Understanding suicide: Focusing on its mechanisms through a lithium lens

Understanding suicide: Focusing on its mechanisms through a lithium lens

Accepted Manuscript Understanding suicide: Focusing on its mechanisms through a lithium lens Gin S Malhi , Pritha Das , Tim Outhred , Lauren Irwin , ...

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Accepted Manuscript

Understanding suicide: Focusing on its mechanisms through a lithium lens Gin S Malhi , Pritha Das , Tim Outhred , Lauren Irwin , Grace Morris , Amber Hamilton , Katie Lynch , Zola Mannie PII: DOI: Reference:

S0165-0327(18)31354-5 https://doi.org/10.1016/j.jad.2018.08.036 JAD 10033

To appear in:

Journal of Affective Disorders

Received date: Revised date: Accepted date:

25 June 2018 8 August 2018 9 August 2018

Please cite this article as: Gin S Malhi , Pritha Das , Tim Outhred , Lauren Irwin , Grace Morris , Amber Hamilton , Katie Lynch , Zola Mannie , Understanding suicide: Focusing on its mechanisms through a lithium lens , Journal of Affective Disorders (2018), doi: https://doi.org/10.1016/j.jad.2018.08.036

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Highlights:

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The need for novel potential treatment targets to be identified by understanding the mechanisms of suicide is discussed How a deeper understanding of suicide can be achieved by examining lithium’s antisuicidal properties is illustrated An integrated neurocognitive and neurobiological model of suicide is proposed to provide a framework for future research Practical recommendations for the assessment of suicidal thinking and behaviour alongside its neural underpinnings are outlined

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Understanding suicide: Focusing on its mechanisms through a lithium lens

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Author Statement

Contributors: Gin S Malhi 1,2,3,*, Pritha Das 1,2,3, Tim Outhred 1,2,3, Lauren Irwin 1,2,3, Grace Morris 1,2,3,

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Amber Hamilton 1,2,3, Katie Lynch5, Zola Mannie 1,2,3,

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Academic Department of Psychiatry, Northern Sydney Local Health District, St Leonards, NSW Australia

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Sydney Medical School Northern, University of Sydney, NSW Australia

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CADE Clinic, Royal North Shore Hospital, Northern Sydney Local Health District, St Leonards, NSW Australia 4

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NSW Health and Royal North Shore Hospital, Northern Sydney Local Health District, St Leonards, NSW Australia Center for Neural Science, New York University, New York, NY 10003, USA

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* Corresponding Author: Gin S Malhi Discipline of Psychiatry, Sydney Medical School, University of Sydney, Sydney, NSW, 2065, Australia. Email: [email protected]

Abstract

Background: Current intervention strategies have been slow in reducing suicide rates, particularly in mood disorders. Thus, for intervention and prevention, a new approach is necessary. Investigating the effects of a medication known for its anti-suicidal properties on neurobiological and neurocognitive substrates of suicidal thinking may provide a deeper and more meaningful understanding of suicide. 2

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Method: A literature search of recognised databases was conducted to examine the intersection of suicide, mood disorders, and the mechanisms of lithium.

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Results: This review synthesises the extant evidence of putative suicide biomarkers and endophenotypes and melds these with known actions of lithium to provide a comprehensive picture of processes underlying suicide. Specifically, the central importance of glycogen synthase kinase-3β (GSK3β) is discussed in detail because it modulates multiple systems that have been repeatedly implicated in suicide, and which lithium also exerts effects on. Limitations:

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Suicide also occurs outside of mood disorders but we limited our discussion to mood because of our focus on lithium and extending our existing model of suicidal thinking and behaviour that is contextualised within mood disorders. Conclusions: Focusing on the neurobiological mechanisms underpinning suicidal thinking and

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behaviours through a lithium lens identifies important targets for assessment and intervention. The use of objective measures is critical and using these within a framework that integrates

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findings from different perspectives and domains of research is likely to yield replicable and validated markers that can be employed both clinically and for further investigation of this

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complex phenomenon.

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Keywords: Suicide prevention, biomarkers, endophenotypes, pharmacological

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treatment, lithium, GSK3β.

Introduction

A global target of 10% reduction in suicide by 2020 and 50% by 2023 has been set by the World Health Organisation (WHO; World Health Organization, 2014) because, despite

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concerted, multifaceted efforts, the rate of reduction in suicide has been dishearteningly slow. Part of the reason for this is the complexity of suicide and its multifactorial aetiology. Hence, a deeper understanding of its underlying mechanisms and the processes that drive suicidal

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behaviour is crucial for the development of effective preventative strategies.

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Suicide occurs in many situations but is most common in mood disorders. Indeed, the risk of suicide in mood disorders is 30 times greater than in the general population and 72-87%

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of completed suicides involve patients with either major depression or bipolar disorder (Arsenault-Lapierre et al., 2004). Therefore, it is necessary to examine suicide in the context of

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mood disorders and identify potential targets for better treatment and prevention. But in order

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to achieve this, a suitably sophisticated model is needed – one which bridges the gap between molecular mechanisms and clinical effects. A recent neurocognitive model of suicide in the context of bipolar disorder provides a useful developmental framework for the psychological processes that culminate in suicide (Malhi et al., 2018). This model brings together the neurobiological antecedents and the many environmental and psychosocial contributing factors 4

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that result in the emergence of suicidal thinking. Therefore, after briefly reviewing this model, this paper specifically examines the underlying neurobiology of suicide, and uses our knowledge of lithium in this context to focus on the inception of suicidal thinking.

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Method A literature search of articles was conducted to examine the intersection of suicide, mood disorders and mechanisms and the role of lithium. Recognized databases such as Scopus,

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PubMed, and PsycINFO using the keywords “suicide”, “suicide in mood disorders”, “suicide treatment”, “suicide prevention”, “suicide endophenotypes “,“neurocognitive model”, “suicide biomarkers”, “lithium treatment”, “lithium targets”, “anti-suicidal effects”, “GSK3β”, “treatment response”, “lithium response”, “treatment outcomes”. Bibliographies of identified

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articles were further scrutinized for papers and book chapters of relevance, that is, those with

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partial key words, in addition to drawing on literature known to the authors. These were deemed to be relevant if they addressed any of the keywords.

