Treatment of Prostate Cancer With Regional Lymph Node (N1) Metastasis Alan Pollack, Eric M. Horwitz, and Ben Movsas Prostate cancer with pathologically documented regional lymph node positive disease has been associated with a dismal prognosis in the past. Clinical and/or biochemical progression is evident within 5 years in over 50% treated with external-beam radiotherapy (EBRT) alone, radical prostatectomy (RP) alone, or androgen deprivation (AD) alone. By 10 years after treatment, greater than 75% progress and over half succumb to prostate cancer. In contrast, the results with
the combination of EBRT ⴙ AD or RP ⴙ AD have been very promising. Ten-year biochemical progression and overall survival rates are roughly 20% and 70%, respectively, for patients with subclinical lymph node involvement. Patients with a 10-year life expectancy should be treated aggressively with long-term AD combined with either EBRT or RP. © 2003 Elsevier Inc. All rights reserved.
O
phangiogram fared better than those with a negative CT scan. Although adjustment for the possible uneven distribution of other prognostic factors was not done, the findings were similar for T2b and T3/T4 patients. Despite these encouraging results, lymphangiogram is not considered adequate for the determination of lymph node status because the internal iliac and sacral lymph nodes are not reliably visualized.11 Along these lines, Hanks et al10 showed that lymph node negative status as determined by lymphadenectomy was associated with lower treatment failure rates after radiotherapy compared with negative lymph node status by clinical parameters (CT pelvis or lymphangiogram.). The ProstaScint scan (Cytogen Corporation, Princeton, NJ) is based on imaging using a radiolabeled PSA-membrane antigen antibody and shows promise in high-risk patients.12,13 Optimal use of indium-111 capromab pendetide involves coregistration with CT scan14 and considerable expertise on the part of the radiologist. The results have not always been straightforward.15 Lymphadenectomy is the most reliable method for determining lymphatic involvement. The standard procedure involves en bloc resection of the lymph node bed between the internal and external iliac vessels. The borders are the anteromedial surface of the hypogastric artery medially, the external iliac artery laterally, the pelvic floor and obturator foramen inferiorly, and the bifurcation of the iliac arteries superiorly.16 Lymphadenectomy is a diagnostic procedure that is not considered therapeutic. At one time, it was relatively common before external-beam radiotherapy (EBRT). High-risk patients had lymphadenectomy because when N1 disease was identified treatment took a dramatically different
ne of the major routes of prostate cancer spread is to the draining lymphatics in the pelvis. Prostate cancer spreads to the obturator, external iliac, internal iliac, presacral, and lateral sacral (presciatic) lymph nodes.1-4 This pattern of lymph node spread combined with the typical pattern of microscopic involvement makes visualization by imaging insensitive. Pelvic computed tomography (CT) scan requires lymph node enlargement to over 1.0 cm, and most would concur that a threshold of 1.5 cm improves specificity. Although we routinely obtain a pelvic CT scan for patients with high-risk features (prostate-specific antigen [PSA] ⬎20 ng/mL, stage ⱖT3, or Gleason score 8-10), the yield is still relatively low.5,6 Whenever possible, enlarged lymph nodes seen on CT scan should be biopsied by fine-needle aspiration to establish the diagnosis.7 Lymphoid malignancies are sometimes diagnosed when enlarged lymph nodes are found in the staging workup for prostate cancer.8 The most common type is chronic lymphocytic lymphoma, which usually would not influence the decision to proceed with treatment of the prostate cancer with definitive radiotherapy. Hanks et al9,10 found that the prognosis of patients who underwent lymphangiogram for staging was better than for patients who underwent pelvic CT scan. Those with a negative lym-
From the Department of Radiation Oncology, Fox Chase Cancer Center, Philadelphia, PA. Address reprint requests to Alan Pollack, MD, PhD, Department of Radiation Oncology, Fox Chase Cancer Center, 7701 Burholme Avenue, Philadelphia, PA 19111. © 2003 Elsevier Inc. All rights reserved. 1053-4296/03/1302-0005$30.00/0 doi:10.1053/srao.2003.50011
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Figure 1. Schematic representation of prognostic groups based on clinical or biochemical relapse hazard indices using the factors of T-stage category, pretreatment PSA, and Gleason score. (Reprinted with permission.21)
