author Prof Luís Cristóvão Pôrto
Pav. Jose Roberto Feresin Moares Av. Marechal Rondon 381
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Laboratório de Histocompatibilidade e Criopreservação
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São Francisco Xavier 20950-003
Brazil
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Rio de Janeiro
Tel +552123342426
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[email protected]
Author Contributions
MIH – designed the study, followed up with patients, collected samples, analyzed the results and wrote the manuscript. AI, LAL, IA FG and LFC - followed up and retrieved historical records of transplanted patients. EK and COM followed up with lupus nontransplanted patients. BET and JM - performed histocompatibility tests. RP – performed statistical test analyses and interpreted results. LCP - designed the study, analyzed results and revised the manuscript. Conflict of Interest The authors declare no conflicts of interest.
ACCEPTED MANUSCRIPT Abstract Background: Systemic lupus erythematosus (SLE) is a severe autoimmune disease that involves multiple organ systems. Lupus nephritis (LN) is a complication of SLE and is associated with poor survival and high morbidity. Many genomic studies have been performed worldwide, and several histocompatibility leukocyte antigen (HLA) loci are
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linked to lupus susceptibility.
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Objective: The present study evaluated the association of HLA alleles in a lupus patient
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population, LN group and control group. The second objective evaluated whether HLA allele match or mismatch influenced kidney graft survival in a kidney transplanted
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lupus population.
Methods: This study was a retrospective study of 2 major groups: general lupus
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patients (GSLE - n=108) and a control group (GControl - n=216). Both groups were also divided into subgroups.
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Results: The control group was divided into two subgroups: a healthy control group
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(HeCTRL) and transplant control group (TxCTRL). The GSLE group was composed of transplanted lupus patients (TxSLE) and non-transplanted lupus patients (nTxSLE).
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Comparison of the demographics between groups did not reveal differences between ethnicity and gender. A difference in the prevalence of three alleles, B*08, DRB1*08 and DRB1*15, was observed. These alleles were more prevalent in the lupus subgroups compared to the control groups. Five-year survival was not different between patients carrying the allele DRB1*15 in either group (overall p=0.075; TxSLE p=0.419; TxCTRL=0.309). The presence of the match with this allele in the receptor was evaluated and did not demonstrate any difference in graft survival in both groups (p=0.146) or when analyzed separately in each group (TxCTRL p=0.739; TxSLE= 0.297).
ACCEPTED MANUSCRIPT Conclusion: This study demonstrated that the presence of HLA-DRB1*15 was a strong factor that predisposed patients to the development of SLE and LN, but did not
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influence kidney graft survival.
ACCEPTED MANUSCRIPT BACKGROUND Systemic lupus erythematosus (SLE) is a severe autoimmune disease that involves multiple organ systems. SLE involves the production of autoreactive T cells and autoantibodies against nuclear, cytoplasmic and cell-surface antigens. The more
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common clinical features of SLE include skin and joint diseases, hematological abnormalities, renal disease and neuropsychiatric complications (Ghodke-Puranik and
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Niewold 2015).
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Lupus nephritis (LN) is one complication of SLE, and it is associated with poor survival
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and high morbidity, particularly in patients who develop end-stage renal disease (ESRD) (Hanly et al. 2015). The cause of LN is complex, and environmental and genetic
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factors are involved (Alarcon-Segovia et al. 2005). Monozygotic twins exhibit an approximately 10-fold higher risk for SLE than dizygotic twins (Block et al. 1975), and
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first-degree relatives of patients with SLE exhibit a 20-fold increased risk of developing
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SLE compared to the healthy population (Alarcon-Segovia et al. 2005). The major histocompatibility complex (MHC) is located on the short arm of
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chromosome 6, and its relationship to autoimmune diseases was studied extensively (Graham et al. 2007; Wahren-Herlenius and Dorner 2013). Approximately 421 genes are related to the MHC; 60% of these genes are expressed, and 22% are related to immunoregulatory functions (Fernando et al. 2008). Many worldwide genomic studies were performed, and several histocompatibility leukocyte antigen (HLA) loci were linked to the lupus susceptibility (Chung et al. 2014; Grumet et al. 1971; Morris et al. 2014). A recent meta-analysis, Niu et al (2015) suggested that distinct HLA Class II genetic variants conferred a predisposition and resistance to SLE and LN. HLA-DR4,
ACCEPTED MANUSCRIPT DR5, DR11 and DR14 were identified as protective against SLE, and HLA-DR3, DR9 and DR15 may be risk factors for SLE. The DR4 and DR11 alleles may be protective for LN, and DR3 and DR15 were risk factors (Niu et al. 2015). HLA class I and II genes were consistently associated with SLE susceptibility, especially
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B*18 and DRB1*15 (Cortes et al. 2004; Lin et al. 2016; Marchini et al. 2003; Segurado et al. 1991; Shimane et al. 2013; Suggs et al. 2011; Tian et al. 2000). This susceptibility
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may also be related to disease severity.
