Environmental Impact Assessment Review 26 (2006) 106 – 119 www.elsevier.com/locate/eiar
Why are natural disasters not bnaturalQ for victims? Yoshitaka Kumagaia, John Edwardsb, Matthew S. Carrollc,* a Akita International University, Yuwa-machi, Akita, Japan Department of Psychology, Oregon State University, Corvallis, OR 97332, USA c Department of Natural Resource Sciences, Washington State University, Johnson Hall 183, P.O. Box 646410, Pullman, WA 99164, USA b
Received 30 August 2003; received in revised form 25 March 2004; accepted 28 June 2004 Available online 19 March 2005
Abstract Some type of formal or informal social assessment is often carried out in the wake of natural disasters. One often-observed phenomenon in such situations is that disaster victims and their sympathizers tend to focus on those elements of disasters that might have been avoided or mitigated by human intervention and thus assign bundueQ levels of responsibility to human agents. Often the responsibility or blame is directed at the very government agencies charged with helping people cope with and recover from the event. This phenomenon presents particular challenges for those trying to understand the social impacts of such events because of the reflexive nature of such analysis. Often the social analyst or even the government agency manager must sort through such perceptions and behavior and (at least implicitly) make judgments about which assignments of responsibility may have some validity and which are largely the result of the psychology of the disaster itself. This article presents a conceptual framework derived largely from social psychology to help develop a better understand such perceptions and behavior. While no bmagic bulletQ formula for evaluating the validity of disaster victims’ claims is presented, the conceptual framework is presented as a starting point for understanding this particular aspect of the psychology of natural disasters. D 2004 Elsevier Inc. All rights reserved. Keywords: Social psychological impact; Natural disaster; Responsibility; Victims’ perceptions; Conceptual framework
* Corresponding author. Tel.: +1 509 335 2235; fax: +1 509 335 7862. E-mail address:
[email protected] (M.S. Carroll). 0195-9255/$ - see front matter D 2004 Elsevier Inc. All rights reserved. doi:10.1016/j.eiar.2004.06.013
Y. Kumagai et al. / Environmental Impact Assessment Review 26 (2006) 106–119
107
1. Introduction Natural disasters are a significant cause of dislocation and disruption in the lives of people and communities. In the US alone 65 major natural disaster declarations were made in 1998, while in 1999, 2000 and 2001, 50, 45 and 45 major natural disaster declarations were made respectively in the US (FEMA, 2003a). The financial costs are significant. For example, in 1998 $4.2 billion was spent on natural disasters in the US and $1.4 billion was spent in 1999 (FEMA, 2003b). Some form of social assessment is often conducted in the wake of natural disasters. Social assessment practitioners, however, are concerned with more than financial costs. Social assessment is concerned with the broader impacts of such events on the lives of individuals, families and communities. One of the complications that assessment practitioners and government agency managers face that is not an issue in assessments conducted by those in non-social disciplines is reflexivity. Put simply, what people believe about the cause of an event can have an impact on how they respond to and in some cases recover from the event. Perhaps the most famous example of this is the Buffalo Creek flood in West Virginia in 1972. At least one scholar who studied the aftermath of the flood concluded that the communities’ seeming inability to recover from the event had to do with the belief on the part of victims that human negligence (in this case on the part of a mining company) was to blame for the event (Erikson, 1976). Generally speaking, whether it is justified or not, blaming appears to draw energy away from recovery. For example, in the case of damage from forest fires in residential areas, Carroll et al. (in press) uncovered evidence of conflict within communities over whether to expend energy blaming the US Forest Service for the fire damage or to bmove onQ in the recovery process. Despite the obvious negative consequences associated with blaming in such situations and the sometimes overwhelming influence of non-human factors such as weather, climate, water flow. etc., it is widely observed that disaster victims tend to look for human agency in constructing their explanations of why their lives were disrupted by an event (Shaver, 1985; DeMan et al., 1985; Rochford and Blocker, 1991; Blocker and Sherkat, 1992). This article attempts to provide a conceptual framework that addresses why natural disasters are often not perceived as bnaturalQ by people who are victimized by them but instead are often regarded as having been caused by human agents. In some cases, the very parties who are charged with attempting to protect society from or to mitigate such events are seen as the agents responsible for the damage and disruption disasters create. Beyond conceptual development for its own sake, we believe such a framework will have practical applications including: (1) helping social impact assessment practitioners and employees of government agencies charged with attempting to prevent and/or mitigate the effects of disaster events understand why victims sometimes view the cause of and responsibility for disasters differently than they do; (2) encouraging relevant agency members to be aware of the importance of effective communication in the context of disaster events; and (3) helping agencies and social impact assessment practitioners to generate disaster preparation and mitigation plans that take into account the possibility of (and hopefully the minimization of) inaccurate or oversimplified blaming by victims and observers. While this paper makes no claim of offering bmagic bullet’ solutions to the
108
Y. Kumagai et al. / Environmental Impact Assessment Review 26 (2006) 106–119
