The Prevention of Dental Caries: Ten Years Later

The Prevention of Dental Caries: Ten Years Later

REVIEW H ARTICLE i The prevention of dental caries: ten years later James P. Carlos, DDS The program of the N ational Caries Program o f the N ati...

2MB Sizes 10 Downloads 73 Views

REVIEW H

ARTICLE

i

The prevention of dental caries: ten years later James P. Carlos, DDS

The program of the N ational Caries Program o f the N ational Institute o f D ental Research tow ard finding w ays to preven t caries on a w id esp rea d basis is assessed.

Ï

n 1971, S c h e rp 1 p u b lish ed a sem i­ nal p ap e r on th e p rospects for th e p re­ v en tio n of d en tal caries, in w h ich he su m m arized th e cu rre n t k n o w led g e of caries etiology an d speculated on the m ost p ro m isin g directio n s for futu re research. In th a t sam e year, th e N a­ tio n a l I n s titu te of D en tal R esearch b eg an th e N atio n al C aries Program . T his research and develo p m en t effort w as u n d erta k en for th e express p u r­ p o se of fin d in g cost-effective w ays to p re v e n t caries on a w id esp read basis, so th a t th is u b iq u ito u s disease could be e lim in a te d as a m ajor p u b lic h ealth problem . N ow , a d ecade later, it seem s a p p ro p riate to briefly assess th e extent to w h ic h p rogress has been m ade to­ w ard th a t goal. From th e outset, the N ational C aries P rogram has been organized into four areas of research strategy that follow d irec tly from th e con cep t th a t caries is of m u ltifa c to ria l etio lo g y . P ro g ram stra te g ie s in v o lv e fin d in g w ays to: co m b a t c a r ie s - in d u c in g m ic ro ­ organism s; increase the resistan c e of th e teeth ; m odify caries-prom oting as­ pects of th e diet; a n d im prove delivery and ac ce p ta n ce of ca ries-p rev en tiv e m ethods. As th e im p o rta n ce of each of these strategies w as n o te d by S ch erp ,11 w ill ex am in e th e c u rren t state of d ev elo p ­

m e n t in ea ch . R eview p u b lic a tio n s w ill be cited w h erev er possible, as th e surge of in te rest in caries research d u r­ ing the last te n years is reflected in an ab u n d a n ce of relev an t n ew c o n trib u ­ tio n s to th e scien tific literature.

C om bating caries-in d u cin g m icroorgan ism s In 1971, th e im p o rtan ce of S trep to co c­ c u s m u ta n s as a c a r ie s - in d u c in g p ath o g en in laboratory an im als had b ee n c le a rly e s ta b lish e d by e x p e ri­ m en ts w ith h am sters, rats, an d p ri­ m ates. T he ability of these b acteria to readily form p la q u e on sm ooth su r­ faces w as observed to be related , at least in part, to th e ir ability to p ro d u ce extracellular po ly sacch arid es (glucan a n d f r u c ta n ) fro m s u c ro s e . S o m e h o p ed th a t h u m a n d en tal caries could be p rev e n ted by th e u se of g lu can cleaving enzym es, su ch as dextranase; th is te ch n iq u e h ad been h ig h ly su c­ cessful in h am ste rs.2 U n fo rtu n a tely , th ese ex p e ctatio n s have n o t b een fulfilled. C linical trials of d extranase gels a p p lie d in m o u th ­ p ie ce s r e s u lte d in little p ro te c tio n again st caries in c h ild re n ,3 no d oubt because of th e co m p lex ity of th e m a­ trix of h u m a n p la q u e relativ e to th a t in

ham sters, as w ell as to th e in ab ility to deliv er th e en zy m e w ith su fficien t fre­ quency. No o th er ag en t sp ecifically in te n d ed to su p p ress th e cario g en ic m icroflora h as yet rea ch ed th e stage of full-scale h u m a n te stin g in th is co u n try , b ut th e ac cu m u latio n of research k n o w ledg e about th e etio lo g ic role of bacteria in caries, an d , of co u rse, p o ssib le a n ­ tib a c te r ia l in te r v e n tio n s , h a s p r o ­ g ressed ex ten siv ely d u rin g th e past decade. T his is esp ecially w ell illu strated by im p ro v em en ts in o ur u n d e rsta n d in g of th e p ro cesses by w h ic h oral m icro ­ o rg an ism s ad h e re to to o th surfaces. A l­ th o u g h rec en t research has confirm ed th a t su cro se-d eriv ed ex tracellu lar g lu ­ can facilitates co lo n izatio n of sm ooth su rfa c e s by S m u t a n s , 4 w e h av e learn ed th a t other m ech an ism s in c lu d ­ ing in terb acterial ag g reg atio n ,5 elec­ tro static attra c tio n ,6 sp ecific receptorty p e r e a c t i o n s , 7 th e p r e s e n c e of im m u n o g lo b u lin s in saliv a,5 an d m e­ ch an ical rete n tio n m ay also d eterm in e th e success or failu re of b acteria to ad h ere to teeth an d to o th er h u m an tissues. A p p re ciatio n of th e co m p lex ity of th e m icrobial etiology of d en tal caries w as fu rth e r ex ten d e d by th e rep o rt th at at least seven sero ty p es of S m u ta n s m ay b e iso lated from h u m an p la q u e,8 a l t h o u g h n o t all a p p e a r to be c a rio g en ic . In d e e d , c o n c lu siv e e v i­ d en ce is still lacking th a t S m u ta n s is th e p rim ary in itiato r of h u m a n caries, alth o u g h data acq u ired th u s far from b oth ep id em io lo g ic stu d ies an d a n i­ m al ex p e rim en ts are stro n g ly su g g es­ tive of th is.9 N evertheless, it has b e­ com e clear th a t o th er sp ecies of strepJADA, Vol. 104, February 1982 ■ 193

