Thrombosis Research 101 (2001) 299 ± 310
REGULAR ARTICLE
Analysis of the Activated Partial Thromboplastin Time Test Using Mathematical Modeling Alexander E. Kogan1, Denis V. Kardakov2 and Mikhail A. Khanin2 1 Biological Faculty, Department of Biochemistry, Room 129, Moscow State University, Moscow 119899, Russia; 2 Laboratory of Theoretical Biology, Russian State University of Technology, Russia (Received 20 October 2000 by Editor I. Bokarew; revised/accepted 1 November 2000)
Abstract Activated partial thromboplastin time (APTT) is a laboratory test for the diagnosis of blood coagulation disorders. The test consists of two stages: The first one is the preincubation of a plasma sample with negatively charged materials (kaolin, ellagic acid etc.) to activate factors XII and XI; the second stage begins after the addition of calcium ions that triggers a chain of calciumdependent enzymatic reactions resulting in fibrinogen clotting. Mathematical modeling was used for the analysis of the APTT test. The process of coagulation was described by a set of coupled differential equations that were solved by the numerical method. It was found that as little as 2.3 10 ÿ 9 mM of factor XIIa (1/10 000 of its plasma concentration) is enough to cause the complete activation of factor XII and prekallikrein (PK) during the first 20 s of the preincubation phase. By the end of this phase, kallikrein (K) is completely inhibited, residual activity of factor XIIa is 54%, and factor XI is activated by 26%. Once a clot is formed, factor II is activated Abbreviations: APTT, activated partial thromboplastin time; PK, prekallikrein; K, kallikrein; C1-Inh, C1-inhibitor; AT-III, antithrombin III; a1-AT, a1-antitrypsin (a1-proteinase inhibitor); a2AP, a2-antiplasmin; a2M, a2-macroglobulin; PAI-1, plasminogen activator inhibitor type 1; TFPI, tissue factor pathway inhibitor; HMWK, high molecular weight kininogen. Corresponding author: Dr. Alexander E. Kogan, Biological Faculty, Department of Biochemistry, Room 129, Moscow State University, Moscow 119899, Russia. Fax: +7 (95) 9392788; E-mail:
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by 4%, factor X by 5%, factor IX by 90%, and factor XI by 39%. Calculated clotting time using protein concentrations found in the blood of healthy people was 40.5 s. The most pronounced prolongation of APTT is caused by a decrease in factor X concentration. D 2001 Elsevier Science Ltd. All rights reserved. Key Words: APTT test; Mathematical modeling; Contact activation
A
ctivated partial thromboplastin time (APTT) is one of the commonly used coagulation tests in clinical practice. It is applied to diagnose a wide range of acquired and congenital coagulation disorders in which proteins of the intrinsic coagulation pathway are involved. A prolongation of the APTT is observed in congenital deficiencies of factor VIII (hemophilia A), factor IX (hemophilia B), factors XI and XII. The APTT test is performed in two stages. The first stage is the preincubation of a plasma sample with phospholipids and negatively charged materials (kaolin, ellagic acid, dextran sulfate, and others) in the absence of calcium ions. During this stage, factor XII is autoactivated and converts prekallikrein (PK) to kallikrein (K) which, in turn, quickly activates factor XII to XIIa. Factor XIIa then partially activates factor XI. The second stage begins after the addition of calcium ions that in the presence of phospholipids triggers a coagulation cascade resulting in thrombin generation and conversion of fibrinogen to fibrin. APTT is a time
0049-3848/01/$ ± see front matter D 2001 Elsevier Science Ltd. All rights reserved. PII S0049-3848(00)00405-9
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sic [16] pathways. Mathematical models of the prothrombin time test were also proposed [17,18]. The purpose of this work was to study the APTT test using mathematical modeling to determine the kinetics of clotting factor activation and the influence of clotting factor deficiencies on APTT.