problems generated by the dynamics we describe here, the authors hope this framework provides a starting point for understanding them as a first step toward solving the problems they create. As we noted above, an often-observed phenomenon among victims of natural disaster is that they often do not regard a natural disaster as bnaturalQ despite the fact that primary agents of natural disasters are often uncontrollable natural forces. What is complicated about such situations and what leaves open the possibility of a variety of attributions about causation is the fact that human action (or inaction) can nearly always be said to be involved in disaster events. For example in the case of floods, perhaps flood control measures were in place (or not) and the flood happened anyway. Perhaps some actions upstream affected water levels; perhaps the weather report underestimated rainfall and the threat of flooding was not taken seriously. Causation of forest fires is particularly complicated. Was the cause of the fire the person who threw the cigarette out the car window or 75 years of fire exclusion in forest stands accompanied by resulting forest floor fuel buildup? Was the fire a natural event in the life of the forest and within the historic range of variability or was it the result of human carelessness or forest management malpractice? What often occurs in bnaturalQ disaster situations is that victims and observers oversimplify the bcausesQ of the event in such a way as to focus on those elements that were or bshould have beenQ within the realm of human control. Instead of painting a complex causal picture that an objective analysis might suggest, they often simplify that picture and focus on the belief that the consequences of natural disasters are the result of human actions or inactions, and they assign primary responsibility for the damage and disruption to human agents. There are numerous examples of victims making these sorts of attributions. Victims of the La Conchita (Ventura County, CA) landslide believed that the La Conchita Ranch Company’s farm practices caused the landslide, and consequently, they sued the ranch for damages (Polakovic, 1998). Although a lawyer for the La Conchita Company insisted that a lengthy heavy rainfall was the most direct cause of the landslide, victims did not regard it as the primary cause of the landslide. Blocker and Sherkat (1992, p.154) found that two-thirds of a group of flood-impacted survey respondents regarded the bflood as a technological disaster and assigned responsibility to government officials and development policies.Q Some victims of the Wenatchee Complex Fires of 1994 blamed the USDA Forest Service (USFS) because they believed that the agency had delayed its initial attack and had inadequate firefighting strategies (Daniels, 1997; Carroll et al., 2000). Although lightning ignited the fires, and their size and intensity were amplified by high winds and heat, some victims did not regard those natural forces as the primary causes of the damage (Carroll et al., 2000). Kumagai et al. (in press) discovered that some victims of the Butte Complex fires in northern California, which were started by more than 5000 lightning strikes, insisted that back fires set by firefighters in fighting the blaze burned their properties, despite the fact that there was no evidence for this. 1.1. Two common assumptions The way in which such victims perceive natural disasters and who is responsible for their damage seems to be based at least in part on two assumptions commonly made
Y. Kumagai et al. / Environmental Impact Assessment Review 26 (2006) 106–119
109
about such events. First, victims and potential victims often believe that society should be able to prevent most natural disasters by using technologies and skills to control the natural forces that trigger such events. This assumption appears to have become more dominant in current-day western thought than it was historically. As pointed out by some researchers, the assessment of causalities of natural disasters has changed significantly over the last centuries as modern technology advanced and the extent of human intervention in natural resources increased (Blocker and Sherkat, 1992). Historically, almost all natural disasters tended to be regarded as bacts of GodQ (McCaughey et al., 1994). Moreover, predicting where and when earthquakes, tsunamis and volcanic eruptions would take place was almost impossible because devices such as seismographs had not been invented in those days. Therefore, there might not have been any candidate but bnatureQ as the primary cause of natural disasters during that era. However, the invention of various technologies has dramatically improved society’s ability to predict the occurrence or movements of natural disasters. Such technology, of course, cannot be the target of blame assignment. Instead, human agents who have invented and utilized such technology are often the target of blame by victims and those who sympathize with victims. The second assumption is the widespread belief that government entities should protect the public from most any natural disaster. Thus alternative candidates for blame assignment by victims have emerged: government entities (and sometimes non-government entities) became objects of blame when individuals are victimized by natural disaster. It is more than a little ironic that the advancement of technology has made the distinction between natural and technological (human-caused) disasters less clear (Berren et al., 1980; McCaughey et al., 1994). bThe disaster agents, per se, have become less seen as distinguishing factors as the control of nature is interpreted not only as within human ability, but also as society’s responsibility,Q (Blocker and Sherkat, 1992, p.161). As Drabek (1986, p. 201) cogently points out, bthe American experience of the past three decades seems to be one wherein God is losing ground very rapidly, and disaster victims engage in a blame assignation process.Q These two widely held assumptions ignore or downplay a number of realities. Regarding the first assumption, human agents can and do predict the occurrence of natural disasters to a greater extent than ever before by using modern technology. However, even the best equipped and trained technical experts cannot precisely predict when and how every natural disaster will take place. Regarding the second assumption, in the US, various levels of government agencies from local fire departments to the Federal Emergency Management Agency (FEMA) are established to deal with preparation, mitigation, rescue and restoration activities associated with natural disasters. In the practical world, those entities, however, cannot assume the burden for all responsibilities and activities related to disasters. In summary, the literature (i.e. Stallings, 1988; Wolensky and Miller, 1981) generally suggests that citizens appear to expect instantaneous reactions from governmental agencies during natural disaster events, which thereby puts such agencies in the position of becoming available for blame targeting by victims and their sympathizers when such actions are not forthcoming in the manner and/or time frame expected.
