6 Commodity Thermoplastics: Polyvinyl Chloride, Polyolefins, and Polystyrene 6.1 Introduction Commodity thermoplastics comprise polyvinyl chloride (PVC), polyolefins (polyethylene, polypropylene, and their blends), and polystyrene (PS). Over 75% of all plastics used in medical device applications use commodity thermoplastics. Their low cost, excellent performance, and easy processability make them attractive candidates for medical device applications like labware, tubing, medical films, collection bags, catheters, IV components, surgical instruments, sutures, vials and ampoules, gloves, syringes, packaging, and implants. This chapter will describe the structure, manufacture, properties, and applications of these materials for medical devices. Although not considered a commodity resin, cyclo olefin copolymers (COCs) also will be discussed in this chapter.
6.2 Polyvinyl Chloride (PVC) Polyvinyl chloride is the most widely used resin in medical devices. Approximately 25% of all plastic medical products are made of PVC, according to most market estimates. The main reason is the resin’s low cost, ease of processing, and ability to tailor its properties to a wide range of applications. Among the numerous medical applications of PVC are blood bags and tubing, gloves, dialysis equipment, mouthpieces and masks, oxygen delivery equipment, labware, catheters, injection molded parts, and device packaging. PVC covers a wide range of properties shared by substances spanning from rubbers to engineering thermoplastics, as shown in Figure 6.1 [1]. PVC formulations can range from soft, flexible materials to hard, rigid plastics. Major factors for the use and popularity of PVC in medical device applications are the following:
• PVC has been used successfully for over 50 years in various medical devices with no known adverse or toxic effects. Experience
based on all available knowledge from international environmental and healthcare authorities shows that PVC is safe. It is the best material existing today, which optimizes all performance and safety requirements at the lowest cost.
• Plasticized PVC has good clarity so that tubes and other products retain their transparency to allow for continual monitoring of fluid flow. In addition, PVC has high gloss and appealing aesthetic value.
• PVC can be manufactured in a range of flexibilities, and its unsurpassed resistance to kinking in tubing reduces the risk of fluid flow being interrupted. In addition, PVC can be used in a wide range of temperatures, and it retains its flexibility, strength, and durability at low temperatures.
• PVC formulations exhibit excellent strength and toughness. For example, vinyl gloves possess very good resistance to tearing, which protects both doctors and patients and helps prevent the spread of infection, germs, and disease.
• PVC exhibits very good chemical resistance and stability and is also biocompatible for applications in blood bags and drug delivery. These properties can be tailored by appropriate formulations and surface modifications. PVC is compatible with virtually all pharmaceutical products in healthcare facilities today. It also has excellent water and chemical resistance, helping to keep solutions sterile.
• Plasticized PVC maintains its product integrity under various sterilization environments like steam, radiation, and ethylene oxide (EtO). PVC can easily be extruded to make IV tubing or films, thermoformed to make “blister” packaging, or blow molded to make hollow rigid containers. It can be injection molded to form various components and parts. This versatility is a major reason why PVC is the material of choice for medical products and packaging.
Plastics in Medical Devices. DOI: http://dx.doi.org/10.1016/B978-1-4557-3201-2.00006-9 © 2014 Elsevier Inc. All rights reserved.
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Polyvinyl chloride (PVC)
Thermoset Elastomers
Thermoplastics
Thermoplastic Elastomers
10
20
30
40
50
60
70
80
90 95
Shore A Durometer 30
40
50
60
70
80
Shore D Durometer
50
70
90
110
120
130
140
150
90 95
Rockwell R Hardness
Figure 6.1 Broad range of PVC properties.
• PVC can be easily welded to various other plastics via a wide range of methods. Collection bags and oxygen tents can be constructed using these welding techniques.
• PVC plays a big role in containing rising healthcare costs. Its relatively lower cost and high performance value maintains its position as the number one plastic used in medical devices. PVC is a material that meets the performance, safety, and cost criteria for a wide variety of medical applications, especially for single-use disposable devices. It is also easily processable to produce a wide variety of products.
6.2.1 PVC Manufacture Polyvinyl chloride is manufactured from vinyl chloride, which is a gas at room temperature. Vinyl chloride is polymerized via free radical polymerization by suspension, bulk, emulsion, and solution methods. The basic free radical polymerization process is shown in Figure 6.2.
CH2 CH2
CHCl
Catalyst
CH
Cl Vinyl chloride
n
Polyvinyl chloride (PVC)
Figure 6.2 Synthesis of Polyvinyl chloride.
prevent coalescing of the droplets. Vinyl-soluble free radical initiators like lauryl peroxide or azobisisobutyronitrile are added, and polymerization occurs around 50 C. The resulting polymer has a high molecular weight and is crystal clear. The polymer is centrifuged from the reaction mixture, washed, and dried. PVC resins made by suspension polymerization for rigid applications are generally less costly to produce than those for flexible applications because they can be polymerized at high conversion rates and are easily stripped of residual monomers. PVC for flexible applications must be porous so that they can absorb plasticizers. Applications include injection molding and extrusion (film, tubes).
6.2.1.1 Suspension Polymerization Vinyl chloride is dispersed into very fine droplets by vigorous stirring in water. Protective colloids (0.05 0.1% of the weight of vinyl chloride), like polyvinyl alcohol or substituted celluloses, are added to
6.2.1.2 Emulsion Polymerization Vinyl chloride is emulsified in water by adding surfactants and emulsifiers with vigorous stirring. Watersoluble initiators like persulfates are used
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
for polymerization. Purification and drying of the resulting polymer results in a material that is more expensive than a resin produced by suspension polymerization. However, the polymer in the emulsified state (also known as a plastisol) also can be used. Examination and surgical gloves use plasticols for their manufacture.
6.2.1.3 Bulk Polymerization Bulk polymerization is a two-stage process. In the first stage, pure vinyl chloride monomer is polymerized up to 10% conversion using monomer-soluble free radical initiators. In the second stage, more monomer is added and the mixture is polymerized with up to 80 85% yield. The excess monomer is stripped off using a vacuum and dried. PVC obtained from this process is pure, crystal clear, with a narrow particle size distribution. Applications include blow molded bottles.
6.2.1.4 Solution Polymerization In solution polymerization, vinyl chloride is dissolved in organic solvents and polymerized with an organic soluble initiator. The polymer precipitates from the solution is filtered, washed, and dried. This process is used to make specialty copolymers with vinyl acetate.
6.2.2 PVC Additives Virgin PVC is not a very useful resin. Various additives are generally compounded into PVC to give the material a diverse set of properties ranging from rigid to flexible [2].
6.2.2.1 Heat Stabilizers Heat stabilizers are typically used in medicalgrade PVC, not only to protect it against the high
75
temperatures the resin might see during processing, but also the high heat it may encounter in storage or autoclaving [3]. Barium-zinc additives are very effective heat stabilizers for PVC but are restricted for medical applications in some countries. Alternatives like calcium-zinc formulations are often used to stabilize medical-grade PVC against heat. Heat stabilizers trap the hydrogen chloride that is generated when PVC decomposes at high temperatures and prevent discoloration and degradation, as shown in Figure 6.3 [4]. Rigid PVC typically contains between 10% and 15% by weight of additives like heavy metal salts of lead, tin, barium and zinc, or organotin compounds.
6.2.2.2 Plasticizers Many types of plasticizers are used to produce flexible PVC. These plasticizers are incorporated in amounts ranging from 40% to 65% and are typically long-chain alcohol esters of phthalic acid and citric acid. The most commonly used plasticizer is di-(2-ethyl hexyl phthalate) (DEHP), whose structure is shown in Figure 6.4. Increasing the amount of DEHP will improve the flexibility and reduce the hardness of the material [5]. Figure 6.5 shows the effect of DEHP level on the Durometer Shore A hardness of the resulting plasticized PVC. Some of the other plasticizers used in medical applications are the following:
• • • • • • •
Dioctyl phthalate, Di-n-decyl phthalate, Acetyl n-tributyl citrate, Acetyl n-trihexyl citrate, Butyryl-n-trihexyl citrate, Epoxidized soybean oil (ESBO), and Epoxidized linseed oil (ELO).
Cl
OCOR + ZnCl2
Zn(O2C-R)2 +
ZnCl2
+ Ca(O2C-R)2
Ca(O2C-R)2
+
HCl
Zn(O2C-R)2 + CaCl2 HO2C-R +
CaCl2
Figure 6.3 PVC stabilization in the presence of zinc/calcium carboxylate additives.
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Table 6.1 Typical Formulation of Plasticized PVC O
O O
O
Figure 6.4 Structure of PVC plasticizer di-(2ethylhexyl) phthalate DEHP.
Plasticizers reduce the hardness and improve the flexibility of PVC. DEHP exhibits good compatibility, light stability, low volatility, high water resistance, good electrical properties, low temperature flexibility, and an excellent overall costto-performance ratio. DEHP is also resistant to sterilization methods like EtO, autoclave, steam, and radiation. In addition, the plasticizer provides high transparency to PVC, which is especially important for medical device applications. Tubing made from plasticized PVC is transparent, flexible, and nonkinking. This enables the delivery of the right dose of critical fluids to the patient and can be monitored visually. A typical formulation for plasticized PVC is listed in Table 6.1. In Europe, DEHP is the plasticizer recommended in the European Pharmacopoeia for medical devices, and PVC containers are the only type listed for use with blood, blood components, and
Component
Parts per hundred (pph or phr)
PVC
100
Plasticizer
20 45
Stabilizer
2 3
Epoxy
2 3
Impact modifier
4 6
Processing aid
1 2
External lubricant
0.2 0.3
Pigment
As per color requirement
aqueous solutions for intravenous infusion [6]. An advantage of DEHP-plasticized PVC in the storage of red blood cells is that DEHP actually binds to red blood cells, preserving them and extending their shelf life. Other materials for this application can be used only after they are approved for use by the respective regulatory bodies. Recently, phthalates have come under intense pressure due to fears of carcinogenicity and estrogen interference. Several reports and reviews detail the various studies and conclusions derived from these studies. It has been reported that because the plasticizers used with PVC are not chemically bound to the polymer, they can leach out when in contact with certain media [7 13]. Some plasticizers (particularly DEHP, which is the most widely used) have been associated with a range of adverse effects in laboratory animals. However, the ability of DEHP to produce such
Effect of DEHP Loading on Durometer Shore A of PVC 105
Shore A Hardness
100 95 90 85 80 75 70 65 0
10
20
30
40
50
60
70
DEHP Loading (phr)
Figure 6.5 Effect of DEHP loading on the Durometer Shore A hardness of PVC.