REVIEW

ARTICLE

Research to develop a caries vaccine has already stim ulated a m ajor expansion of know ledge about the secretory imm une system .

tococci, as w ell as of th e genera A ctin o m y cetes an d L actobacillus, are in ­ volved in the caries process; n o t a ll of th em as pathogens, b u t certainly as co m p etitors for ecologic n ich es on the teeth. P relim inary experim ents w ith m ix ed oral flora suggest th a t th e even­ tu a l com position an d cariogenic p o ­ te n tia l of plaq u e is in flu en ced n o t only by diet, b u t also by th e order in w h ich sp e c ific m ic ro o rg a n ism s a re in tr o ­ d u c e d .10 It h as also b ee n established th a t m u ta n t form s of S m u ta n s th a t are deficient in th e ir ability to synthesize p o ly sa c c h a rid e from su g ar h av e r e ­ d u c e d c a rio g e n ic p o te n tia l in a n i­ m a ls.11 T he develo p m en t of a “ safe” oral flora, w h ich co u ld successfully com pete w ith p ath o g en ic form s, th u s becom es a theoretical possibility. In h is 1971 p a p e r , S c h e r p 1 e x ­ pressed th e prevailing view of sk e p ti­ cism th a t caries co u ld be prev en ted by im m u n iz a tio n , ev en th o u g h B ow en h a d already reported partial p ro tectio n ag ain st caries in m onkeys v accinated w ith S m u ta n s .12 Since then, reports from several la b o rato ries h av e co n ­ firm ed th a t caries c a n be p artially p re ­ v e n te d in m onkeys a n d ro d e n ts by v accin atio n w ith a variety of antigens; th e m o st co n sisten t success has been ach iev ed by intrao ral in jection w ith k illed cells of S m u tan s. E vidently, p ro tec tio n d ep en d s m a in ly on th e in ­ d u ctio n o f elevated levels of salivary an tib o d y . T h ese s tu d ie s h av e b ee n su m m arized by B ow en.13 M ore recently, increased levels of bo th salivary a n d seru m a n tib o d ie s have been observed in h u m a n s w ho sw allo w ed capsules of k illed S m u ta n s c e lls , a n d th e a b ility of th e s e o r ­ g anism s to colonize th e teeth of th e v a c c in a te d in d iv id u a ls w as sh a rp ly re d u c e d .14 T his is an extrem ely im p o r­ ta n t finding, b u t w e sh o u ld not co n ­ c lu d e th a t a vaccine ag a in st h u m a n caries is im m inent. M uch research re ­ m ain s to be d o n e to iden tify th e m ost p o te n t an tig en s an d th e optim al route an d frequency of vaccination, an d to establish th e safety of the p rocedure, before full-scale clin ical trials w ill be 194 ■ JADA, Vol. 104, February 1982

p o ssib le. (It is e n c o u rag in g th a t no notew orthy adverse effects have been rep o rted in th e h u n d re d s of an im als vaccinated so far.) E ven so, it can be now p red ic ted w ith som e co nfidence th a t p a rtia l p re v e n tio n , of caries by vaccination w ill becom e a reality. Re­ search to develop a caries v accine has already stim u la ted a m ajor ex p an sio n of know ledge ab o u t th e secretory im ­ m u n e system , w ith b ro ad p o te n tia l a p p lic a b ility to o th e r are as of b io ­ m edicine. M ore direct attem p ts to com bat th e cariogenic m icroflora h av e h a d less encouraging resu lts. A lth o u g h S cherp advocated “ a vig o ro u s p rogram to de­ velo p ra tio n a l u se of a n tim ic ro b ia l' agents to p ic ally ,” no su ch ag en ts have yet becom e av ailab le for g eneral use in caries preven tio n . T he p ro b lem is n o t p rim a rily a sc ie n tific one; th a t th e b is - b ig u a n id e , c h lo r h e x id in e , c a n p rev e n t p la q u e fo rm atio n an d caries has b een estab lish ed ,15 an d in o u r lab­ oratories, several an tim icro b ial agents h av e b ee n te s te d th a t a re e q u a l or su p erio r to ch lo rh e x id in e in in vitro a n d a n im a l c a rie s e x p e rim e n ts . R ather, progress h a s'b e e n reta rd e d by th e h ig h cost of th e req u ired to x icity testin g of a n ew d ru g before clin ic al trials can beg in , as w ell as th e as­ sociated problem s an d u n ce rtain ty of eventual reg u lato ry ap p ro v al. Efforts w ill co n tin u e to develop an tim icro b i­ als for use, for ex am p le, in m o u th rinses or den tifrices, b u t w e h av e a m ore realistic ap p re cia tio n of th e eco­ n o m ic an d re g u la to ry p ro b lem s in ­ volved th a n w e h ad ten years ago.