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The present study evaluated the association of HLA alleles in a lupus patient
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population, LN group and control group. The study also evaluated whether matched or mismatched HLA alleles influenced kidney graft survival in a kidney-transplanted lupus
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population.
ACCEPTED MANUSCRIPT MATERIALS AND METHODS Study Population This study was a retrospective study of 2 major groups: general lupus patients (GSLE n=108) and a control group (GControl - n=216). Both groups included patients and
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controls with specific criteria (see below). Lupus Group
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The GSLE was composed of kidney-transplanted lupus patients (TxSLE) from the
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Bonsucesso Federal Hospital, Rio de Janeiro and non-transplanted lupus patients from
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the Rheumatology Department of Rio de Janeiro State University (nTxSLE), Rio de Janeiro, Brazil. Patients in both groups were matched by gender and ethnicity (white
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and non-white). All patients met the American College of Rheumatology classification criteria for the diagnosis of SLE (Hahn et al. 2012).
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Patients in the TxSLE group (n=44) received a kidney transplant during 1980-2016.
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These patients had HLA typings before transplant as part of the pre-transplant routine. LN patients (LNSLE) from both health centers were subgrouped into patients who
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presented with biopsy-proven LN class III/IV or V from the nTxSLE (n=32), considering that proliferative nephritis has a worse prognosis and 30% in 10 years will need dialysis (Mok 2016; Mok et al. 2006), and TxSLE groups (n=44, Figure 1). Control Group
The control groups were formed on a 2:1 proportion and matched by gender and ethnicity (white and non-white: including black and mestizos). This group was composed of 128 healthy people (HeCTRL) from the control group of a previous rheumatic arthritis study (Usnayo et al. 2011) and patients who received a kidney
ACCEPTED MANUSCRIPT transplant for other diseases in the Bonsucesso Federal Hospital (TxCTRL - n=88) during the same period. The control group of two different samples created uniformity of this group with the GSLE group. The control group (Gcontrol) was 216 individuals (Figure 1).
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HLA HLA class II-DR typing was performed using serology or polymerase chain reaction
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amplification with sequence-specific primers. HLA from the kidney-transplanted
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patients were collected from medical charts, and the antigens defined in the serology
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were converted to the most frequent possible allele according to the frequency of haplotypes and alleles in the Rio de Janeiro population (www.imunogenetica.org).
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All patients from the Rheumatology Department were invited to participate in the study, and participants signed a written informed consent form. Kidney-transplanted
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patients did not need to sign a consent form because consent was part of their pre-
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transplant routine, and all data were collected after transplantation. This study was performed in accordance with standards of our hospital’s Ethics
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Committees (142/09). Statistical Analysis:
The genetic distribution of HLA was performed using the Arlequin program. We compared all four groups initially, then performed two by two group comparisons: GSLE versus the GControl, followed by the LNSLE versus nLNSLE groups, and TxSLE versus the TxCTRL groups. We also analyzed the prevalence of HLA alleles in the LNspecific population compared to the nLNSLE and Gcontrol groups.
ACCEPTED MANUSCRIPT Categorical data are described using numbers and percentages. The frequencies of gender, ethnicity, and age were performed via direct counting. Haplotypes HLAA~B~DRB1 were generated using the expectation–maximization with Arlequin 3.5 (Excoffier and Lischer 2010).Data were analyzed using and EPI-INFO version 3.5.3 (CDC, Atlanta,
GA, USA) and SPSS version 22.0. Comparisons of demographic data and HLA allele
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frequencies between groups were performed using the chi-square and Fisher’s exact
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test. P<0.05 was considered statistically significant. Significant results in the HLA allele
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frequencies were multiplied by the total number of alleles found per locus (Locus A – 20, Locus B – 39 and Locus DRB1 – 13) to obtain a corrected value of P, termed Pc
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(Bonferroni correction). The T-test compared the mean ages between groups and
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different outcomes.