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A Neurocognitive Model of Suicide in the Context of Mood Disorders

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The distinguishing feature of our recently proposed model of suicide (Malhi et al., 2018) is that, while it briefly alludes to the underlying mechanisms implicated in the process of

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suicidal thinking, it also draws attention to factors involved in the generation of suicidal thinking or ideation and eventual enactment of suicide. And though it is tailored to bipolar disorders (BD), it can be applied more generally to mood disorders as a whole, in particular major depressive disorder (MDD). This is because, even in BD, suicidal behaviours occur predominantly during depressive and depressive-mixed mood states, as opposed to when 5

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experiencing symptoms of mania (Schaffer et al., 2015). Depression therefore provides continuity between bipolar and unipolar disorders and allows the model to meaningfully reflect suicidal processes across the spectrum of mood disorders. Specifically, suicide follows from the engagement of negative and maladaptive cognitive appraisal processes that take hold during

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depression. Indeed, negative cognitive appraisals have strong associations with depressive symptoms while hyper/mania is characterised by both positive and negative appraisals and positive appraisals, although maladaptive in this context, are however, incompatible with

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suicidal thinking (Kelly et al., 2012), explaining in part the higher prevalence of suicide during depressive episodes.

The factors impacting the appraisal system are myriad and include the consequences of

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perturbations in neurobiological systems and neurocognitive processes, all of which occur in the context of mood disorders and inter-current interpersonal difficulties. Therefore, targeting

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related biomarkers, neuropsychological vulnerabilities, and endophenotypes may provide a

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means of modulating appraisal processes so as to prevent the emergence of suicidal ideation. Traditionally, once suicidal ideation manifests, the focus of clinical management shifts to the

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prevention of engagement in suicidal acts (i.e. acting on suicidal thoughts). However, the Neurocognitive Model of Suicide (see Figure 1; Malhi et al., 2018) outlines the factors that

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escalate progression of suicidal thinking from ideation to attempt through intent, which also involves planning and in particular, the development and implementation of a suicide strategy. This then provides further opportunities to intervene and halt the process. Briefly, the emergence of suicidal thinking/ideation, if untreated, leads to engagement in suicidal acts, and it is the degree in the intensity of one’s motivation to act on such thinking and the volition to do 6

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so that explain the differences in suicide related expression between the mood disorders rather than the emergence of suicidal thinking. For instance, lethality risk is significantly higher in BD than MDD (Raja and Azzoni, 2004; Zalsman et al., 2006). The model reveals that prevailing maladaptive cognitions increase motivation and volition to act on suicidal ideation and that, as

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the severity and intensity of suicidal ideation and intent increases, the likelihood of suicidal attempts is also increased. But importantly, driving these motivations and volitions are underlying neurobiological and neurocognitive abnormalities, appraisal processes, and

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prevailing maladaptive cognitions that intensify in the context of interpersonal difficulties. The model therefore illustrates how neurobiological and neurocognitive factors can impinge upon, and ultimately drive a dysregulated stress response, and in so doing impair the appraisal system, which is fundamental to the inception of suicidal thinking. It therefore facilitates and

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encourages the identification of neurobiological and neurocognitive markers of suicide that

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may serve as targets of psychopharmacological treatments, while at the same time drawing attention to prevailing cognitions and interpersonal difficulties that can be targeted by

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psychosocial interventions.

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This paper builds on this model by exploring the deep underlying processes that commence with changes at the cellular level culminating in suicidal thinking. To aid this

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exploration, a zoom lens approach is used that considers a common element, namely lithium, which is known to operate at multiple levels and reliably link changes across different domains as having sufficient stepping stones to bridge the gap between the clinical phenomenology of suicidal thinking or ideation and its cellular substrates. In this approach, we briefly examine

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biomarkers, endophenotypes, and neuropsychological vulnerabilities, which in unison create a useful framework for understanding suicide in mood disorders. [Insert Figure 1 here]

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Biomarkers

Investigation and identification of biomarkers is a useful strategy to employ in gaining understanding of underlying processes or changes involved in suicide. Biomarkers is a term that

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refers to objectively measured and evaluated characteristics that give indication to normal and pathological processes as well as therapeutic responses (Atkinson Jr et al., 2001; Quevedo and Yatham, 2018), and in psychopathology, biomarkers are state-dependent, that is, they are present during the illness and subside with treatment response(Ref). However, in suicide, some

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of these biomarkers may be considered as candidate or potential endophenotypes in their own

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(see Section below).

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right while others may have strong associations with well-established suicide endophenotypes

Research linking biomarkers to suicide is limited and fragmented. A number of

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candidate biomarkers have been identified, but few have been corroborated sufficiently to be regarded as either specific or robust. Over the years, investigators have examined the

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neuroendocrine stress axis and related systems including inflammatory processes and regulatory neurobiology. For example, dysregulation of the HPA axis has long been known to occur in mood disorders, and, in suicide research, HPA axis dysfunction has been demonstrated in suicide attempters by non-suppression of cortisol during the dexamethasone suppression test (DST) (Courtet et al., 2011b; Mann et al., 2009). Similarly, proinflammatory cytokines, 8

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known to play a role in mood disorders, may also serve as potential suicide biomarkers because of their involvement in suicidal behaviours (Chang et al., 2017; O'Donovan et al., 2013). In a similar vein, reductions in brain derived neurotrophic factor (BDNF), leading to

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compromised neuroplasticity and impaired neurogenesis, have also been linked to suicide (Ambrus et al., 2016; Braquehais et al., 2012; Jokinen et al., 2007; Jokinen and Nordström, 2009). Importantly, and completing the loop to some extent, BDNF, as a major mediator of neuroplasticity, has been found to be under the regulation of both proinflammatory cytokines

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(Calabrese et al., 2014) and the HPA axis (Ambrus et al., 2016; Kunugi et al., 2010). Oxidative stress is also implicated in suicidal behaviours (Vargas et al., 2013).