Increasing the resistance of the teeth T he u se of flu o rid e in v ario u s form s co n tin u es to be th e m ost effective w ay to p re v e n t d en tal caries. C u rren tly , slig h tly m ore th a n h alf th e p o p u la tio n of th e U n ite d S tate s h a s a c ce ss to flu o rid a te d w ate r s u p p lie s b u t, b e­ cause m ost m etro p o litan areas h av e al­ ready ad o p ted flu o rid atio n , it is u n ­ likely that th is fractio n w ill in crease

dram atically in th e im m ed iate future. E ven in o p tim ally flu o rid ated areas, it is desirable to attem p t to in crease th e level of p ro tec tio n ag ain st caries al­ read y attain ed . A s a con seq u en ce, flu ­ o rid e re se a rc h d u rin g th e p a s t te n years has b een co n cen trated on th e d e­ v elo p m en t of m o re cost-effective w ays to d e liv e r d ie ta ry f lu o rid e s u p p le ­ m en ts an d to p ical flu o rid es to com ­ p le m e n t, a n d p o ssib ly su p p le m e n t, w ate r flu o rid a tio n . Som e m ajo r a d ­ vances h av e resu lted . A d ecad e ago, it w as g en erally be­ lie v ed th a t th e flu o rid e io n m a in ly exerted its an ticaries effect by in c o rp o ­ ra tio n in to e n a m e l as flu o ra p a tite , thereb y in creasin g th e resistan ce of th e to o th to ac id d isso lu tio n . S in ce th en , how ever, it h as becom e in creasin g ly ev id en t th a t other, p o ssib ly m ore im ­ po rtan t, m e ch an ism s of flu o rid e action are o p era tiv e. E p id e m io lo g ic stu d y failed to d em o n strate co n siste n t corre­ latio n s b etw een caries p rev alen ce an d th e f lu o r id e c o n t e n t o f th e o u te r e n a m e l la y e r s .16 C o n v e rs e ly , v e ry sm all co n cen tratio n s of flu o rid e, co n ­ tin u a lly p re se n t in th e m o u th , effec­ tiv ely p rev e n ted caries in rats, a n d th e level of p ro tec tio n w as n o t related to th e am o u n t of flu o rid e acq u ired by th e en am el.17 O th er ex p erim en ts sho w ed th a t lo w c o n c e n tra tio n s of flu o rid e w ere capable of rem in efalizin g in c i­ p ie n t carious le sio n s18 an d of in terfer­ in g w ith g ly c o ly tic a c t i v i t y a n d g ro w th of p la q u e b a c te ria .19 T h ese fin d in g s w ere in acco rd w ith rep o rts th a t caries in h u m a n s w as p artially p rev en ted b y freq u en t to p ical expo­ su re to lo w do ses of flu o rid e, even th o u g h in c re ase d levels of enam el flu ­ orid e co u ld n o t be d etected .20 In th e aggregate, th is research re­ su lted in a ra th e r d rastic ch an g e in th e m eth o d s of to p ical flu o rid e therapy; rath e r th a n o ccasional ex p o su res of th e te eth to h ig h co n cen tratio n s of flu ­ oride, it ap p e ared preferable to p ro ­ v id e regular, freq u en t ex p o su re to rela­ tiv ely d ilu te flu o rid e so lu tio n s. T his w as confirm ed in a series of co n tro lled clin ical tria ls.21 C onsequently, th e N ational Caries Program began, in 1974, a series of d em o n stratio n program s n atio n w id e to te st th e feasibility, cost, a n d p u b lic acceptance of w eekly m o u th rin sin g in sc h o o ls w ith a n 0.2% s o lu tio n of so d iu m flu o rid e. T h e re s u lts estab ­ lish ed th a t su c h pro g ram s w ere h ig h ly co st e ffe c tiv e .22 E stim a te s a re th a t

REVIEW

m o re th a n 13 m illio n s c h o o l-a g e d c h ild re n , m o stly in n o n flu o rid a te d a r e a s , a r e c u r r e n t l y e n r o l l e d in school-based flu o rid e rin se program s o r th e an alo g o u s p ro g ram s of d aily flu o rid e tab let ad m in istratio n . T hese ch ild ren can b e expected to average 30% to 40% few er n ew carious lesions at an an n u a l cost of as little as $0.50 per c h ild . R e ce n t re p o rts su g g e st th e se se lf-a p p lied flu o rid e p ro g ra m s m ay p ro v id e a d d e d p ro te c tio n in flu o ri­ d ated areas as w e ll.23 S h o u ld com ­ m u n itie s c o n tin u e to a d o p t schoolb ased flu o rid e program s at th e p resen t rate, a m ajor im p act on th e incid en ce of c a rie s in c h ild r e n is in e v ita b le w ith in th e n ex t few years. T he d em o n ­