80
90
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
effects in humans is controversial. The US Food and Drug Administration (FDA), in a publication entitled “Safety Assessment of DEHP Released from PVC Medical Devices,” [14] identifies a list of products known to release DEHP. The list includes the following:
• • • • • • • • • • • • • • • • •
IV storage bags, Ventilator tubing, IV infusion sets, Endotracheal tubes, IV infusion catheters, Nasogastric tubes, Blood storage bags, Enteral and parenteral nutrition storage bags, Blood administration sets, Urinary catheters, PVC exam gloves, Suction catheters, Chest tubes, Nasal cannula tubing, Hemodialysis tubing, Syringes, Extracorporeal membrane (ECMO) tubing, and
oxygenation
• Cardiopulmonary bypass (CPB) tubing. The basic conclusion from these studies is that no quantitative estimates of risk or safety levels to humans at various stages of life or health can be established with confidence. This is because most studies have been carried out on laboratory animals, and the extrapolation to humans is currently inadequate. Consumers and end users are advised to proceed with treatments using PVC devices and have the choice to switch to non-DEHP-containing devices if available. Materials exist that do not contain DEHP or other similar plasticizers, which are currently being used in medical devices. These materials have the potential to be safer alternatives to DEHP-containing medical devices. A thorough review of the world position concerning PVC/DEHP was reported by the Health and Consumer Protection Directorate-General of The European Commission, through the Scientific Committee on Medicinal Products and Medical
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Devices, which issued a paper on September 26, 2002, entitled “Opinion on Medical Devices Containing DEHP Plasticized PVC; Neonates and Other Groups Possibly at Risk from DEHP Toxicity”[15]. This paper concluded: “On the basis of the evidence presented in this report, no Tolerable Intake Value for DEHP in medical devices can be recommended.” Significantly, however, the discussion also states: “The contribution of DEHP-PVC to the delivery of health care should be taken into account in the consideration of the potential risks of adverse effects of DEHP in these patients.” The FDA position has been detailed in a paper entitled “Medical Devices Made With Polyvinylchloride (PVC) Using the Plasticizer di-(2-ethylhexyl)phthalate (DEHP); Draft Guidance for Industry and FDA” dated September 6, 2002 [16]. This paper stated that “not all devices made with PVC contain DEHP. Further, FDA recognizes that many devices with PVC containing DEHP are not used in ways that result in significant human exposure to the chemical. Therefore, FDA is focusing attention on the small subset of medical devices where PVC containing DEHP may come in contact with the tissue of a sensitive patient population in a manner and for a period of time that may raise concerns about the aggregate exposure to DEHP. We believe that many devices used in Neonatal Intensive Care Units (NICUs) meet these criteria and should be a primary focus.” The Advanced Medical Technology Association (ADVAMED) includes in its publication “Frequently Asked Questions Regarding PVC and DEHP in Medical Devices” [17]: “For the majority of its applications, medical device manufacturers believe that PVC remains the most appropriate material available because of its unique properties and history of safe use. Any new alternative would lack the long history of tested, proven research that supports the safe and effective use of PVC in medical devices.” The publication also cites the Food and Drug Administration’s position, which states: “Since there is consumer concern, we will look at it again. But we would need to see a substantial amount of testing to make sure that we weren’t moving from a product with good characteristics to one that we don’t know very much about [14]”. Eucomed, the European medical technology industry cooperative body, has published a position paper [18] that concludes: “. . .the many benefits of the continued use of plasticized PVC in medical products totally offset any perceived risks.”
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These and other publications on this subject are perhaps best summarized by the European Commission opinion paper [15] that states: “These reviews generally conclude that there should be no concerns for the vast majority of adults in relation to toxicity following DEHP exposure. For children, the situation is different. On the basis of in vitro and in vivo toxicity studies, there are concerns for testicular toxicity, depressed fertility, and reproductive developmental toxicity following oral exposure to PVC containing DEHP in children. In view of these concerns, the use of DEHP in soft toys has recently been forbidden in some areas (European Commission, 1999). However, there are no general concerns for either adults or children in relation to acute toxicity, irritation, sensitization, mutagenicity, or carcinogenicity.”
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K-value between 50 and 80. The higher the K-value, the better are the mechanical and electrical properties of the material, and, the higher are its processing temperatures. Table 6.3 gives the K-values of various PVC (plasticized and unplasticized) grades, along with their typical applications, and Table 6.4 compares the various types of PVC materials. PVC can be further chlorinated to produce a higher-heat resistant, flame-retardant material with good weather ability. Three main types of medical products that contain phthalates are the following:
• Containers: Examples include flexible bags for intravenous or nutritional fluids, solutions, drugs, and anticoagulants. They are also used to collect and store blood and plasma (IV blood bags) and to collect urine.
• Flexible tubing: Examples include blood cir-
6.2.3 PVC Properties Unplasticized PVC is more rigid, harder, and stiffer than plasticized PVC, as can be seen from the flexural modulus, and hardness properties. The properties of plasticized and unplasticized PVC are compared in Table 6.2. PVC polymers are identified by their K-values or viscosity numbers. These numbers relate to the molecular weight of the polymers, which in turn determine the properties and performance characteristics for specific applications. PVC resins used for thermoplastic applications typically have a
cuit tubes, infusers, catheters, and endotracheal tubes.
• Protective devices: Examples include gloves and oxygen tents.
6.2.4 PVC Chemical Resistance Unplasticized PVC has a little better chemical resistance than plasticized PVC. PVC is not resistant to organic solvents like chlorinated hydrocarbons, ketones, and cyclic ethers (Table 6.5). PVC is not very compatible with pure ethylene oxide, but can
Table 6.2 Properties of Unplasticized (PVC-U) and Plasticized (PVC-P) PVC Property
Unit
PVC-U
PVC-P
Density
g/cc
1.38 1.4
1.20 1.30
Melting point
C
170 180
170 180
Glass transition temperature
C
80
240 to 20
HDT at 1.8 MPa or 264 psi
C
65 75
20
Tensile strength
MPa
45 55
10 20
Elongation @ break
%
20 100
100 500
Flexural modulus
GPa
2 5
0.01 0.03
Impact strength (notched)
J/m
20 100
90 110
Hardness durometer A
Shore A
—
40 80
Hardness Rockwell
Rockwell R
100 115
—
40% DEHP. PVC-U Unplasticized PVC. PVC-P Plasticized PVC.
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
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Table 6.3 K Values of PVC-U (Unplasticized) and PVC-P (Plasticized) PVC Resins Process
PVC-U Emulsion
PVC-P Suspension
Mass/ Bulk
K Values
Emulsion
Suspension
Mass/ Bulk
K Values
Calendering
• Heat treated
75 80
—
—
—
—
—
—
—
—
60 80
60 70
—
• Tubes
70
76 78
67 68
—
—
—
• Sheet and flat film
60 65
60
60
—
—
—
• Blown film
60
57 60
60
—
—
—
• General
—
—
—
65 70
65 70
65 70
Blow molding
—
57 60
58 60
—
65 80
60 65
Injection molding
—
55 60
56 60
—
65 70
55 60
films
• Floor coverings Extrusion (PVC-U)
Extrusion (PVC-P)
DIN 52726-0.25 PVC in 60 ml cyclohexanone
Table 6.4 Comparison of Various Types of PVC Resins Polymer
Advantages
Disadvantages
Rigid PVC
Excellent corrosion resistance
Susceptible to staining
High dielectric properties Good toughness and abrasion resistance Self-extinguishing Good weatherability Flexible PVC
Highly flexible
Stiffens at low temperatures
Good chemical and weather resistance
Susceptible to staining
Inherent self-extinguishing characteristics
Some plasticizers migrate to surface
High dielectric properties Low cost Chlorinated PVC
Excellent corrosion resistance
Heat resistance .50 F higher than rigid PVC Good toughness and abrasion resistance Self-extinguishing Good weatherability
Difficult to process
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be used in ethylene oxide sterilization when exposed to low concentrations of the chemical. The chemical resistance of plasticized PVC is very much dependent upon the type and amount of plasticizer used. In some cases, certain plasticizers can even increase the chemical resistance of PVC. PVC is resistant to stress cracking. Chemical resistance of PVC also can be predicted using solubility parameters [19].
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2. A propagation step, during which hydrogen chloride (HCl) is produced; and 3. A termination step, in which the active centers are deactivated. Radicals are formed from CaCl or CaH bond scission reactions [25]. A CaC bond scission also can occur. There is a high probability that the two macroradicals will recombine with each other due to the restricted mobility of the polymer chains in the solid state. Among the three radiation-induced polymeric radicals, “A” and “B” would continue the reaction in which HCl is formed and acts as a catalyst (Figure 6.6). Chain scission can follow, causing degradation, or the radicals can react with oxygen to form oxidized products, leading to discoloration. PVC when formulated with light stabilizers, UV absorbers, and HCl-scavenging stabilizers will render the resin radiation resistant and stable [26 29]. Free radical scavengers and antioxidant stabilizers are used to prevent this degradation by reacting with the free radicals formed when the polymers are exposed to high-energy radiation, rendering the radicals inactive (Figure 6.7). In the presence of a free radical stabilizer, the tensile strength of PVC is retained at high radiation doses (Figure 6.8) [27,28].
6.2.5 PVC Sterilization Rigid, unplasticized PVC is unsuitable for use in steam and autoclave sterilizations because the material and parts will warp and distort in those environments at temperatures of 121 C. Plasticized, flexible PVC can be sterilized using steam or autoclave (Table 6.6). Ethylene oxide sterilization can be used for both rigid and plasticized PVC. When choosing ethylene oxide gas sterilization, a 7- to 14-day quarantine period is necessary to ensure that there is no EtO residue. Low-temperature steam sterilization (conducted at 60 80 C) can be used for both rigid and flexible PVC. PVC will degrade by chain scission when exposed to high-energy radiation [20 23]. The degradation of PVC occurs in a three-step process [24]: 1. An initial step, in which active centers are formed;
Betadine
Lipids
Soaps/ Detergents
Disinfectants
Hydrogen Peroxide
Bleaches
Saline Water
Silicones
Oils/Greases
Ethylene Oxide
IPA
Acetone
MeCL2
MEK
THF
Dilute Basses
Polymer
Dilute Acids
Table 6.5 Chemical Resistance of PVC
PVC PVC plasticized
Good Good Poor Poor Poor Poor Poor Poor Fair Good Good Good Good Good Good Fair Poor
PVC unplasticized
Fair Good Poor Poor Poor Poor Good Fair Good Good Good Good Good Good Good Good Poor
Table 6.6 Sterilization Capability of PVC Polymer
Steam
Dry Heat
Ethylene Oxide
Gamma Radiation
E-Beam
Fair
Fair
Good
Good
Good
Poor
Poor
Good
Fair
Fair
PVC PVC plasticizeda,b PVC unplasticized a
a,b
Radiation stable grades should be considered for gamma and e-beam radiation sterilization. corrective tint to compensate for discoloration.
b
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
CH
CH2
+ Cl
tio
n
CH2
81
γ− r
ad
ia
A
CH
γ−radiation
iat ad γ−r
Cl
CH
CH
CH
Cl
B
Cl
CH2
C
CH2
ion
CH2
CH
CH
CH
+ H
D
+ H
CH
+ HCl
Cl
Oxidation and degradation products
Cl
C Figure 6.6 PVC degradation mechanism.
CH2
γ−radiation
CH
CH2
CH
CH2
O
+ Cl
Cl
Cl
R
CH
R
OH +
+
CH2
Cl
R
CH
CH2
O
+
HCl
CH
CH2
Cl
R = Stabilizer
CH
CH2
OR
CH Cl
Figure 6.7 Mechanism of stabilizing agent for PVC.
Effect of Stabilizer on PVC Degradation with Gamma Radiation 14
Tensile strength (Kgf/mm2)
DEHP
12
DEHP + 0.5% Tinuvin P DEHP + 1.0% Tinuvin P
10
DEHP + 1.0% Tinuvin P
8 6 4 2 0 0
10
20
30
40
50
60
70
Radiation Dose (kGy)
Figure 6.8 Effect of a stabilizer on the tensile strength of plasticized PVC when exposed to gamma radiation.
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The plasticizer DEHP causes degradation of PVC during e-beam radiation. Mixing DEHP with epoxidized soybean oil significantly reduces the degradation [30]. PVC will discolor when exposed to high-energy radiation. Proprietary tinting agents that correct the color of the part after exposure to radiation help offset the color change. Figure 6.9 shows the difference in color before and after exposure to gamma radiation between resins that have been color corrected and one that has not been color corrected. The tinted PVC shows no major change in color when exposed to gamma radiation, whereas the PVC resins that were not color corrected show a significant color shift or color change when exposed to gamma radiation [31]. Depending upon the formulation, the color can revert to close to the original color after one to four weeks of storage.
