The value of imaging in subclinical coronary artery disease

The value of imaging in subclinical coronary artery disease

    The value of imaging in subclinical coronary artery disease Marco Zimarino, Francesco Prati, Riccardo Marano, Francesca Angeramo, Ire...

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    The value of imaging in subclinical coronary artery disease Marco Zimarino, Francesco Prati, Riccardo Marano, Francesca Angeramo, Irene Pescetelli, Laura Gatto, Valeria Marco, Isabella Bruno, Raffaele De Caterina PII: DOI: Reference:

S1537-1891(15)30067-7 doi: 10.1016/j.vph.2016.02.001 VPH 6292

To appear in:

Vascular Pharmacology

Received date: Revised date: Accepted date:

23 October 2015 28 January 2016 1 February 2016

Please cite this article as: Zimarino, Marco, Prati, Francesco, Marano, Riccardo, Angeramo, Francesca, Pescetelli, Irene, Gatto, Laura, Marco, Valeria, Bruno, Isabella, De Caterina, Raffaele, The value of imaging in subclinical coronary artery disease, Vascular Pharmacology (2016), doi: 10.1016/j.vph.2016.02.001

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ACCEPTED MANUSCRIPT The value of imaging in subclinical coronary artery disease

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Marco Zimarino1, MD; PhD, Francesco Prati2, MD; Riccardo Marano3, MD;

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Francesca Angeramo1, MD; Irene Pescetelli1, MD; Laura Gatto2, MD;

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Valeria Marco2, RN; Isabella Bruno4, MD; Raffaele De Caterina1, MD, PhD.

Institute of Cardiology and Center of Excellence on Aging, “G. d’Annunzio” University – Chieti

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(Italy)

San Giovanni Addolorata Hospital; CLI-Foundation-Rome

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Department of Radiological Sciences, Institute of Radiology "A. Gemelli" Hospital, Catholic

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University – Rome (Italy)

Institute of Nuclear Medicine, "A. Gemelli" Hospital, Catholic University – Rome (Italy)

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Short running title: Imaging of subclinical CAD

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Word count: 4,843 words (text only)

Indexing words: coronary artery disease, angiography, IVUS, OCT, NIRS, coronary-CT

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angiography.

The authors state that there is no commercial associations that may pose a conflict of interest in connection with the submitted manuscript. Corresponding author: Marco Zimarino, MD, PhD Institute of Cardiology, "G. d'Annunzio" University – Chieti C/o Ospedale SS. Annunziata Via dei Vestini 66013 Chieti, Italy Tel. +39-0871-41512 FAX: +39-0871-402817 e-mail: [email protected] 1

ACCEPTED MANUSCRIPT ABSTRACT

Although the treatment of acute coronary syndromes (ACS) has advanced considerably, the ability

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to detect, predict, and prevent complications of atherosclerotic plaques, considered the main cause of ACS, remains elusive. Several imaging tools have therefore been developed to characterize

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morphological determinants of plaque vulnerability, defined as the propensity or probability of plaques to complicate with coronary thrombosis, able to predict patients at risk. By utilizing both intravascular and noninvasive imaging tools, indeed prospective longitudinal studies have recently

formation, progression, and instabilization.

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provided considerable knowledge, increasing our understanding of determinants of plaque

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In the present review we aim at 1) critically analyzing the incremental utility of imaging tools over currently available “traditional” methods of risk stratification; 2) documenting the capacity of such modalities to monitor atherosclerosis progression and regression according to lifestyle

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modifications and targeted therapy; and 3) evaluating the potential clinical relevance of advanced

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imaging, testing whether detection of such lesions may guide therapeutic decisions and changes in treatment strategy.

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The current understanding of modes of progression of atherosclerotic vascular disease and the appropriate use of available diagnostic tools may already now gauge the selection of patients to be enrolled in primary and secondary prevention studies. Appropriate trials should now, however,

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evaluate the cost-effectiveness of an aggressive search of vulnerable plaques, favoring implementation of such diagnostic tools in daily practice.

Key words: atherosclerosis; plaque; inflammation; thin-cap fibroatheroma; imaging.

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ACCEPTED MANUSCRIPT ABBREVIATIONS AND ACRONYMS

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ACS = Acute Coronary Syndromes

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CAD = Coronary Artery Disease

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CAD = Coronary Heart Disease CT = Computed Tomography

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IVUS = IntraVascular UltraSound MDCT = Multi-Detector Computed Tomography

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MDCT-CA = Multi-Detector Computed Tomography Coronary Angiography MRCA = Magnetic Resonance Coronary Angiography

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NIRS = Near InfraRed Spectroscopy

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OCT = Optical Coherence Tomography

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PET = Positron Emission Tomography

SPECT = Single Photon Emission Computed Tomography

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VH-IVUS = Virtual Histology IntraVascular UltraSound

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ACCEPTED MANUSCRIPT 1. The rationale for assessing subclinical atherosclerosis

Atherosclerosis is a chronic progressive disease with sudden transitions from a stable status to life-

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threatening conditions, including acute coronary syndromes (ACS) and atherothrombotic ischemic stroke, usually attributed to plaque rupture or plaque erosion, with subsequent intimal denudation

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and thrombosis. Prevention – rather than treatment – of acute events seems to be the only effective strategy to reduce the epidemiological burden of cardiovascular disease (CVD) in general and coronary heart disease (CHD) in particular, and significantly improve mortality and morbidity(1).