concern ab o u t th e u se of sealan ts w as d isp e lle d by th e d em o n stratio n th at, w h en sealan t w as p laced over active caries, th e lesio n s d id n o t progress an d te n d ed to becom e ste rile.27 It m u st be co n clu d ed th a t ad h esiv e se a la n ts affo rd a sim p le , safe, a n d h ig h ly effectiv e w ay to p ro te c t th e m o st v u ln e ra b le are as of th e te e th again st caries. W hy, th en , are sealan ts n o t m ore w id ely u se d in p u b lic h ea lth p rev e n tiv e p ro g ra m s? C ertain ly th e answ er involves th e cost of p rovision, as state law s restrict th e use of sealan ts to licensed d en tists or d en tal h ygienists. We h av e c a lc u la te d th a t, in a h y p o th etical p rev en tiv e program for s c h o o l c h i l d r e n , if s e a la n ts w e r e

Sealants are n ot w id ely used in pu blic health program s because o f cost; state la w s restrict the use of sealants to licen sed dentists or dental hygienists.

stratio n th a t fluoride a p p lie d d aily in gels co uld p rev e n t th e prev io u sly in ­ tractable p roblem of extensive caries in p a tie n ts w h o se salivary fu n ctio n w as d estroyed by th e ra p eu tic irra d ia ­ tio n 24 w as an o th er significant re su lt of recen t flu o rid e research. W e know , how ever, th a t flu o rid e is least effective in p rev e n tin g caries on th e o cclu sal surfaces of p o sterio r teeth. W h eth er th e se especially v ulnerable surfaces co u ld be p ro tected by sealing p its an d fissures w ith ad h esiv e p o ly ­ m ers w as th e questio n stu d ied in a large series of clin ical trials th a t began in th e early 1970s. M ost stu d ies in ­ v olved th e u se of an u ltra v io let lig h t p o ly m erized sealan t a p p lie d to enam el th a t h ad been etched w ith d ilu te acid. T he resu lts of som e of th ese stu d ies h a v e b e e n s u m m a r i z e d b y S ilv ersto n e.25 W ith careful atten tio n to th e te ch n iq u es of ap p licatio n , sealants co u ld be reta in ed in m ore th an h a lf th e treated sites for m ore th a n five years, w ith n e a r c o m p le te p r e v e n tio n of caries.26 P rotection of th e etch ed su r­ face from salivary co n tam in atio n w as fo u n d to be critical to successful se al­ a n t a p p lic a tio n , as e tc h e d surfaces w ere ra p id ly rem in eralized on contact w ith o ral flu id s. M ore re c e n t tria ls w ith ch em ically p olym erized sealants h av e also been h ig h ly successful in prev en tin g occlu sal caries.26 O ne early

ap p lied once a year to all n o n cario u s occlusal surfaces, th e cost of p rev e n t­ ing a single cavity co u ld ran g e from $15 to $26, d e p e n d in g on th e in h e re n t caries su sc ep tib ility of th e p o p u la tio n trea ted . It is im p ro b a b le th a t m an y c o m m u n itie s w ill a d o p t su c h p r o ­ gram s. U n til ad h esiv e sealan ts can be legally a p p lie d by less h ig h ly train ed auxiliaries, th e ir fu ll effectiveness in ca ries p re v e n tio n is u n lik e ly to be realized. N evertheless, th e u se of seal­ ants is n o w reco m m en d ed in d en tal offices a n d c lin ic s, w h e re re q u ire d p erso n n e l are alread y in place. T opical flu o rid es an d sealan ts are ex te rn a lly a p p lie d p re v e n tiv e te c h ­ n iq u es in te n d e d to in crease th e resist­ ance of te eth to caries. N atural host defense m ech an ism s m ay also b e o p ­ erative in th e m o u th , a p o ssib ility th at h as receiv ed in creased atte n tio n re ­ cen tly w ith p ro m isin g results. Efforts to prev en t caries by stim u la tio n of th e im m u n e sy ste m h av e a lre a d y b een m entioned. A lso of p o ten tial sig n ifi­ ca n ce are th e n o n im m u n o lo g ic a n ­ tib acterial co m p o n en ts of saliv a in ­ c lu d in g ly so z y m e , la c to fe rrin , lactoperoxidase, an d other salivary p ro ­ te in s th a t m ay be b acteriacid al o r m ay regulate th e ecology of p laq u e an d the clearance of bacteria from th e m o u th .28 T his is a relativ ely n ew area of in te n ­ sive research. W h eth er th ese factors

ARTICLE

have a key ro le in caries p rev en tio n an d , if so, w h eth e r it is p o ssib le to m a­ n ip u la te th e ir co n cen tratio n a n d activ­ ity in saliva are q u estio n s being in v es­ tigated.