course. Those found to be lymph node positive (LN⫹) were treated with androgen deprivation (AD) alone, whereas lymph node negative (LN⫺) patients received definitive EBRT alone. Since the treatment of clinically staged patients with high-risk features is now typically EBRT plus 2.5 to 3.0 years of AD,17,18 a regimen amenable for N1 disease, the rationale for lymphadenectomy is far less. Some would contend that permanent AD should be used in N1 disease; however, there may be a fraction of these patients who are cured, and intermittent AD19 is a practical, albeit unproven, approach. Stopping AD after 2 to 3 years will permit an assessment of cure, and if biochemical failure is later manifest, AD may be reinstituted with probably little, if any, negative effect. Other data from Zagars et al20 indicate that the prognosis of LN⫺ patients, established via lymphadenectomy, is about the same as undissected patients when stratified by clinical prognostic factors. Based on hazard indices for relapse or a rising PSA,21 clinically staged prostate cancer patients treated with radiotherapy alone were classified into 6 prognostic groups (Fig 1). This prognostic grouping was associated with 6 year failure rates of 6% for group I, 30% for group II, 40% for group III, 46% for group IV, 57% for group V, and 88% for unfavorable. This grouping also correlated with the risk of distant metastasis in this primarily clinically staged cohort21 and with the risk of lymph node involvement in patients who underwent pelvic lymphadenectomy (Fig 2).20 When patients in categories 4, 5, and unfavorable were subdivided by whether they
were LN⫺ (based on pelvic lymph node dissection) or did not undergo lymphadenectomy,20 no difference in the incidence of relapse or a rising PSA was observed (Fig 3). Although lymph node status is clearly prognostic, the current combination of clinical risk factors (PSA, Gleason score, and stage) appear to be equally so.
Rationale for Combined Modality Therapy Prostate cancer with pathologically confirmed regional LN⫹ disease has been associated with a dismal prognosis in the past. Clinical and/or bio-
Figure 2. Incidence of lymph node involvement by the MD Anderson prognostic groups depicted in Figure 4. (Reprinted with permission.20)
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Table 2. Regional Lymph Node Positive (N1) Disease Treated With Radical Prostatectomy Ref
Year
N
F/U (mo)
Dekernion30 Myers31 Zincke32 Sgrignoli33 Messing34
1990 1992 1992 1994 1999
35 34 77 113 51
72 54 60 — 85
DF (%)
OS (%)
⬃30 ⬃55 (5 yr)* 29 — (5 yr) 24 71 (10 yr)* ⬃20 — (5 yr) — ⬃58 (10 yr)
Abbreviations: DF, disease freedom (time of analysis as indicated for OS); OS, overall survival at time indicated. *Cause-specific survival. Modified with permission.29
Figure 3. Kaplan-Meier survival curves for freedom from relapse or a rising PSA for patients that were pelvic lymph node dissection negative and for those who never had a pelvic lymph node dissection. Patients were stratified by risk categories IV, V, and unfavorable, as depicted in Figure 1. (Reprinted with permission.20)
chemical progression is evident within 5 years in over 50% of patients treated with external-beam radiotherapy alone, radical prostatectomy (RP) alone, or androgen deprivation alone. By 10 years after diagnosis, greater than 75% progress and over half succumb to prostate cancer.22-39 Tables 1 through 3 display the failure rates after singlemodality therapy for N1 prostate cancer. Time to progression after starting AD alone appears to be slightly longer than for either EBRT or RP alone. Although the results with EBRT alone have in general been poor, there are reports of freedom from failure rates of 61% long-term with irradiation of the pelvic lymph nodes.25 Standard practice is to irradiate the pelvic lymph nodes to
Table 3. Regional lymph node positive (N1) disease treated with immediate androgen deprivation
Table 1. Regional Lymph Node Positive (N1) Disease Treated With EBRT Ref Bagshaw Smith23 Gervasi24 Lawton25 Hanks26 Leibel27 Lawton28
22
Year
N
F/U (mo)
1984 1984 1989 1992 1993 1994 1997
60 46 152 56 — 345 75
⬎60 ⬎60 103 108 — 105 59
about 45 Gy, but some have questioned whether pelvic lymph node irradiation, even in N1 patients, is a significant determinant of outcome.27 The debate concerning pelvic lymph node irradiation has revolved mostly around patients with high-risk disease who have not had a lymphadenectomy.40 Because the results with EBRT and RP have overall been poor and most cases eventually require AD for distant metastasis, primary treatment historically has predominantly been AD alone. Zagars et al35 described the results of 179 patients diagnosed with regional lymph node involvement via lymphadenectomy and treated with AD alone at MD Anderson Cancer Center (MDACC). Biochemical and/or disease failure occurred in ⬃55% by 5 years, which is in agreement with others (Table 3). They also reported that local progression at 8 years was evident in over half of the patients (Fig 4). Local progression was more common than distant metastasis (44% at 8 years). Lymph node progression was