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We conventionally define coronary artery disease (CAD), the largely prevailing pathological substrate of CHD, as “subclinical” in the presence of non-obstructive coronary atherosclerotic plaques, because of their low probability to result in symptoms and signs related to decreased

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coronary reserve, resulting, for example, in exercise-induced ischemia. Such lesions are relatively common, occurring in 10% to 25% of patients undergoing coronary angiography(2). Historically,

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most CHD prevention studies have included patients with either obstructive CAD or a previous clinical cardiovascular event, and such restrictive selection criteria have led to the unavailability of

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sufficient data to understand the prognostic implications (cardiovascular outcomes) of subclinical

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CAD.

To identify factors that trigger the onset of ACS, Mueller et al.(3) originally identified still silent, not yet “culprit” lesions able to give a cardiac event at a later follow-up: such lesions, designated as

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“vulnerable plaques”, were characterized by a large lipid pool, a thin fibrous cap, and abundance of inflammatory macrophages(4,5). More recently, evidence has emerged that most plaque complications arise from non-obstructive “vulnerable” lesions, and that such lesions, much more abundant than obstructive lesions, are responsible for a number of adverse cardiovascular events at least comparable with that deriving from obstructive plaques(6-8), or from plaques already responsible for a previous ACS. It is also possible that we are now witnessing a change in the pathological substrate of ACS. The extensive use of statins, public policies banning smoking, the improved control of risk factors, as well as increased life expectancy, have likely produced a shift in the morphology of human culprit lesions over the last decade(9). Plaques obtained from recent patients with symptomatic carotid artery disease in contemporary practice reveal significantly more fibrous and non-inflammatory characteristics compared with plaques from previous patients(10). In parallel, and potentially linked to this, a change in the ACS presentation has been now documented, with increased prevalence of 4

ACCEPTED MANUSCRIPT non-ST elevation (NSTE) myocardial infarction (MI) versus ST-segment elevation MI (STEMI), and a higher proportion of women, younger individuals, and of subjects with obesity, insulin resistance or frank diabetes(11). Alongside with these features, studies performed with

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intracoronary imaging tools have documented an increased prevalence of plaque erosion over

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rupture, with patients experiencing plaque erosion being more frequently female, younger, with a lower amount of lipid burden and a thicker fibrous cap(12). Despite such a shift in the proportion of

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the underlying mechanisms of plaque instabilization may adversely affect the value of imaging technologies, the identification and monitoring over time of vulnerable plaques in non-obstructive CAD may have clinical relevance. Aside from coronary angiography, which depicts the lumen

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reduction caused by the presence of the plaque, an accurate imaging of the coronary wall and even of the plaque components can nowadays be accomplished with invasive and non-invasive imaging

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techniques. Such diagnostic tools have remarkable accuracy in the identification of plaque morphology and its changes following changes in lifestyle, as well as with medical or interventional therapy. However, strategic studies focusing on the use of such advanced diagnostic modalities

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2. Localization of plaques

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have so far failed to document clinical benefit in primary and secondary prevention.

Although the entire vascular bed is constantly exposed to the same risk factors, atherosclerotic lesions present a distinct pattern of localization and progression, being consistently more frequent in

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specific segments of the arterial vascular bed. Both pathology(13) and in vivo studies have shown that such lesions preferentially localize at coronary artery bifurcations, with a prevalence of 15-20% among all coronary segments in patients undergoing percutaneous coronary interventions (PCI)(14). Typical localizations of vulnerable, thin-cap, lipid-rich plaques, are the outer walls of bifurcations and the inner wall of curvatures; conversely, the flow dividers of bifurcations are mostly spared(15,16) (Figure 1). Such a peculiar distribution may be related to endothelial shear stress(17) – the stress, tangential to the endothelial surface – derived from the friction of the flowing blood on the endothelial surface of arteries. The endothelial shear stress modulates endothelial function, acting on mechanoreceptors functionally demonstrated on the surface of endothelial cells(18), affecting gene expression and regulating the production of vasoactive substances and local inflammation factors(19). A low endothelial shear stress (<5 dyne/cm2) has been documented in regions prone to atherosclerosis, and has been associated with an aggressive inflammatory and proliferative pattern of endothelial gene expression that promotes atherosclerosis(20) (Figure 1). Regional differences have been reported in the adaptive mechanisms of vessel walls to 5

ACCEPTED MANUSCRIPT atherosclerotic progression, and in response to risk factor-modifying therapies. A positive remodeling – the outward enlargement of the vessel wall as a compensatory reaction to accommodate plaque growth and prevent lumen reduction – is associated with vulnerable plaques,

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being present in >80% of cases identified in the proximal segments of the coronary vasculature(21).