Modifying the diet O f th e research efforts to effectively in terv en e in th e etiologic triad of d e n ­ tal caries, th o se d irected at alterin g d ietary factors have so far m et w ith th e least success. G iven th e p ro cliv ity of a large seg ­ m en t of th e p o p u la tio n , a n d especially of ch ild ren , for sw eet foods, it seem s fu tile to striv e for m ajor changes in d ietary habits, even th o u g h there is co m p ellin g ev id en ce th a t a sharp re ­ d u ctio n in th e a m o u n t,29 or even in th e fre q u e n c y ,30 of su g a rs ea te n w o u ld have a salu tary im p act on caries prev a­ le n ce . In ste a d , re c e n t re se a rc h h as been d irec ted to id en tify in g an d d e­ v e lo p in g s u b s ta n c e s th a t m ig h t be a d d e d to s u g a rs to d e c re a s e th e ir cariogenicity, or th a t co u ld serve as ta s te - c o m p e t itiv e , n o n c a r io g e n ic sugar substitutes. In 1971, v a rio u s p h o s p h a te co m ­ p o u n d s ap p eared esp ecially p ro m is­ ing. In m ore th a n 100 ex p erim en ts on an im als, p h o sp h a te s ad d e d to food a n d d rin k in g w ate r h a d effectiv ely p r e v e n te d m o s t c a r ie s .1 H o w ev er, m ost su b seq u en t trials in h u m an s in w h ich d ic alc iu m or d ih y d ro g en p h o s­ p h a te s w ere a d d e d to flo u r, b read , su g ar, ch e w in g g u m , an d breakfast cereals en d e d w ith eq uivocal results, alth o u g h th e p h o sp h a te ad d itiv e a p ­ p eared to red u c e th e cario g en ic p o te n ­ tia l o f c h e w in g g u m .31 S im ila rly , so d iu m trim e tap h o sp h ate , w h ich h ad been th e m ost effective co m p o u n d of those stu d ied in anim als, failed to p re­ v en t caries to an y sig n ifican t degree w h en given in ch ew in g gum to c h il­ d re n .32 It is likely th ese d isa p p o in tin g resu lts can be ex p lain ed by the fact that, in ex p erim en ts w ith anim als, th e p h o sp h a te co m p o u n d s w ere p resen t in all food a n d w ater c o n s u m e d , w h erea s, in ex p erim en ts w ith h u m an s, only in ­ term itten t, an d p robably inad eq u ate, ex p o su re to th e co m p o u n d s w as ac­ c o m p lish e d . E ven so, th e id e a of a sugar ad d itiv e th a t w o u ld prev en t or atten u a te th e effect of acid p ro d u ctio n in p laq u e rem ain s an attractiv e one; p re su m a b ly th e u se of su c h a su b ­ s ta n c e w o u ld r e q u ir e lit t l e o r n o ch an g e in food tech n o lo g y or personal Carlos : PREVENTION OF DENTAL CARIES ■ 195

REVIEW

ARTICLE

habits. T h is is an area of investigation th a t d eserv es ren e w e d a tte n tio n by b o th caries researchers and th e food in d u stry. T en years ago, it w as also th o u g h t th a t g lu cose an d fructose m ig h t be less c a rio g e n ic s u b s titu te s fo r su c ro se . T h is w as n o t su b sta n tia te d by su b ­ se q u e n t re se a rc h in a n im a ls ,33 b u t m a n y o th e r p o s s ib ilitie s ex ist. F or exam ple, w h en young a d u lts ate diets in w h ic h all ad d ed sugars h ad been su b stitu te d by th e polyol xylitol, v ir­ tu a lly no caries occurred d u rin g th e 25-m onth study, in contrast to su b ­ s ta n tia l le v e ls of c a rie s in c id e n c e am ong g roups eating diets sw eetened w ith su c ro se or g lu c o se .29 B ecause som e q u estio n s have been raise d co n ­ cern in g its safety, xylitol is n o t yet available in th e U nited States, b u t it is w id ely u se d in confections in som e E u ro p ean countries. Of th e m any sy n th etic sw eeteners th a t h ave been identified, th e d ip e p ­ tid e asp artam e cu rren tly appears m ost p ro m isin g as a n oncariogenic sugar su b stitu te, especially in dry foods.34 T h is c o m p o u n d is u n d e r review by th e F ood a n d D rug A d m inistration. O ther p o te n tia l ca n d id a tes of natu ral origin in c lu d e T h au m atin , a sw eet protein, a n d g ly cy rrh izin , a salt of an acid from lico rice root. Each of th e sugar su b sti­ tu te s c u rren tly u n d e r stu d y has one or m o re shortcom ings, such as h ig h cost or p o o r so lu b ility or therm olability, th a t w o u ld lim it its u se to certain types o f sn ack foods. T herefore, w e m ay ex­ p e c t a v ariety of n ew sw eeteners to ev e n tu a lly be m arketed. E ven w h e n su ita b le su g ar su b sti­ tu te s becom e available, it w ill n o t be feasible or d esirable to su b stitu te th em for all ad d e d sugars. Rather, it w ill be n ecessary to id en tify th o se foods that c o n t r i b u t e m o s t h e a v i l y to t h e cario g enic p o te n tia l of th e A m erican d ie t an d th a t sh o u ld therefore be given p rio rity for reform ulation. U n til re ­ cen tly , little research data existed on th e c a rio g e n ic p o te n tia l of sp e cific com m on food item s. B ecause ethical co n sid eratio n s p rec lu d e th e ev a lu a­ tio n of th e cariogenicity of foods by c o n v en tio n al clin ical trials, several a t­ te m p ts h a v e b e e n m a d e to d e v is e screen ing system s based on in vitro, an im al, or short-term h u m a n ex p e ri­ m ents. T he m ost prom isin g system s rep o rted so far involve the m easu re­ m e n t of acid p ro d u ctio n in plaq u e in situ w h ile h u m a n volu n teers eat the 196 ■ JADA, Vol. 104, February 1982