DF (%)
OS (%)
⬃15 17 22 61 ⬃30 ⬃35* 11
⬃45 60 65 76 64 ⬃70 65
Abbreviations: EBRT, external beam radiotherapy; DF, disease freedom at 5 years; OS, overall survival at 5 years. *Distant metastasis free. Modified with permission.29
Ref Zagars35 van Aubel36 Kramolowsky37 Cadeddu38‡ Ghavamian39
F/U Year N (mo) 1994 1985 1988 1997 1999
DF (%)
179 43 25 30 34 55 30 ⬎60 100 mo* 41 62 — 79 ⬎60 —
OS (%) 57 (8 yr) — (5 yr) 150 mo* 45 (10 yr)† 28 (10 yr)
Abbreviations: DF, disease freedom (time of analysis as indicated for OS); OS, overall survival at time indicated. *Median value. †Cause-specific survival. ‡Seventy-one percent received immediate AD after lymph node dissection. Modified with permission.29
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Figure 4. The Kaplan-Meier local and distant progression survival curves for stage N1 patients treated with AD alone at MDACC. (Reprinted with permission.35)
only seen in 2 patients (1%). Another significant finding was that the post-AD PSA response was highly predictive of relapse. Failure to achieve an undetectable PSA was tantamount to failure, whereas only 5% of those attaining an undetectable PSA progressed by 8 years. These data in combination with encouraging results with RP and AD30,41 led these investigators and others to explore the combination of EBRT and AD.
EBRT Plus AD for N1 Prostate Cancer Even though the incidence of patients presenting with regional metastasis is waning,42,43 emerging data have shown that management considerations are crucial to prolonging time to progression and survival. All radiation oncologists in general practice will be asked to contemplate treatment for N1 disease, as well as for those at a high risk of harboring lymph node metastasis. More recent results indicate that appropriate management should include combination therapy with a local treatment (EBRT or RP) plus AD. There have not been any randomized trials of EBRT ⫹ AD that were limited solely to N1 patients, although there are subset analyses of trials that included such patients. A Swedish randomized trial44 comparing EBRT alone with permanent AD ⫹ EBRT was closed early because of a survival benefit favoring the combined modality arm. Permanent AD was begun about 3 weeks before EBRT (65 Gy). At last report44 with a median follow-up of 9.3 years, 50% of those with
N1 disease who received EBRT ⫹ AD were alive, whereas none of those treated with EBRT alone (delayed AD was used for salvage) were alive. Combined EBRT ⫹ AD profoundly prolonged survival, far beyond that ever documented for early AD alone versus delayed AD alone.45-47 In another subset analysis of a randomized trial, Lawton et al28 examined the LN⫹ patients in Radiation Therapy Oncology Group (RTOG) protocol 85-31. In this trial, patients with paraaortic lymph node involvement (M1 disease) were included. The randomization was also permanent EBRT ⫹ AD (started at the end of EBRT) with EBRT alone. As displayed in Table 428,48-50 the freedom from biochemical failure (bNED) rate at 5 years was 55% for those treated with EBRT ⫹ AD. The rate for patients treated with EBRT alone was 11% (P ⫽ .0001). No difference in overall survival was observed (73% v 65% for EBRT⫹AD v EBRT alone). Recently updated retrospective findings from MDACC49 revealed a significant improvement in freedom from clinical and/or biochemical failure (FFF), freedom from distant metastasis, and overall survival, when the combination of long term EBRT ⫹ AD was used over that of AD alone. The AD alone cohort was comprised of 183 patients treated earlier historically, with a median follow-up from the date of lymphadenectomy of 9.4 years (Fig 5). There were 77 patients treated with the combination, with a median EBRT dose of 70 Gy and postlymphadenectomy follow-up of 5.9 years (Fig 6). Patients who received AD alone had slightly worse prognostic features, but the advantage of AD ⫹ EBRT held up in multivariate analyses of all endpoints using Cox proportional hazards regression. Other EBRT ⫹ AD series, as depicted in Table 4, also have shown very favorable freedom from progression and survival rates for patients treated with Table 4. Regional Lymph Node Positive (N1) Disease Treated With EBRT ⫹ AD Ref
Year
N
F/U (mo)
bNED (%)
OS (%)
Whittington52 Lawton28 Zagars53 Buskirk54
1997 1997 2001 2001
66 98 72 60
49 59 74 101
47 55 80 82
84 (8 yr) 73 (5 yr) 67 (10 yr) 76 (5 yr)
Abbreviation: OS, overall survival at time indicated. Modified with permission.29