110
Y. Kumagai et al. / Environmental Impact Assessment Review 26 (2006) 106–119
2. Conceptual framework 2.1. Overview Beyond the above-mentioned societal assumptions, is there a specific explanation of why people tend to attribute the causes of natural disasters to human agents generally and governmental agencies in particular? A significant body of work in the field of social psychology addresses the processes that guide people’s assessment of causation, blame, and responsibility. Such work typically falls under the auspices of attribution theory (Heider, 1958; Jones and Davis, 1965; Kelley, 1967). Attribution theory concerns the processes by which people understand the causes of events, the factors that influence those processes, and the consequences of making different types of attributions. Decades of work on attribution have yielded an enormous amount of empirical and theoretical work. The model presented in this paper is based largely on this work. Before proceeding it will be helpful to draw the reader’s attention to two key distinctions in the psychological attribution literature. Researchers in social psychology distinguish between internal and external attributions (e.g., Heider, 1958). Internal attributions are attributions to causes that reside in people, such as their personality traits or motivations. External attributions are attributions to causes that reside outside of people, such as situational factors. This distinction has been shown repeatedly to have important consequences for the person’s behavior, thoughts, emotions, and well-being (e.g., Buchanan and Seligman, 1995; Weiner, 1985). For instance, attributing the cause of a negative event to oneself (i.e., attributing to a cause with an internal locus, as when a student attributes a bad grade to low intelligence) tends to hurt self-esteem and elicit negative emotions (e.g., Weiner, 1985). The second distinction is between causal attributions and responsibility attributions. A causal attribution is the determination of the antecedent(s) of an event sufficient for the occurrence of the event (Shaver and Drown, 1986). Causes may or may not involve humans. Responsibility attributions, on the other hand, are judgments about people that are designed to assess whether a person should be held accountable for some event. Responsibility attributions concern banswerabilityQ, that is, who is to be held accountable for an event (Hamilton, 1978; Schlenker et al., 1994; Shaver, 1985). They are wedded to societal needs to regulate the behavior of members, maintain a system of rewards and punishments, and bparcel outQ societal tasks to different elements of the society. Attributions of cause are relevant to responsibility attributions inasmuch as they are a component that feeds into the assessment of responsibility, but the two judgments are distinct (Shaver, 1985). Judgments of responsibility become more likely with increases in the target’s perceived causal connection to the event, awareness of the consequences of his or her actions, intent to bring about the event, lack of coercion, and understanding of the moral ramifications of the act (Shaver, 1985). Because responsibility attributions are embedded in societal expectations of appropriate behavior, they also involve moral or legal factors. That is, in assessing responsibility, people’s behavior is examined to see if it conforms either to general standards of behavior or to standards entailed by the person’s specific role in the society (Hamilton, 1986; Schlenker et al., 1994). One ramification of this is that a person can be held responsible for an event without actually having actively
Y. Kumagai et al. / Environmental Impact Assessment Review 26 (2006) 106–119
111
caused it, as in the case of a person who had the ability to prevent a negative event, and should have done so according to the moral standards of the society, but failed to act. Some researchers have suggested blaming as a third type of attribution, in which a responsible person is accused of having purposefully done something immoral that led to the event (Alicke, 2000; Shaver and Drown, 1986). However, it is common for the terms blame and responsibility to be used synonymously. 2.2. Attributions for natural disasters A natural disaster is a prototype of an event that will elicit attributions from people, especially people victimized by it (cf. Lehman et al., 1987; Taylor et al., 1984). Disasters are typically unexpected, negative, and seen as important; these attributes are the three main instigators of attributional thought (Bohner et al., 1988; Weiner, 1985). Disasters are also likely to prompt people to consider attributions of responsibility and blame because they will strongly threaten people’s sense of control (Walster, 1966), another instigator of attributional thought, and because the scope of such events typically has relevance to the larger society. In considering the forces that impact victims’ attributional thought for natural disasters, it may be useful to think in terms of the process illustrated in Fig. 1. Attributions are the result of a sequence of cognitive stages or processes, each of which can be influenced by a
Fig. 1. The dynamics of the formation of attributions about disasters.