1. Methods Fig. 1. A scheme of the contact stage of the APTT test.
when a fibrin clot becomes visible or detectable by instruments. Despite the long-term application of the APTT test in clinical practice, some details are still not clear. The most arguable question concerns the mechanism of the activation of factor XII. It is not clear whether it is activated by a trace amount of factor XIIa present in plasma [1] or factor XII being adsorbed on the negatively charged surface becoming active due to conformational changes [2]. Another question concerns the kinetics and degree of the activation of clotting factors during the test, because it is difficult to study the activity of a single enzyme in the enzyme mixture in gelating plasma by biochemical techniques. To solve these problems, the use of mathematical modeling seems to be very expedient. The first linear mathematical model of blood coagulation was proposed by Dr. Levin [3] in which the amplification effect in the enzymatic cascade was confirmed. Later, the nonlinear models made it possible to predict the threshold effects in the activation of extrinsic [4] and intrinsic [5] pathways. The threshold effects were further confirmed by biochemical study [6,7]. Most of the models describe the different parts of the coagulation system. The mathematical analysis of the contact phase of coagulation [8,9], the prothrombinase complex [10,11], thrombin generation [6,12], the inhibition of serine proteases in the tissue factor pathway [13], the interaction between blood coagulation system and platelets [14] had been published, as well as the model for the tissue factor [15] and intrin-
The present study was made by the method of mathematical modeling. The schemes of the contact activation phase and the intrinsic coagulation pathway are shown in Figs. 1 and 2. Chemical reactions and corresponding kinetic constants are summarized in Tables 1 and 2. All constants except for the reactions of the contact phase were taken in the presence of calcium ions. Second-order rate constants for the inhibition of enzymes by antithrombin III (AT-III) were taken in the absence of heparin. The constants of inhibition of prothrombinase and tenase complexes by AT-III were taken as one-third of the values for free factor Xa and IXa, respectively [44]. Activation of factor XI by thrombin was left out of account (see Discussion). Plasma concentrations of coagulation factors were taken as follows: PK, 0.58 mM [53]; factor XII, 0.3 mM [54]; factor XIIa, 2.3 10 ÿ 5 mM [55]; factor XI, 0.025 mM [56]; factor X, 0.133 mM [57];
Fig. 2. A scheme of the calcium-dependent stage of the APTT test.
A.E. Kogan et al./Thrombosis Research 101 (2001) 299±310
301
Table 1. Enzyme reactions and kinetic constants used in the model kcat (min ÿ 1) N
Reaction
1
XIIa
XII ! XIIa
2
PK ! K
3
PK ! K
4
XII ! XIIa
5 6
XIIa ! XIIf XIIa XI ! XIa
7 8
XII ! XIIa XIa IX ! IXa
XIIa
XIIf
K
Published data 1.98 216 2400 342
K
3.4 10 ÿ 2
XIa
10.4 25 39.6 144 462
IXa
9
X ! Xa
3.8 10 ÿ 2 9.5 10 ÿ 2
IXaÿVIIIaÿPL
X ÿÿÿÿÿ! Xa
10
Xa
11
II ! IIa
12
II ÿÿÿÿÿ! IIa
13
V ! Va
14
V ! Va
15
VIII ! VIIIa
16
I ! Ia
1344 2100
IIa
14
IIa
IIa
b c d e
2.25
XaÿVaÿPL
Xa
a
1740
2.6 7.2 5040
km (MM)
Used in the model
6.8 10 ÿ 1b 34c
225d
14 2.6 60
e
5040
37
0.51
342 0.34a
200
0.091
37
2400
2.25
11
0.091
216
1740
Used in the model
11
1.98
4.0 10
Published data
2 2 3.1 10 ÿ 1 3.7 10 ÿ 1 3 10 ÿ 1 4.9 10 ÿ 1 8.1 10
ÿ2
0.51 0.5
ÿ1
9.4 10 ÿ 1 1.4 10 ÿ 1 1.9 10 ÿ 1 5.8 10
ÿ2
1.06 1.0 7.17 10 ÿ 2 1.04 10 ÿ 2 2.0 10 ÿ 2 7.2
2 0.5
3.5 10 ÿ 1
2.0 1.9 10 ÿ 1 5.8 10 ÿ 2 1.0 7.17 10 ÿ 2 1.04 10 ÿ 2 2.0 10 ÿ 2 7.2
Ref. [19] [19] [19] [19] [20] [21] [22] [23] [24] [25] [26] [27] [28] [26] [28] [29] [30] [31] [32] [32] [33] [34]
Estimated according to Dunn et al. [35]. kcat was increased according to the data that the rate of this reaction is accelerated in the presence of kaolin [36,37]. kcat was estimated according to Griffin [38]. kcat was increased since the rate of the activation increases in the presence of phospholipids [39]. kcat was increased because reported constants were measured at 25°C [33].