Survival analysis was performed using the Kaplan-Meier method. P values <0,05 were
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considered significant.
Demographics
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RESULTS
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The control group was divided into two groups: the health control group (HeCTRL) and the transplant control group (TxCTRL). The HeCTRL was composed of 111 women and 17 men (50 whites and 78 non white), and the mean age was 43.2 years (range 28-59 years). The TxCTRL group had 88 patients: 76 women and 43 whites, and the mean age was 39.5 years (range 11-71 years). The prevalence of underlying diseases in the TxCTRL group was 46 hypertension patients: 12 glomerulosclerosis, 11 polycystic kidney disease, 3 diabetes, 2 eclampsias and 14 presented with urological affections.
ACCEPTED MANUSCRIPT There was a total of 2,326 patients who received kidney transplants from 1980 to 2016 in the Bonsucesso Federal Hospital transplant center, and 56 patients were identified with LN. Twelve patients did not present a complete loci A-B-DRB1HLA typing or were lacking in information. The TxSLE group was comprised of 38 female patients, 24
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patients were white, and the mean age was 33 years (range 12-56 years). The nTxSLE group was comprised of 54 female patients, 23 patients were white, the mean age was
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37.5 years (range 20-59 years), and nephritis was present in 22 patients. Patients from
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these two group who did not present nephritis were sub-grouped in the nLNSLE group (n=44, Table 1). Comparison of demographics between groups revealed no differences
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in ethnicity or gender. The groups were homogeneous.
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Thirteen patients in nTxSLE exhibited serositis, nine patients had neurological involvement, 37 patients exhibited arthritis, 29 patients exhibited dermatological
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lesions, and 32 patients exhibited LN.
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Transplant Patients Demographics and Characteristics The TxSLE group consisted of 44 patients of whom 29 were transplant recipients with live donors, 15 from deceased donors, 20 did not receive induction therapy, 18
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induced with simulect® and five with thymoglobulin® and one with OKT3. Regarding previous transfusions, nine patients did not receive transfusions prior to transplantation, eight received one, six received two, nine received three, and twelve had several blood transfusions. The TxCTRL group, consisting of 88 patients, on induction therapy, forty were not transfused, 42 did simulect® and 6 did thymoglobulin®. Forty-nine patients in the TxCTRL group had previous transfusions, 13 had one blood transfusion, 12 had 2 transfusions, 6 had 3 transfusions, and 17 had multiple transfusions. Immunosuppression was based on a calcineurin and
ACCEPTED MANUSCRIPT corticosteroid inhibitor in both groups, but in the TxSLE group there were 11 patients using azathioprine associated with this scheme and in the TxCTRL 20 group, comparing the groups there was no statistical difference (p = 0.347). Regarding the type of renal replacement therapy (RRT) prior to transplantation, no
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difference was also observed between the groups. In the TxCTRL group, 3 patients underwent preemptive transplantation, 74 underwent hemodialysis (HD), 5 under
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peritoneal dialysis (PD) and 6 underwent both therapies. In the TxSLE 37 group they
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did HD before, one patient had PD and 6 did the two therapies. The mean time to RRT
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before transplantation was 50 months (approximately 4 years and 2 months, range 0172 months).
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Patients with acute rejection (RA) were those who presented renal biopsy confirming the diagnosis according to the Banff classification. Patients who had increased
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creatinine and / or decreased diuresis, and / or other signs of RA who underwent
clinical RA.
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methylprednisolone pulse and presented response after therapy were classified with
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Twenty-five (18.9%) patients had episodes of acute rejection (RA), 18 (20.4%) patients in the TxCTRL group and 7 (15.9%) patients in the TxSLE group. Only 10 patients underwent renal biopsy, five patients had acute humoral rejection, 1 in the TxSLE group and the remainder in the TxCTRL group, there was no difference between the groups (p = 0.353). The time of diagnosis of AR episodes ranged from 0-1752 days from the date of transplantation, and 16 patients had episodes within the first month after transplantation.