112
Y. Kumagai et al. / Environmental Impact Assessment Review 26 (2006) 106–119
variety of factors. These stages, portrayed in the figure, are encoding, the taking in of information; retrieval, the recovery or reconstruction of previously encoded information from memory; and judgment, the putting together of different pieces of information into a judgment, inference, or decision (in this case, an attribution). As we discuss below, biases can occur at each of these stages. Prior to the disaster (and the attribution of it), certain elements will already be in place that will influence subsequent attributions (labeled bpreexisting personal qualities and beliefsQ in the figure). These are primarily psychological in nature as they are things such as beliefs, knowledge, and motivation. They include people’s chronic levels of control and self-esteem motivation (that is, how strongly the person feels a need to control events and how strongly the person wants to maintain a positive view of him- or herself); preexisting beliefs about things relevant to the disaster (e.g., beliefs about the causes of the type of disaster that will occur); and knowledge of actions they have taken relevant to the disaster and their beliefs about the impact of such actions (e.g., what type of vegetation they’ve planted around their house and their beliefs about the flammability of this vegetation). In addition, people have personal qualities that influence their ability to think through information (e.g., intelligence, education). A second set of factors influencing attributions is directly tied to the event itself. These include the type of event (fire, flood, etc.), the victim’s personal outcomes (e.g., was their property damaged?), and the actual causes of the event. A third set of factors occurs at the time of the attribution (probably after the disaster but not necessarily). These include information about the event, the source of such information, the political context, specific questions asked of the person and the social context of the question (i.e., when a researcher asks a victim about the disaster, does the person believe they are being asked for a causal or responsibility attribution?), and factors that influence a person’s ability to think mindfully about their attribution (e.g., factors influencing level of stress; distraction). These factors can directly influence the three stages or they can work indirectly, through their impact on motivation. Cognitive and motivational factors are traditionally viewed by psychologists as separable factors, although they can influence each other. The relevant motivational events will involve control and self-esteem motivation. Fig. 1 is organized such that psychological events (motivations, the three cognitive stages, and preexisting personal qualities and beliefs) are to the right and situational factors are to the left. In addition, the timing of various events is ordered from earliest (top) to latest (bottom). As the figure suggests, encoding is probably done chiefly during the event itself, whereas retrieval is done at the time of the attribution. Motivations are likely to be active and influential both at the time of the event and during the formation of the attribution. Note that the timing suggested by the figure is not set in stone and can vary depending on the individual situation. For instance, a victim might receive and encode information after the event, or the attribution might be made during the event. Nonetheless, the pattern represented in the figure is the most likely course of events. With this framework in mind, we next consider factors likely to be associated with disasters that can influence the attributions of disaster victims, in particular the factors that lead the attributions of victims to differ from those of other people. In some ways, it is not surprising that disasters often provoke differing attributions from victims and government agencies (as well as from outside observers), nor that victims often blame government
Y. Kumagai et al. / Environmental Impact Assessment Review 26 (2006) 106–119
113
agencies for the disaster. There are several factors known to influence attributions that are likely to push victims towards attributing natural disasters to government agencies. 2.3. The nature of the event One relatively straightforward reason that the attributions of victims sometimes differ from those of other people is that the two groups are making attributions for different events. Misunderstandings about which event a victim is explaining can lead to incorrect conclusions regarding victims’ attributions (cf. Shaver, 1985). One can distinguish between attributions for the overall disaster (e.g., bthe Biscuit fireQ), for a more localized component of the disaster (bthe part of the fire that reached my townQ), and for specific harms done to the victim (bthe destruction of my houseQ), as well as others. Even though these specific events may have causal factors in common (e.g., a lightning strike), they also will have unique causal factors (wind direction, type of vegetation on a victim’s property). In addition, the perceived necessity (the extent to which a particular causal factor must occur before the event will happen) and sufficiency (the extent to which a causal factor can bring about the event by itself) of different causes for bringing about these different events is likely to differ. For instance, a lightning strike on a distant hill may be seen by people as higher in sufficiency for explaining the existence of a forest fire in general than it is for explaining a specific type of damage to a specific house in a specific location, which may require the addition of other explanatory factors (e.g., wind direction). Therefore, when