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Figure 5. Updated MDACC Kaplan-Meier freedom from relapse or a rising PSA and overall survival curves for stage N1 patients treated with AD alone. Expected survival for a cancerfree population of similar age is also shown. (Reprinted with permission.49)
EBRT ⫹ AD when compared with the outcome from single-modality treatment (Tables 1-3). Whittington et al48 described the results of 66 patients treated with EBRT ⫹ AD. They observed a steep drop in the freedom from clinical disease survival curves between 5 and 8 years (85% to 67%) that was not seen in the cohort studied by Zagars et al.49 Likewise, Lawton et al28
found lower disease-free rates than that of Zagars et al.49 These differences are probably related to the characteristics of the populations reviewed. The majority of those treated with EBRT ⫹ AD in the MDACC group were defined as LN⫹ at attempted radical prostatectomy; the patients had a relatively low risk of lymph node involvement and lymph node extent was usually
Figure 6. Updated MDACC Kaplan-Meier freedom from relapse or a rising PSA and overall survival curves for stage N1 patients treated with EBRT ⫹ long-term AD. Expected survival for a cancer-free population of similar age is also shown. (Reprinted with permission.49)
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microscopic (would not have been seen on pelvic CT scan). The patients in the University of Pennsylvania48 and RTOG28 series included patients with much more advanced local-regional disease. In summary, the results with the combination of EBRT ⫹ AD have been very promising. The published series have dealt with small patient numbers, and so specifics concerning prognostic factors and patient selection are not available. Some factors that may have an effect on outcome may be inferred from the available data. The extent of nodal involvement, such as N1 versus N2-3 using the 1992 American Joint Committee on Cancer (AJCC) staging system48 or regional versus metastatic (para-aortic) lymph node involvement,28 may be a factor.
EBRT Treatment Considerations Whether the whole pelvis should be treated in patients receiving EBRT for prostate cancer with a high risk of lymph node involvement has long been debated.40 The threshold for treating regional lymph nodal areas at risk for most sites is about 15%. For prostate cancer conclusive documentation that there will be an improvement in outcome for a nodal risk of 30 to 50% has not been shown. One could argue from these data that either nodal involvement is a surrogate for systemic spread, that insufficient RT doses were used to eradicate the primary tumor in the prostate, and/or that insufficient doses were used to eradicate lymph node micrometastasis. The latter is unlikely given the lack of recurrence and symptoms from nodal metastasis. Lymph node recurrence in other pelvic malignancies, such as squamous cell carcinoma of the cervix, more often are grossly apparent and cause symptoms, such as pelvic pain or lower-extremity edema. For prostate cancer, symptomatic nodal progression is rarer, particularly once AD is instituted. Progression in the prostate and bone are much more common. In the normal prostate, stromal-epithelial cell (paracrine) interactions maintain a balance between cell proliferation and death.51,52 Likewise, the proliferation of malignant prostate cells is strongly influenced by stromal cell growth factors.51,53 Such interactions are prevalent in the prostate and in bone and are probably much less a factor in lymph nodes. Tumor-stromal cell interactions may be responsible in part for tumor-cell survival and resistance to
AD. Because the prostate is a major site of recurrence in regional lymph node positive patients and nodal recurrence is extremely low, we reasoned that treatment of the prostate was of greater importance. Hence, at MDACC beginning in the late 1980s, the prostate and periprostatic tissues were irradiated using 4-field technique with approximately 11 ⫻ 11 cm anterior-posterior fields and 11 ⫻ 9 cm lateral fields. No attempt was made to comprehensively cover the prostatic lymph nodes, although periprostatic and periseminal vesicle lymph nodes would have been included.54 The administration of long-term AD was hypothesized to secure control of the lymph nodes and inhibit distant micrometastatic deposits, whereas prostate EBRT would prolong disease progression via local effects. Recent data from RTOG protocol 94-1355 suggest that, contrary to the argument mentioned earlier, pelvic EBRT in combination with neoadjuvant/adjuvant short-term AD affords an advantage in terms of freedom from failure over pelvic or prostate only EBRT given with short-term AD applied after EBRT or neoadjuvant/adjuvant AD given with prostate only EBRT (61% v ⬃47% for the other 3 treatment combinations at 4 years). No survival difference was evident with