ACCEPTED MANUSCRIPT Twenty patients had viral infections, 12 patients in the TxCTRL group, two herpes virus infections and the remaining cytomegalovirus (CMV) in the TxSLE group were 8 patients with viral infections, one for herpes and 7 for CMV. There was no difference between groups (p = 0.763). Nine patients had these infections in the first year of
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transplantation. Thirty-one patients had bacterial infections, 53 of them were infectious, some of them had more than 3 episodes. The most frequent infection was
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the urinary tract infection. Patients in the TxCTRL group had more infections compared
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to the TxSLE group, 26 patients versus 5 TxSLE patients (p = 0.048).
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Locus frequency
Comparisons of pairs of population samples demonstrated that GLSE was genetically
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distant from Gcontrol (FST - 0.00409, p <0.05) and nTxSLE and TxSLE were genetically separate from HeControl (FST -0.00463 and 0.00425, respectively). Comparison of the
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allele genetic frequency between GSLE and Gcontrol revealed no differences between these groups in the A locus (p=0.914) or B locus (p=0.072). However, frequency in the
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DRB1 locus was significantly different (p=0.0003). Comparison of the four subgroups also revealed differences in the DRB1 locus (p=0.0009), but the A and B loci were not
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statistically different (p=0.852, p=0.113, respectively; Table 1S). Locus B was generally in pairwise linkage disequilibrium with loci A and DRB1, except in TxCTRL, in which locus B exhibited linkage disequilibrium with locus A. Hardy-Weinberg equilibrium was only absent for locus A in the TxCTRL subgroup (observed heterogeneity 0.78409, p=0. 0.034). Seventy-two possible HLA-A~B~DRB1 haplotypes were determined from the EM algorithm for the TxLSE group, and 96 of these haplotypes were determined for the
ACCEPTED MANUSCRIPT nTxSLE group. Twelve haplotypes were observed in at least two patients in the TxSLE group and in 23 patients in the nTxSLE. Sixteen of these nTxSLE haplotypes were not observed in the other subgroups, and 8 were not observed in the TxSLE group (Table 2S).
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Allele Frequencies The first analysis compared the GSLE (n=128) and the Control group (n=216). This
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analysis revealed eight alleles: HLA-B*08, -B*15, -B*27, -B*44, -DRB1*08, -DRB1*11, -
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DRB1*13 and -DRB1*15. The most prevalent alleles in the GSLE were -B*08, -DRB1*08
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and -DRB1*15. The other alleles were protective for lupus, primarily HLA B*27. No patients in the GSLE group presented these alleles. HLA DRB1*15 was the only allele
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that remained statistically significant after Bonferroni correction (Table 2). The four described subgroups were compared (Table 3). A difference in the prevalence
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of three alleles, HLA-B*08, -DRB1*08 and -DRB1*15, was demonstrated. These alleles
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were more prevalent in the lupus subgroups than the control groups. No allele remained significant after Bonferroni correction. However, the HLA DRB1*15 was near
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significant (p-value=0.0533).
Comparison between the LNSLE and nLNSLE group revealed a higher prevalence in HLA-A*02 (48.6% x 25.0%). The Alleles A*03, A*33, A*74 and DRB1*04 were more prevalent in the lupus without nephritis group (nLNSLE – Table 3S). However, no difference between groups was found after Bonferroni correction. The HLA DRB1*15 was present in 39.47% of patients in the LNSLE group and 46.88% in the nLNSLE group (p=0.307). We also examined whether a specific allele was associated with SLE without nephritis. The alleles with higher prevalence in the comparison of the nLNSLE with the
ACCEPTED MANUSCRIPT HeControl groups were HLA-A*02, -DRB1*11, -DRB1*13 in the control group and HLA B*07, -B*08, -B*15, -DRB1*08, and -DRB1*15 in the lupus group (Table 4S). We compared the TxCTRL group (n=88) with the TxSLE group (n=44). The results revealed a higher prevalence of alleles HLA-A*30, -B*18, -B*49, -DRB1*07 and -
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DRB1*15 in the TxSLE group. However, no alleles were statistically significant after Bonferroni correction (Table 4). The importance of the prevalence of HLA DRB1*15 in
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SLE was demonstrated in the literature. The association and link of some alleles, such
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as A*25~B*18~DRB1*15, is also well described in the literature. We evaluated this association in our population and only found this haplotype in the nLNSLE group (Table
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2S).