Other potential biomarkers linked to suicide include circadian rhythm disruption,

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possibly through the Circadian Locomotor Output Cycles Kaput (CLOCK) gene expression as

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seen in suicidal bipolar patients (Bellivier et al., 2015; Pawlak et al., 2015). Accordingly, sleep disruption significantly potentiates suicide risk among bipolar patients with a past history of

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suicide attempts (Stange et al., 2016) and ‘next-day’ suicidal ideation in mood disordered patients (Ballard et al., 2016), and is increasingly considered a significant suicide risk factor

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(Ballard et al., 2016; Bernert et al., 2015).

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Potential biomarkers of significance also include metabolic and receptor alterations in neurotransmission. For instance, the serotonergic system, extending from genes (e.g. serotonin transporter (5HTT), Tryptophan Hydroxylase 1 and 2 (TPH1 and TPH2)) to receptors (e.g. upregulation of whole serotonin 1A receptor (5HT1A )and serotonin 2A receptor (5HT2A) postsynaptic receptors in the PFC) and even its metabolites (e.g. reductions in the cerebrospinal 9

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fluid 5-hydroxyindoleacetic acid (CSF 5-HIAA)), is implicated in suicidal behaviours (BlascoFontecilla and Oquendo, 2016; Courtet et al., 2011b; Mann et al., 2009; Samuelsson et al., 2006; Turecki, 2016). Additionally, 5HT receptor binding is also implicated in suicide phenotypes (individual characteristics closely associated with suicide, such as hopelessness). For example,

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inverse correlations have been found between orbitofrontal cortex (OFC) 5HT1A binding and aggression and between hopelessness and 5HT2A receptor binding. Other important

neurotransmitters implicated in suicide and its endophenotypes include dopamine (DA),

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acetylcholine (Ach), glutamate (Glu) and γ-Aminobutyric acid (GABA). However, a detailed discussion of their involvement is beyond the scope of this paper. Endophenotypes

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Given the complexity of suicide, one potentially fruitful strategy that could shed light on

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its inner mechanisms is to identify accessible endophenotypes. Once characterised, these endophenotypes can serve as building blocks which, in conjunction with evidence from

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translational studies, can be used to map pathways and processes that together form a framework that links suicidal behaviours to its substrates - at each level of brain function.

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Pursuing this approach may also facilitate the development of suitable animal models that in

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turn enable the experimental manipulation of the underlying neurobiology of suicide and its endophenotypes, and perhaps even allow the exploration of treatment effects (Gould et al., 2017).

Although all endophenotypes are biomarkers, not all biomarkers are endophenotypes as they do not fulfil the stringent criteria of an endophenotype, particularly the state 10

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independence criteria (Beauchaine, 2009; Beauchaine and Constantino, 2017; Lenzenweger, 2013). As such, endophenotypes are 1) characteristics associated with an illness or risk of illness in the general population, 2) heritable, 3) are primarily state independent, 4) co-segregate with the illness within families, thus linking the trait to gene variants, 5) are present in non-affected

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family members more so than in the general population, suggestive of a genetic basis, and 6) can be reliably measured and specific to the disorder or illness of interest (Beauchaine, 2009; Courtet et al., 2011b; Gottesman and Gould, 2003), although it has been recently suggested

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that this specificity may be relaxed to allow for transdiagnostic vulnerabilities and complexities (Beauchaine and Constantino, 2017). Therefore, endophenotypes are enduring genetically influenced traits. Identification and understanding of suicide endophenotypes will help to identify the neurobiological and neurocognitive basis of suicide in mood disorders. Therefore,

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characterizing endophenotypes that can be systematically measured will allow for testing of

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putative mechanisms. This is particularly important for the development of targeted interventions and for objectively evaluating efficacy of new treatments (Blasco-Fontecilla and

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Oquendo, 2016; Courtet et al., 2011b; Kovacsics et al., 2009).

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At the neurocognitive level, the endophenotypes of suicide in mood disorders that are most promising are aggressive and impulsive personality traits and disadvantageous decision-

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making (Courtet et al., 2011b; Hoehne et al., 2015; Kovacsics et al., 2009; Mathews et al., 2013; Richard-Devantoy et al., 2015). Interestingly, the emerging neural substrates of these cognitive processes, as revealed by functional neuroimaging, encompass brain regions strongly implicated in mood disorders, for example the OFC, dorsolateral and ventrolateral cortices (DLPFC and VLPFC), anterior cingulate cortex (ACC) and their subcortical connections (Broche11

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Perez et al., 2016; Coutlee and Huettel, 2012; Rudebeck et al., 2017). In practice, aggressive and impulsive personality traits and the propensity to make poor decisions may adversely influence the cognitive appraisal of social and environmental factors such that decisions and actions with clearly destructive outcomes – in particular for one’s self – can seem reasonable (Anderson and

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Bushman, 2002; Bortolato et al., 2013; Rogers, 2011). Indeed, the General Aggression Model (GAM; Anderson and Bushman, 2002) suggests that impulsive responses are elicited from

immediate appraisals of self, situation and environment that are governed by internal states,

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and are either automatic, or based on rudimentary decision-making processes. As such they do not require extensive thought, and therefore little or no reappraisal is engaged. Aggregation of the consequences of such impulsive and poor decision-making can eventualise in sustained feelings of defeat and entrapment, generating and exacerbating suicidal ideation. Interestingly,

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twin studies and family studies have shown have shown heritability and genetic transmission of

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aggressive and impulsive traits (Anokhin et al., 2015; Mann et al., 2009), that interact with environmental factors – suggesting that expression of aggressive-impulsivity is context

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dependent. This means that the heritable genetic predisposition may then be moderated by