Unexposed control
25 kGy
40 kGy
PVC-1
PVC-2
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6.2.6 PVC Biocompatibility PVC is highly biocompatible and hemocompatible. For this reason, it is used for blood bags, drug delivery, catheter tubing, and other applications that come in contact with bodily fluids and tissues [32,33]. Leachable and extractable materials from PVC are mostly derived from the plasticizers used in the formulation. Studies have shown that a significant amount of DEHP leached out of DEHP-containing flexible PVC tubing during hemodialysis [34]. Several other studies show that the amount of DEHP extracted depends upon the reagents making up the solution that is in contact with the PVC bag or tubing [35 37]. When PVC is coated with heparin, its hemocompatibility is significantly increased [38]. DEHP-containing PVC was found to have no cytotoxic effects when analyzed by the ISO 10993-5 standard, as shown in Figure 6.10 [39]. Extracts from plasticized PVC showed no reduction in metabolic activity of cells when compared to a negative control. The positive control had reductions of 26% and 19% for the L929 and HaCaT cells, respectively. Hemocompatibility of DEHP-containing PVC was studied and showed no detrimental effects in fibrinogen adsorption [32].
PVC-3
6.2.7 PVC Joining and Welding
Figure 6.9 Effect of gamma radiation on the color of PVC, with and without tinting agents (PVC-1— color tint, PVC-2 and 3—no color correction).
PVC can be welded by heated tool welding and vibration welding, where strong bond strengths are obtained. Ultrasonic welding efficiency depends upon
Cytotoxicity of DEHP-PVC
120 Negative Control
PVC
% Cell Reduction
100 80 60 40 20 0 L929
HaCaT Cell Type
Figure 6.10 Cytotoxicity of DEHP-containing PVC.
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
the formulation of the PVC part. Mixtures of chlorinated solvents (like methylene chloride) with ketones (acetone) and cyclic ethers (tetrahydrofuran) work well in bonding PVC to itself or to other plastics. Epoxies, urethanes, and cyanocrylate are excellent adhesives in bonding PVC to other plastics.
6.2.8 PVC Blends PVC can be blended with various polymers to tailor and enhance its properties [40]. The main thrust has been to use these blends as alternatives to phthalate-containing plasticized PVC. One of the reasons is to use a nonleaching material that, when blended with PVC, provides the toughness, flexibility, and processability of phthalate-containing PVC at a reasonable cost. PVC is a polar polymer. Nonpolar polymers like polyolefins and polystyrene are not miscible with PVC and do not produce viable materials. Compatibilizing agents need to be used to improve the miscibility between the two types of polymers. More polar polymers like polymethylmethacrylate (PMMA), nitrile butadiene rubber (NBR), polycaprolactone (PCL), polyethylene vinyl acetate (EVA), poly(ethylene-vinylacetate-carbon monoxide) terpolymer (EVA-CO), and polyethylene oxide have been used more successfully in practical applications. A PVC/ABS blend improves the impact strength of PVC without sacrificing its mechanical properties like tensile strength. PVC/PMMA blends possess a good balance of toughness, impact resistance, and durability over a wide range of temperatures. PVC/EVA blends have flexibility and toughness and maintain the clarity of PVC. Like PVC, EVA can come in a wide range of hardness all the way from thermoplastic to elastomeric. Increasing the EVA content improves the clarity, low temperature flexibility, and impact strength of the polymer. Blends of PVC with an EVA-CO terpolymer have a lower tensile strength and flexural modulus than a PVC EVA blend. Increasing the CO content in the terpolymer results in improved miscibility of the PVC blends, which have very similar properties to phthalate-containing plasticized PVC [41]. PVC/EVA, and especially PVC/EVA-CO blends, have been considered as alternatives to phthalate-containing plasticized PVC. Blending PVC with styrene acrylonitrile (SAN) or acrylonitrile butadiene styrene (ABS) produces higher heat materials, which are used in housings for medical equipment.
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Table 6.7 lists a few PVC blends, their properties, and typical applications.
6.2.9 PVC Medical Device Applications PVC is used in various medical devices and components like the following:
• • • • • • • • • • • • • • • • •
Containers for IV and dialysis fluids,
• • • •
Infusion drip chambers,
Blood bags, Hemodialysis sets, IV sets, Catheters, Dialysis bags, Plasma collection bags, Infusion sets for blood and IV fluids, Examination and surgical gloves, Oxygenators, Endotracheal tubing, Wound and chest drainage tubes, Colostomy bags, Rigid extruded luers and containers, Injection molded components, Surgical drapes, Tubing (cardiovascular, endotracheal, drug delivery, blood, etc.), Blister packaging, Suction pipes, Hospital floors and walls (because vinyl can be joined without seams, reducing the risk of cross-infection),
• Blood bags—blood can be stored in PVC bags for longer periods than would be possible in glass containers; and PVC is the only material approved for use in flexible blood collection containers by the European Pharmacopoeia, • Pharmaceutical products—clear, rigid PVC foil protects them from deterioration and allows easy visual control of dosage, • Blister packs for tablets,
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Table 6.7 Properties and Applications of PVC Blends Blend
Properties
Applications
PVC/NBR
Permanent plasticization; excellent flow and physical properties; longterm stability; resistance to fuels, chemicals, and oil; good electrical properties; colorability
Oxygen masks, IV tubes, regulators, gloves
PVC/PMMA
Toughness, impact resistance, durability, processability
Medical equipment housings, MRI fixtures, and receiving coils
PVC/SAN PVC/ABS PVC/SMA
High heat resistance, good weatherability, good processability
Medical equipment parts, connectors
PVC/PCL
Clarity, flexibility, toughness, impact- and kink-resistant
Bags, pouches, tubing, drug delivery
PVC/EVA PVC/EVA-CO
Clarity, flexibility, permanent plasticization
Bags, pouches, tubing, drug delivery
Table 6.8 Typical Applications of PVC Medical Extrusion Compounds
Table 6.9 Typical Applications of PVC Medical Molding Compounds
Shore A Hardness 15 s @ 23 C
Typical Applications
Shore A Hardness 15 s @ 23 C
Typical Applications
30/40/50/60
Soft tubing
15/35/45
Soft molding applications
65
Heart/lung bypass tubing
45/55/65
Face masks
70
Peristaltic pumping tubing
70
Catheter funnels, enema nozzles
50/60/70
Medium soft tubing
75
75
Blood tubing
Blood transfusion and dialysis components
80
Endotracheal tubing, catheters, blood bags
80
Blood transfusion set components
80/85
Medium stiff tubing
90
Drip chamber components
97
Drip chamber components
95
99
Post-formable stiff catheter tubing
Drip chamber components, end caps, luer fittings
• Transfusion and intravenous tubing, and • Surgical gloves. Other applications of PVC within a hospital include water and drainage pipes, fire-resistant cabling in electrical and telecommunications, flooring in operating theaters, and hygienic mattresses. Tables 6.8 and 6.9 summarize the typical applications of various types of extrusion grades and molding grades of PVC, respectively [42].
Table 6.10 details the medical applications of various PVC materials and blends.
6.3 Polyethylene (PE) Polyethylene is used in a wide variety of applications, ranging from packaging films, tubing, and IV components to hip and joint replacement implants. Polyethylene exists in various forms (Figure 6.11). Low-density polyethylene (LDPE)
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
85
Table 6.10 Medical Applications of PVC Application
Requirements
Material
Tubing
Clarity
Flexible PVC
Colorability Flexibility Kink resistance Chemical and lipid resistance Biocompatibility EtO, gamma sterilization Thin- to thick-wall tubing Range of hardness Lubricity Extrusion processability Gloves
Puncture resistant
Flexible PVC
Tear resistant Chemical resistance Fluid barrier properties Nontoxic and nonirritating Toughness and elongation Processable Collection bags
Clarity
Flexible PVC
Flexibility Puncture and tear resistant Burst strength Chemical resistance Low temperature flexibility Nontoxic Sealability/weldability Leak proof Oxygen and moisture barrier Film block resistance Gamma sterilization Blood therapy
Clarity
Flexible PVC
Flexibility Puncture and tear resistant Hemocompatibility Low temperature flexibility Processability in thin-wall films Nontoxic (Continued )
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Table 6.10 (Continued) Application
Requirements
Material
Sealability/weldability Leak proof Oxygen and moisture barrier Gamma sterilization Water drain pipes in hospitals
Strength and toughness
Rigid PVC
Durability Corrosion resistant Luer connectors and Y-sites
Moldability
Rigid PVC
Stiffness and strength Dimensional stability Colorability EtO or gamma sterilization Durability Catheters
Flexibility
Flexible PVC
Biocompatibility Hemocompatibility Nontoxic Durability EtO or gamma sterilization Dimensional stability Contamination free Extrusion processability MRI fixtures and receiving coils
Toughness, impact resistance, low interference, durability
PVC/SAN
Medical instrument components and parts
Flame retardance
PVC/SAN, PVC, ABS, PVC/ c-PVC
Impact resistance Cleanability Processability
Packaging
Clarity
Flexible PVC
Film strength and toughness Puncture and tear resistant EtO, gamma sterilization Barrier properties Extrusion processability Drip chambers
Clarity
Rigid PVC
Dimensional stability Chemical resistance Hemocompatibility (Continued )
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
87
Table 6.10 (Continued) Application
Requirements
Material
Impact resistant Moldability Oxygen face masks
Clarity
Flexible PVC
Comfort Toughness and strength Reasonable stiffness Dimensional stability Nonirritating Nontoxic
contains many long-chain branches along the polymer backbone, preventing the alignment and packing of the chains and thus forming a low-density material. Linear low-density polyethylene (LLDPE) contains several short chains along the polymer backbone. The short chains prevent the alignment and packing of the polymer chains, but the chains are mostly linear. High-density polyethylene (HDPE) contains about 4-10 short chains along the polymer backbone. The relatively few side chains allow the polymer backbone to align and pack together to form a crystalline, high-density plastic. Ultrahigh molecular weight polyethylene (UHMWPE), as the name suggests, is a linear polyethylene with low short chains along the polymer
backbone with a very high molecular weight. Molecular weights range from 2 to 6 million. The high molecular weights provide superior strength, stiffness, and durability compared to the other types of polyethylenes. The physical and chemical properties of each of these materials are compared qualitatively in Table 6.11.
6.3.1 Polyethylene Manufacture Polyethylene is produced by polymerizing ethylene under high pressures in the presence of free radicals, or under low to medium pressures using catalysts. The free radical, high-pressure process is
LDPE Long Chain Branching Poor packing
LLDPE 10–35 low MW side chains per 1000 carbon atoms Intermediate packing HDPE 4–10 low MW side chains per 1000 carbon atoms Excellent packing
Figure 6.11 Schematic structures of various types of polyethylenes.