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The comparison between both control groups revealed no significant differences in allele prevalence. The prevalence of HLA-DRB1*15 was also analyzed by comparing
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ethnicity, and there were no differences between whites (27%) and non-whites (36%) (p=0.343).
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Kidney Graft Survival and HLA DRB1*15 The overall 5-year kidney graft survival rate with death censored was 73.5% These
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rates were 90.9% and 64.8% in the TxSLE and TxCTRL groups, respectively (p=0.05). We did not match for age in the control groups, and the TxCTRL group was older. Therefore, we used a t-test to evaluate whether age was a factor for worst outcome. No differences were found in age means and the outcome, and the mean age for patients with graft loss in five years was 37.9 years (sd 12.6) versus 37.2 years (sd13.4) (p=0.316) for patients who did not lose the graft. There was no difference between groups in donor type or deceased or live donors (p=0.350). Considering the possibility of the underlying disease being an influence factor in graft loss, we divided the control
ACCEPTED MANUSCRIPT group into hypertensive patients and with other diseases and compared them with the patients in the lupus group. We then compared 3 groups: Lupus, SAH and other diseases. The hypertensive patients had a cured survival rate of 54.2%, compared to 77.5% for other diseases and 90.2% for lupus (p = 0.105).
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When we evaluated the 5-year survival curve in relation to ethnicity, we observed a higher survival rate in whites (76.2%) vs. non-whites (55.1%; p = 0.008), who were
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censored for death, survival rate for whites was 85.7% and non-whites 62.3% (p =
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0.001). In the lupus group, the result found was 75% survival for non-whites and 90% for whites, although it was not significant (p = 0.144). However, when we censored for
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death, survival for whites was 100% and for non-whites, 83.3% (p = 0.040). There is a
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trend of worse survival for non-whites. The same happened in the control group, 65.1% survival for whites versus 44.4% for nonwhites (p = 0.047).
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Five-year survival was not different between patients carrying the DRB1*15 allele overall (p=0.075) or in TxSLE (p=0.419) and TxCTRL (p=0.304) groups or when both
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groups were compared (p=0.059; Figure2). The presence of the match with this allele in the receptor was evaluated, but no difference in graft survival comparison of both
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groups was demonstrated (p=0.075, Figure 3) or when this allele was analyzed separately in each group and overall (TxCTRL p=0.738; TxSLE p=0.297; overall p=0.275). The correlation between ethnicity, HLA-DRB1*15 and graft survival in the groups was also not significantly different (p=0.104). DISCUSSION The present study demonstrated the prevalence of HLA alleles in a Brazilian lupus population. We compared the prevalence to a healthy population and a control group
ACCEPTED MANUSCRIPT of kidney-transplanted patients with other diseases. Most published studies limited comparisons to a healthy population (Lin et al. 2016; Liphaus et al. 2007). The alleles HLA-B*08, -DRB1*08 and -DRB1*15 exhibited a higher prevalence in our lupus population. One of the limitations of our study was the low number of patients
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in the TxSLE group. HLA allele distribution in a population is linked to ethnicity, which presents variability in the determination of color-race in the Brazilian population(IBGE
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2008). Our groups were classified into white and non-white. This simplification may
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cause a bias in specific alleles that are over represented in Sub-Saharan Africans
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(blacks), such as HLA-A*30. HLA-A*30 is found in Brazilian black individuals on the Bone Marrow Donor Registry with a genetic frequency of 0.0804 compared to the
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white individuals (frequency of 0.0426) (www.imunogenetica.org). The allelic frequency in TxSLE patients also confirmed the important contribution of non-white
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ethnicity as a specific risk for lupus in this group. HLA-DRB1*08 frequency in the subgroups revealed an ethnic influence, and this allele was also more frequent in
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Brazilian white individuals. The odds ratio in association with LN increased more than
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double (3.68 x 8.00).