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Conversely, a constrictive (“negative”) remodeling occurs more frequently in diabetic than in nondiabetic patients, is frequently localized in the distal epicardial coronary arteries, and is associated

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with stable CAD(22). Currently considered ”optimal” medical therapy, aimed at correcting common cardiovascular risk factors – such as hypertension, dyslipidemia, diabetes mellitus – can limit the lumen impingement of atheromatous lesions, as is associated with positive remodeling in segments

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of large epicardial arteries – particularly the left main coronary artery –, while downstream

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segments feature a progressively more constrictive pattern of remodeling(23).

3. Invasive assessment (Table 1)

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An invasive diagnostic evaluation is performed only when there is a strong suspicion of clinically

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relevant CAD, as in patients symptomatic for angina, with documented stress-induced ischemia or

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in the setting of a high-to-intermediate risk ACS.

3.1. Although coronary angiography is still the gold standard for the assessment of CAD, it simply shows the coronary lumen, without depicting the vessel wall and atherosclerotic plaques.

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Myocardial ischemia may be provoked by abnormal epicardial and/or microvascular coronary dysfunction in patients without CAD as detected by angiography(24). Moreover, angiography may miss culprit lesions, and is unable to address plaque vulnerability or provide information on the extent and severity of atherosclerosis(25). Efforts have been done in the past few years to overcome such limitations of angiography by developing invasive imaging modalities capable of imaging coronary atherosclerosis and of providing a better understanding of coronary pathology. Intravascular imaging has broadened our knowledge of coronary atherosclerosis by providing detailed visualization of both the lumen and plaque morphology, and reliably quantifying the atheroma and its composition(26).

3.2. Intravascular ultrasound (IVUS) provides real-time, high resolution, tomographic images of the lumen, as well as atherosclerotic changes in the vessel wall. This imaging technique requires a selective interrogation of the vessel with an imaging catheter that incorporates a transducer emitting 6

ACCEPTED MANUSCRIPT high-frequency (20–45 MHz) ultrasounds. Detection of the contours of the lumen and of the media– adventitia interface permits a direct measurement of the lumen and of the total cross-sectional vessel area, and therefore allows calculation of the absolute and percent plaque area. In addition, severity,

and

composition

of

coronary

atherosclerotic

plaques

can

be

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morphology,

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determined(27,28). With IVUS, atheromas have been classified in four grey-scale categories: (1) soft plaques, with lesion echogenicity less than the surrounding adventitia; (2) fibrous plaques, with

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echogenicity intermediate between soft atheromas and highly echogenic calcified plaques; (3) calcified plaque, with echogenicity higher than the adventitia, and with acoustic shadowing; and (4) mixed plaques, with no single acoustical subtype, and representing >80% of the plaques(29).

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To overcome limitations of the qualitative visual interpretation of the IVUS images and to describe the coronary plaque morphology, several computer-assisted post-processing methods have been

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developed in recent years. A commonly used one is virtual histology (VH) IVUS, based not only on the amplitude but also on the underlying frequency of the reflected signals, to analyze tissue composition of the plaques. This combined information allows a classification into four basic

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plaque tissue components(30): (1) fibrous tissue (usually depicted in dark green); (2) fibro-fatty

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tissue (in light green); (3) necrotic core (in red); and (4) dense calcium (in white). The Providing Regional Observations to Study Predictors of Events in the Coronary Tree

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(PROSPECT) trial(6) evaluated the natural history of atherosclerosis by studying 697 patients presenting with an ACS and treated with PCI of the culprit lesion plus optimal medical therapy. All patients had 3-vessel grey scale and VH-IVUS imaging. The study showed that both culprit and non-culprit lesions were equally responsible for major adverse coronary events (MACE) over 3

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years. Most non-culprit lesions causing events during the follow-up had a mild angiographic narrowing at baseline. A multivariate analysis carried on with VH-IVUS data identified 3 independent predictors of adverse events: a plaque burden ≥70%, a minimal luminal area (MLA) ≤4.0 mm2, and the presence of a thin-cap fibroatheroma, identified as a lipid-rich atheroma with only a thin fibrous layer of intimal tissue covering the necrotic core. Likewise, in the VH-IVUS in Vulnerable Atherosclerosis (VIVA) study(31), 3-vessel VH-IVUS was performed in 170 patients with stable angina or ACS before and after a PCI. During 1.7 years of follow-up, 19 (13 non-culprit and 6 culprit) lesions led to death, myocardial infarction (MI) or unplanned revascularization. Factors of non-culprit lesions associated with later total major adverse events were again a plaque burden >70% and a MLA <4 mm2. Thus, IVUS studies positively identified features associated with the development of ACS. However, they also identified many plaques that, despite such morphologic characteristics associated with vulnerability, never caused a

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ACCEPTED MANUSCRIPT fatal rupture. Such notion therefore somehow challenges the “vulnerable plaque” concept itself(11) and argues against the clinical utility of intravascular imaging.