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Table 6.11 Advantages and Disadvantages of Various Polyethylenes Polymer
Advantages
Disadvantages
LDPE
Excellent chemical resistance
Low tensile strength
Very flexible, with good fatigue resistance and toughness
Very difficult to bond or print on
Very good dielectric properties
Susceptible to environmental stress cracking
Tasteless, odorless, meet FDA requirements Low moisture permeability; corrosion resistance; high flexibility; chemically inert; high impact strength; tear and stress crack resistance; high clarity; radiation resistance HDPE
Excellent chemical resistance
Very difficult to bond or print on
Very good dielectric properties
Self-extinguishing grades have low physical properties
Highest rigidity among PEs Good toughness and impact resistance Nontoxic Nonstaining Easily molded and extruded UHMWPE
Excellent wear and abrasion resistance; excellent chemical resistance; excellent environmental stress cracking resistance
Poor processability compared to the lower-molecular-weight PEs
Ethylene copolymers
Very flexible
Low tensile strength
Very good toughness and resiliency Excellent chemical resistance Tasteless, odorless, meets FDA requirements Good flex cracking and environmental stress cracking resistance
Some loss of inherent ethylene solvent resistance
High filler loading capacity
used mostly for the production of LDPE, using oxygen or peroxides as catalysts. The highly branched polymer (Figure 6.11) is the result of the uncontrolled free radical polymerization where free radicals at the end of the propagating polymer chain can “backbite” on itself to generate branches of different lengths. The branched polymer does not align and pack well, resulting in lower crystallinity and hence a lower density (Table 6.12). Linear low-density polyethylene is a linear polymer with a significant number of short chain branches. This polymer is obtained by the
copolymerization of ethylene with highermolecular-weight alpha-olefins like butane, hexane, and octane (Figure 6.12). HDPE is produced either in a slurry process or a gas phase process. In the Phillips process, ethylene is passed through a slurry of a hydrocarbon solvent (e.g., cyclohexane) containing a catalyst like chromium oxide or aluminum oxide. The resulting polymer is precipitated and purified from the slurry and typically has a molecular weight of about 50,000 Daltons. In the Ziegler process, ethylene is passed through a slurry of hydrocarbon solvent containing
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89
Table 6.12 Comparison of the Physical and Mechanical Properties of Various Polyethylenes Property
Units
LLDPE
LDPE
HDPE
UHMWPE
Molecular weight
kg/mol
# 600
# 600
200 500
3,000 6,000
Density
g/cc
0.92
0.91 0.93
0.94 0.97
0.93 0.94
Melting point
C
120 125
100 110
130 135
130 140
Glass transition temperature
C
2110
2110
290
2160
HDT at 0.46 MPa or 66 psi
C
45
40 50
80 90
65 75
HDT at 1.8 MPa or 264 psi
C
35
30 40
38 50
42 49
Tensile strength
MPa
11
8 15
18 30
20 25
Elongation @ break
%
300 900
90 800
20 500
300 500
Flexural modulus
GPa
0.15
0.25
0.8 1.25
0.5
Impact strength, notched
J/m
50 1,000
No break
50 100
No break
SD55
SD48
SD68
RR60
30 40%
40 50%
60 80%
60 75%
Surface hardness % Crystallinity
%
RO-OR
+
R
H2C
Initiation
R
Propagation
R
Propagation
R
CH2
CH2
Ethylene R
CH2
+
n H2C
CH2
CH2 n
CH2
R
+
Termination
H2C
n
R n
Polyethylene
Figure 6.12 Polyethylene free radical polymerization.
Ziegler Natta catalysts, which are typically comprised of titanium tetrachloride and triethyl aluminum in an inert (nitrogen) atmosphere. The complex formed between the two catalysts allows the controlled polymerization of ethylene (Figure 6.13), resulting in linear polymer chains with a very low number of ethyl side groups (5 7 per 1,000 carbon atoms). The polymer is removed, precipitated, and purified. In the gas phase process, also known as the Union Carbide process [43], ethylene is polymerized in the gas phase at very high pressures and elevated temperatures using
proprietary catalysts. The solid polymer particles form a bed in the reactor, where gaseous ethylene is the fluidizing agent. The polymer can be used as is because no solvents were used. The linear polymer is able to pack into crystallites, resulting in a more translucent or opaque material with higher crystallinity, excellent chemical resistance, stress crack resistance, and strength. Newer catalyst technologies like metallocenes (Figure 6.14) allow for the production of stereoregular, high-molecular-weight polyethylene (with molecular weights of at least 3 million) with very
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C2H5
IN
MEDICAL DEVICES
C2H5 CH3
Al
Cl
CH2
+ Cl
Ti
Cl
CH3 R
Al R
CH2
Ti
Cl
Cl
Cl Cl
Cl
H3C
C2H5
CH2
C2H5 Al
CH3
Al
R
CH
CH
R
CH Cl Cl
Ti
Cl
Cl
Cl
Ti Cl Cl
Cl R
Repeat many times
R
C2H5 Al CH Cl
n
Ti Cl
Cl Cl
R=H Polyethylene R = CH3 Polypropylene
Figure 6.13 Polymerization of polyethylene with Ziegler-Natta catalysts.
few side chains along the backbone and little or no impurities [44 47]. Figure 6.15 shows the basic mechanism of a metallocene-catalyzed polymerization of an alkene. Methylaluminoxane (MAO) is used as a co-catalyst. MAO forms a complex with the metallocene catalyst, creating active sites upon which the rapid polymerization of the alkenes occurs. MAO increases the reactivity by 10,000
[48]. These materials are highly crystalline and possess excellent strength and toughness compared to polyethylenes produced in the conventional way. Ultrahigh molecular weight polyethylene produced by this method, is used in orthopedics (hip and knee implants) and as sutures. Polyethylene copolymers with tailored microstructures and molecular weight also can be made using metallocene catalysts.
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
its higher crystallinity, it has better chemical resistance, stiffness, and strength than LDPE. Surgical and medical instruments use the vast majority of HDPEs. Like LDPE, HDPE exhibits good chemical and stress crack resistance, radiation resistance, and impact strength. High-density polyethylene (HDPE) is widely used in medical tubing, where its low cost, low friction, chemical resistance, and easy moldability make it a strong competitor to PVC. Another HDPE market is pharmaceutical closures. Ultrahigh molecular weight polyethylene (UHMWPE) possesses exceptional impact strength, low wear, stress crack resistance, and excellent energy absorption—features that make it an ideal material for use in sutures and artificial hip, knee, and shoulder joints. The physical and mechanical properties of polyethylene are compared in Table 6.12.
R
Cl Cl
M
X
Cl
Zr
91
Cl R
Figure 6.14 Structures of metallocene catalysts.
6.3.2 Polyethylene Properties Low-density polyethylene has a good balance of flexibility, strength, barrier properties, and cost and can have a wide combination of properties. Low-density polyethylene has high clarity, is chemically inert, and has good impact strength and excellent tear and stress crack resistance. Low-density polyethylene (LDPE) has applications in sterile blister packs for drug packaging. Linear low-density polyethylene (LLDPE) is used in films and packaging due to its flexibility and toughness. High-density polyethylene (HDPE) is typically translucent and less flexible than LDPE. Due to
6.3.3 Polyethylene Chemical Resistance Polyethylene exhibits excellent chemical resistance to most chemicals or disinfectants used in
R Me ZrCl2
+
MAO
Me
Zr Step 1
Zr
R
Step 2
MAO - Methyl aluminoxane cocatalyst Step 1 - MAO complexes with zirconene to form active site Step 2 - Alkene co-ordinates with the catalyst Step 3 - Alkene is inserted into the catalyst creating new active site Step 4 - Repetition of step 3 Steps 3 and 4 repeat several thousand times per second High molecular weight stereoregular polymer is formed
R Steps 3 & 4
R
n
R
R
Zr n
R = H Polyethylene R = CH3 Polypropylene
Figure 6.15 Mechanism of polymerization of alkenes with a metallocene catalyst.
Me
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hospitals and clinics. It is also resistant to most hydrocarbon solvents. Cyclic ethers like tetrahydrofuran (THF) and chlorinated hydrocarbons like methylene chloride will attack the polymer, causing it to swell and deform (Table 6.13). The higher crystallinity (and thus lower amorphous content) of high-density polyethylene makes it chemically more resistant than low-density polyethylene, which has a lower crystallinity (and thus higher amorphous content). The higher amorphous content of Low-density polyethylene allows chemicals, solvents, and gases to diffuse into the material, causing it to swell or completely dissolve. Organic solvents like cyclic ethers and chlorinated hydrocarbons can cause environmental stress cracking, especially if there is high molded-in stress due to improper processing of the polyethylene part or component [49].
6.3.4 Polyethylene Sterilization The low heat deflection temperatures of polyethylenes (30 50 C) make them unsuitable for steam and autoclave sterilization because the plastics would bend, warp, and deform under the temperatures (100 130 C) used in such methods (Table 6.14). Polyethylenes are suitable for ethylene oxide, gamma radiation, and e-beam sterilization. Those materials containing phosphite stabilizers may
IN
MEDICAL DEVICES
yellow. Ethylene oxide has no effect on the properties of high-density polyethylene, as shown in Figure 6.16 [50]. Polyethylene will oxidize or cross-link under high-energy radiation and needs to be stabilized to reduce this phenomenon [51,52]. The level of surface oxidation can be determined by the analysis of carbonyl and hydroxyl groups that are formed during oxidation (Figure 6.17) [53]. In some cases, UHMWPE is deliberately crosslinked to improve the wear behavior in knee and hip implants. This cross-linking is done before machining the part. In order to get cross-linking, and to minimize the degradation due to chain scission and oxidative degradation, the irradiation and postheat treatment are optimized so that the top layer of the material is oxidized and the internal sections are cross-linked during the process. The parts are then machined to form the acetabular cups. The machining removes the oxidized top layer, leaving a cross-linked, wear-resistant part. Radiation doses of 50 100 kGy are used for crosslinking and standard doses of 25 40 kGy (in an inert atmosphere) are used to sterilize the part. Ethylene oxide or steam sterilization also may be used. After the cross-linking irradiation, the parts are generally heat treated to quench any free radical still present in the material. Several comparative
Betadine
Lipids
Soaps/ Detergents
Disinfectants
Hydrogen Peroxide
Bleaches
Saline Water
Silicones
Oils/Greases
Ethylene Oxide
IPA
Acetone
MeCL2
MEK
THF
Dilute Basses
Polymer
Dilute Acids
Table 6.13 Chemical Resistance of Polyethylenes
Polyolefins HDPE
Good Good Poor Good Poor Good Good Good Good Good Good Good Good Good Good Good Good
LDPE
Good Good Poor Fair Poor Good Good Fair
UMHPE
Good Good Fair Good Fair Good Good Good Good Good Good Good Good Good Good Good Good
Fair Good Good Good Good Good Good Fair Good
Table 6.14 Sterilization of Polyethylenes Polymer
Steam
Dry Heat
Ethylene Oxide
Gamma Radiation
E-Beam
HDPE
Poor
Poor
Good
Good
Good
LDPE
Poor
Poor
Good
Good
Good
UMHPE
Poor
Poor
Good
Good
Good
Polyolefins
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93
Effect of EtO Sterilization on HDPE Percent Property Retention
107% 106% 105% 104% 103% 102% 101% Tensile Strength @ Break Elong. @ Break
100% 99% 0
0.5
1
1.5
2
2.5
3
3.5
Number of Cycles
Figure 6.16 Effect of ethylene oxide sterilization on the properties of polyethylene.
Effect of Gamma Radiation on PE Stability (0.18% Antioxidant used for stabilized PE) 80
Concentration (104 mol/l)
70 60 Virgin PE - Carbonyl conc. 50
Virgin PE - Hydroxyl conc.
40
Stabilized PE - Carbonyl conc.
30
Stabilized PE - Hydroxyl conc.
20 10 0 0
10
20
30
40
50
60
Radiation Dose (kGy)
Figure 6.17 Surface oxidation of polyethylene during gamma radiation.
clinical and in vitro wear studies made on conventional and cross-linked UHMWPE have shown a better wear behavior for the latter, in spite of a decrease in other mechanical properties such as fatigue strength, as shown in Figure 6.18 [54 56]. Additives like phenolics and vitamin E are used to stabilize polyethylene [57 59]. Several studies have been conducted on the wear of UHMWPE. This is because this material is used in hip and knee replacements in acetebular cups. The material must be able to maintain its dimensions and properties over a long period of
implantation and must be wear resistant when rubbing against the metal alloys of the device assembly. Figure 6.19 shows one study that determined the amount of wear of UHMWPE on both unaged and aged samples [60]. The ethylene oxide sterilized material showed slightly better wear properties than the gamma-sterilized product after aging. Such wear has not been any cause for concern; hundreds of thousands of implant procedures have been conducted with no adverse effects. Surface cross-linked UHMWPE exhibits better wear than noncross-linked UHMWPE [61].