Our results are consistent with Liphaus et al. (Liphaus et al. 2002), who described a higher prevalence of HLA DR15 that was influenced by gender (female) and ethnicity (black individuals). This difference was not observed in our samples because we paired controls by gender and ethnicity. Araujo et al.(Araujo et al. 1997) also evaluated a Brazilian lupus population with C2 deficiency and demonstrated that patients with HLA-B*18 were more prevalent (55.6%) with a relative risk of 9.2 compared to the healthy population. HLA-B*18 was
ACCEPTED MANUSCRIPT also very prevalent in the families of patients with the same phenotypes. Our study demonstrated that the associations between HLA-DRB1*15 and HLA-B*18 were linked with -A*25 in the nTxSLE group (Table 2S). These results suggest that the alleles may be a risk factor for other manifestations of lupus because this haplotype HLA-
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A*25~B*18~DRB1*15 (Araujo et al. 1997) was not observed in the LNSLE group. HLAB*18~DRB1*15 was associated with other alleles of Locus A in the HeControl group,
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twice with A*24 and once with A*26 in the TxSLE group.
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Few studies in the literature evaluated the prevalence of HLA and lupus nephritis, and
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our study compared 2 nephritis population (with or without transplantation) to two different controls (transplant/others disease control and a healthy population). A
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genome-wide association study of LN demonstrated an association between LN and antigens HLA-DR2 and HLA-DR3. However, other genes outside the MHC were more
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evident than this correlation in this same study (Chung et al. 2014).
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An LN sample evaluated the existence of a higher prevalence of specific alleles in patients with compromised renal function. However, it was not possible to
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demonstrate a specific allele more prevalent in LN population. To our knowledge, this study is the first study to evaluate the prevalence of HLA in LN in a Brazilian population.
A recent meta-analysis demonstrated an association of lupus nephritis with DR3 and DR15 antigens, and DR14 and DR11 were protective genotypes for lupus nephritis (Niu et al. 2015). A Latin American meta-analysis also demonstrated a higher susceptibility for SLE with antigens DR2-DR3 and allele HLA-DRB1*15:01 (Castano-Rodriguez et al. 2008).
ACCEPTED MANUSCRIPT A Moroccan study in a lupus nephritis population demonstrated the prevalence of the HLA-DR15 antigen was also higher compared to the normal population, and the odds ratio for this population was 2.8 (Bhallil et al. 2017). Our positive result of HLA-DRB1*15 was also observed in Italian (Marchini et al. 2003),
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European (Morris et al. 2012), Brazilian (Fernandes et al. 1995), Japanese (Shimane et al. 2013) and Saudi populations (Wadi et al. 2014). Cortes et al. (Cortes et al. 2004) also
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demonstrated a higher prevalence of HLA-DQB1*04:02, -DQA1*01:02 and HLA
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DRB1*15 in a Mexican population, which was related to alleles from the ancestral
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haplotype HLA DQB1*06:02~DQA1*01:02~DRB1*15, which are found together as a result of linkage disequilibrium.
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The mechanism by which HLA-DR alleles determine a risk to develop LN is not completely defined. The association between HLA-DR2 and DR3 and renal involvement
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was demonstrated in European populations (Ceccarelli et al. 2015). Some authors demonstrated an association between antibodies against Ro to DR2 and antibodies
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anti-Sm/RNP related to DR3 (Arnett et al. 1989; Graham et al. 2007; Olsen et al. 1993).
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A recent study of HLA associations in diseases suggested that three amino acid positions (11, 13, and 26) on the epitope-binding groove of HLA-DR molecules were critical in conferring risk for SLE (Kim et al. 2014). It is presumed that these amino acid positions establish a pathogenic structure at the HLA-DRB1 epitope-binding groove in LN patients. The real mechanism by which MHC predisposes a person to autoimmune diseases is not certain. One hypothesis suggests a breakdown in immunological tolerance to selfantigens via aberrant class II presentation of own or foreign peptides to autoreactive T
ACCEPTED MANUSCRIPT lymphocytes. The specific MHC class II alleles determine the targeting of particular autoantigens, which results in a disease-specific association (Fernando et al. 2008). The susceptibility of interaction of child’s HLA molecules and maternal risk was also examined. Cruz et al. demonstrated that having children who are DRB1*04:01 allele-
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positive was associated with a two-fold increase in the risk of SLE in mothers who carried at least one DRB1 risk allele (*03:01, *15:01 or *08:01) (Cruz et al. 2016).