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3.3. Optical coherence tomography (OCT) is an imaging technique based on infrared light, able

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to study atherosclerotic plaques and stented segments with extreme spatial accuracy(32). Its currently used new version, the Frequency Domain-OCT(33), has replaced the former Time

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Domain-OCT, providing images of improved quality due to the higher number of cross-sections per seconds and higher number of lines per cross-sections. OCT has a resolution much higher than IVUS (10-15 µm versus 100-150 µm)(34), but at the expenses of lesser tissue penetration, thereby

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limiting the assessment of vessel dimensions and of the overall plaque volume. OCT allows the identification of several plaque pathologic features, including an accurate detection

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of small extracellular lipid pools in “intermediate” (Stary type III) atherosclerotic lesions(35). It also allows a good assessment of PCI results and stent complications (dissection, thrombosis, tissue prolapse and strut malapposition/uncoverage)(36). With its ability to define the superficial vessel

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wall structure, in addition to tissue elements characterizing vulnerable plaques, such as lipid pools,

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fibrous components and calcified nodules, OCT can directly measure fibrous cap thickness and lipid pool extension (Figure 2). OCT clearly identifies the underlying substrate in a patient presenting

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with an ACS, with important prognostic information; for example, the identification of plaque rupture by OCT has been identified as an independent predictor of 3-year adverse cardiac events (HR 3.73, P=0.010) compared with the presence of an intact fibrous cap(37). Three-vessel OCT studies have shown a greater prevalence of lipid-rich plaques in patients with the

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metabolic syndrome(38) and in non-culprit vessels of patients with ACS(39), supporting the concept that, in unstable patients, cardiovascular risk factors and systemic inflammation apparently impact the entire coronary tree rather than only the culprit vessel. OCT has supported concepts derived from pathology studies, demonstrating that in ACS patients culprit ruptured plaques are not uniformly distributed throughout the coronary vessel, but mainly located in the proximal 30 mm arterial segment. OCT studies have also shown that the morphology of culprit lesions seems to differ throughout the coronary arteries, with proximal culprit lesions being more often associated with rupture and the occurrence of thin-cap fibroatheromas(40). Interestingly, diabetic patients, presenting with their first ACS, exhibit less lipid components and a greater number of calcified quadrants at the site of MLA in comparison with non-diabetic patients(41). In line with previous IVUS findings and with the evidence of a higher prevalence of negative remodeling in diabetic patients, OCT has documented a more advanced stage of atherosclerosis in such patients,

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ACCEPTED MANUSCRIPT supporting the hypothesis that malfunctioning protective mechanisms have a role in plaque progression in the presence of diabetes(42). OCT can also identify plaque characteristics that predict accelerated atherosclerosis progression: the

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presence of thin-cap fibroatheroma and intraplaque microvessels – identified by OCT as tubular

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structures without connection with the vessel lumen – highly correlates with subsequent CAD lumen reduction as assessed by coronary angiography at a 7-month follow-up(43). More recently,

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the abundance of vasa vasorum has been correlated with the volume of fibrous plaques, and the presence of intra-plaque neovessels has been associated with plaque vulnerability(44). OCT has also allowed to document a time-shift in the paradigm of the “vulnerable plaque”, with a

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recently reduced incidence of plaque rupture as correlate of ACS, in favor of a growing proportion of plaque erosions, that occur more frequently in plaques with a limited lipid pool and thicker

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fibrous cap, notably in women and in diabetic patients(12).

Although OCT has the capacity to identify features related to plaque progression and instability already at a simple visual inspection, the use of dedicated softwares for post-processing has proven

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to be very helpful in identifying and quantifying such features. The use of dedicated algorithms now

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allows to identify local signs of inflammation(45,46). Software-assisted post-processing also facilitates the serial comparison of the same segment at different time points: the “Carpet View” is a

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software that allows to “unfold” the vessel, reconstructing it as an open 3-D structure, thus improving the off-line serial comparisons of both coronary plaques and stented segments, and enabling the matching of the imaged cross-section at different time points(47). This has a great potential in studies of atherosclerosis progression or regression, improving from the IVUS concept

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of total plaque volume changes to that of variations in plaque composition.

3.4. Near InfraRed Spectroscopy (NIRS). Lipid-rich atherosclerotic plaques are known for being responsible of most ACS(48) and have a specific chemical signature related to the presence of cholesterol esters in lipid cores. NIRS is a novel catheter-based imaging modality that allows to determine the chemical composition of the artery wall in vivo(49), and potentially to detect lipidrich atheromata. The NIRS system, consisting of a pullback and rotation device, a console and a catheter, utilizes changes in the reflection of emitted light to map the vessel wall in the form of a chemogram, where yellow regions are those with a higher probability of the presence of a lipid pool, while red regions have a lower probability (Figure 2). The chemogram enables the measurement of the lipid core burden index (LCBI), as the fraction of yellow pixels within a region(50); here culprit lesions were associated with significantly higher LCBI than non-culprit segments(51). 9

ACCEPTED MANUSCRIPT The accuracy of NIRS has been validated in coronary autopsy specimens(49) and subsequently in vivo(52). An assessment of the comparative prevalence and distribution of lipid plaques in patients with stable CAD and ACS(53) has shown that target lesions more frequently feature lipid plaques

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by NIRS in ACS patients than in patients with stable angina (84% versus 53%, P=0.004), and that

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approximately one half of target lesions in stable patients contain lipid plaques. Moreover, at sites

than in stable patients (73% versus 18%, P=0.002).