thinking about victims’ attribution for natural disasters, it is important to be clear about which event they are trying to explain, as what looks like an irrational or biased attribution for one event may actually be a reasonable attribution for a different event. Note that the choice of event the person explains will be influenced by factors such as the salience of the event and the person’s motivations. Victims will probably be very motivated to explain the specific harm done to them, and such harm will be very salient to them. Government agency personnel, on the other hand, will probably be much more focused on the event in general. A similar issue concerns clarity about whether victims are making causal attributions or responsibility attributions. Causal attributions concern issues of the sufficiency of a factor to cause an event, and do not necessarily involve humans. Responsibility attributions are designed to assign accountability, and always involve people or groups. It is not uncommon, even in the social psychology literature, to find uncertainty regarding whether people are making causal attributions or responsibility attributions, often because research participants were asked questions that were vaguely or inappropriately worded (Shaver and Drown, 1986). Note that sometimes subtle social factors can guide people toward making one or the other type of attribution, as when a victim believes that a reporter is especially interested in assigning responsibility to someone and they answer questions in that light. 2.4. Motivational factors Motivations are also likely to play an important role in guiding the attributions of victims. As shown in Fig. 1, motivations can be active and influential both during and after
114
Y. Kumagai et al. / Environmental Impact Assessment Review 26 (2006) 106–119
the event, and can influence encoding, retrieval, and judgmental processes. Disasters are likely to arouse very strong self-esteem, and particularly, control concerns for victims. Natural disasters are obviously extremely negative events for victims, often impacting a person’s life in a wholesale fashion. Attribution theory suggests that in the face of such events, people will feel a loss of control, such that they fear that they are unable to do things to bring about positive events or avoid negative ones. Lack of control motivates people to regain feelings of control. One way that people do this is to choose attributions for the negative event that help them feel more in control (Kelley, 1967; Wong and Weiner, 1981). The type of attribution that people choose to accomplish this goal, however, will vary depending on the exact circumstances. In a review of the literature on blaming others for negative events, Tennen and Affleck (1990) argue that blaming others is most likely under a specific set of circumstances. Specifically, blaming others tends to occur when the other person was present during the event, in a position of authority or responsibility relevant to the event, not well known to the attributor (so as to decrease both the likeability of the target and the possibility of retaliation by the target), and when the event being explained was severe. Obviously, these conditions will be the case with regards to many government agencies in natural disaster situations. In disaster situations, victims’ tendencies to blame others may be bolstered by selfesteem motivation. Because they are negative events, disasters will provoke self-esteem concerns on the part of victims. Much research has shown that that such motivation leads people to make external attributions for negative events (e.g., Weary, 1978). It is not surprising that victims would prefer to avoid feeling stupid or incompetent, as would be the case if they made an internal attribution for their plight. 2.5. Informational factors The information that people have concerning a disaster constrains the attributions they can make, since both the attributed causal factor and the supporting evidence for the attribution must be contained in it. Some of this information will be gained during the event itself, whereas some of it will be gained afterwards. Such information will first be encoded and then retrieved when the victim is making his or her attribution. One way to think about this is that information is bfilteredQ through the person’s cognitive processes. Encoding processes will heavily influence what information the victim has available for an attribution and the way that information is interpreted. For instance, the person may not attend to information at the encoding stage, making it difficult or impossible to retrieve this information. Alternatively, he or she may focus a great deal of attention on a piece of information, making it easy to retrieve. Even when a person attends to a piece of information, the person will interpret the information in a way that makes sense to him or her, which can lead to biased encoding. The more ambiguous the information, the more the victim will have to rely on their own interpretation. Encoding done during or immediately after a disaster is likely to be subjected to strong biasing forces. Emotions and motivations will be strong, the person will be under a great deal of stress (which tends to narrow attention), and there will probably be a large number of things demanding people’s attention, which affects the amount of encoding that can be
Y. Kumagai et al. / Environmental Impact Assessment Review 26 (2006) 106–119
115