te st foods,35 an d a h ig h ly co n tro lled a n d re p ro d u cib le rat-feeding system dev elo p ed in th e N ational Caries P ro ­ gram laborato ries.36 T he latter te c h ­ n iq u e p ro d u ce d data th a t can be u se d to a s s i g n to e a c h f o o d t e s t e d a “ cariogenic p o te n tia l in d e x ,” relativ e to th a t of p u re sucrose. A co m b in atio n o f th e se m e th o d s co u ld be u s e d to b e g in to d e v e lo p d a ta to id e n tif y d ietary co n stitu e n ts of greatest in te rest for caries p rev en tio n .

Improving delivery and acceptance of cariespreventive methods P rogram s to p rev e n t d e n ta l caries m u st co m p ete for in c re asin g ly scarce r e ­ sources w ith other h ealth , p erso n al, a n d s o c ie ta l n e e d s. U n fo rtu n a te ly , d e n ta l h e a lth is ra re ly g iv e n h ig h p rio rity in su c h situ atio n s. T herefore, it is n o longer sufficient to search for caries-preventiv e m eth o d s th a t h av e a h ig h deg ree of b io lo g ic efficacy; to have any substan tial im p act on caries prevalence, p rev en tiv e m e th o d s m u st

d en tly su ch program s are rea d ily ac­ cep ted in b oth u rb an an d ru ral set­ tings. (A cceptance h as been su b stan ­ tia lly lo w e r am o n g o ld e r c h ild re n . H ow th is gro u p can be m ore su ccess­ fu lly m o tiv ated is a research q u estio n th a t needs an early solution.) T h e low co st of self-ap p lied flu o rid e pro g ram s a ris e s fro m th e fac t th a t a d e q u a te su p e rv isio n can be p ro v id ed by class­ room teach ers or ad u lt v o lu n teers after very brief train in g . In d ee d , im p ro v in g th e cost-effectiv e n e s s o f te c h n iq u e s to p r e v e n t caries alm o st alw ays involves fin d in g w ays to red u c e th e cost of p rovision; few p rev e n tiv e m ethods, eith er av a il­ able or an ticip ate d , are in h e re n tly ex ­ pen siv e. In general, m eth o d s th a t re ­ q u ire freq u en t, one-on-one co n tact b e­ tw e e n th e r e c ip ie n t a n d a h ig h ly train ed p ro v id er w ill te n d to h av e poor cost-effective characteristics, as is cu r­ re n tly th e case w ith adh esiv e sealants. In th is reg ard , recen t research on th e ad a p ta tio n of co ntrolled, slow -release d eliv ery tech n o lo g y for in trao ral u se h as p ro d u c e d som e en co u rag in g re ­ sults. T h e ratio n ale for slow -release

Each o f the sugar substitutes n ow under study has one or m ore shortcomings, such as high cost or poor solubility, that w ou ld lim it its use to certain types o f snack foods.

also be deliverab le to large segm ents of th e p o p u la tio n , at low cost and, p ro b a­ bly, w ith m in im al req u irem en ts for p o sitiv e actio n o n th e p a rt of th e in ­ te n d e d recip ien ts. C om m unity w ater flu o rid atio n rem ain s th e arch ety p ical exam ple of a p rev en tiv e p ro g ram th a t satisfies th e se criteria, b u t other a ttra c ­ tiv e p o ssib ilities for im proved d eliv ­ ery system s h av e em erged d u rin g th e p ast several years. School-based, self-applied flu o rid e program s offer an in ex p en siv e w ay to pro v id e p artial p rev en tio n of caries to large n u m b ers of ch ild ren , in te rfe r­ in g only m in im ally w ith n o rm al ac­ tivities. In a series of co m m u n ity d em ­ o n s tr a tio n s of th is te c h n iq u e c o n ­ d u c te d b y th e N atio n al C aries P ro ­ g ra m , m o re th a n 80% of e l ig ib le elem e n ta ry sch o o l c h ild re n p a rtic i­ p a te d , w ith p a re n ta l c o n s e n t; e v i­

system s rests on th e assu m p tio n th a t sm all co n cen tratio n s of an active ag en t ca n p ro d u ce a th e ra p eu tic resu lt, if th e ag en t is co n stan tly p resen t at th e ta rg et site. O f equal im p o rtan ce, slow -release c h e m o th e ra p y re q u ire s o n ly o c c a ­ sio n al co n tact w ith th e p atien t, th u s red u c in g p ro v isio n costs. A t p r e s e n t, th e m o st d e v e lo p e d slow -release system for caries p rev e n ­ tio n is a flu o rid e -c o n ta in in g , in e rt p o ly m er d ev ice th a t can be te m p o rar­ ily attac h ed to p artial d en tu re s, or­ th o d o n tic ap p lian ces, or d irectly to a tooth. In tests w ith h u m a n volu n teers, th ese dev ices w ere w ell to lerated an d fu n ctio n ed w ith satisfactory precisio n . T h ey h av e been fabricated to release co n stan t, p red e term in e d rates of flu o ­ rid e for u p to six m onths, an d sh o u ld be su itab le for th e d elivery of o th er an ticaries ag en ts as w ell.37