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Some alleles demonstrated protection for SLE. Our analysis revealed that HLA-B*15, -
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B*44, -B*27, -DRB1*11, -DRB1*13 alleles were protective. Furukawa et al. (Furukawa
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et al. 2014) demonstrated the protective effect of DRB1*13 against systemic autoimmune diseases. The HLA-DRB1*13:01 allele is protective in the European
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population (Arnett et al. 2010), and -DRB1*13:02 is protective in the Asian population (Furukawa et al. 2016; He et al. 2014; Lu et al. 1997). Several hypotheses for this
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protection were postulated. One hypothesis involves the dominant effect of DRB1*13
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molecules. Future therapy at these targets may become curative treatment for these diseases (Furukawa et al. 2014; Furukawa et al. 2017). A Latin American meta-analysis
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demonstrated protection related to DR5 and allele DRB1*11:01 (Castano-Rodriguez et al. 2008).
Kidney transplant is a safe therapy for lupus populations. Morbidity and mortality are lower in women with ESRD after kidney transplantation compared to women who remain supported with dialysis (Ward 2000). Some studies also demonstrated that African-Americans exhibit lower graft survival compared to Caucasian or HispanicAmericans (Contreras et al. 2014; Gonzalez-Suarez and Contreras 2017).
ACCEPTED MANUSCRIPT The kidney-transplanted patients with lupus in our study exhibited a better 5-year survival rate compared to the transplanted control population. Other studies that evaluated lupus transplant patients with transplant recipients did not observe differences in renal survival at 1 year or 5 years between the two groups, regardless of
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donor type (Bunnapradist et al. 2006; Moroni et al. 2005). However, Bunnapradist et al.(Bunnapradist et al. 2006) demonstrated a higher rate of AR in lupus patients with
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live donors compared to control.
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Regarding ethnicity, all groups analyzed in the study had a worse renal survival in non-
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white patients. However, we can not say that this is a trend only of SLE patients. This is the first study to evaluate the influence of the presence of an HLA allele that
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confers increased susceptibility to a disease and to correlate it with graft survival. We evaluated both the presence of this allele and its correlation with graft survival, as well
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as its presence and / or absence in the compatibility with the receptor. There were no
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differences in the evaluation of graft survival with any of these factors. However, no disease activity, correlation with acute rejection and presence of specific donor
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antibody against HLA antibodies specific to any susceptibility allele were assessed and correlated.
To our knowledge, this study is the first evaluation of match and mismatch using the more prevalent alleles (HLA DRB1*15) in kidney-transplanted SLE patients. These correlations were not relevant for graft survival, but we did not correlate the match and mismatch with lupus disease activity after transplant. This correlation may be investigated in future analyses. This result demonstrated that susceptibility before kidney transplant likely did not influence 5-year graft survival. More studies are
ACCEPTED MANUSCRIPT necessary to evaluate disease severity and activity with HLA molecules. Genetics and molecular therapies targeting HLA may be an option for the treatment of SLE. CONCLUSIONS The presence of HLA-DRB1*15 was a strong predisposition factor for lupus and lupus
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nephritis. No specific allele was identified solely for lupus nephritis. The presence of the allele HLA DRB1*15 and the match of this allele with the receptor did not influence
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5-year graft survival in lupus patients. This study demonstrated that HLA DRB1*13 and
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HLA DRB1*11 were a protective factor for LN in SLE patients.
ACCEPTED MANUSCRIPT REFERENCES
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ACCEPTED MANUSCRIPT Table 1- Age (mean), Gender (index Female/Male) and Ethnicity (white/non-white) of the transplanted SLE (TxSLE), non-transplanted SLE (nTxSLE), Kidney-transplanted for other diseases (TxCTRL) and healthy control (HeControl) subgroups. N (total patients)
Age Gender White/Nona b (range) (F/M) whitec 33.0 TxSLE 44 6.33 20/24 (12-56) Lupus (GSLE) 37.8 NTxSLE 64 5.40 23/41 (20-59) 39.5 TxCTRL 88 6.33 43/45 Control (11-71) (Gcontrol) 43.2 HeControl 128 6.52 50/78 (20-59) HeControl, nTxSLE and TxCTRL were paired to TxSLE for ethnicity and gender. a: X2 = 43.504 p = 0.0; b: X2 = 0.207, p = 0.976; c: X2 = 3.336, p = 0.342.