done for any one piece of information. Retrieval processes will also subject to biasing factors. Note that retrieval is heavily dependent on encoding—when information is not encoded well, it is difficult to retrieve. Also, strong expectations and motivation can lead people to bconstructQ memories that are biased towards the expectation or motivation. In addition, victims’ perceptions of the source of information will influence their use of it. A victim may be unsure about the veracity or relevance of the information he or she has. In a disaster situation, what information victims have about the broader situation is likely to be obtained rather haphazardly from a variety of different sources (media, rumor, etc.). These sources may present conflicting information. Some information, especially if it is technical, may be difficult for victims to understand. Uncertainty about its veracity may lead them to discount even potentially useful information. This uncertainty may sometimes be prompted by suspicion of the source’s motives or expertise. Suspicion tends to lead people to discount information they get from a source (e.g., Koomen et al., 2000). Such suspicion may extend to government personnel, especially if the victim harbors negative beliefs about government. Factors such as these can have a profound effect on the attributions victims make, as people cannot make attributions to things of which they are unaware, that they do not understand, or the veracity of which they are unsure. From this perspective, it is perhaps not surprising that people making attributions about natural disasters will make attributions to things such as the personal characteristics of agency personnel (e.g., to their incompetence or to nefarious motives) rather than to more technical causes, since human traits and motives are something most people feel that they understand intuitively. Another factor that will influence the attributions that victims make is their ability to process that information. Generally speaking, people either can put a great deal of conscious effort into making attributional judgments, in which they try to utilize as much information as they have and combine it in sophisticated ways, or they can put little if any conscious effort into such judgments, relying instead on their nonconscious processes to suggest an attribution (e.g., Gilbert, 1989). Judgments made nonconsciously will be highly susceptible to being biased by factors influencing memory and attention, such as the salience of information or preexisting expectations. This is not to say that consciously made attributions are immune to such biases, but conscious effort does at least offer people the opportunity to correct for biases of which they are aware. Because of the importance of the event, most disaster victims will be motivated to consciously think through their attributions, but circumstances may limit their ability to do so. There may be a number of things requiring their attention and thus limiting their ability to focus on the attributional judgment (a state known as bcognitive busynessQ, Gilbert and Malone, 1995). The stress of the situation may affect their ability to concentrate. There may also be natural, preexisting differences in people’s ability to consciously make such judgments. 2.6. Attributions of responsibility It would be expected that many disaster victims are eager to assign responsibility for their misfortune. Factors that instigate responsibility attributions, such as control motivation, the desire for retribution, and societal needs to identify culpable parties, are likely to be present in disaster situations. Victims may also be motivated to blame others
116
Y. Kumagai et al. / Environmental Impact Assessment Review 26 (2006) 106–119
for the mishap for political reasons, since judgments of responsibility for an event can directly impact the extent to which victims are perceived by others as deserving of aid (Sitka, 1999). Therefore, even when victims are clearly asked to make a causal attribution, they may be motivated to make a responsibility attribution instead. Responsibility attribution can be influenced by a number of biasing factors (e.g., Alicke, 1992). For instance, the more severe the event, the more blame is assigned (Walster, 1966). Affect can also play a role. Alicke’s (2000) Culpable Control Model of assigning blame postulates that once the process of assigning blame has begun, people are motivated to blame the person or group that elicits the most negative affect. This negative affect might be elicited by any number of things, such as the perceiver’s estimation of the target’s character, behaviors, intentions, race or gender, etc. The perceiver then attempts to validate his or her blame attribution by examining relevant evidence. This process tends to be biased towards confirmation of the attribution. A number of psychological processes support this validation bias, including tendencies to overestimate how much control the target person had over the event, to lower standards for assigning blame, and to seek information that is consistent (as opposed to inconsistent) with the blame attribution. The ramification of this is that once a victim starts down the road towards blaming government agency personnel, it is unlikely that they will reverse course unless confronted with overwhelming evidence that they should do so. It is important for agency personnel to be aware that arguments regarding the natural causes of disasters may not be persuasive to someone who is making a responsibility attribution. For one thing, the biases described above may lead the person to believe that the agency had more control over the event or its effects than the agency is admitting. More importantly, because responsibility attributions can be made on the basis of a person or organization’s social role, the agency may be held accountable even for events over which it has very little control simply because the person believes the agency’s role is to deal with such events.