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anatomically remote from the target lesion, lipid-rich plaques appeared much more frequent in ACS

The prognostic implication of lipid-rich coronary plaques has been documented in the European Collaborative Project on Inflammation and Vascular Wall Remodeling in Atherosclerosis–Near-

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Infrared Spectroscopy (ATHEROREMO-NIRS) study(54), where a “high” LCBI in a single, nonstenotic segment of a non-culprit coronary artery was associated with a 4-fold risk of increased

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4. Noninvasive assessment (Table 1)

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cardiovascular events during a 1-year follow-up.

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4.1. Multi-detector Computed Tomography Coronary Angiography. The remarkable technical evolution in Computed Tomography (CT) in the past 15 years with the development and

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widespread use of the newest multi-detector CT (MDCT) scanners, characterized both by high temporal (66-175 ms) and spatial (240-600 μm) resolutions, as well as with a larger scan coverage, the availability of prospective or retrospective ECG-gating, and – above all – the dramatic reduction

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and better control of the radiation dose (now even <1 mSv(55)) have made the non-invasive CT imaging of the coronary arteries more and more practical, reliable, and affordable. The coronary calcium is a well-known biological marker of CAD. It can be detected by noncontrast CT and can be quantified with the coronary artery calcium score, which allows a better stratification of asymptomatic subjects classified in the uncertain category of intermediate risk for future events by the traditional clinical risk score(56). In the Multi-Ethnic Study of Atherosclerosis (MESA), the coronary calcium score has been documented to significantly improve the ability of prediction for cardiovascular events, mostly effective in primary prevention for the reclassification of patients judged at intermediate risk on the basis of traditional risk factors(57), and has been then proposed as a valuable tool to define the “ideal” target population that could benefit from preventive pharmacotherapy(58). Coronary calcium however fails to detect non-calcified plaques, which are considered more prone to complication and adverse events than calcified plaques(59).

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ACCEPTED MANUSCRIPT MDCT-coronary angiography (MDCT-CA) is currently the only non-invasive diagnostic tool able to distinguish normal coronary artery segments, non-obstructive (Fig. 3) or obstructive atherosclerotic lesions (Fig. 4). The diagnostic accuracy of this technique has been extensively

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documented in a patient-based meta-analysis of several studies, whereby 64-row MDCT has shown

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a pooled sensitivity of 97%, specificity of 90%, a positive predictive value of 93%, and a negative predictive value of 96% for detecting >50% diameter stenoses(60). Provided that the diagnostic

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accuracy of MDCT-CA is strongly determined by the image quality, as well as the appropriate patient selection and preparation, current guidelines and appropriateness criteria recognize a role for MDCT-CA in patients with intermediate-to-low pre-test probability of CAD(61-63), mostly

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because of its high negative predictive value(64-66), useful to rule out the presence of CAD. Although MDCT-CA seems to be the optimal diagnostic tool to detect subclinical CAD, the clinical

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relevance of such information is still unclear. Indeed, in patients with suspected CAD, the MDCTCA recently failed to add any clinical benefit over non-invasive functional diagnostic tests: in the Prospective Multicenter Imaging Study for Evaluation of Chest Pain (PROMISE)(67), a strategy of

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initial anatomical assessment with MDCT-CA compared with functional testing did not improve 2-

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year clinical outcomes in 10,003 patients. Compared with subjects undergoing a functional assessment, subjects in the MDCT-CA group underwent catheterization more frequently (12.2%

P<0.001).

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versus 8.1%, P<0.001) and had a higher overall radiation exposure (12.0 mSv versus 10.1 mSv;

However, MDCT-CA likely provides incremental prognostic utility in predicting mortality and nonfatal MI in asymptomatic subjects selected for a moderately-high risk profile. The COronary CT

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Angiography EvaluatioN For Clinical Outcomes: an InteRnational Multicenter (CONFIRM) registry analyzed data on 27,125 consecutive patients. Among the 3,217 asymptomatic individuals without known CAD, the incremental value of MDCT-CA over the Framingham risk score could be demonstrated only in individuals with moderate-high calcium score (>100)(68). Among 10,418 patients with non-obstructive CAD, each additional segment with a non-obstructive plaque implied a 6% higher risk of 2-year death (P=0.021). Baseline statin therapy was associated with a 56% lower mortality (P=0.0003), and such benefit was apparent only for individuals with nonobstructive CAD (P<0.001), and not for those without the presence of a plaque (P=NS)(69). The sole presence of diabetes does not apparently identify a population of patients deriving a benefit from an initial non-invasive anatomic assessment. The Screening For Asymptomatic Obstructive Coronary Artery Disease Among High-Risk Diabetic Patients Using CT Angiography, Following Core-64: A Randomized Control Study (FACTOR-64)(70) recently failed to detect any benefit from a strategy of routine MDCT-CA as compared to standard care among 900 asymptomatic diabetic 11

ACCEPTED MANUSCRIPT patients: those aggressively screened experienced a non-significant (20%) relative risk reduction of death, MI or unstable angina. Although well-conducted, the trial resulted, however, to be underpowered, because patients in the control group had a much better outcome than anticipated,

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the prevalence of severe CAD was low, the rate of increased revascularization was modest (5.8%),

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and the hypothetical benefit deriving from low-density lipoprotein (LDL) cholesterol reduction (only 2.6 mg/dL) was negligible in patients assigned to the aggressive screening(71).