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environmental factors such as exposure to violent behaviours of any kind, including suicidal attempts and various forms of childhood abuse (Turecki, 2005), to perhaps produce aggressive-

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impulsivity schema that influence decision-making (Fontaine and Dodge, 2006), and subsequent adoption of maladaptive appraisal systems and coping strategies. Additionally, through the use of the delay discount task, a measure of both impulsivity and decision-making in a twin study, this genetic transmission endorsed heritability of impulsivity traits and potentially decisionmaking (Anokhin et al., 2015). 12

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In addition to aggressive-impulsivity and disadvantageous decision-making, other biomarkers with potential for endophenotypic categorisation include autonomic dysregulation with altered skin conductance as demonstrated by electrodermal hypo responsivity (Chistiakov et al., 2012; Courtet et al., 2011b), 5HT dysfunction as shown by low levels of CSF 5-HIAA

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(Jimenez-Trevino et al., 2011; Mann et al., 2009), prolactin response to fenfluramine (Chistiakov et al., 2012; Courtet et al., 2011b) and, based on functional and pharmacological neuroimaging, altered serotonergic metabolism in the amygdala and PFC and altered serotonergic modulation

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of the PFC (Courtet et al., 2011a), early onset major depression and cortisol response to

psychosocial stress (Mann et al., 2009) and interestingly, alterations in markers of second messenger function such as GSK-3 (Mann et al., 2009) and lithium response (Chistiakov et al., 2012). However, in this review, to demonstrate the potential of endophenotypes as

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pharmacological targets, specifically, lithium, we will focus on the two well-established

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endophenotypes, namely aggressive impulsivity and impaired decision-making.

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Additionally, numerous biomarkers have strong associations with aggressive impulsivity and impaired decision making, strengthening the role of these biomarkers in potentiating suicidal

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behaviours (See Figure 4). For instance, proinflammatory cytokines and oxidative stress are

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associated with aggressive impulsivity (See Figure 4; Beurel and Jope, 2014; Gill et al., 2010), while circadian clocks are implicated in the regulation of aggression (Hood and Amir, 2018) and decision-making (Ingram et al., 2016). Specifically, the Hood & Amir (2018) review discusses evidence from human and non-human species, and what we can extrapolate from this review is that circadian clock genes alter neurotransmitter metabolism in emotion evoking brain

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networks e.g. amygdala and this activation or disinhibition increases the risk of impulsivity, and expression of aggressive behaviours. Additionally, with regards to human decision-making, an experimental paradigm of ethical and risky decision-making revealed that RNA-based chronotypes are significantly pronounced than questionnaire based chronotypes, and this

or phase of oscillating clock genes (Ingram et al., 2016).

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suggests that individual decision-making may be influenced by the timing of the circadian drive

Serotonergic dysfunction as evidenced by a reduced prolactin response to fenfluramine

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(a 5HT agonist) is also associated with aggressive impulsivity and impaired decision-making in suicidal patients (Courtet et al., 2011b; Mann, 2013; Mann et al., 2001). Indeed, the neurobiological basis of aggressive impulsivity implicating the various neurotransmitters has

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been subject to an extensive review which highlights the fact that they can serve as potential targets for psychopharmacological treatments (Comai et al., 2012). Potentially, any intervention

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that produces changes in these two endophenotypes may do so via direct and/or indirect but

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variable effects on these biomarkers.

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Interestingly, a mechanistic pathway from stress, via inflammation and oxidative stress to aggressive impulsivity and ultimately suicidal behaviours, is thought to involve the pivotal

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protein, glycogen synthase kinase 3 beta (GSK3β; see later) through which lithium exerts effects (Beurel and Jope, 2014; Coccaro et al., 2016; Luca et al., 2016). Linking biomarkers and endophenotypes to suicide via lithium therapy To clarify the series of events that commence at the cellular level and build successively to create suicidal thinking or ideation, a common element is needed – one which is known to 14

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operate at each level and thereby reliably links observed changes across different domains. Lithium is one such candidate, although other compounds (see (Tondo and Baldessarini, 2016) for a review) and ketamine (Price et al., 2014) may also be considered in this context, although their scope of operation needs further determination. Clinically, lithium is known to be anti-

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suicidal, and many of its cellular and intracellular actions are also well known. In addition, its effects on neurocognition, neural networks, and neurotransmission are measurable and are increasingly being investigated and understood (Malhi and Outhred, 2016). Thus, by tracing the

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effects of lithium and using its properties as a lens to focus on various levels, a mechanistic framework can be developed that may provide a deeper understanding of suicide processes

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and also point to potential targets for therapeutic and preventative interventions.

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[Insert Figure 2 here]

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Lithium therapy

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Developmental Perspective: Although lithium is considered the ‘gold standard’ for the treatment of bipolar disorders in adults, it has also been approved by the Food and Drug

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Administration (FDA) for the treatment of paediatric bipolar disorders in children and adolescents aged 12 years and above (Grant and Salpekar, 2018; Stepanova and Findling, 2017). However, in an open-label long-term treatment it was shown to be effective in the treatment of multiple phases of the illness in children and adolescents (from ages of 7 to 17 years old) although this effect is dependent on initial treatment response, that is, only those who initially 15

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responded well continued to do so during continuation treatment (Findling et al., 2013). As with adults, the dosing schedule requires titration depending on point of entry weight (< 30 kgs >) but electrocardiogram(ECG) monitoring does not seem to be a specific recommendation for its use by the American Academy of Child and Adolescent Psychiatry (AACAP) in this population

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group (Grant and Salpekar, 2018). With newer dosing paradigms, it is also well tolerated and safe to prescribe and administer (Findling et al., 2011; Findling et al., 2015), but, similar to

adults, therapeutic drug monitoring is still necessary (Landersdorfer et al., 2017). Potential side

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effects include dermatologic, endocrine, gastro-intestinal, haematological, neurological and renal complications but these may be mitigated by the adoption of countering strategies, e.g. reducing salt and caffeine intake, increasing or maintaining adequate hydration, ingestion of lithium with food. For those experiencing extrapyramidal symptoms or metabolic effects from

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second generation antipsychotics, lithium may be preferred. Despite the promising evidence for

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(Duffy and Grof, 2018).