a median follow-up of 59.3 months. The patients in this trial had a greater than 15% risk of lymph node involvement. It would appear that treatment with neoadjuvant and concurrent AD increased the eradication of subclinical nodal disease when combined with pelvic radiotherapy and that this translated into improved outcome. One explanation for the excellent results in the MDACC N1 disease series, which did not involve whole-pelvic EBRT, is that with concurrent and extended long-term AD the need for complete pelvic coverage may not be warranted. As mentioned earlier, the standard is for pelvic EBRT in patients pathologically defined as having regional lymph node metastasis. Nodal burden is another variable that has been associated with outcome. In the 1992 AJCC staging system, nodal stage was divided into N1, microscopic involvement of a single lymph node ⱕ2 cm; N2, a single lymph node ⬎2 cm and ⱕ5 cm or multiple lymph nodes ⱕ5 cm; and N3, a ⬎5 cm lymph node. The 1997 and 2002 AJCC staging systems have only 1 regional nodal metastasis category, N1, which does not address the extent of nodal involvement. There is no consensus on
Treatment of Prostate Cancer
Table 5. Regional Lymph Node Positive (N1) Disease Treated With RP ⫹ AD Author (Ref) Dekernion(30)† Zincke(32)† Schmeller(65)‡ Messing(34)†
Year
N
1990 21 1992 243 1997 39 1999 47
F/U DF (mo) (%) 72 60 46 85
OS (%)
⬃70 ⬃85 (10 yr)* 76 80 (10 yr)* ⬃45 ⬃85 (5 yr) ⬃85 ⬃83 (10 yr)
DF, disease freedom (time of analysis as indicated for OS); OS, overall survival at time indicated. *Cause-specific survival. †Suggested an advantage compared with radical prostatectomy alone. ‡Suggested not different from AA alone.
the prognostic value of the extent of lymph node involvement. There are studies that show improved outcome with a lower nodal burden41,56-59 and others that have not.24 This debate is unsettled. The current staging system ignores extent of nodal involvement, but the best reported results have been in those with microscopic involvement limited to a single lymph node. Evaluation of the efficacy of EBRT ⫹ AD is not possible until AD is stopped. Permanent AD is the standard for N1 disease; however, it is possible that some patients are cured after 3 years of AD. Prime candidates for temporary AD are those in whom the nodal burden was low and the PSA rapidly (⬍6 months) became undetectable. The latter is an extrapolation from patients treated with AD alone.35
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the combination was indeed superior to singlemodality therapy (Table 5).34,65 The largest experience has been at the Mayo clinic,32 where the best results for AD ⫹ RP were seen when the prostate tumor was diploid. More recently, Messing and colleagues34 reported a survival advantage for RP ⫹ AD over RP alone (delayed AD) in a randomized trial of 100 men with N1 disease. After a median follow-up of 7.1 years, the 10 year overall survival rate was about 83% for those who received RP ⫹ AD versus 57% for those who received RP alone (P ⫽ .02). A complementary matched pair analysis of 158 patients by Ghavamian et al39 showed a survival advantage for RP ⫹ AD over AD alone (66% v 28% at 10 years). In summary, the diagnosis of lymph node positive disease has become much rarer than it once was, making it difficult to accrue the numbers needed for the design of decisive randomized trials. The Eastern Cooperative Oncology Group trial reported by Messing et al34 was 120 patients short of the accrual target when published, and during the period of this trial (1988-1993), there were many more patients with N1 disease. Although the available studies may be viewed as suboptimal because of low patient numbers and the paucity of randomized trials, virtually all show a benefit for combining local therapy with long-term AD. Patients with a life expectancy of 10 years should receive combined modality therapy.
RP Plus AD for N1 Prostate Cancer The mechanism of the effects from EBRT ⫹ AD are uncertain. Some evidence suggests a supraadditive interaction,60,61 but the main effect may be additivity in cell killing.62 Additivity as the predominant mechanism of cell killing with EBRT ⫹ AD, combined with the observations that few prostate cancer patients progress in the lymph nodes and failure after AD alone is often seen locally in the prostate, suggests that local therapy of any type combined with AD may benefit patients with N1 disease. Further justification for early AD plus local therapy is that early AD may be more effective at slowing tumor growth and prolonging survival when contrasted with delayed AD; animal63,64 and clinical data45-47 corroborate this concept. The initial retrospective reports of permanent AD ⫹ RP30,32 indicated that
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