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Nevertheless, MDCT-CA is currently the sole non-invasive diagnostic modality capable of imaging the coronary wall, of evaluating and quantifying the plaque, and of effectively monitoring the progression and/or regression of atherosclerosis following statin therapy(72). To date, the CT

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spatial resolution is still inadequate to detect the thin-cap fibroatheroma, while a low attenuation density (<90 Hounsfield units [HU]) area already seems to be able to accurately detect a lipid-rich

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core. To identify vulnerable plaques(59) beyond plaque burden, positive remodeling (Fig. 4) and spotty calcifications (small, dense >130 HU plaque components surrounded by non-calcified plaque tissue), a new feature has been recently identified in the so called “napkin-ring” sign(73,74). This

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refers to a thin ring-like rim of contrast enhancement surrounding the coronary plaque, mainly

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reflecting the neo-vascularization of the plaque through the vasa-vasorum with active inflammation(73), and has been documented as being extremely specific (>95%) for the detection

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of a thin fibrous cap at OCT(75,76).

The next developments in MDCT-CA to improve detection of vulnerable plaques are aiming at better morphologic and functional assessments. A further increase in CT spatial/temporal resolution and/or the use of multiple energy scan data sets (80 kV and 140 kV) will reduce the overlap of

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density values of the various plaque components and improve the discriminating capacity. Recent advances in computational fluid dynamics now also permit the determination of endothelial shear stress distribution(77). More interestingly, MDCT-CA can identify the functional relevance of coronary lesions(78), and has been recently used to non-invasively compute the fractional flow reserve (FFR) – the ratio of maximal coronary blood flow through a stenotic artery to the blood flow in the hypothetical case the artery lumen were normal. In the Determination of Fractional Flow Reserve by Anatomic Computed Tomographic Angiography (DeFACTO) trial(79), CT-derived FFR has recently documented a better diagnostic performance than MDCT–CA alone for the assessment of clinically “significant” coronary lesions, i.e., those limiting the coronary reserve. Finally, the recent availability of new targeted iodinated nano-particulate contrast agents (as N1177) seems promising for the detection of inflammation within atherosclerotic plaques(80). In particular, the uptake of this new contrast agent has been tested in atherosclerotic rabbits for the CT detection of macrophages within aortic plaques, with a correlation with fluoro-deoxyglucose (FDG)-uptake at 12

ACCEPTED MANUSCRIPT positron-emission tomography, but the feasibility and clinical applicability of CT for the molecular imaging of plaque vulnerability still awaits testing in humans.

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4.2. Magnetic Resonance Coronary Angiography (MRCA). MRCA has been extensively

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validated for the detection and characterization of atherosclerotic plaques(81,82), and the monitoring of their possible change under pharmacological treatment(83,84). MRCA is a promising

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technology for the imaging of vulnerable plaques, but its application has always been limited to larger arteries (aorta and carotid arteries) due to its low spatial resolution. Major strengths of MR are the capability to visualize both the lumen and the wall of large vessels, the absence of radiation

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exposure – ensuring serial repeatability – and the excellent contrast resolution, useful to evaluate compositional and morphological features of atherosclerotic plaques. Multi-spectral-MR can

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identify the lipid-rich necrotic core in human carotid atherosclerosis(85), and characterize the state of the fibrous cap in vivo (81). The capability of MR to detect the presence of macrophages in the context of atherosclerotic plaques by using the ultra-small particles of iron oxide might play a

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significant role in the detection and characterization of human vulnerable plaques(86), and be used

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in the serial assessment of the effects of statin therapy, but such imaging modality has been so far limited to human carotid plaques, devoid of motion artefacts(84). Despite the documented

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continuous evolution of MR techniques for the non-invasive coronary artery imaging80,81, with improvements of lumen and vessel wall assessments and occasional exciting examples of coronary plaque assessment(87-89), MRCA still remains an investigational technique due to both limited spatial and temporal resolution, which strongly limit its use in the clinical setting. In fact, in

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comparison with MDCT-CA, MRCA is still a clunky diagnostic tool, with higher failure rates, exceedingly long scan times, and poor diagnostic performance due to a low positive predictive value(89), and has therefore currently a limited role in risk stratification of clinical and subclinical CAD.

4.3. Nuclear imaging (Table 1) Molecular radioisotopic imaging, with Single Photon Emission Computed Tomography (SPECT) and Positron Emission Tomography (PET), can assess perfusion and tissue metabolic activity, providing functional information on plaque activity and potentially assessing plaque stability(90,91). Currently, new hardware designs combining nuclear imaging techniques with others with better spatial resolution, such as SPECT-CT, PET-CT, and PET-RM dual-modality systems, and dedicated cardiac gamma cameras with optimal detector geometric arrays, linear count statistic and count rate response, allow for lower-radiation imaging, reduced scan time and 13

ACCEPTED MANUSCRIPT improved image quality. The high sensitivity of both SPECT and PET nuclear imaging techniques, together with the ability of CT to identify the anatomical burden of CAD, hold the promise to increase the low positive value of CT imaging alone distinguishing vulnerable from stable

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plaques(90,92).

