Trends and Outcomes With Transcatheter Versus Surgical Mitral Valve Repair in Patients ≥80 Years of Age

Trends and Outcomes With Transcatheter Versus Surgical Mitral Valve Repair in Patients ≥80 Years of Age

Journal Pre-proof Trends and Outcomes with Transcatheter versus Surgical Mitral Valve Repair in Patients e80 Years of Age Aaqib H. Malik MD, MPH , Sy...

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Trends and Outcomes with Transcatheter versus Surgical Mitral Valve Repair in Patients e80 Years of Age Aaqib H. Malik MD, MPH , Syed Zaid MD , Srikanth Yandrapalli MD , Suchith Shetty MD, MPH , Wilbert S. Aronow MD , Hasan Ahmad MD , Gilbert H.L. Tang MD, MSc, MBA PII: DOI: Reference:

S0002-9149(20)30018-7 https://doi.org/10.1016/j.amjcard.2019.12.050 AJC 24383

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The American Journal of Cardiology

Received date: Revised date: Accepted date:

12 November 2019 23 December 2019 30 December 2019

Please cite this article as: Aaqib H. Malik MD, MPH , Syed Zaid MD , Srikanth Yandrapalli MD , Suchith Shetty MD, MPH , Wilbert S. Aronow MD , Hasan Ahmad MD , Gilbert H.L. Tang MD, MSc, MBA , Trends and Outcomes with Transcatheter versus Surgical Mitral Valve Repair in Patients e80 Years of Age, The American Journal of Cardiology (2020), doi: https://doi.org/10.1016/j.amjcard.2019.12.050

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Trends and Outcomes with Transcatheter versus Surgical Mitral Valve Repair in Patients ≥80 Years of Age Aaqib H. Malika, MD, MPH; Syed Zaidb, MD; Srikanth Yandrapallib, MD; Suchith Shettyc, MD, MPH; Wilbert S. Aronowb, MD; Hasan Ahmadb, MD; Gilbert H. L. Tangd, MD, MSc, MBA

Total word count: (text without references): 688 Running title: Transcatheter versus surgical mitral repair in elderly a

Department of Medicine, Westchester Medical Center and New York Medical College, Valhalla, NY, USA b

Department of Cardiology, Westchester Medical Center and New York Medical College, Valhalla, NY, USA c

Department of Medicine, University of Iowa Health Care, Carver College of Medicine, Iowa, USA d

Department of Cardiovascular Surgery, Mount Sinai Hospital, New York, NY USA

Total word count: Conflicts of interest: All authors have no conflicts of interest to declare Address for correspondence: Aaqib H Malik MD MPH Department of Medicine, Westchester Medical Center and New York Medical College, Valhalla, NY, USA Tel: 914-610-6458 Fax: 877-208-5496 E-mail: [email protected] *A preliminary analysis of this study was presented as a moderated poster at TCT 2019 in San Francisco.

Conceptualization Methodology Software

AM AM AM

Validation

AM, SZ

Formal analysis

AM

Investigation

AM

Resources

All authors

Data Curation

AM

Writing - Original Draft Writing - Review & Editing

All authors

Visualization

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Supervision

GT

Project administration Funding acquisition

GT

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NA

Ideas; formulation or evolution of overarching research goals and aims Development or design of methodology; creation of models Programming, software development; designing computer programs; implementation of the computer code and supporting algorithms; testing of existing code components Verification, whether as a part of the activity or separate, of the overall replication/ reproducibility of results/experiments and other research outputs Application of statistical, mathematical, computational, or other formal techniques to analyze or synthesize study data Conducting a research and investigation process, specifically performing the experiments, or data/evidence collection Provision of study materials, reagents, materials, patients, laboratory samples, animals, instrumentation, computing resources, or other analysis tools Management activities to annotate (produce metadata), scrub data and maintain research data (including software code, where it is necessary for interpreting the data itself) for initial use and later reuse Preparation, creation and/or presentation of the published work, specifically writing the initial draft (including substantive translation) Preparation, creation and/or presentation of the published work by those from the original research group, specifically critical review, commentary or revision – including pre-or postpublication stages Preparation, creation and/or presentation of the published work, specifically visualization/ data presentation Oversight and leadership responsibility for the research activity planning and execution, including mentorship external to the core team Management and coordination responsibility for the research activity planning and execution Acquisition of the financial support for the project leading to this publication CRediT author statement