factor IX, 0.09 mM [58]; factor VIII, 0.7 nM [59]; factor V, 0.021 mM [60]; factor II, 1.4 mM [61]; factor I, 8.3 mM [62]; C1-inhibitor (C1-Inh), 1.7 mM [63]; AT-III, 3.4 mM [64]; a1AT, 24.5 mM [63]; a2AP, 0.9 mM [63]; a2M, 3.5 mM [63]; plasminogen activator inhibitor type 1 (PAI-1), 4.6 10 ÿ 4 mM [65]; tissue factor pathway inhibitor (TFPI), 2.5 nM [66].
The initial concentrations of activated factors were taken equal to zero, except for factor XIIa. The rates of enzymatic reactions were calculated using Michaelis±Menten kinetics. The rates of enzyme inhibition and complex formation were calculated using the equation for secondorder reactions. The balance of clotting factors
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Table 2. Second-order reactions and kinetic constants used in the model K (MM min) ÿ 1 N
Reaction
17 18 19
Va + Xa ! Va ± Xa VIIIa + IXa ! VIIIa ± IXa IIa + AT-III ! IIa ± AT-III
20
IIa + a1AT ! IIa ± a2AT
Published data
4.25 10 ÿ 1 3.36 10 ÿ 1 2.77 10 ÿ 1 ÿ3
6.51 10 2.88 10 ÿ 3 ÿ2
21
IIa + a2M ! IIa ± a2M
2.93 10
22
Xa + AT-III ! Xa ± AT-III
1.88 10 ÿ 1 3.4 10 ÿ 2 ÿ2
23
Xa + a1AT ! Xa ± a1AT
1.57 10
24
Xa + TFPI ! Xa ± TFPI
9.6 102
25
IXa + AT-III ! IXa ± AT-III
2.94 10 ÿ 2
26
XIa + C1-Inh ! XIa ± C1-Inh
4 10 ÿ 2
27
XIa + a1AT ! XIa ± a1AT
1.3 10 ÿ 2
28
XIa + AT-III ! XIa ± AT-III
3 10 ÿ 2
29
XIa + a2AP ! XIa ± a2AP
6 10 ÿ 2
30
XIa + PAI-1 ! XIa ± PAI-1
12.6
31
XIIa + C1-Inh ! XIIa ± C1-Inh
2.2 10 ÿ 1
32
XIIa + a2AP ! XIIa ± a2AP
1.1 10 ÿ 2
33
XIIa + a2M ! XII ± a2M
5 10 ÿ 3
34
XIIa + AT-III ! XIIa ± AT-III
1.3 10 ÿ 3
35
XIIa + PAI-1 ! XIIa ± PAI-1
9.6 10 ÿ 1
36
XIIf + C1-Inh ! XIIf ± C1-Inh
1.85 10 ÿ 1
37
XIIf + a2AP ! XIIf ± a2AP
0.91 10 ÿ 2
38
XIIf + AT-III ! XIIf ± AT-III
0.32 10 ÿ 2
39
K + C1-Inh ! K ± C1-Inh
1
40
K + a2M ! K ± a2M
2.9 10 ÿ 1
41
K + PAI-1 ! K ± PAI-1
3.6
42
K + AT-III ! K ± AT-III
9.6 10 ÿ 3
Used in the model 104a 104a
3.5 10 ÿ 1 4.7 10 ÿ 3 2.93 10 ÿ 2 1.1 10 ÿ 1 1.57 10 ÿ 2 9.6 102 2.94 10 ÿ 2 1 10 ÿ 3b 4 10 ÿ 3b 1 10 ÿ 2b 3 10 ÿ 2b 12.6 4.6 10 ÿ 2c 1.1 10 ÿ 2 5 10 ÿ 3 1.3 10 ÿ 3 9.6 10 ÿ 1 1.85 10 ÿ 1 0.91 10 ÿ 2 0.32 10 ÿ 2 1 2.9 10 ÿ 1 3.6 9.6 10 ÿ 3
Ref.