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Effect of High Doses of Gamma Radiation on UHMWPE 800
60 Elongation (%) Maximum Strength (Mpa)
50
600 Elongation (%)
40 500 400
30
300 20 200 10 100 0 0
50
100
150
200
250
Radiation Dose (kGy)
Figure 6.18 Effect of gamma radiation on the properties of polyethylene.
a
Wear of Sterilized UHMWPE (unaged)
Volumetric Wear (mm3)
250 200
EtO Sterilized UHMWPE Gamma Sterilized UHMWPE
150 100 50 0 1
2 Number of cycles (millions)
Volumetric Wear (mm3)
b
Wear of Sterilized UHMWPE (aged) 250 200
EtO Sterilized UHMWPE Gamma Sterilized UHMWPE
150 100 50 0 1
2
3
Number of Cycles (millions)
Figure 6.19 Wear of UHMWPE after gamma radiation and aging. (a) Unaged; (b) aged.
0 300
Maximum Strength (MPa)
700
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
6.3.5 Polyethylene Biocompatibility Polyethylenes are inert, biocompatible, and nontoxic [62,63]. However, oxidation of the surface during radiation sterilization can affect the biocompatibility [64], so sterilization should be conducted in an inert atmosphere in order to maintain the inertness of the surface. Biocompatibility studies for UHMWPE showed that the material was biocompatible. The material was evaluated using system toxicity, sensitization, cytotoxicity, mutagenicity, and direct contact hemolysis and thrombogenicity tests [65]. The results are summarized in Table 6.15. In a final report on the safety assessment of polyethylene, the Cosmetic Ingredient Review Expert Panel has concluded that polyethylene is not toxic and does not pose any threat via its use in cosmetics and medical devices [66]. The review evaluated several papers and studies that included toxicity and biocompatibility tests, including those from the ISO 10993 standards.
6.3.6 Polyethylene Joining and Welding Polyethylene can be welded by various techniques like vibration, ultrasonic, friction, hot gas, and hot plate welding. LDPE is easier to weld than HDPE. Most adhesives can be used with polyethylene. It is important to clean the surfaces well before applying the adhesives.
6.3.7 Polyethylene Applications— Examples Table 6.16 lists some of the properties of the medical device applications of polyethylene.
95
6.4 Polypropylene (PP) High clarity, good barrier properties, and radiation resistance make polypropylene very useful in medical devices and packaging. Manufacturers of medical-grade polypropylene often position it and its copolymers with ethylene as a competitor to PVC, glass, and other plastics. Typical healthcare applications of polypropylene include blister packs, flexible pouches, syringes, tubing, hospital disposables, test tubes, beakers, and pipettes. In medical products, polypropylene can be blown or cast into films, as well as coextruded with other materials for a range of performance and barrier properties. The structures of polypropylene are shown in Figure 6.20. In isotactic polypropylene (i-PP), the methyl groups are on the same side of the polymeric carbon chain. Isotactic polypropylene is the most commercially useful polymer. In syndiotactic polypropylene (s-PP), the methyl groups alternate sides. In atactic polypropylene (a-PP), the methyl groups are randomly distributed along the polymer chain. These structural differences lead to various physical and mechanical properties of the polymers. For instance, atactic polypropylene has little or no use commercially, and syndiotactic polypropylene is difficult to manufacture and is cost prohibitive commercially. Most commercially available polypropylene is isotactic. Table 6.17 details the qualitative differences among the three polymers.
6.4.1 Polypropylene Manufacture Commercial polypropylene is manufactured by a catalytic polymerization process. The free radical process is inefficient, with poor yields, and produces a low-molecular-weight, amorphous, oily,
Table 6.15 Biocompatibility of UHMWPEs Test
Comment
System toxicity
No toxic signs observed during the 72-h period of treatment
Sensitization
No toxic signs observed
Cytotoxicity
Extracts showed no reactivity (no cell lysis with discrete intracytoplasmic granules)
Mutagenicity
No mutagenic activity was observed with the extract samples of UHMWPE, with and without metabolic activation
Hemolysis
UHMWPE exhibited ,1% hemolysis
Thrombogenicity
The clotting times for UHMWPE were the same as that of the negative control. The positive control had a sevenfold increase in clotting time compared to the negative control
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Table 6.16 Medical Device Applications of Polyethylenes Application
Requirements
Material
Packaging
Clarity
LDPE
Puncture and tear resistance Strength Barrier properties Gamma sterilization Filters
Purity
HDPE
Durability Filterability Arthroscopy sutures
High strength
UHMWPE
Biocompatibility Lubricity High strength Flexibility and toughness Excellent tensile and breaking strength Abrasion resistance Light weight Thin and strong Tubing
Clarity
LDPE, LLDPE
Flexibility and kink resistance Biocompatible Chemical resistance Processability IV fluid bottles, single-dose ampoules
Clarity
LDPE
Toughness and impact resistance Sterilization (steam up to 110 C, EtO, gamma) No leachables
Open-jaw slide clamp for drug delivery systems
High strength and toughness
HDPE
Durability Injection moldable Gamma sterilization
Caps for luers and bottles
Flexibility and toughness
LDPE
Chemical resistance Gamma sterilization Colorability Processable Acetabular joint
Strength
UHMWPE
Toughness (Continued )
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97
Table 6.16 (Continued) Application
Requirements
Material
Abrasion resistant Biocompatible Durable Chemically inert Gamma sterilization Underpads for hospital beds
Barrier properties
LDPE
Chemical resistance High coefficient of friction Processability Sutures
Strength
UHMWPE
Biocompatibility Nontoxic Lubricity Durability Chemical resistance Hemocompatibility Purity; low contamination Gamma sterilization Heart valves
Wear resistant
UHMWPE
Excellent fatigue strength Biocompatible Mechanical durability Toughness and strength Dimensional stability Gamma sterilization
Atactic Polypropylene
Syndiotactic Polypropylene
Isotactic Polypropylene
Figure 6.20 Polypropylene structures.
Table 6.17 Comparison of Atactic-, Syndiotacticand Isotactic-Polypropylenes a-PP
s-PP
i-PP
Amorphous, elastomeric, lower HDT
High clarity
Semicrystalline, more dense, higher chemical resistance
More ductile than i-PP
Higher melting point, higher tensile strength, higher stiffness, (MW 200,000 600,000)
Exhibits thermoplastic elastomeric behavior
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RO-OR
Initiation
IN
MEDICAL DEVICES
R
CH3
+
R
H2C
CHCH3
Propagation
R
CH
Propylene
CH3
CH3 R
CH
+
Propagation
n H2C
R
CHCH3
CH2 n
CH3 R
CH3
CH3 CH
+
Termination
H2C R
n
n
Polypropylene
Figure 6.21 Basic polymerization mechanism of polypropylene.
and waxy polypropylene. Recent advances in catalyst technology enable the manufacture of stereoregular, high-molecular-weight polypropylene that has a high degree of order and crystallinity. The basic mechanism of polypropylene polymerization is shown in Figure 6.21. Ziegler-Natta catalysts are used commercially to produce high-molecular-weight isotactic-polypropylene [67]. These catalytic systems comprise an organometallic compound like triethyl aluminum and a transition metal compound like titanium trichloride. A reaction between the two catalysts produces radicals, which propagate the polymerization. The structure of the catalyst allows the propylene monomer to coordinate with the catalyst and polymerize stereospecifically and sequentially producing high-molecular-weight isotactic-polypropylene (Figure 6.13). Newer gas-phase polymerizations produce high yields of isotacticpolypropylene with more than 97% purity. Metallocene catalysts can be used to produce various types of polypropylenes (atactic, isotactic, or syndiotactic) with great control and stereospecificity [68,69]. Metallocene catalysts are compounds of cyclopentadiene or other polyaromatic compounds and a metal, typically zirconium or hafnium (Figure 6.22). These catalysts exhibit high selectivity and reactivity to olefin polymerizations. For example in Figure 6.22, catalyst 1 will produce atactic-polypropylene, catalyst 2 will produce
isotactic-polypropylene, and catalyst 3 will produce syndiotactic-polypropylene [70,71]. Commercial polypropylenes produced with metallocene catalysts show superior transparency compared to conventional polypropylene due to the formation of crystallites that are smaller than the wavelength of light. They also have an extremely narrow molecular weight distribution, leading to reduced levels of distortion during injection molding and the potential for the production of dimensionally stable parts.
6.4.2 Polypropylene Properties The advantage of polypropylene is that it is strong, relatively rigid, and lightweight. The polymer retains most of its mechanical properties at elevated temperatures and has a high performance-tocost ratio. It has good chemical and stress crack
CI M
CI M
CI CI
CI
CI
1, M = Zr, Hf
M
2, M = Zr, Hf
3, M = Zr, Hf
Figure 6.22 Metallocene catalysts used for the polymerization of various types of polypropylene.
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
resistance, is autoclavable, and has excellent dielectric properties. Polypropylene becomes brittle at low temperatures (typically below 232 C) and is not weather or radiation resistant unless additives and impact modifiers are compounded into it. Clear grades are also available. Table 6.18 compares the properties of the various types of polypropylene. Of the three varieties, isotactic-polypropylene is the most widely used in medical device applications. The demand for polypropylene continues to grow, especially with recent advances in manufacturing and polymerization. The current stiffness of unfilled polypropylene grades (flexural modulus of 2.2 GPa) is much higher than what was available a few years ago (flexural modulus of 1.9 GPa). Higher-stiffness polypropylenes continue to be introduced into the market, with flexural modulus values reaching 2.5 GPa. This allows the design of thinner walls and can reduce cycle times and cost of production. Resins that combine high stiffness, high clarity, and high gloss are also available and are especially good for packaging, drug delivery components, and labware.
6.4.3 Additives for Polypropylene Several additives are used to enhance the properties of virgin polypropylene. Clarifiers and nucleating agents enable the tailoring of properties for a wide range of applications. Nucleating agents like talc, sorbitols, and metal phosphates increase the crystallinity, and hence the stiffness and chemical
99
resistance, of polypropylene [72]. Nucleating agents particularly effective in polypropylene plastics are benzoate salts of sodium, potassium, and aluminum, and sorbitols such as bis-benzylidene sorbitol and bis (p-methoxy benzylidene sorbitol). These are relatively volatile materials and are added at typical concentrations of about 0.5%. Less volatile and effective sorbitol-nucleating agents have also been developed. Sorbitols are soluble in the propylene matrix. When the molten polymer cools, the sorbitols crystallize into nanometer scale crystallites that act as nucleating sites, resulting in the formation of very small polypropylene crystallites. The crystallites are smaller than the wavelength of light, rendering the part or film clear and transparent while still maintaining strength and toughness. These are especially advantageous for packaging and drug delivery applications. Nucleating agents reduce cycle times during molding and increase throughput and productivity. Clarifying agents (a subclass of nucleating agents), like sorbitol dibenzyl acetates, improve the clarity and transparency of polypropylene grades and also improve processability. Some of the advantages of nucleated polypropylene include the following:
• • • • •
Increased crystallization speed and temperature, Higher dimensional stability, Increased stiffness, Higher heat resistance, and Higher transparency.