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lithium therapy in children and adolescents, the full range of benefits remains little understood

Suicidal thinking and behaviours: Lithium is primarily known as a mood stabilising agent

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and is used mainly in the management of BD. However, it is increasingly apparent that, in addition to its profound mood stabilising effects, lithium has distinct independent anti-suicidal

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properties (Ahrens and Müller-Oerlinghausen, 2001; Ernst and Goldberg, 2004; Khan et al., 2011; Lewitzka et al., 2015b; Smith and Cipriani, 2017), that appear to be specific to lithium, as compared to other medications (Bellivier and Guillaume, 2016). In support of this view, a most recent meta-analytic review reveals increasing evidence of long-term lithium treatment antisuicidal effects in patients with both BD and major depressive disorder (MDD), particularly 16

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during depressive phase of BD (Tondo and Baldessarini, 2018). Generally, most other treatments (e.g. interpersonal therapy (IPT) and antidepressants) reduce suicidal behaviours by ameliorating depressive symptoms (Weitz et al., 2014; Zisook et al., 2011), suggesting that improvements in mood are a pre-requisite for these treatments to have any impact on suicidal

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thinking and behaviours. In contrast, lithium appears to achieve the same without necessarily improving mood (Jones et al., 2017), and possibly does so because it exerts effects on multiple levels. Notably, this anti-suicidal effect is also superior to that effected by other treatments,

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such as valproic acid and antidepressants (Toffol et al., 2015).

This evidence is primarily based on adult investigations as no such evidence exists in children and adolescents due to paucity of such investigations (see review(Cipriani et al.,

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2013).Indeed, although there is evidence of lithium effects on aggressive behaviour in children

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and adolescents with explosive aggression and conduct disorders (Masi et al., 2009). Lithium is thought to be most beneficial in preventing suicidal behaviours in the long-

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term, (Baldessarini et al., 2006; Tondo and Baldessarini, 2016, 2018). Its acute efficacy in this regard is largely unknown, but this will be illuminated when findings are reported from at least

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one randomized, placebo controlled multicentre trial of lithium and treatment as usual (TAU)

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assessing potential acute effects on suicidal ideation and behaviour in mood disordered patients during depressive episodes that is currently underway (Lewitzka et al., 2015a). Promising preliminary evidence from an exploratory proof of concept randomized double-blind parallel group study seems to suggest that therapeutic levels can be achieved within 4 weeks of treatment, and this short-term lithium treatment is beneficial in reducing suicidal behaviours.

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Neurocognition: The direct and indirect impact of lithium and its mechanisms of action on suicide endophenotypes in humans is yet to be thoroughly investigated, but there is already emerging evidence from animal studies of its effects on some endophenotypes such as aggressive impulsivity. For example, animal evidence reveals that lithium specifically reduces

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impulsivity in mice, as measured by the delay discounting task (a test of decision making, where the steep rate of discounting measures impulsive decisions; see Homberg, 2012) whereas valproate has no effect (Halcomb et al., 2013) and likewise, in rats, where lithium but not

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valproic acid or carbamazepine reduced premature responses in a three-choice serial reaction time task (3-CSRTT), that were independent of its motivation for food effects (Ohmura et al., 2012).

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Also, anti-aggressive effects of lithium in humans have been historically reported since John Cade’s 1949 publication and subsequent open-label studies of psychiatric patients and

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single- and double-blind studies of prison inmates (Jones et al., 2011; Muller-Oerlinghausen and

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Lewitzka, 2010; Sheard, 1971; Sheard et al., 1976) but no recent investigations have been published in adults, although there is evidence of lithium effects on aggressive behaviour in

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children and adolescents with explosive aggression and conduct disorders (Masi et al., 2009). No such studies have been conducted in mood disordered patients with suicidal behaviours.

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Indeed, although there is evidence of lithium effects on aggressive behaviour in children and adolescents with explosive aggression and conduct disorders (Masi et al., 2009),. However, based on the evidence of anti-aggressive effects, there is potential for lithium to also reduce suicide risk in this population, perhaps via its effects on the endophenotype of aggression.

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To date, and to our knowledge, only one study has investigated the effects of lithium specifically on decision-making in humans, and none in animal models. In this study, the Iowa Gambling Task (IGT) was used, and revealed a possible normalisation effect of lithium on decision-making, such that those taking lithium selected safer (less risky) options (Adida et al.,

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2015). Given the paucity of evidence of the direct or indirect effects of lithium on

endophenotypes thus far, an alternative approach that may prove useful is to examine the effects of lithium on neurobiological markers linked to identified suicide endophenotypes (See

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Figure 2). Lithium effects on decision-making have not been investigated in this population, but lithium seemingly interacts with psychotic symptoms to produce a less favourable outcome in executive control (Lera-Miguel et al., 2015). As suicidal thinking often presents during depressive and mixed states rather than a psychotic presentation, this may not be a significant

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issue.