[40] [41] [42] [41] [43] [43] [40] [44] [44] [45] [40] [46] [46] [46] [46] [47] [48] [48] [48] [48] [47] [49] [49] [49] [49] [50] [47] [50]
A.E. Kogan et al./Thrombosis Research 101 (2001) 299±310
during the APTT test was described using ordinary differential equations. A set of dynamic equations [Eq. (1)] describing the preincubation stage of the APTT test is as follows: dK kcat2 XIIa PK kcat3 XIIf PK dt km2 PK km3 PK ÿk39 C1 ÿ Inh K ÿ k40 a2 M K ÿ k41 PAI ÿ 1 K ÿ k42 AT ÿ III K; dPK kcat2 XIIa PK kcat3 XIIf PK ÿ ; dt km2 PK km3 PK dXIIa kcat4 K XII kcat7 XIa XII dt km4 XII km7 XII
kcat1 XIIa XII kcat5 K XIIa ÿ ÿ k31 km1 XII km5 XIIa
C1 ÿ Inh XIIa ÿ k32 a2 AP XIIa ÿ k33 a2 M XIIa ÿ k34 AT ÿ III XIIa ÿ k35 PAI ÿ 1 XIIa; dXIIf kcat5 K XIIa ÿ k36 C1 ÿ Inh dt km5 XIIa XIIf ÿ k37 a2 AP XIIf ÿ k38 AT ÿ III XIIf; dXII kcat4 K XII ÿ dt km4 XII ÿ
kcat7 XIa XII kcat1 XIIa XII ÿ ; km7 XII km1 XII
dXIa kcat6 XIIa XI ÿ k26 C1 ÿ Inh dt km6 XI XIa ÿ k27 a1 AT XIa ÿ k28 AT ÿ III XIa ÿ k29 a2 AP XIa ÿ k30 PAI ÿ 1 XIa; dXI kcat6 XIIa XI ÿ ; dt km6 XI
303
dC1 ÿ Inh C1 ÿ Inh
k39 K k31 XIIa dt k36 XIIf k26 XIa; da2 M ÿa2 M
k40 K k33 XIIa; dt dPAI ÿ 1 dt ÿPAI ÿ 1
k41 K k35 XIIa k30 XIa; dAT ÿ III ÿAT ÿ III
k42 K k34 XIIa dt k38 XIIf k28 XIa; da2 AP dt ÿa2 AP
k32 XIIa ÿ k37 XIIf ÿ k29 XIa; da1 AT
1 ÿk27 a1 AT XIa: dt A set of dynamic equations [Eq. (2)] describing the second stage of the APTT test is as follows: dXI kcat6 XIIa XI ÿ ; dt km6 XI dXIa kcat6 XIIa XI ÿ k26 C1 ÿ Inh dt km6 XI XIa ÿ k27 a1 AT XIa ÿ k28 AT ÿ III XIa ÿ k29 a2 AP XIa ÿ k30 PAI ÿ 1 XIa; dIX kcat8 XIa IX ; ÿ dt km8 IX dIXa kcat8 XIa IX ÿ k18 dt km8 IX VIIIa IXa ÿ k25 AT ÿ III IXa; dX kcat9 IXa X kcat10 VIIIaIXa X ÿ ÿ ; dt km9 X km10 X dXa kcat9 IXa X kcat10 VIIIaIXa X dt km9 X km10 X
Notes to Table 2 a Estimated according to Krishnaswamy et al. [51]. b Decreased about three times using data on the influence of HMWK on these reactions [46]. c Decreased 4.8 times according to the data on the influence of kaolin on the reaction rate [52].