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Table 2. Prevalence of Alleles in the Control Group (Gcontrol) X General Lupus group (GSLE) Allele GControl GSLE OR p-value Pc-value N=216 N=108 B*08 17 (17.9%) 20 (18.5%) 2.66 0.0048 0.1379 B*15 51 (23.6%) 15 (13.9%) 0.52 0.0265 0.7697 B*27 10 (4.7%) 0 (0.0%) 0.00 0.0161 0.4683 B*44 42 (19.4%) 12 (16.7%) 0.51 0.0384 1.1133 DRB1*08 20 (9.3%) 22 (20.4%) 2.50 0.0050 0.0653 DRB1*11 49 (22.7%) 13 (12%) 0.46 0.0140 0.1824 DRB1*13 65 (30%) 20 (18,5%) 0.52 0.0166 0.2159 DRB1*15 50 (23.2%) 45 (41.7%) 2.37 0.0005 0.0067 Total number of alleles found per locus (Locus A – 20, Locus B – 39 and Locus DRB1 – 13) were used to calculate Pc (Bonferroni correction).
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Table 3. Allele Prevalence in Health Control (HeControl), kidney transplanted for other diseases (TxCTRL), non-transplanted SLE (nTxSLE) and transplanted SLE (TxSLE) groups. Allele HeControl TxControl nTxSLE TxSLE p-value Pc-value N=128 N=88 N=64 N=44 B*08 8 9 13 7 0.0246 0.7134 (6.2%) (10.2%) (20.4%) (15.9%) DRB1*08 10 10 14 8 0.0324 0.4212 (7.8%) (11.4%) (21.9%) (18.2%) DRB1*15 43 12 24 21 0.0041 0.0533 (19.9%) (11.1%) (37,5%) (47,7%) Total number of alleles found per locus (Locus A: 20, Locus B: 39 and Locus DRB1: 13) were used calculating Pc (Bonferroni correction).
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Table 4. Prevalence of alleles in comparison of transplanted lupus patients (TxSLE) with transplanted control patients (TxCTRL) Allele TxSLE TxCTRL Odds p-value Pc –value N=44 N=88 Rate # A*30 14 (31.8%) 13 (14.7%) 2.69 0.021 0.426 B*18 7 (15.9%) 3 (3.4%) 5.36 0.016 0.459 B*49 14 (9.09%) 1 (1.14%) 8.7 0.042 1.221 DRB1*07 12 (27.2%) 12 (13.6%) 2.37 0.049 0.637 DRB1*15 21 (47.7%) 21 (23.8%) 2.91 0.005 0.065 #- HLA-A*30 was more frequent in non-white TxSLE patients (p= 0.048 – OR= 2.75).
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nTxSLE Lupus Nephritis without Transplant N=32
TxCTRL Ki deny Tra ns planted pa ti ents with others di s eases N=88
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TxSLE kidney transplanted patients with Lupus Nephritis N=44
HeCTRL Hea lth people
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nTxSLE Lupus patients without nephritis N=32
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Figure 2. Cumulative survival in 5 years – HLA DRB1*15 comparison of both groups
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Figure 3. Cumulative survival in 5 years - HLA DRB1*15 Match-comparison of both groups
ACCEPTED MANUSCRIPT THE PREVALENCE OF HLA ALLELES IN A LUPUS NEPHRITIS POPULATION Highlights
Lupus nephritis (LN) is a complication of Systemic lupus erythematosus (SLE) and is associated with poor survival and high morbidity. Many genomic studies have been performed worldwide, and several histocompatibility leukocyte
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antigen (HLA) loci are linked to lupus susceptibility. This study was a retrospective study of 2 major groups: general lupus patients
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A difference in the prevalence of three alleles, B*08, DRB1*08 and DRB1*15,
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was observed. These alleles were more prevalent in the lupus subgroups compared to the control groups. The presence of HLA-DRB1*15 was a strong
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factor that predisposed patients to the development of SLE and LN, but did not
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influence kidney graft survival.
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(n=108) and a control group (n=216).