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Neurocircuitry: Brain regions where lithium exerts its effects, and which are also the

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most robustly implicated in suicide, are the PFC, hippocampus and ACC. For instance, lithium has been shown to reverse grey matter volume changes in brain regions typically characterized

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by reductions in suicidal bipolar patients e.g. OFC, DLPFC, anterior cingulate cortex (ACC) and superior temporal cortex (STC) (Benedetti et al., 2011; Malhi et al., 2013; Toffol et al., 2015). In

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some instances, this ‘recovery’ occurs to the extent that volumes are greater than in health (Hallahan et al., 2011). This evidence stems from multiple sources, including animal studies, post mortem (both animal and human) and in vivo techniques and may be a specific effect of lithium. For instance, lithium treated rodents attain selective increases in cortical whole brain (WBV) and grey matter (GMV) volumes, with no effects on striatal regions, whereas haloperidol 19

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decreases these volumes (Vernon et al., 2012). Importantly, these lithium induced increases appear to be sustained, as demonstrated by post mortem animal evidence (Vernon et al., 2012). Increases in cortical GMV and white matter (WM) tract integrity have also been observed in lithium treated bipolar patients compared to lithium-free patients (Benedetti et al.,

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2013; Benedetti et al., 2015; Benedetti et al., 2011), and, even in healthy individuals, lithium produces increases in ACC and PFC GMV (Monkul et al., 2007). Such effects have also been noted in bipolar patients with psychotic depression, involving in particular, the hippocampus

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(Giakoumatos et al., 2015). This is noteworthy because, in rodents, lithium has been shown to increase cell numbers in the hippocampus (Rajkowska et al., 2016), as well as increase PFC and hippocampal oscillatory activity (Nguyen et al., 2017). These increases in structure and activity perhaps reflect lithium’s role in cell proliferation and regeneration as well as axonal repair –

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thus restoring structural connectivity. Such changes possibly underpin suicide-related

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neurocognitive dysfunction and its modification by lithium therapy.

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Neurobiology: Despite the clinical complexity of lithium therapy, its effects at the neurobiological level are clear and demonstrable. The variety of neurobiological processes

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associated with the clinical effects of lithium can be broadly conceptualised as intracellular (neuroprotection via neurotrophic factors & anti-apoptosis via anti-inflammatory and anti-

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oxidative properties and circadian CLOCK gene expression) and extracellular mechanisms (neurotransmission and hypothalamic-pituitary-adrenal (HPA) axis activity) (Figure 3)(Benedetti et al., 2007; Geoffroy and Etain, 2017; Malhi and Outhred, 2016; Malhi et al., 2017). Intriguingly, although at a clinical level lithium has seeming specificity, at cellular and molecular levels, it engages with a multitude of targets and appears non-specific in its actions. However, it 20

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is this broad range of actions that is perhaps key to its ability to stabilise complex systems and achieve both its effects on mood and separately on suicide. For instance, it may be because of its simultaneous actions on multiple targets that lithium is able to establish homeostasis by preventing and circumventing actions of other compensatory systems, which would normally

specificity is best exemplified by its actions on GSK3β.

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limit and/or reverse the effects of any agent. This multi-pronged diversity of action with clinical

GSK3β: In the adult brain, GSK3β is a widely distributed serine/threonine protein kinase

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that is concentrated in particular in the PFC (Pandey et al., 2009) - a brain region strongly implicated directly and as part of various neurocircuits in suicide-related neurocognition, especially disadvantageous decision-making.

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It is through its direct and indirect inhibition of the GSK3β pathway that lithium effects

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changes in inflammation, circadian rhythm CLOCK gene expression, monoaminergic neurotransmission, oxidative stress, neuroplasticity, physiological stress response and

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neurocognition (Geoffroy and Etain, 2017; Malhi and Outhred, 2016) (See Figure 3 and a summary schematic in Figure 4). The indirect pathways include the inositol monophosphate 1-

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phosphatase (ImPase1), myoInositol (mI), myristoylated alanine-rich c kinase substrate

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(MARCKS) and cyclic adenosine monophosphate (cAMP) pathways, but it is beyond the scope of this review to give a detailed examination of these. However, regardless of pathway, lithium, via its effects on GSK3β ultimately exerts effects on the neurobiological targets as above. And via GSK3β induced changes, lithium is ultimately able to alter suicidal thinking and behaviours.

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However, to better understand how lithium achieves this, it is important to examine the links between GSK3β, lithium, and suicide-related biomarkers and neurocognition. [Insert Figure 3 here]

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Cellular Mechanisms: As discussed earlier, GSK3β has many functions that are mediated via multiple signalling pathways. Its functions involve neurotransmission, neuroplasticity,

neuronal growth and metabolism (Can et al., 2014) (See Figure 3 & 5). (Rowe et al., 2007). At

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the extracellular level, there are bidirectional effects between GSK3β and HPA axis activity as well as neurotransmission (see Figure 3) (See (Malhi and Outhred, 2016) for detailed discussion of this bi-directionality. Psychological stress, which is important in suicidal thinking and behaviours, especially in the context of mood disorders, induces GSK3β activation via HPA

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dysregulation, and this subsequently increases proinflammatory cytokines e.g. interleukin-6 (IL-

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6) and tumour necrosis factor-alpha (TNF-α). Of note, both of these have been shown to be associated with the aforementioned suicide-related aggressive impulsivity endophenotype

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(Bellivier and Guillaume, 2016). Evidence from animal studies suggests that GSK3β plays a key role in the control of oxidative stress resistance in hippocampal neuronal cells, the region of the

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brain most pivotal to memory processes, especially in mood disorders (Schafer et al., 2004), and

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that GSK3β activation specifically impairs learning and inhibits hippocampal-dependent long term potentiation (LTP) (Jope et al., 2017). Furthermore, GSK3β activation is itself modulated by BDNF, indicating that it is involved in the regulation of synaptic strength and plasticity, and that it achieves these changes either independently or through the tyrosine receptor kinase B (TrkB) pathway (Can et al., 2014; Gupta et al., 2014).

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Finally, activated GSK3β is also involved in the regulation of circadian rhythms (Bellivier et al., 2015), which have been strongly implicated in suicide and mood disorders through associative circadian rhythm CLOCK genes (Pawlak et al., 2015). Indeed, a mouse model of circadian rhythmicity has revealed that rhythms in the suprachiasmatic nucleus (SCN) of the

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hypothalamus, hippocampal CLOCK genes and synaptic plasticity are directly regulated by

GSK3β (Besing et al., 2015; Besing et al., 2017). In humans, evidence of GSK3β regulation of circadian rhythms in suicide is sparse, but in mood disorders it has been found that BD lithium

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treatment non-responders significantly increased expression of GSK3β while decreasing

expression of circadian clock genes in (Geoffroy et al., 2017), suggestive of an dysregulated association between GSK3β activity and circadian clock genes, an effect that was not seen in

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treatment responders.