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A.E. Kogan et al./Thrombosis Research 101 (2001) 299±310
ÿk17 Va Xa ÿ k22 AT ÿIII Xa ÿ k24 TFPI Xa ÿk23 a1 AT Xa; dII kcat11 Xa II kcat12 VaXa II ÿ ÿ ; dt km11 II km12 II dIIa kcat11 Xa II kcat12 VaXa II ÿ k19 dt km11 II km12 II AT ÿ III IIa ÿ k20 a1 AT IIa ÿ k21 a2 M IIa; dV kcat13 IIa V kcat14 Xa V ÿ ; dt km13 V km14 V dVa kcat13 IIa V kcat14 Xa V dt km13 V km14 V ÿk17 Va Xa; dVIII kcat15 IIa VIII ÿ ; dt km15 VIII dVIIIa kcat15 IIa VIII ÿ k18 VIIIa IXa; dt km15 VIII dI kcat16 IIa I ÿ ; dt km16 I dIa kcat16 IIa I ; dt km16 I dVaXa k17 Va Xa ÿ k22 AT ÿ III dt VaXa ÿ k23 a1 AT VaXa;
Fig. 4. Kinetics of proenzyme consumption during the contact stage of the APTT test.
dVIIIaIXa k18 VIIIa IXa ÿ k25 dt AT ÿ III VIIIaIXa; dC1 ÿ Inh ÿk26 C1 ÿ Inh XIa; dt da1 AT ÿa1 AT
k27 XIa k20 IIa dt k23 Xa k23 XaVa; dATIII ÿAT ÿ III
k28 XIa k25 IXa k25 dt IXaVIIIa k22 Xa k22 XaVa k19 IIa; da2 AP ÿk29 a2 AP XIa; dt dPAI ÿ 1 ÿk30 PAI ÿ 1 XIa; dt dTFPI ÿk24 TFPI Xa: dt
2
The systems of Eqs. (1) and (2) were solved by the numerical method. Enzyme competition for substrates was taken into account (not shown in order not to overcomplicate the equations).
Fig. 3. Kinetics of factor XII decay in plasma during storage.
Fig. 5. Kinetics of enzyme formation during the contact stage of the APTT test.
A.E. Kogan et al./Thrombosis Research 101 (2001) 299±310
Fig. 6. Kinetics of proenzyme consumption during the calcium-dependent stage of the APTT test.
Clotting time was assumed to be the time necessary to convert 30% of fibrinogen to fibrin monomer [67,68].
2. Results 2.1. The Decay of Factor XIIa in a Plasma Sample During Storage A decrease in the concentration of factor XIIa due to its inhibition by C1-Inh, AT-III, a2antiplasmin (a2AP), a2-macroglobulin (a2M), and plasminogen activator inhibitor was calculated (Fig. 3). As little as 1/10 000 of the initial factor XIIa concentration remains after 1.5 h. The concentration of 2.3 10 ÿ 9 mM was taken for further modeling to initiate the contact activation. 2.2. The Activation of Clotting Factors During the Preincubation Stage Time-courses of the activation of factor XII, factor XI, and PK during the preincubation stage of the APTT test are given in Figs. 4 and 5. It was found
Fig. 7. Kinetics of enzyme formation during the calcium-dependent stage of the APTT test.
305
Fig. 8. Kinetics of prothrombinase formation during the APTT test. Concentration of Va ± Xa complex is given as percentages of factor V.
that during the preincubation phase, factor XII and K were completely activated within 20 s. K then was entirely inhibited during 1 min. By the end of the preincubation phase, factor XI was activated by 26%, and the residual activity of factor XIIa was 54%. 2.3. The Activation of Clotting Factors During the Second Stage of the APTT Test Time-courses of the proenzyme consumption and enzyme formation during the second stage of the APTT test are shown in Figs. 6 and 7, respectively. Once a clot is formed, factor II is activated by 4%, factor X by 5%, factor IX by 90%, and factor XI by 39%. The proenzyme activation continues inside the clot. A two-peak curve for factor Xa concentration was observed. Inactivation of coagulation enzymes also continues after clot formation. As shown in Figs. 8 and 9, factors V and VIII, being activated rapidly, form complexes with factors Xa and IXa, respectively.
Fig. 9. Kinetics of tenase formation during the APTT test. Concentration of VIIIa ± IXa complex is given as percentages of factor VIII.