REVIEW

E v en th e m o st c o s t-e ffe c tiv e m e th o d s to p rev e n t caries w ill n o t be u se d u n le ss th e in te n d e d rec ip ien ts are aw are of th e po ten tial benefits an d seek o r ac ce p t th e req u ired regim en. Efforts to im prove th e p u b lic ’s u n d e r­ sta n d in g of th e causes a n d p rev en tio n of caries h ave certainly increased d u r­ ing rec en t years, b u t m u c h rem ains to be done. F or exam ple, there is no ap ­ p a re n t reason except lack of k n o w l­ ed g e w h y all scho o lch ild ren , or at least th o se in n o n flu o rid ate d com m unities, s h o u ld n o t be p a rticip a tin g in self­ a p p lie d program s. T his is a short-term goal th a t is w o rth a concentrated e d u ­ catio n al effort by th e en tire d ental p ro ­ fession.

Conclusions By an y s ta n d a rd s, p ro g re ss to w a rd caries p rev e n tio n has been im pressive d u rin g th e p ast decade. It is arguable th a t m ore inform ation on th e precise etiology of caries an d on p o ten tial n ew p rev en tiv e m eth o d s has been acquired d u rin g th e 1970s th a n in an y com para­ b le p erio d previously. S u bstantial ad ­ v an ces h ave b een m ad e to w ard th e u n d e rsta n d in g of th e com plex in te rac­ tio n am ong oral m icroorganism s, h o st resistan ce, an d dietary substrate in th e in itiatio n a n d progression of a caries lesion. T he various m echanism s of ac­ tio n of th e flu o rid e io n h av e b e e n fu rth e r elu cid ated ; vaccin atio n again st c a r ie s a n d a r e d u c tio n in th e ca rio g en ic p o te n tia l of sw ee t foods h a v e b o th b e c o m e r e a l i s t i c p o s ­ sibilities. C o n s p ic u o u s su c ce sses h av e also b een ach iev ed in th e ap p lica tio n of ex istin g k now ledge. A t least 12 m il­ lio n m ore ch ild re n th an in 1971 are re c e iv in g p a rtia l p ro te c tio n a g a in st caries th ro u g h se lf-a p p lied flu o rid e program s. O ther effective p reventive m eth o d s, in c lu d in g adhesive sealants an d , p o ssibly, an tim icro b ial agents, co u ld be w id ely an d advantageously u tiliz e d if m an p o w er an d reg ulatory co n stra in ts w ere overcom e, as th e ir scien tific feasibility has, for th e m ost part, alre ad y been dem onstrated. Of course, it w o u ld be naive to p re ­ d ic t th e early d isap p earan ce of dental caries as a m ajor h ealth problem . T h is w ill o ccur on ly gradually, an d w ill re ­

q u ire a m u c h m ore ex ten siv e u se of p re v e n tiv e m e th o d s— th o se a lre a d y available as w ell as th o se still b eing d eveloped by research. N evertheless, a m ajor step tow ard th e goal of caries p re v e n tio n h as a lre ad y b een tak en , an d th ere is good reaso n to expect even m ore rap id progress d u rin g th e 1980s.