Abstract Transcatheter mitral valve repair (TMVR) has shown comparable outcomes to surgical mitral valve replacement or repair (SMVR) in patients who are at a higher risk of surgical complications and therefore are not amenable to surgery. Elderly patients are considered poor surgical candidates due to their advanced age, and presence of comorbidities. A sub-analysis of EVEREST II (Endovascular Valve Edge-to-Edge Repair Study) trial identified patients of >70 years of age appear to have a similar risk-benefit profile for either approach of surgery or transcatheter. This finding does have some caveats considering the trial included surgical cohort with both repair and replacement. Utilizing the National Inpatient Sample, we identified a surgical cohort of ≥80 years of age that underwent mitral valve repair and used propensity matching to compare it with a similar cohort that underwent TMVR. In a well-balanced cohort, TMVR was associated with significantly lower in-patient mortality (0.7% vs 3.1%). TMVR was also associated with significantly decreased in-hospital complications such as acute kidney injury, cardiogenic shock, postoperative hemorrhage, transfusion, permanent pacemaker, and respiratory and vascular complications. Owing to this, the duration of hospital stay is approximately 6 days less with TMVR. Trend analysis has shown a paradigm shift in these elderly patients with 85% of all repairs in 2012 were performed surgically, whereas in 2016 almost 94% of all the repairs being performed via a transcatheter approach. In conclusion, in patients ≥80 years of age, the surgical MVR had 4-fold higher mortality compared to TMVR with higher cardiac, vascular, hemorrhagic and respiratory complications. Despite the limitations of being observational in nature, this data strongly supports the preferential use of the transcatheter approach for mitral valve repair in patients ≥80 years of age. Key words: Mitral valve repair; Transcatheter; Mortality

Introduction Elderly patients are at increased risk of complications from surgical procedures. 1 However, with an aging population, a higher number of elderly patients are undergoing complex and high-risk surgeries. EVEREST II (Endovascular Valve Edge-to-Edge Repair Study) trial found comparable mortality risk of 6% at 1-year between transcatheter mitral valve repair (TMVR) and surgical MVR (SMVR) or replacement but a much-reduced incidence of immediate 30-day hemorrhagic complications (15% vs 48%) with TMVR. 2,3 This came at the cost of higher reoperations for valve dysfunction in the TMVR group. An exploratory subgroup analysis of the EVEREST II study also identified 70 years as the cutoff age where the benefit of TMVR and SMVR or replacement reached equivalence. However, the surgical cohort in the EVEREST II included patients who underwent replacement as well. The current study was, therefore, designed to compare the efficacy and safety of TMVR with isolated SMVR without any valvular replacement in patients ≥80 years of age. Methods The National Inpatient Sample (NIS) 2012-2016 was used from the Agency for Healthcare Research and Quality’s (AHRQ) Healthcare Cost and Utilization Project (HCUP). Details are provided elsewhere.4 Briefly, the NIS is the largest publicly available all-payer inpatient healthcare database in the United States (US). It includes all discharge records of patients treated in the US community hospitals, excluding rehabilitation and long-term acute care facilities. Discharge weights are provided in the form of a variable ‘DISCWT’ to obtain national estimates. The year 2016 is the first full year since the adoption of newer International Classification of Diseases, Tenth Revision, Clinical Modification (ICD-10-CM). Prior to that ICD-9-CM was used to identify study cohort and other characteristics. We retrospectively