In sum, the actions of GSK3β, which are modulated directly by lithium, ultimately impact

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a number of key systems – all linked or strongly associated with suicidal thinking and

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behaviours and mood disorders.

Neurotransmission: Alterations in monoaminergic systems, involving serotonin in

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particular, have long been implicated in suicidal behaviours. For example, reductions in the

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concentration of serotonin metabolites such as 5-Hydroxyindoleacetic acid (5-HIAA), reflecting reduced serotonergic activity, have been thought of as potential biomarkers of suicide in psychiatric patients (Chatzittofis et al., 2013; Mann and Currier, 2007). Similarly diminished midbrain serotonin transporter binding in depressed suicide attempters (Miller et al., 2013) is also thought to reflect serotonergic neurotransmission compromise.

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Further bolstering the role of 5HT in suicide, links have been drawn between serotoninrelated genes and cognitive suicide endophenotypes. For example, the genes of tryptophan hydroxylase 1 (TPH1), a rate-limiting enzyme of serotonergic synthesis, and the 5hydroxytryptamine receptor 2A (HTR2A) have been associated with aggressive impulsivity

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(Antypa et al., 2013; Bortolato et al., 2013). Similarly, the suicide endophenotype of

disadvantageous decision-making has been shown to be modulated by polymorphisms in

serotonergic genes, the serotonin transporter gene, SLC6A4, TPH1, MAOA and TPH2 (Jollant et

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al., 2007). Thus, it would appear that the neural substrates of aggressive impulsivity and

disadvantageous decision-making involve changes in serotonergic neurotransmission at several levels.

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Interestingly, GSK3β appears to be heavily involved in serotonergic neurotransmission. For example, animal evidence indicates that phosphorylation of GSK3β in the mouse brain is

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regulated by serotonergic activity, with 5-hydroxytryptamine receptor 1A (HTR1A) mediating

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increases while 5-hydroxytryptamine 2 (5HT2) receptors mediate decreases (Li et al., 2004). Furthermore, in Tryptophan hydroxylase 2 (TPH2) Knockin mice it was shown that the TPH gene

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produced serotonin (5-HT) synthesis deficiency that lead to activation in cortical GSK3 and associated behavioural abnormalities in a test that models endophenotypes of mood regulation

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(Beaulieu et al., 2008). The TPH2 gene induced GSK3β activation is further evidence of 5-HT involvement in GSK3β activity albeit in mood regulation. Therefore, serotonin is potentially an important target for the activity of GSK3β in the context of suicide.

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In sum, the intricate link between GSK3β activity and identified biomarkers implicated in suicide (see Figure 3) that are also associated with suicide endophenotypes, gives sufficient impetus to target and inhibit GSK3β in order to reduce suicide risk. The fact that lithium is an

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effective inhibitor of GSK3β is therefore of considerable clinical significance. Limitations

There are methodological barriers that arose as a result of the complexity of both

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suicide and lithium mechanisms of action. The expansive results returned by the search terms used precluded an extensive review of all relevant aspects of lithium’s anti-suicidal actions. Additionally, the present discussion was limited to suicide in the context of mood disorders, given the focus on lithium’s actions within the framework of the Neurocognitive Model of

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Suicide that concentrates on suicidal thinking and behaviours within mood disorders.

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Furthermore, epigenetic mechanisms and potential role for lithium to reverse these epigenetic changes could not be addressed in this review.

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[Insert Figure 4 here]

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Conclusions and Future directions

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Suicide is a process. Tracking precisely where and when pharmacological interventions effect changes in that process is of clinical significance. But to achieve this, future research needs to adopt a longitudinal and prospective design so as to tap into the antecedents of suicide. This paper provides a novel perspective on the evaluation of suicide intervention strategies, by which treatments other than lithium may be considered. Figure 4 illustrates in

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summary form the mechanisms by which lithium perhaps effects its protective actions against suicidal thinking and behaviours. It provides an exemplar of the multi-level approach that can be used in the development of pharmacological agents for suicide prevention. An examination of the mechanisms of suicide – viewed through the lens of lithium’s actions - provides an

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important neurobiological perspective that adds depth to the Neurocognitive Model of Suicide. This then provides a framework for enriching our understanding of suicide and improving

clinical practice, and within which targeted interventions can be developed. By combining

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probes from different domains, for example blood and saliva biomarkers, brain neuroimaging techniques, parameters of neurocognitive function, and actigraphy monitoring, with the current approach of subjective self-reports, the responsiveness of individuals with suicidal thinking to therapeutic interventions such as lithium can be tracked and dissected in detail (see

[Insert Table 1 here]

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Table 1).

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Importantly, this broad set of assessments may be applicable in suicide assessment more generally – such that objective measurements of suicide can be made, and reliance on

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subjective self-reports can be minimised. It is therefore of great benefit to conduct further

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research in this area so as to identify and validate robust measures for use in clinical practice. Measuring changes at each of these levels of suicidal thinking and in each of these systems should provide a more comprehensive and meaningful picture of the neural brain of suicide insights which in themselves are likely to provide new opportunities for intervention and prevention.

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Role of funding source: The research conducted is supported by Australian Rotary Health Fund, NHMRC Program Grants (APP1073041; APP1050848 and APP1121510), the Ramsay Health Research and Teaching Fund, NSW Agency for Clinical Innovation and NSW Ministry of Health, Lundbeck and grants

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(PRG-0-090-14; SRG-0-089-16) awarded to GSM from the American Foundation for Suicide Prevention. The content is solely the responsibility of the authors and does not necessarily represent the official views of the American Foundation for Suicide Prevention nor any of the sponsors.