3. Discussion The dynamics discussed in this paper create practical problems of at least three types in the management of disaster situations. First, they may hinder effective communication between disaster-affected citizens and responsible agencies owing to conflicting views regarding the causality of a natural disaster and who was responsible for it. The ineffective communication may heighten frustration between these two parties, and make it difficult to build the cooperative relationships necessary to work on recovery or future natural disaster management. Second, the dynamics described above may lead to tension toward and distrust of public officials on the part of victims and perhaps the general public. This may, in turn, negatively affect the public’s future support for government initiated actions to prevent or mitigate disasters. In such circumstances, polarization and tension between these two parties may be increased, damaging their ongoing and future relationships and possibly leading to costly and time-consuming lawsuits. This may lead to a destructive cycle of recrimination and increased mistrust between citizens and their government. Third, simply
Y. Kumagai et al. / Environmental Impact Assessment Review 26 (2006) 106–119
117
assigning responsibility for the damages to government agencies may negatively affect victims’ future risk awareness of and preparedness for potential natural disasters. Taking preventive actions for potential natural disasters is often a shared responsibility between citizens and their government. A focus on blaming may impede constructive actions such as taking practical steps in recovery or cooperative actions to prepare for a future event. The distinction between blaming that is based largely or solely on social–psychological dynamics and that which is based on genuinely substantive issues is not always easy to make. It would be a mistake in the authors’ view to chalk up every instance of citizen anger with government agencies concerning disaster events to incorrect or incomplete attributions; after all government agencies and other entities sometimes do engage in what might be broadly seen as negligent or irresponsible behavior On the other hand, in dealing with disaster situations, it is particularly useful for the social impact assessment practitioner to understand their potential for triggering such attributions and to recognize such reactions for what they are. In real life situations, attributions made concerning human agents’ role in bcreatingQ a disaster may not be entirely incorrect but may simply place undue emphasis on some human failure in the midst of much more powerful natural forces. The ability to recognize the potential for such dynamics is the first step in dealing with their negative consequences. It is not our purpose in this paper to lay out detailed strategies for dealing with the practical consequences of the dynamics we have described here. However, a couple of observations are in order. One is that although they are no panacea, the communication strategies of responsible officials and their relationships to affected parties in disaster situations do seem to matter. Kumagai et al. (in press) and others have observed that when responsible officials seem excessively bureaucratic in their communications and dealings with victims, blaming seems to be more likely. Such a style is likely to elicit negative affect on the part of victims and to bring to mind negative stereotypes of government employees, both of which will make increase the likelihood that officials are blamed. On the other hand, when positive personal relationships are developed (or even better, exist before the event) blaming seems less prevalent (Tennen and Affleck, 1990). Those planning for and managing disaster situations should carefully consider the short- and long-term implications of how and what they communicate to victims and the general public in light of the emotional and biophysical aspects of any disaster. It is important that whatever is communicated to victims and the public during a disaster event be as clear, consistent, empathetic and honest as humanly possible. The other observation is that defensive or less than honest responses to blaming serve no purpose other than to add fuel to the fire. It is our observation that when public officials admit to human errors when they occur in disaster situations and express empathy toward victims, negative dynamics are more likely to defuse. If there is a single message for those who deal with disaster situations in the framework presented here, it is that inaccurate or oversimplified attributions on the part of disaster victims and their sympathizers are not something to be seen as outside the range of expected behavior and thought processes. Further, such dynamics can be understood in terms of their causes just as biophysical events can be seen in light of their causes. This framework is suggestive rather than definitive. The more we can learn about such dynamics, the more effectively we can deal with the human experiences of disaster events.
118
Y. Kumagai et al. / Environmental Impact Assessment Review 26 (2006) 106–119