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Table 3. APTT at different concentrations of clotting factors (in seconds) Factor concentration (%) 100 50 25 10 5 1 0.5
Factor II
Factor VIII
Factor IX
Factor X
Factor XI
Factor XII
40.5 43.5 48 56.5 65 94 114
40.5 44 48 52 55 60.5 62
40.5 45.5 51.5 62 71.5 110.5 139
40.5 48 59 78 98.5 178 239
40.5 44.5 49.5 57 64 87 101
40.5 44.5 49.5 57 64 86.5 100
2.4. The Relationship Between Clotting Times and Concentrations of Coagulation Factors The correlation between clotting times in the APTT test and concentrations of coagulation factors was determined using mathematical modeling. As can be seen in Table 3, the APTT test is more sensitive to the decrease in factors X and IX concentrations. A decrease in factors II, XI, and XII concentrations results in an approximately equal prolongation of APTT. A decrease in the factor VIII concentration below 1% almost does not lead to the further prolongation of APTT.
3. Discussion What initiates the activation of factor XII? It is the main theoretical question concerning the contact activation of blood coagulation in the presence of the negatively charge surface. There are several hypotheses of the activation of factor XII. One of them explains the activation of factor XII by a trace amount of its activated form present in plasma [1,69]. According to another hypothesis, factor XII becomes active due to conformational changes after adsorption on the negatively charged materials (conformational changes in the factor XII molecule in the presence of dextran sulfate were reported [70]). The analysis of kinetics of factor XIIa decay in plasma due to its inactivation by inhibitors shows that about 1/10 000 of the initial concentration of factor XIIa remains in plasma after 1.5 h of storage. The mathematical modeling proves that this concentration of factor XIIa is enough to cause the complete activation of factor XII and PK during the first 20 s of the preincuba-
tion phase. A high rate of the activation is achieved by a reciprocal activation of PK and factor XII. Regardless of the possibility of factor XII activation due to the conformational changes after adsorption on the negatively charged surface, the activation of factor XII in the presence of PK by a trace amount of factor XIIa appears to be the predominant mechanism in the APTT test. The second question concerns the activation of factor XI by thrombin. This reaction was not included in the coagulation scheme of the APTT because, despite publications reporting the activation of purified factor XI by thrombin in the presence of dextran sulfate [20], it was shown that fibrinogen prevents thrombin-mediated activation of factor XI [71], and this reaction does not go in plasma surroundings [72]. In addition, unlike dextran sulfate, kaolin did not support the activation of factor XI by thrombin [73]. This reaction may occur in vivo in the presence of activated platelets [74]. The mathematical modeling reveals that during the preincubation stage, factor XII and K are completely activated. K then is entirely inhibited by plasma inhibitors, whereas factor XIIa is only partially inactivated. Factor XI is activated by 26% by the end of the preincubation stage. These data explain the dependence of APTT on the duration of the preincubation period. Only small amounts of factors II and X are activated before sample clotting, but this process continues after the clot formation. Unlike them, factor IX is almost completely activated due to its activation by factor XIa formed during the preincubation phase. A two-peak curve for factor Xa concentration (inside the clot) was observed. It can be explained by the binding of factor Xa formed into the Va±Xa complex.
A.E. Kogan et al./Thrombosis Research 101 (2001) 299±310
Mathematical modeling results show that the inactivation of coagulation enzymes continues after clot formation. The decrease in the initial concentrations of coagulation factors results in the prolongation of APTT. From all proteins studied in the model, the test appeared most sensitive to the decrease in factor X. The decrease in factors XI and XII concentrations results in an almost equal prolongation of APTT. The decrease in the factor VIII concentration below 1% does not lead to a further prolongation of APTT because, at very low concentration of factor VIII, factor X is activated chiefly by free factor IXa but not by the VIIIa± IXa complex. There is a discrepancy between some calculated clotting times in the APTT test and results obtained using APTT kits. The reason for that is the wide scatter in published kinetic constants (see Tables 1 and 2). In addition, kinetic constants for tenase and prothrombinase reactions are measured in the presence of phospholipid mixture consisting of phosphatidylcholine and posphatidylserine [26,28,30,31], whereas the extracts of brain and lung tissues, which are used as phospholipids in the APTT kits, contain many various phospholypids. The advantage of mathematical modeling is in the possibility to get generalized regularities and to obtain data that are difficult to measure in experiments.
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