Table 6.18 Properties of Polypropylenes
Property
Units
a-PP
s-PP
i-PP
Density
g/cc
0.86
0.9
0.905
Haze
%
70
2
10
Melting point
C
—
168
163
Glass transition temperature
C
220
28
210
HDT at (0.46 MPa or 66 psi)
C
—
—
100
HDT at (1.8 MPa or 264 psi)
C
—
—
55
Softening point
C
90 150
—
—
Tensile strength
MPa
0.8
61
30 35
Elongation @ break
%
.1,000
—
100 300
Flexural modulus
GPa
—
1.0 1.3
1.5 2.0
Impact strength, notched
J/m
—
—
50 120
% Crystallinity
%
5 10
30 40
40 60
Most commercially available PPs are isotactic.
100
PLASTICS
Due to the presence of a tertiary, labile hydrogen atom on the polymer chain, polypropylenes, and their copolymers are prone to oxidation and degradation (Figure 6.23). Antioxidants are necessary to prevent oxidation and degradation of the polymer. Phenolic, hindered amine, and phosphate antioxidants are used at typical concentrations of 0.01 0.5% [73]. Thioethers are also used and provide synergistic effects when combined with one of the phenolics.
6.4.5 Polypropylene Sterilization The heat distortion temperature (HDT) of isotactic-polypropylene is 100 C and can be sterilized by steam sterilization and autoclaving using a limited number of cycles (Table 6.20). Newer grades with higher heat resistance can withstand steam and autoclave sterilization temperatures. Steam sterilization showed no decrease in crystallinity and physical properties [74]. Ethylene oxide also can be used for the sterilization of polypropylene. No significant changes in properties were observed when polypropylene was sterilized with ethylene oxide after one and three cycles [50], as shown in Figure 6.24. Polypropylene must be stabilized with free radical scavengers to prevent degradation and discoloration when exposed to high-energy radiation. Highenergy radiation forms free radicals on the tertiary hydrogen of polypropylene (Figures 6.23 and 6.25). The polymer chains can either unzip and degrade
Polypropylene exhibits excellent chemical resistance to most solvents, disinfectants, lipids, and bleaches. Applications for drug delivery, luer components, connectors, syringes, and labware take advantage of the clarity and chemical resistance of the polymer. Polypropylene is resistant to many polar liquids such as alcohols, organic acids, esters, and ketones. Aliphatic, aromatic, and halogenated hydrocarbons will swell polypropylene (Table 6.19). The extent of swelling will depend upon the percentage of crystallinity (the less crystalline and more amorphous the material, the greater the swelling). Polypropylene is resistant to most aqueous solutions (salts, acids, and bases). However, strong oxidizing agents and very strong acids will attack CH3
MEDICAL DEVICES
polypropylene at room temperature. Environmental stress cracking is not common with polypropylene because it is a semicrystalline polymer. polypropylene copolymers have lower crystallinity than polypropylene homopolymers and are thus more susceptible to attack by certain types of chemicals.
6.4.4 Polypropylene Chemical Resistance
CH3
IN
CH3
CH3
CH3
CH3
R
+
Free Radical or High heat n
RH
n
H
Labile Hydrogen
Polymer oxidation and/or degradation
Figure 6.23 Free radical formation in polypropylene.
Betadine
Lipids
Soaps/ Detergents
Disinfectants
Hydrogen Peroxide
Bleaches
Saline Water
Silicones
Ethylene Oxide Oils/Greases
IPA
Acetone
MeCL2
MEK
THF
Dilute Basses
Polymer
Dilute Acids
Table 6.19 Chemical Resistance of Polypropylenes
Polyolefins PP
Good Good Fair Good Fair Good Good Fair Good Good Good Good Good Good Good Good Good
PP copolymers
Good Good Poor Fair Fair Good Good Fair Fair Good Good Good Good Good Good Fair Good
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
101
Table 6.20 Sterilization Capability of Polypropylenes Polymer
Steam
Dry Heat
Ethylene Oxide
Gamma Radiation
E-Beam
HDPE
Poor
Poor
Good
Good
Good
LDPE
Poor
Poor
Good
Good
Good
UMHPE
Poor
Poor
Good
Good
Good
Good
Fair
Good
Fair
Fair
Good
Fair
Good
Fair
Fair
Fair
Fair
Good
Good
Good
Polyolefins
PP
a
PP copolymers COC a
Radiation stable grades should be considered for gamma and e-beam radiation sterilization.
Effect of EtO Sterilization on PP Percent Property Retention
120% 100% 80% 60% 40% Tensile Strength @ Break Elong. @ Break
20% 0% 0
0.5
1
1.5
2
2.5
3
3.5
Number of cycles
Figure 6.24 Effect of ethylene oxide sterilization on the properties of polypropylene.
or oxidize and discolor (yellow). A schematic is shown in Figure 6.25. Additives that absorb the radiation or scavenge the free radicals are used to stabilize polypropylene for gamma and e-beam radiation applications [75 77]. The stability of polypropylene after exposure and accelerated aging at 80 C is shown in Figure 6.26 [78]. A stabilized polypropylene maintains close to 80% of its properties even after nine weeks, compared to an unstabilized, standard polypropylene that loses 80% of its properties after nine weeks. Figure 6.27 shows that the physical properties of a stabilized polypropylene (using a hindered amine stabilizer) are significantly better than an unstabilized polypropylene after exposure to gamma radiation doses of 26 kGy and 50 kGy [79].
6.4.6 Polypropylene Biocompatibility Commercial polypropylene biocompatible grades are available. Applications that require biocompatibility
include heart valve structures, wound dressings, and catheters. Polypropylene mesh has been used with good results in general surgery, as well as in plastic reconstructive, urological, gynecological, and thoracic surgeries. Polypropylene meshes are also used in hernial repair operations. Several studies on the biocompatibility of polypropylene meshes have been conducted and have shown that polypropylene exhibits no adverse effects and is biocompatible [80 83].
6.4.7 Polypropylene Joining and Welding Thermal bonding or welding techniques typically work well for polypropylene. Such methods include hot gas welding, heated tool welding, friction welding, and vibration welding. Other techniques that can be used include infrared welding, ultrasonic welding, and heat sealing. The type of polymer (homopolymer or copolymer), its characteristic
102
PLASTICS
CH3
CH3
CH3
IN
MEDICAL DEVICES
CH3
Oxidation Products O O
O2
CH3
CH3
CH3
CH3
CH3
CH3
CH3
CH3
Radical Formation
+ ROH
H RO
Chain Scission
CH3 Continued radical formation and chain scission leading to polymer degradation
CH3
CH3
CH3 +
Figure 6.25 Degradation and oxidation of polypropylene when exposed to high-energy radiation.
Percent Charpy Impact Retention (%)
Gamma Radiation Stability of PP after Aging (Radiation Dose 38 kGy) 120% Standard PP Stabilized PP
100% 80% 60%
40% 20% 0% Control
0
1
3
7
9
Aging Time (weeks)
Figure 6.26 Properties of stabilized and unstabilized polypropylene after exposure to gamma radiation and aging at 80 C.
(percent crystallinity), and filler content will determine the most effective welding method.
6.4.8 Polypropylene Applications By far, the most popular application of polypropylene is in the production of disposable hypodermic syringes that use clear, radiation-resistant
polypropylene. Both syringe plungers and barrels are made from polypropylene. Other applications include medical tubing and bags, connectors and kits, trays, labware, beakers, vials and containers, collection cups, and packaging. The clarity, chemical resistance, toughness, and strength of polypropylene make it an excellent material for labware applications that include centrifuge tubes, pipette
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
103
Stability of Polypropylene after Gamma Radiation Bending Test - Days to Failure
400 Standard PP
350
Stabilized PP 300 250 200 150 100 50 0 25
50
Radiation Dose (kGy)
Figure 6.27 Physical properties of stabilized and unstabilized polypropylene after exposure to gamma radiation.
tips, multiwell plates, diagnostic cuvettes, containers, and sample cups. An emerging market for polypropylene, particularly in Europe, is parenteral nutrition and dialysis films. Polypropylene can also be spun into fibers and thus finds applications in sutures and medical apparel. One of the major applications for polypropylene in the medical device industry is in nonwoven applications. Polypropylene is converted into nonwoven fabrics by several processes that produce very fine, highly oriented fibers that are deposited onto a random mat. Nonwoven fabrics and shapes are formed by processes like spin bonding and melt blowing. Such structures include surgical and isolation gowns, drapes, sterilization wraps, face and surgical masks, filters, and meshes. Currently, nonwovens can be found in a wide variety of medical-related areas, including facial masks, surgical packs, gowns and drapes, sterilization packaging, gloves, surgical accessories, and even protective footwear and hoods. Nonwoven fabrics are produced by alternative methods to conventional knitting or weaving. Raw materials such as fibers, filaments, or yarns are bonded together through heating, mechanical means, solvent application, or chemical processes. The bonding technology and the type of material employed influence the specific properties of the finished nonwovens. In general, the fabrics are grouped according to the processing methods. Airlaid pulp, dry-laid, needlepunched, spunbonded, spunlaced, and wet-laid comprise the major types of nonwovens. Most enduse medical disposables are produced by spunbonded or wet-laid techniques.
Spunbonded (or spunlaced) nonwovens are composed of polymer-based fibers that yield a fabric of exceptional strength. The basic process extrudes and forces fibers through a multihole spinneret to create filaments. After a cooling phase, the filaments are randomly drawn along the width of a moving conveyor to create a continuous web. In the final stage, the filaments within the web are locked together by heat or chemicals to form the finished fabric. Spunbonded nonwovens are usually made from polyester or polypropylene fibers and serve a wide range of disposable medical supplies applications, including kit and tray lidding, adult diapers, surgical gowns and single-use towels, and bedding. Table 6.21 details some of the applications and requirements that use polypropylene.
6.5 Cyclo Olefin Copolymers (COCs) Over the last couple of decades, a new class of polymers called cyclo olefin copolymers or cyclic olefin copolymers (COCs) has been introduced. They have made significant inroads in the medical device industry and are being used in lab and diagnostic applications, including the replacement of glass vials, bottles, and ampoules. Cyclo olefin copolymers are amorphous, transparent copolymers of cyclo olefins and linear olefins. They exhibit a combination of high transparency, excellent impact resistance, and improved shatter resistance compared to glass, and superior moisture barrier properties. They also have
104
PLASTICS
IN
MEDICAL DEVICES
Table 6.21 Medical Device Applications of Polypropylene Application
Requirements
Material
Packaging
Steam, EtO, gamma sterilization
Nucleated metallocene polypropylene
High clarity Good oxygen/water barrier Excellent seal integrity Sealability Puncture and tear resistance Pouch
Clarity
Metallocene PP
Low haze Gamma sterilization Puncture and tear resistance Flexibility Excellent burst strength Chemical resistance Low extractables and leachables Processability Drapes and gowns
Mechanical strength
PP nonwoven fibers
Liquid barrier Comfort and soft touch EtO and gamma sterilization Burst strength Tensile strength Being lint-free Chemical resistance Sutures
Strength
PP fibers
Colorability Biocompatibility Hemocompatibility Durability EtO and gamma sterilization Syringes
Clarity Impact strength and toughness Shatter resistance Dimensional stability Chemical resistance No extractables and leachables Burst strength EtO, steam, gamma sterilization
PP
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
excellent electrical properties and improved thermal resistance over polyethylene and polypropylene. Cyclo olefin copolymers offer an excellent mix of optical and mechanical properties compared to other optically clear plastics. They have better transmittance at visible and near-ultraviolet wavelengths and lower birefringence than polystyrene and polycarbonate. Their low moisture absorption provides excellent dimensional stability and processing stability. Their low extractables give them excellent biocompatibility. Cyclo olefin copolymers can be compounded with pigments, lubricants, glass fibers, flame retardants and other additives, and fillers. It can be processed by a range of methods, including injection molding, film, sheet and profile extrusion, and injection blow molding. Drying and other special pretreatments are not needed. Cyclo olefin copolymers have the following characteristics:
• • • • • •
High transparency,
• • • • • • • •
Light weight and low density,
Low optical birefringence, Very low moisture absorption and permeability, High stiffness and hardness and low creep, High strength with low elongation, Higher heat resistance than polyethylene and polypropylene,
105
The use of a comonomer (in this case an olefin like ethylene) produces a polymer with higher heat resistance than a polyolefin. The first ROMP catalysts were discovered in the 1950s [84,85]. Commercially viable cyclo olefin copolymers that could be processed and used in specific industrial applications used the Ziegler Natta catalysts [86,87]. The discovery of metallocene catalysts [44,45] allowed for the commercial production of pure, highmolecular-weight copolymers especially the copolymer of norbornene and ethylene (Figure 6.28). The resulting polymer is a completely saturated polymer with no double bonds.