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Acknowledgements: GM conceived the idea, approach and structure of review and in consensus with ZM, PD and TO as to the best approach to take. GM subsequently conducted multiple edits keeping an overview of the scope of the review within the commissioned parameters. ZM performed primary literature searches with secondary searches conducted by LI and KL. ZM also synthesised evidence to

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produce the initial drafts, and GM, LI, PD and KL edited multiple drafts as often as necessary. The final

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drafts were produced with all named authors having viewed the manuscript and making

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recommendations to improve the quality and coherence of the paper.

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Figure Captions – Understanding suicide: focusing on its mechanisms through a lithium lens

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(Malhi et al., 2018)

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Figure 1. The Neurocognitive Model of Suicide in the context of Mood Disorders (adapted from Malhi et al, 2018), depicts the levels at which abnormalities are present in suicidal

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individuals alongside its neural substrates. This multi-factorial model accommodates neurobiological factors, including cellular mechanisms and neurotransmission, and the neurocircuitry that underpins neurocognitive processes. Together, changes at these levels contribute to the clinical presentation of suicidal thinking and behaviours. Approaching suicide from this perspective enables a deep understanding of the mechanisms underlying suicide. The 35

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model illustrates how psychopharmacological treatments can target suicidal thinking at multiple levels, by modifying cellular and molecular mechanisms, neurotransmission,

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neurocircuitry and neurocognition.

Figure 2. The actions of lithium bridge suicidal thinking and its underlying neurobiology. A schematic bridging the underlying neurobiological mechanisms of the clinical anti-suicidal

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effects of lithium (black arrows) to suicidal thinking and behaviours, via endophenotypes and cognitive appraisal. Suicide endophenotypes are well established, but underlying neurobiological mechanisms remain a grey area (indicated by grey shading). Although direct evidence for lithium’s effects on suicide endophenotypes and cognitive appraisals is limited

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(grey, dashed arrows), lithium’s neurobiological mechanisms are well understood and evidence

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of its anti-suicidal effects continues to grow. These mechanisms can be linked to suicidal thinking and behaviours via suicide endophenotypes, connections which may be bidirectional.

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Therefore, by looking through the lens of lithium, we may be able to examine the

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neurobiological processes that are abnormal in suicidal individuals.

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Figure 3. Schematic depicting the potential biomarkers affected by lithium and therefore implicated in suicide in mood disorders. By inhibiting GSK3β activity lithium targets a number of anti-suicidal biomarkers. Intracellularly, lithium inhibits GSK3β directly and thereby reduces oxidative stress and inflammation. Inhibition of GSK3β by lithium also enhances neuroplasticity and serves to regulate circadian CLOCK gene expression. Extracellularly, lithium has 36

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bidirectional effects on GSK3β that result in modulation of the HPA axis and regulation of neurotransmission – involving serotonin (5HT) in particular.

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Figure 4. A schematic summary of the pathways through which lithium prevents suicide.

Importantly, this gives a framework by which to approach evaluation of novel agents for suicide intervention. Assessment of suicide can be conducted at each node of the pathway, broadening

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the methods by which suicidal thinking and behaviour can be identified clinically.

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Table 1. Potential tools for suicide assessment.

Empirical Assessments

Emerging Assessments

Clinical presentation

Sheehan Suicidality Tracking Scale (S-STS)

Interpersonal Needs Questionnaire (INQ) (Van

(Coric et al., 2009)

Orden et al., 2012)

Columbia Suicide Severity Rating Scale (C-SSRS)

Acquired Capability for Suicide Scale (ACSS)

(Posner et al., 2011)

(Van Orden et al., 2008)

Buss-Perry Aggression Questionnaire – Short

Point Subtraction Aggression Paradigm (PSAP)

Form (BPAQ-SF) (Bryant and Smith, 2001)

(Bridge et al., 2015) (Geniole et al., 2017)

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Assessment Level

Neurocognition

Barratt Impulsiveness Scale (BIS) (Fossati et al., 2002, Bridge et al., 2015)

(Skibsted et al., 2017). Cambridge Gambling Task (CGT) (Masaki et al.,

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Overt Aggression Scale (OAS) (Malone et al., 1994, Rifkin et al., 1997).

2016) (Halcomb et al., 2013) Information Sampling Test (IST) (Bersani et al.,

Iowa Gambling Task (IGT)

2016).

Delay Discounting Task (DDT)

Resilience Appraisal Scale (RAS) (Johnson et al.,

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2010) Implicit Association Test of Risk Propensity Self-Concept (IAT-RPSC) (Horcajo et al., 2014),

Functional and resting state MRI (fMRI and

Pharmaco-Magnetoencelography (pMEG)

rsMRI)

(Muthukumaraswamy, 2014)

Diffusion tensor imaging (DTI)

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Neurocircuitry

Magnetic resonance spectroscopy (MRS) (Szulc

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et al., 2018)

Dexamethasone suppression test (DST)*

Actigraphy of sleep parameters** (Geoffroy et

and neurotransmission

(Mann et al., 2006, Jokinen et al., 2007)

al., 2014, Morgenthaler et al., 2007).

Dexamethasone/corticotrophin-releasing

Biological Rhythms Interview for Assessment in

hormone suppression test (Dex/CRH)* (Bschor

Neuropsychiatry** (BRIAN; Giglio et al., 2009)

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Cellular mechanisms

et al., 2011).

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F2-isoprostanes* (Milne et al., 2005)

Melatonin* (Pacchierotti et al., 2001, Pfeffer et

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al., 2018). Pittsburgh Sleep Quality Index (PSQI; Buysse et al., 1989) Cerebrospinal fluid 5-HIAA (CSF 5-HIAA)* Interleukin-6 (IL-6)*

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Malondialdehyde (MDA)* (Vargas et al., 2013)

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Tumor necrosis factor α (TNFα)* Brain-derived neurotrophic factor (BDNF)* GSK3β*

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* measured from blood or saliva

** These measures are included as assessments of cellular mechanisms because of their

association with circadian rhythm dysregulation and CLOCK genes, such that they can be

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considered behavioural manifestations of molecular clock gene alterations or mutations.

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