Dr. Carlos is director, National Caries Program, National Institute of Dental Research, National Institutes of Health, Bethesda, Md 20205. Re­ quests for reprints should be sent to the author. 1. Scherp, H.W. Dental caries: prospects for prevention. Science 173:1199-1205, 1971. 2. Fitzgerald, R.J., and others. The effects of a dextranase preparation on plaque and caries in hamsters, a preliminary report. JADA 76:301-304, 1968. 3. Duany, L.F., and others. Effect of dextranase on oral health in children. J Prev Dent 2(2):23-27, 1975. 4. Gibbons, R.J., and Van Houte, J. Bacterial adherence in oral microbial ecology. Ann Rev Microbiol 29:19-44, 1975. 5. Van Houte, J. Oral bacterial colonization: mechanisms and implications. Microbial Abstr (suppl vol IJ:3-32, 1976. 6. Rolla, G,; Bonesvoll, P.; and Opermann, R. Interactions between oral streptococci and sali­ vary proteins. Microbiol Abstr (supp vol II):227241, 1979. 7. Gibbons, R.J. On the mechanism of bacterial attachment to teeth. Microbiol Abstr (suppl vol I):267-273, 1979. 8. Bratthall, D., and Kohler, B. Streptococcus mutans serotypes: some aspects of their identifi­ cation, distribution, antigenic shifts and relation­ ship to caries. J Dent Res 55 (special issue C):C15-21, 1976. 9. Hardie, J.M., and Bowden, G.H. The micro­ bial flora of dental plaque: bacterial succession and isolation considerations. Microbiol Abstr (suppl vol I):63-87, 1976. 10. Mikx, F., and others. Effect of Actinomyces viscosus on the establishment and symbiosis of Streptococcus mutans and Streptococcus sanguis in SPF rats on different sucrose diets. Caries Res 9:1-20, 1975. 11. Tanzer, J.M., and others. Diminished viru­ lence of glucan-synthesis defective mutants of Streptococcus mutans. Infect Immun 10:197-203, 1974. 12. Bowen, W.H. A vaccine against dental caries: a pilot study in monkeys. Br Dent J 126:159-160, 1969. 13. Bowen, W.H. Relevance of caries vaccine investigations in rodents, primates and humans: critical assessm ent. Im m un Abstr (special suppl):ll-20, 1976. 14. McGhee, J.R.; Mestecky, J.; and Arnold, R.R. Induction of secretory antibodies in humans following ingestion of Streptococcus mutans. Adv Exp Biol 107:177-184, 1978. 15. Loe, H.; von derFehr, F.R.,and Shiott, C.R. Inhibition of experimental caries by plaque pre­ vention. Scand J Dent Res 80:1-9, 1972.

ARTICLE

16. DePaola, P.F., and others. A pilot study of the relationship between caries experience and surface enamel fluoride in man. Arch Oral Biol 20(12):859-864, 1975. 17. Larson, R.H., and others. Caries inhibition in the rat by water-borne and enamel-borne fluo­ ride. Caries Res 10:321-331, 1976. 18. S ilv ersto n e , L.M. R em in eralizatio n phenomena. Caries Res 11 (suppl l):59-74,1977. 19. Hamilton, I.R. Effects of fluoride on en­ zymatic regulation of bacterial carbohydrate metabolism. Caries Res ll(su p p l l):262-278, 1977. 20. Shern, R.; Driscoll, W.; and Korts, D. Enamel biopsy results of children receiving fluo­ ride tablets. JADA 95:310-315, 1977. 21. Horowitz, H.S. The prevention of dental caries by mouthrinsing with solutions of neutral sodium fluoride. Int Dent J 23:585-590, 1973. 22. Miller, A.J., and Brunelle, J.A. Fluoride rinses. In Stewart, R.D., and others. Pediatric den­ tistry: scientific foundations and clinical practice. St. Louis, C. V. Mosby Co, 1982. 2 3 ..D risco ll, W .S., and o th ers. C ariespreventive effects of daily and weekly fluoride mouthrinsing in a fluoridated community.J Dent Res 60 (special issue A), abstr no. 647, 1981. 24. Dreizen, S., and others. Prevention of xerostomia-related dental caries in irradiated cancer patients. J Dent Res 56(1):99-104, 1977. 25. Silverstone, L.M. Preventive dentistry. London, Update Books, 1978, p 97. 26. Horowitz, H.S.; Heifetz, S.B.; and Poulsen, S. Retention and effectiveness of a single applica­ tion of an adhesive sealant in preventing occlusal caries: final report after five years of a study in Kalispell, Montana. JADA 95:1133-1139, 1977. 27. Handelmann, S.L.; Buonocore, M.G.; and Schoute, P.C. Progress report on the effect of a fissure sealant on bacteria in dental caries. JADA 87:1189-1191, 1973. 28. Mandel, I.D. Salivary factors in caries pre­ diction. Microbiol Abstr (suppl):147-158, 1978. 29. Scheinen, A., and Makinen, K.K. The Turku sugar studies I-XXI. Acta Odontol Scand 32:383-412, 1974. 30. Gustafsson, B.E., and others. The Vipeholm dental caries study. The effect of different levels of carbohydrate intake on caries activity in 436 individuals observed for five years. Acta Odontol Scand 11:232-364, 1954. 31. Mandel, I.D. Effect of dietary modifications on caries in humans. J Dent Res 49(suppl):12011211,1970. 32. Finn, S.B., and others. The effect of sodium trimetaphosphate (TMP) as a chewing gum addi­ tive on caries increments in children. JADA 96:651-655, 1978. 33. Bowen, W.H. Role of carbohydrates in den­ tal caries. Feeding, weight and obesity abstr (spe­ cial suppl):147-152, 1978. 34. Bost, R.G., and Ripper, A. Aspartame: a com m ercially feasible aspartic acid based sweetener. Feeding, weight and obesity abstr (special suppl}:269-281, 1978. 35. Muhlemann, H.R. Intra-oral radio tele­ metry. Int Dent J 21:456-461, 1971. 36. Bowen, W.H., and others. A method to as­ sess cariogenic potential of foodstuffs. JADA 100:677-681, 1980. 3 7 . M ir th , D .B ., a n d B o w e n , W .H . Chemotherapy: antimicrobials and methods of delivery. Microbial Abstr (suppl vol I):249-262, 1976.

Carlos : PREVENTION OF DENTAL CARIES « 1 9 7