analyzed the data ICD-9 and ICD-10 procedural codes to identify all hospitalizations in patients who underwent mitral valve repair. We excluded patients who underwent concomitant cardiac surgery, or other valvular procedures including aortic, pulmonary or tricuspid. Our cohort was further divided into patients who underwent TMVR and SMVR and we excluded patients who had undergoing mitral valve replacement. Propensity matching was performed by using ‘nearest neighbor matching’. Logistic regression was employed to estimate the distance measure. Matching was performed with caliper set at 0.1 and cases were matched with controls without replacement and with common support. (see supplementary Figures 1-3). Patient characteristics were identified from the variables created by using STATA software macro for Elixhauser comorbidity index. In a matched cohort the patient characteristics, in-hospital complications and outcomes were compared via the Rao and Scott χ2 statistic to account for survey design of the NIS. Continuous variables were compared between groups using a t-test. Statistical analyses were performed using Stata 16.0 (StataCorp. 2019. Stata Statistical Software: Release 16. College Station, TX: StataCorp LLC.) and R (R Development Core Team, Vienna, Austria).

Results Over a period of 5 years, 7415 patients underwent repeat MVR with either surgical-MVR (n=2655, 36%) or TMVR (n=4760, 64%) in patients ≥80 years of age. Figure 1 shows a flowchart for the final cohort selection. Yearly trend analysis showed a continuous increasing utilization of TMVR compared to surgical MVR from 15.4% in 2012 to 94.4% in 2016 (p-fortrend <0.01) (Figure 2). About 85% of total procedures were performed surgically in 2012, whereas in 2016 almost 94% of the procedures were performed via a transcatheter approach in 2016.

Table 1 shows a well-matched cohort of 2,910 elderly patients undergoing TMVR and SMVR. Despite being well-matched, the surgical approach is associated with 4 times the mortality of TMVR (3.1% vs 0.7%), and it incurs a more expensive and longer length of hospital stay. Additionally, TMVR was consistently associated with a lower rate of acute kidney injury, cardiogenic shock, postoperative hemorrhage, transfusion, permanent pacemaker, and respiratory and vascular complications (p<0.05). (see TABLE 1) Discussion The main findings of this analysis can be summarized as follows: 1) there has been a consistent and significant trend towards increased utilization of TMVR in comparison to surgical MVR for degenerative mitral valve disease; 2) TMVR is associated with significantly lower inhospital mortality; 3) the risk of in-hospital complications (including cardiac, vascular, respiratory, and hemorrhagic) and resource utilization (length of hospital stay) is in favor of transcatheter approach. This large real-world registry analysis suggests a paradigm shift towards transcatheter therapy for the isolated repair of mitral valve especially in elderly patients. This is partly supported in the trend analysis as we see a sudden increase in the TMVR procedures from 760 in 2014 to 1445 in 2015. This also could be partly explained by the change in ICD coding with newer more sensitive ICD-10 codes that became effective in 2015, but it could also represent the fact that mitral valve repair is now more routinely performed in the elderly population. In outcome analysis, TMVR appears to be was associated with lower in-hospital complications and in-hospital mortality compared to the surgical approach. However, due to the administrative nature of our data, we were unable to adequately assess the anatomical and long-

term efficacy of TMVR. We also lack the information on medication usage and ejection fraction in our data. Finally, we were unable to differentiate the etiology and type of mitral regurgitation. Nevertheless, our results confirm the chronological age to be an important parameter for risk assessment of these patients who undergo MVR. In patients ≥80 years of age, TMVR is safer and is associated with lower procedural morbidity and mortality suggesting that patients ≥80 years of age may not be the best surgical candidates for the mitral valve repair. TMVR in elderly may also be preferred due to a lower cost, lower risk of morbidity, decreased mortality, and also because it may result in similar symptom relief, as was shown in EVEREST II trial, however a comparably suboptimal MR reduction.

References

1. Khan-Kheil AM, Khan HN. Surgical mortality in patients more than 80 years of age. Ann R Coll Surg Engl 2016;98:177-180. 2. Mauri L, Foster E, Glower DD, Apruzzese P, Massaro JM, Herrmann HC, Hermiller J, Gray W, Wang A, Pedersen WR, Bajwa T, Lasala J, Low R, Grayburn P, Feldman T, Investigators EI. 4-year results of a randomized controlled trial of percutaneous repair versus surgery for mitral regurgitation. J Am Coll Cardiol 2013;62:317-328. 3. Feldman T, Foster E, Glower DD, Kar S, Rinaldi MJ, Fail PS, Smalling RW, Siegel R, Rose GA, Engeron E, Loghin C, Trento A, Skipper ER, Fudge T, Letsou GV, Massaro JM, Mauri L, Investigators EI. Percutaneous repair or surgery for mitral regurgitation. N Engl J Med 2011;364:1395-1406. 4. HCUP National Inpatient Sample (NIS). Healthcare Cost and Utilization Project (HCUP). 2012-2016. Agency for Healthcare Research and Quality R, MD. www.hcupus.ahrq.gov/nisoverview.jsp