4.3.1. Single Photon-Emission Computed Tomography (SPECT) imaging: Technetium-99m99m

Tc-sestamibi and

99m

Tc-tetrofosmin – are widely used in

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labelled (99mTc) radiotracers – such as

clinical practice for the investigation of myocardial perfusion and viability.

99m

Tc-labelled annexin

A5, a new SPECT tracer, has been recently proposed to identify plaque apoptosis in a porcine CAD

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model(93), and – more recently – to detect unstable atherosclerotic lesions in vivo in a human study(94). Furthermore, dietary changes and simvastatin therapy have been recently associated with 99m

Tc-labelled-annexin A5 uptake in the plaque(95). However, despite

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a significant reduction of

initial promising results for the identification of vulnerable atherosclerotic plaques, most current studies using integrated SPECT/CT focus on myocardial perfusion imaging, while plaque imaging

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is still limited because of resolution limits and insufficient specificity of the tracer. Moreover, this

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tracer is not yet commercially available for clinical use(96).

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4.3.2. Positron Emission Tomography (PET) imaging may also be a powerful tool to detect vulnerable coronary plaques. PET imaging has several technical advantages over SPECT, including a better spatial resolution. Finally, with the dual PET-TC systems, investigation of both morphology and activity of the plaque could be easier to achieve. In addition to structural changes, the metabolic

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(and in particular inflammatory) activation of plaques is an important factor predisposing to the plaque rupture. Recent studies have suggested that FDG-PET has the potential to assess plaque metabolism and add to prediction of vascular risk(97). This molecular imaging modality is currently used for the identification of metabolic activity through the assessment of glucose utilization. Macrophages are dependent on external glucose for their metabolism because they are unable to store glycogen and have a glycolytic activity 5- to 20-fold higher than background tissues, increasing up to 50-fold when activated (Figure 5). Plaques with significant FDG uptake have been identified more often in patients with ACS than in stable patients. In addition to identifying metabolically active lesions, this tracer may have an important role in monitoring response of atherosclerosis to therapy(98). Future applications might include the prediction of plaque rupture and clinical events, thanks to the employment of hybrid systems, such as PET-CT and PET-MR, or through other tracers investigating pathophysiologic aspects of plaque activity, such as fatty acid synthesis and active mineral deposition(99,100). 14

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5. Conclusions and gaps in knowledge

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The clinical relevance of subclinical CAD is unquestionable: In the recent past, imaging has had a critical role in characterizing coronary atherosclerosis, with the identification of features associated

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with plaque rupture and adverse coronary events – the presence of a thin fibrous cap, large plaque burden, positive remodeling, microcalcifications and microchannels. Coronary imaging is now giving us the opportunity to witness a change in the pathophysiology of coronary thrombosis

NU

concurrent with a shift in the demographics of ACS, a larger number of admitted female, obese and diabetic patients, paralleled by an increasing prevalence of plaque erosions, located in lesions with

MA

thick fibrous cap, fewer inflammatory cells, a smaller lipid pool and abundant extracellular matrix. However, the search for vulnerable plaques is predicated on the postulate that these are causal for ACS and that interventions directed at these plaques may prevent plaque instabilization and

D

thrombosis, thus ultimately preventing ACS. To date, randomized trials testing therapeutic choices

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based on plaque imaging assessment have failed to document these benefits. Currently, even the experimental implementation of an aggressive risk stratification strategy based on imaging tools

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must be weighed against additional costs and patient’s exposure to unwarranted risks. This hypothesis will be however tested in the ongoing PROSPECT II trial(101), where NIRS imaging will aim at identifying vulnerable plaques, and the potential benefit of a subsequent plaque

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“passivation” with the implant of a bioresorbable scaffold technology stent will be explored. The continuous refinements of diagnostic tools – allowing a higher accuracy in the definition of morphologic components with safer imaging modalities – and the availability of more effective interventional and drug therapies should allow the design of strategy studies aimed at testing reasonable clinical hypotheses in selected high-risk subgroups of patients. Until such demonstrations are provided, the time is not yet ripe for the practical utilization of such imaging modalities to guide plaque-directed interventional strategies.

15

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Duivenvoorden R, Mani V, Woodward M et al. Relationship of serum inflammatory biomarkers with plaque inflammation assessed by FDG PET/CT: the dal-PLAQUE study. JACC Cardiovascular imaging 2013;6:1087-94. Derlin T, Richter U, Bannas P et al. Feasibility of 18F-sodium fluoride PET/CT for imaging of atherosclerotic plaque. Journal of nuclear medicine : official publication, Society of Nuclear Medicine 2010;51:862-5. Derlin T, Habermann CR, Lengyel Z et al. Feasibility of 11C-acetate PET/CT for imaging of fatty acid synthesis in the atherosclerotic vessel wall. Journal of nuclear medicine : official publication, Society of Nuclear Medicine 2011;52:1848-54. Erlinge D, Stone GW. A Multicentre Prospective Natural History Study Using Multimodality Imaging in Patients With Acute Coronary Syndromes - PROSPECT II (Natural History Study), Combined With a Randomized, Controlled, Intervention Study - PROSPECT ABSORB (Randomized Trial). https://clinicaltrialsgov/ct2/show/record/NCT02171065 (as assessed on January 27, 2016).