6.5.2 Cyclo Olefin Copolymer Properties Norbornene is much bulkier than ethylene and has a rigid, bridged-ring structure that prevents crystallization. This compound is incorporated randomly into the main chain, resulting in an amorphous, stiff material with a higher glass transition temperature and a higher heat resistance compared to polyethylene and polypropylene. The thermal properties of the copolymer can be tailored by adjusting the level of norbornene, as shown in Figure 6.29.
+
H2C
CH2
Good dielectric properties, High flow and low shrinkage, Long-term dimensional stability,
Ethylene
Norbornene
High purity with very low extractables, Biocompatibility, Good chemical resistance, and
Metallocene catalyst + Cocatalyst
Excellent processability and flow.
6.5.1 Cyclo Olefin Copolymer Manufacture Cyclo olefin copolymers are manufactured by the copolymerization of a cyclic olefin (e.g., cyclopentene, norbornene) with an olefin like ethylene or propylene. The reaction of polymerizing a cyclo olefin resulting in a polymer is known as ring opening polymerization (ROMP). Pure cyclo olefin polymers have very high melting points (300 450 C) and are very difficult to process. In most cases decomposition occurs before melting.
y
x
Cycloolefin copolymer
Figure 6.28 Synthesis of a cyclo olefin copolyler using norbornene and ethylene.
106
PLASTICS
Table 6.22 lists the typical properties of a norbornene-ethylene COC.
MEDICAL DEVICES
Table 6.22 Typical Properties of a NorborneneEthylene Cyclo Olefin Copolymer
6.5.3 Cyclo Olefin Copolymer Chemical Resistance Being an amorphous polymer, COCs are prone to environmental stress cracking, especially if the material and part have not been processed properly. Such processing parameters include low melt temperatures, incorrect in-mold residence time and pressure, and improper cooling times. Temperature and length of exposure to the chemical also have an influence on the environmental stress crack resistance (ESCR) [88]. Vegetable and animal fats, lipids, and hot water can affect the ESCR of cyclo olefin copolymers. Cyclo olefin copolymers are resistant to most acids and bases. Organic solvents like cyclic ethers and chlorinated hydrocarbons may swell or dissolve the polymer (Table 6.23). Cyclo olefin copolymers resist dimethyl sulfoxide and other polar solvents better than other amorphous thermoplastics.
IN
Property
Units
COC
Density
g/cc
1.01 1.02
Glass transition temperature
C
100 180
HDT at (0.46 MPa or 66 psi)
C
75 170
Processing temperature
C
240 300
Tensile strength
MPa
66
Tensile elongation
%
3 10
Flexural modulus
GPa
3.4
Charpy notched impact strength
kJ/m2
1.7 2.6
Refractive index
1.53
6.5.5 Cyclo Olefin Copolymer Biocompatibility COCs typically have little or no extractables, making them highly biocompatible. COC grades that are USP Class VI and/or ISO 10993 compliant are available.
6.5.4 Cyclo Olefin Copolymer Sterilization Cyclo olefin copolymers can undergo sterilization by gamma radiation, ethylene oxide (Table 6.24). Those copolymers that have a high glass transition temperature and a high heat deflection temperature can undergo steam and dry heat sterilization. Cyclo olefin copolymer grades for steam and dry heat sterilization should be selected appropriately.
6.5.6 Cyclo Olefin Copolymer Joining and Welding COC parts can be solvent bonded with cyclohexane or heptane. Parts also can be bonded with commercially available plastic adhesives using these or similar solvents or with polyurethane adhesives.
Tg versus percent Norbornene 300 250
Tg (c)
200 150 100 50 0 0
10
20
30
40
50
60
70
80
Norbornene (%)
Figure 6.29 Effect of norbornene concentration on the glass transition temperature of the cyclic olefin copolymer.
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
107
COC
Betadine
Lipids
Soaps/ Detergents
Disinfectants
Hydrogen Peroxide
Bleaches
Saline Water
Silicones
Oils/Greases
Ethylene Oxide
IPA
Acetone
MeCL2
MEK
THF
Dilute Basses
Polymer
Dilute Acids
Table 6.23 Chemical Resistance of Cyclo Olefin Copolymers
Good Good Poor Good Poor Good Good Good Poor Good Good Good Good Good Good Good Good
Table 6.24 Sterilization of Cyclo Olefin Copolymers Polymer
Steam
Dry Heat
Ethylene Oxide
Gamma Radiation
E-Beam
COC
Fair
Fair
Good
Good
Good
Ultrasonic welding or friction welding also may be used. High-frequency welding cannot be used.
6.5.7 Cyclo Olefin Copolymers Medical Applications Cyclo olefin copolymers can be used in laboratory and diagnostic devices. These include syringes, vials and ampoules, cuvettes, microtiter plates, test tubes, petri dishes, pipettes, and specialized labware. They are also finding application in needleless injectors, injector pens, and inhalers. Because of their good thermoformability, COCs are also ideally suitable for the production of blister packs. Table 6.25 details some of the applications and their requirements.
6.6 Polystyrene (PS) With its low cost, low density, clarity, dimensional stability, and adaptability to radiation sterilization, polystyrene possesses many attractive features for medical applications. Polystyrene can come in two forms—crystal polystyrene and high impact polystyrene (HIPS). Medical applications of crystal polystyrene include labware such as petri dishes and tissue culture trays. High-impact polystyrene is used in thermoformed products such as catheter trays, heart pump trays, and epidural trays. Both crystal polystyrene and HIPS find uses in respiratory care equipment, syringe hubs, and suction canisters. In labware and packaging for kits and trays, polystyrene is competitive with PVC, polypropylene, and acrylics. Crystal polystyrene resins are glassy and crystal clear and are most often supplied in the form of one-eighth-inch granules. Known as oriented
polystyrene (OPS), they are brittle until biaxially oriented and then become comparatively flexible and durable. Oriented polystyrene is formed by stretching the polystyrene sheet in the transverse direction, which toughens what otherwise would be a more brittle, thin-gauge sheet. Injection molded general-purpose crystal grades are typically used in applications such as cutlery, drink cups, tumblers, medical and diagnostic labware, office accessories, and housewares. Injection molded, high-heat crystal grades are typically used in applications such as medical products, packaging, housewares, office accessories, and compact disc containers. Extruded high-heat crystal grades are consumed in foam sheets (that are used in meat trays, egg cartons, dinnerware, and fast-food packaging), in oriented polystyrene films (which are used mainly in cookie, cake, and delicatessen trays), and in foamboard stock (which is used in insulation for building and construction). High-impact grades of polystyrene are modified with polybutadiene elastomers. High-impact grades typically contain in the range of 6 12% elastomers and medium-impact grades contain about 2 5%. High-impact polystyrene resins have characteristics such as ease of processing, good dimensional stability, impact strength, and rigidity. In recent years, some high-performance grades of high-impact polystyrene resins have come to compete with more costly engineering resins in applications such as appliances and consumer electronics. Injection molded high-impact polystyrene resins are used in applications such as appliances, premium office accessories, consumer products, and toys. Extruded high-impact polystyrene resins are used in applications such
108
PLASTICS
Table 6.25 Medical Application of Cyclo Olefin Copolymers Application
Requirements
Diagnostics
High transparency and clarity
MEDICAL DEVICES
Table 6.25 (Continued) Application
Requirements
Packaging—Easy tear film
Clarity Easy linear tear on opening
High UV transmittance
Flex crack resistance
Low shrinkage
Gamma sterilization
Chemical resistance to aqueous and polar solutions Vials and containers
IN
High clarity Shatter resistance Low extractables Biocompatibility
Bone cement mixer
Glass like clarity Dimensional stability Chemical resistance to PMMA Biocompatibility Gamma sterilization
Water vapor barrier Sterilizability Dimensional stability Light weight Film packaging
Clarity Thermoformability Flexibility
as food packaging, dairy containers, vending and soda fountain cups, lids, plates, and bowls. Polystyrene can come in three different forms. These forms are called atactic polystyrene, isotactic polystyrene, and syndiotactic polystyrene (sPS) (Figure 6.30). Most commercially available polystyrene is atactic polystyrene.
Tear resistance
6.6.1 Polystyrene Manufacture
Sterilizability Water vapor barrier Lab-on-a-chip disc
Clarity Processability Low autofluorescence Excellent UV transmittance Dimensional stability Low surface energy
Prefilled syringes and containers
Clarity Durability, shelf life stability Sterilizable High purity, low extractables Biocompatibility Shatter resistant Processability Light weight (Continued )
Polystyrene is easily manufactured by the free radical polymerization of styrene using free radical initiators (Figure 6.31). Styrene with or without diluents is mixed with a free radical initiator like dibenzoyl peroxide and heated to a temperature of 120 C. Several stages of polymerization results in a polymer dissolved in the monomer or the diluent solution. The unreacted monomer and diluent are flashed off under a vacuum, leaving the highmolecular-weight polystyrene. High-impact polystyrene is manufactured by the inclusion of a rubber like polybutadiene during polymerization. During polymerization, the polybutadiene is encapsulated into the polystyrene. Grafts and partial cross-linking of the butadiene can also take place affecting the final polymer’s properties. Syndiotactic polystyrene (sPS) was first commercialized by Idemitsu Petrochemical Company, Ltd. of Japan and developed jointly with Dow in 1988. Syndiotactic polystyrene (sPS) is a new semicrystalline engineering polymer and is produced by a continuous polymerization process using metallocene catalysts similar to those used for polyolefins.
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
109
Atactic Polystryene
Syndiotactic Polystryene
Isotactic Polystryene
Figure 6.30 Structures of polystyrenes.
Initiation
R
RO-OR
H2C
+
R
CH
Propagation
R
CH
Styrene
R
CH
Propagation
+
n H2C
CH
CH2
R n
CH
R
+
H2C
n
Termination n
Polystyrene
Figure 6.31 Free radical polymerization of polystyrenes.
110
PLASTICS
Like conventional amorphous polystyrene, syndiotactic polystyrene (sPS) is brittle, but it can be reinforced with glass or alloyed with other polymers to improve toughness. Syndiotactic polystyrene (sPS) is extremely chemically resistant and has a high melting point (270 C) and a very low dielectric constant. Its high flow and processing ease make it an excellent candidate for thin-wall applications.
6.6.2 Polystyrene Properties General-purpose or crystal polystyrene is a brittle material. The material can be injection molded and extruded. Injection molding applications include labware, diagnostic equipment, and device components. Extruded grades can be used in trays and packaging. High-impact polystyrene is used in applications like trays, containers, medical components, and packaging. Table 6.26 compares the two types of materials, and Table 6.27 lists some of their properties.