Figure legend

Figure 1. Flowchart to identify the cohort of surgical and transcatheter mitral valve repair.

Figure 2. The trend of mitral valve repair according to transcatheter or surgical approach from 2012 to 2016.

Table 1. A propensity-matched comparison of transcatheter versus isolated surgical mitral valve repair (National Inpatient Sample 2012-2016) All patients

TMVR in ≥80 years

SMVR in ≥80 years

(n=2910)

(n=1455)

(n=1455)

Age, mean (SD,) (years)

83.7 (2.8)

83.7 (2.5)

0.9140

Women

53.3%

50.9%

0.5351

White

80.1%

79.7%

0.5878

Black

2.1%

3.8%

Others

9.3%

7.2%

Missing

8.6%

9.3%

Hypertension

76.0%

75.6%

0.9225

Diabetes mellitus

15.5%

15.8%

0.9038

Heart failure

72.2%

71.5%

0.8485

Atrial fibrillation

68.7%

69.1%

0.9277

Arrhythmias

78.0%

78.7%

0.8356

Peripheral vascular

8.9%

10.0%

0.6792

Neurological disorders

5.8%

6.5%

0.7003

Chronic pulmonary

31.6%

37.1%

0.1697

Hypothyroidism

20.3%

17.2%

0.3011

Chronic kidney disease

27.5%

23.4%

0.2614

Characteristics

P values

disease

disease

Liver disease

1.7%

1.4%

0.7383

Obesity*

6.2%

5.8%

0.8694

Weight loss**

5.5%

6.2%

0.7417

Elixhauser score mean

5.5 (2.0)

5.6 (2.0)

0.7760

Acute kidney injury

10.7%

25.1%

<0.001

Cardiogenic shock

2.1%

7.9%

<0.001

Post-operative

9.3%

39.5%

<0.001

Transfusion

6.2%

36.1%

<0.001

Respiratory

1.7%

4.1%

0.0807

Permanent pacemaker

0.7%

5.8%

<0.001

Vascular complications

<0.3%

2.1%

0.0551

(SD) In-hospital complications

hemorrhage

complications

Discharge disposition

<0.01

Routine

63.9%

16.8%

SNF/NH/IC

15.8%

47.4%

Home healthcare

18.2%

32.3%

4.7 (6.1)

10.4 (7.6)

<0.01

0.7%

3.1%

0.0262

Length of stay, mean days (SD) In-hospital death

Teaching hospital

82.1%

83.9%

0.9814

Hospital region Northwest

21.0%

22.3%

Midwest

27.5%

27.8%

South

32.0%

30.9%

West

19.6%

18.9% 0.1836

Hospital bed size Small

9.3%

5.5%

Medium

15.5%

19.6%

Large

75.3%

74.9% 0.7924

Primary payer Medicare/Medicaid

94.9%

93.8%

Private

3.8%

4.1% 0.2877

Median household income (percentile) 0-25th

17.9%

16.2%

26-50th

18.9%

23.7%

51-75th

32.7%

26.8%

76-100th

30.6%

33.3%

45,194 (23,605)

51,022 (30,762)

Total cost ($)

0.1532

0.01

Abbreviations: TMVR=Transcatheter mitral valve repair; SMVR=Surgical mitral valve repair; SD=Standard deviation; SNF=Short-term nursing facility; NH=Nursing home; IC=Intermediate care *Obesity is defined as patients with a diagnostic code of overweight and obesity with body mass index of ≥25

*Weight loss defined as patients with diagnostic code of nutritional deficiencies including kwashiorkor, marasmus, and other protein-calorie malnutrition.