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ACCEPTED MANUSCRIPT Table 1. Comparative features of imaging modalities in the detection of vulnerable plaque characteristics Angiography

IVUS

OCT

NIRS-

+

+++

Cap Thickness

+

+++

+

++

+++

+

++

+

++

+++

++

Thrombus

+

+

+++

+

NU

++

+++

++

MA

Inflammatory Cells

D

(Macrophages)

+++

+

TE

Plaque

CE P

remodeling

Abbreviations as in the text.

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*: non-coronary arteries (i.e.: carotid arteries, aorta)

22

+

+

+++

+++

PET/CT

++

++++

++

++

+++

+++

Calcification

Lipid Core

IP

+++

SC R

Plaque Burden

MR*

T

IVUS

MDCT

+

ACCEPTED MANUSCRIPT LEGEND TO FIGURES

Figure 1. Low and oscillatory vs pulsatile endothelial shear stress. A low time-average

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magnitude endothelial shear stress (<10-12 dyne/cm2) results in a bidirectional, oscillatory flow that contrasts with the unidirectional, pulsatile, laminar flow. While laminar flow results in a

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physiologic stimulus for the endothelium, able to induce a quiescent, antiproliferative, antioxidant, and antithrombotic phenotype resulting in an atheroprotective gene expression profile; a low and an

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oscillatory shear stress promotes atherosclerosis initiation and progression.

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ACCEPTED MANUSCRIPT Figure 2: Intravascular coronary imaging: In a 59 male diabetic patient admitted for NSTEACS, coronary angiography documented the culprit lesion in the left anterior descending (LAD), where a drug-eluting stent (dashed lines) was deployed (A); an intermediate non-culprit lesion of

T

the proximal left circumflex artery (LCX, red arrow) was interrogated with optical coherence

IP

tomography (OCT). With this technique, a plaque extending for 161° was detected, with a large lipid necrotic pool, a thick fibrous cap of 98 µm (double-headed arrow in the magnified spot) and a

SC R

residual lumen area of 2.96 mm2 (B). Near-infrared spectroscopy with intravascular ultrasound (NIRS-IVUS) documented that the true lipid arc extension was 123° (C); the chemogram, showing the lipid areas in yellow (D), allowed the calculation of a lipid core burden index (LCBI) of 305,

NU

lower than the cut-off value (>400) used for the identification of a vulnerable plaque.

MA

Figure 3: Coronary-CT angiography of a normal and a non-obstructive atherosclerotic coronary artery.

D

A-D: In a hypertensive 56-year old male with an ECG stress test suggestive of ischemia, coronary

TE

CT-angiography with 3D volume-rendered images documented normal right coronary artery (RCA), left anterior descending (LAD) and left circumflex (LCX) arteries, with a large obtuse

CE P

marginal (OM) artery; E-H: A dyslipidemic 67-year old female smoker with repeated admissions to the emergency department for recurrent chest pain underwent coronary-CT angiography: sagittal multi-planar (E) and oblique (F) images documented a proximal LAD with a thin eccentric non-

AC

calcified atheroma without significant stenosis, as better demonstrated by the 2D orthogonal view to the long axis of the vessel (G); such findings were confirmed at coronary angiography (H);

Figure 4: Coronary-CT angiography of an obstructive coronary artery atherosclerotic lesion. A 72-year old smoker male underwent coronary CT-angiography before a percutaneous intervention for a critical internal carotid artery lesion; 3D volume rendered (A) and 2D multiplanar (B) images showed a significant stenosis of the distal LCX, due to an eccentric non-calcified plaque, as confirmed by coronary angiography (C). 2D oblique (D), 3D volume-rendered (E), and stretched (G) images documented a significant (>50%) mid-LAD stenosis due to an eccentric noncalcified plaque, as better shown by the 2D view orthogonal to the long axis of the vessel (G), and associated with positive remodeling of vessel wall (head arrows in D and F).

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ACCEPTED MANUSCRIPT Figure 5: Transaxial 18F-FDG PET/CT 24 hours after PCI in a patient with an acute coronary syndrome. In a patient admitted for unstable angina,

18

F-FDG performed 24 hours after stent

deployment in the right coronary artery documented elevated tracer uptake in the coronary wall

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(arrow). A) Computed Tomography (CT) image; B) Positron-Emission Tomography (PET) image;

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SC R

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C) Coregistered and fused PET/CT image.

25

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Figure 1

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Figure 2

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Figure 3

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TE

D

MA

NU

SC R

IP

T

ACCEPTED MANUSCRIPT

28

AC

Figure 4

CE P

TE

D

MA

NU

SC R

IP

T

ACCEPTED MANUSCRIPT

29

AC

Figure 5

CE P

TE

D

MA

NU

SC R

IP

T

ACCEPTED MANUSCRIPT

30

AC

Graphical abstract

CE P

TE

D

MA

NU

SC R

IP

T

ACCEPTED MANUSCRIPT

31