Acknowledgement The authors wish to acknowledge the assistance of Patricia J. Cohn in preparing this manuscript. References Alicke MD. Culpable causation. Journal of Personality and Social Psychology 1992;63;368 – 78. Alicke MD. Culpable control and the psychology of blame. Psychological Bulletin 2000;26;556 – 74. Berren MR, Beigel A, Ghertner SA. Typology for the classification of disasters. Community Mental Health Journal 1980;16(2);103 – 11. Blocker JT, Sherkat DE. In the eyes of the beholder: technological and naturalistic interpretations of a disaster. Industrial Crisis Quarterly 1992;6;153 – 66. Bohner G, Bless H, Schwarz N, Strack F. What triggers causal attributions? The impact of valence and subjective probability. European Journal of Social Psychology 1988;18;335 – 45. Buchanan G, Seligman MEP, editors. Explanatory style. Hillsdale, NJ7 Erlbaum; 1995. p. 303. Carroll MS, Cohn, PJ, Soosholtz, DN, Higgins, L. Fire as a Galvanizing and Fragmenting Influence on Communities: The Case of the Rodeo-Chediski Fire. Society and Natural Resources, In press. Carroll MS, Findley AJ, Blatner KA, Rodriguez-Mendez S., Daniels SE, Walker GB. Social Assessment for the Wenatchee National Forest Wildfires of 1994: Targeted Analysis for the Leavenworth, Entiat, and Chelan Ranger Districts. USDA Forest Service. General Technical Report, PNW-479. Portland, OR. US Deparment of Agriculture, Forest Service, Pacific Northwest Research Station, 2000. Daniels SE. A draft final report: human reactions to large-scale wildfires: contrasting the response of USFS Forest Service personnel and the general public to the 1994 Wenatchee fires, 1997. DeMan A, Simpson-Housley P, Curtis F. Assignment of responsibility and flood hazard in Catahoula county, Louisiana. Environment and Behavior 1985;17;371 – 86. Drabek TE. Human system responses to disaster: an inventory of sociological findings. New York, NY7 SpringerVerlag; 1986. Erikson KT. Loss of communality at Buffalo Creek. The American Journal of Psychiatry 1976;133;302 – 5. Federal Emergency Management Agency (FEMA). Total major disaster declarations. http://www.fema.gov/ library/dis_graph.shtm, 2003a. Federal Emergency Management Agency (FEMA). Disaster expenditures. http://www.fema.gov/library/ df_6.shtm, 2003b. Gilbert DT. Thinking lightly about others: automatic components of the social inference process. In: Uleman JS, Bargh JA, editors. Unintended thought. New York7 Guilford; 1989. p. 189 – 211. Gilbert DT, Malone PS. The correspondence bias. Psychological Bulletin 1995;117;21 – 38. Hamilton VL. Who is responsible? Toward a social psychology of responsibility attribution. Social Psychology 1978;41;316 – 28. Hamilton VL. Chains of command: responsibility attribution in hierarchies. Journal of Applied Social Psychology 1986;16;118 – 38. Heider F. The psychology of interpersonal relations. New York7 John Wiley & Sons; 1958. Jones EE, Davis KE. From acts to dispositions: the attribution process in person perception. In: Berkowitz L, editor. Advances in Experimental Social Psychology, vol. 2. New York7 Academic Press; 1965. p. 166 – 219. Kelley HH. Attribution theory in social psychology. In: Levine D, editor. Nebraska Symposium on Motivation, vol. 15. NE7 University of Nebraska Press Lincoln; 1967. p. 192 – 238. Koomen W, Visser M, Stapel DA. The credibility of newspapers and fear of crime. Journal of Applied Social Psychology 2000;30;921 – 34. Kumagai Y, Daniels SE, Carroll MS, Bliss JC, Edwards JE. Causal reasoning processes of people affected by wildfire: implications for agency–community interactions and communication strategies. Western Journal of Applied Forestry, In press. Lehman DR, Wortman CB, Williams AF. Long-term effects of losing a spouse or child in a motor vehicle crash. Journal of Personality and Social Psychology 1987;52;218 – 31.
Y. Kumagai et al. / Environmental Impact Assessment Review 26 (2006) 106–119
119
McCaughey BG, Hoffman KJ, Llewellyn CH. The human experience of earthquake. In: Ursano RJ, McCaughey BG, Fullerton CS, editors. Individual and community responses to trauma and disaster: the structure of human chaos. New York, NY7 Cambridge University Press; 1994. p. 422. Polakovic G. Second La Conchita slide trail to start. The Los Angeles Times. 1998 Nov. 16. p. 1. Rochford EB, Blocker TJ. Coping with natural hazard as stressors: the predictors of activism in a flood disaster. Environment and Behavior 1991;23;171 – 94. Schlenker BR, Britt TW, Pennington J, Murphy R, Doherty K. The triangle model of responsibility. Psychological Review 1994;101;632 – 52. Shaver KG. The attribution of blame: causality, responsibility, and blameworthiness. New York7 Springer-Verlag; 1985. Shaver KG, Drown D. On causality, responsibility, and self-blame: a theoretical note. Journal of Personality and Social Psychology 1986;50;697 – 702. Sitka LJ. Ideological and attributional boundaries on public compassion: reactions to individuals and communities affected by natural disaster. Personality and Social Psychology Bulletin 1999;25;793 – 808. Stallings RA. Conflict in natural disasters: a codification of consensus and conflict theories. Social Science Quarterly 1988;69;569 – 86. Taylor SE, Lichtman RR, Wood JV. Attributions, beliefs about control, and adjustment to breast cancer. Journal of Personality and Social Psychology 1984;46;89 – 502. Tennen H, Affleck G. Blaming others for threatening events. Psychological Bulletin 1990;108;209 – 32. Walster E. Assignment of responsibility for an accident. Journal of Personality and Social Psychology 1966;3;73 – 9. Weary BG. Self-serving biases in the attribution process: a reexamination of the fact or fiction question. Journal of Personality and Social Psychology 1978;36;56 – 71. Weiner B. An attributional theory of motivation and emotion. New York7 Springer-Verlag; 1985. Wolensky RP, Miller EJ. The everyday versus the disaster role of local officials: citizen and official definitions. Urban Affairs Quarterly 1981;16;483 – 504. Wong PTP, Weiner B. When people ask bwhyQ questions, and the heuristics of attributional search. Journal of Personality and Social Psychology 1981;40;650 – 63.