6.6.3 Polystyrene Chemical Resistance Polystyrene is not resistant to aromatic, aliphatic, and chlorinated organic solvents. It is also not resistant to cyclic ethers, ketones, acids, or bases. Polystyrene is moderately resistant to highermolecular-weight aliphatic alcohols, dilute aqueous
IN
MEDICAL DEVICES
acids and bases, and bleach. It is resistant to lowmolecular-weight alcohols, ethylene oxide, and oxidizing and disinfecting agents (Table 6.28). Table 6.26 Comparison of General-Purpose (Crystal) polystyrene and High-Impact Polystyrene General-Purpose (Crystal) Polystyrene
High-Impact Polystyrene
Rigid and hard
Tough; improved impact resistance
Crystal clarity; water white transparency
Translucent to opaque
High gloss
Reduced gloss
Good dimensional stability
Fair dimensional stability
Low water absorption
Reduced water absorption
Good electric and dielectric properties
Reduced electrical properties
Excellent processability
Excellent processability
Excellent gamma radiation resistance
Fair resistance to gamma radiation
Limited chemical resistance
Reduced chemical resistance
Prone to environmental stress cracking
Less prone to environmental stress cracking
Table 6.27 Properties of Polystyrenes Property
Units
General-Purpose Polystyrene
High-Impact Polystyrene
Syndiotactic PS
Density
g/cc
1.05
0.8 1.04
1.02
1.589
—
1.59
Refractive index Melting point
C
—
—
270
Glass transition temperature
C
90 95
85 95
100
HDT at 0.46 MPa or 66 psi
C
85 95
75 85
108
HDT at 1.8 MPa or 264 psi
C
90 100
85 95
90
Softening point
C
75 85
60 110
205
Tensile strength
MPa
40
11 45
45
Elongation @ break
%
1 40
10 100
5 20
Flexural modulus
GPa
3
0.6 3
3.2
Impact strength, notched
J/m
20 50
70 100
60 70
% Crystallinity
%
—
—
60 80
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
111
temperatures will cause the parts to warp and disfigure (Table 6.29). Polystyrene can be sterilized with ethylene oxide. Figure 6.32 shows that the physical
6.6.4 Polystyrene Sterilization Polystyrene is not recommended for steam and autoclave sterilization. Their low heat distortion
Disinfectants
Betadine
Lipids
Soaps/ Detergents
Hydrogen Peroxide
Bleaches
Saline Water
Silicones
Oils/Greases
Ethylene Oxide
IPA
MEK
Acetone
Fair Fair Poor Poor Poor Poor Good Good Fair Fair Good Good Good Good Good Good Fair
MeCL2
Polystyrene
THF
Polymer
Dilute Acids
Dilute Basses
Table 6.28 Chemical Resistance of Polystyrene
Table 6.29 Sterilization of Polystyrene Polymer Polystyrene
Steam
Dry Heat
Ethylene Oxide
Gamma Radiation
E-Beam
Poor
Poor
Good
Good
Good
a
Effect of EtO Sterilization on General Purpose PS
Percent Property Retention
120% 100% 80% 60% 40% Tensile Strength @ Break Izod Impact
20% 0%
0
Percent Property Retention
b
0.5
1
1.5 2 Number of Cycles
2.5
3
3.5
Effect of EtO Sterilization on High Impact PS 120% 100% 80% 60% 40% Tensile Strength @ Break Elong. @ Break
20% 0%
0
0.5
1
1.5 2 Number of Cycles
2.5
3
3.5
Figure 6.32 Effect of ethylene oxide sterilization on polystyrene. (a) Property retention; (b) color stability.
112
PLASTICS
properties of both general-purpose polystyrene and high-impact polystyrene are not significantly affected when exposed to ethylene oxide [50]. Polystyrene is very stable to gamma radiation due to its high aromatic content. The electron clouds are able to absorb the radiation eliminating the generation of reactive free radicals. Polystyrenes can thus be irradiated with several doses of gamma and ebeam radiations. Figure 6.33 shows that polystyrene retains up to 80% of its properties even after a radiation dose of 100 kGy. In addition, there is no significant shift in its color. The initial shift in color after the 100 kGy radiation dose returns close to the original color within a week [89].
IN
MEDICAL DEVICES
polystyrene copolymers are available from specific suppliers.
6.6.6 Polystyrene Joining and Welding It is difficult to weld general-purpose polystyrene due to its brittleness. High-impact polystyrene can be welded using techniques like ultrasonic and radio frequency welding. It can be solvent bonded, although care should be used so as not to cause any environmental stress cracking. Most adhesives can be used with both polystyrene and high-impact polystyrene.
6.6.5 Polystyrene Biocompatibility
6.6.7 Polystyrene Applications— Examples
Polystyrene is typically not used where biocompatibility is a requirement. Biocompatible grades of
Due to its clarity, low cost, and excellent processability, general-purpose polystyrene is used in
a
Effect of Gamma Sterilization on General Purpose PS
Percent Property Retention
120% 100% 80% 60% 40% Tensile Strength @ Break Izod Impact
20% 0%
0
20
40 60 80 Radiation Dose (kGy)
100
120
Color Stability of General Purpose Polystryene after Gamma Sterilization
b
Yellowness Index (YI)
8 7
25 kGy
6
100 kGy
5 4 3 2 1 0
Unexposed
0
1 2 3 4 Time after exposure (weeks)
Figure 6.33 Effect of gamma radiation on polystyrene.
5
6
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
113
Table 6.30 Medical Device Applications of Polystyrene Application
Requirements
Resin Type
Labware and diagnostics (petri dishes, labware, test tubes, IVD products, tissue culture components, flasks, multiwell trays, pipettes, roller bottles)
Transparency
General-purpose polystyrene
Water white clarity Chemical resistance Stiffness Gamma sterilization
Home test kits, diagnostic equipment housings
Toughness
High-impact polystyrene
Opaque Dimensional stability Sterilization trays; surgical instruments; dental equipment
High flow
Syndiotactic polystyrene
Thin walls Dimensional stability Mechanical strength Heat resistance EtO, steam, gamma sterilization
Table 6.31 Commodity Thermoplastics Suppliers Materials
Trade Names
Suppliers
PVC, flexible
Geons
PolyOne Corporation
Alpha PVC CLEAR
AlphaGary
APEXs
Teknor Apex Company
BVC
Bayshore Vinyl Compounds (BVC) Inc.
Colorite
Colorite Polymers
Unichem
Colorite Polymers
Viduxs
Teknor Apex Company
Durals
AlphaGary
Unichem
Colorite Polymers
Alpha PVC CLEAR
AlphaGary
Flexalloys
Teknor Apex Company
VESTOLITs
Creanova, Inc.
PVC, rigid
Poliran KC Rigid PVC
Keysor-Century Corporation
Kydexs
Kleerdex Company
Vinidurs
BASF
Georgia Gulf PVC
Georgia Gulf (Continued )
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Table 6.31 (Continued) Materials
HDPE
LDPE
LLDPE
PE copolymers
UHMWPE
Trade Names
Suppliers
Oxy
Occidental Chemical Corp. OxyChem
Roscom
Roscom, Inc.
Superkleens
AlphaGary
Tygon
Saint Gobain—Norton
Bormedt
Borealis A/S
Braskem PE
Braskem
Hostalen
Basell Polyolefins
PRE-ELEC
Premix Thermoplastics, Inc.
Purell
Basell Polyolefins
RIGIDEXs
INEOS Polyolefins
DuPontt 20 Series
DuPont Packaging & Industrial Polymers
AT Series
AT Plastics Inc.
Bormedt
Borealis A/S
CERTENEt
Channel Prime Alliance
J-REX LD
Japan Polyolefins Co., Ltd. (JPO)
Lacqtenes
TOTAL PETROCHEMICALS
Marlexs
Chevron Phillips Chemical Company LLC
Petrothenes
Equistar Chemicals, LP
PRE-ELEC
Premix Thermoplastics, Inc.
Purell
Basell Polyolefins
SABICs LDPE
Saudi Basic Industries Corporation (SABIC)
Samsung Total
Samsung Total Petrochemicals Co., Ltd.
Trithenes
Petroquimica Triunfo
Westlake LDPE
Westlake Chemical Corporation
Novex
INEOS Polyolefins
CERTENEt
Muehlstein
HIFOR Polyethylene
Westlake Chemical Corporation
Petrothenes
Equistar Chemicals, LP
REXells
Huntsman Corporation
Marlexs
Chevron Phillips Chemical Company LLC
Petromonts
Petromont
Exac ECTFE
Saint Gobain—Norton
Braskem PE
Braskem
RxLOYt
Ferro Corporation
NOTRANs
SK Corporation
HI-ZEXs
Mitsui Chemicals America, Inc.
Formolenes
Formosa Plastics Corporation (Continued )
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
115
Table 6.31 (Continued) Materials
PP
PP copolymer
Trade Names
Suppliers
Lennite
Westlake Plastics Corporation
RxLOYt
Ferro Corporation
Dyneema Puritys
DSM
Stat-Rites
Noveon, Inc.
PRE-ELEC
Premix Thermoplastics, Inc.
Sunoco PP
Sunoco Chemicals, Polymers Division
ADDILENE PMD
ADDIPLAST
Bapolenes
Bamberger Polymers, Inc.
Borealis PP
Borealis A/S
Bormedt
Borealis A/S
Braskem PP
Braskem
CERTENEt
Channel Prime Alliance
CERTENEt
Muehlstein
Daelim Po1ys
Daelim Industrial Co., Ltd.
El-Pros
CCC Chemical Commerce Co., Ltd.
ELTEXs
INEOS Polyolefins
ExxonMobilt PP
ExxonMobil Chemical Company
Global PP
Global Polymers Corp.
HOPELEN
Honam Petrochemical Corporation
INEOS PP
INEOS Polyolefins
M. Holland PP
M. Holland Company
Osterlenes
Osterman & Company
Pro-fax
Basell Polyolefins
Prolens
Polibrasil Resinas S.A.
Sanren
SINOPEC Shanghai Petrochemical Co. Ltd.
TIPPLENs
Tiszai Vegyi Kombinat Rt. (TVK)
Polypropylene PPH
TOTAL PETROCHEMICALS
TITANPRO
Titan Group
WPP PP
Washington Penn Plastic Co. Inc.
YUPLENEs
SK Corporation
Propylux HS
Westlake Plastics Company
Bormedt
Borealis A/S
CABELECs
Cabot Corporation
Polyforts
A. Schulman Inc.
VYLENE
Lavergne Group
Marlexs
Phillips Sumika Polypropylene Company (Continued )
116
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Table 6.31 (Continued) Materials
PP random copolymer
COC PS
Trade Names
Suppliers
ExxonMobilt PP
ExxonMobil Chemical Company
Formolenes
Formosa Plastics Corporation, U.S.A.
Huntsman Polypropylene
Huntsman Corporation
Purell
Basell Polyolefins
CERTENEt
Channel Prime Alliance
Sunoco PP
Sunoco Chemicals, Polymers Division
CERTENEt
Muehlstein
SEETEC PP
SEETEC
TIPPLENs
Tiszai Vegyi Kombinat Rt. (TVK)
Bormedt
Borealis A/S
Borsoftt
Borealis A/S
El-Pros
CCC Chemical Commerce Co., Ltd.
ExxonMobilt
ExxonMobil Chemical Company
Formolenes
Formosa Plastics Corporation, U.S.A.
Halene P
Haldia Petrochemicals Ltd.
Huntsman PP
Huntsman Corporation
INEOS PP
INEOS Polyolefins
Moplen
Basell Polyolefins
Pro-fax
Basell Polyolefins
Purell
Basell Polyolefins
RANPELEN
Honam Petrochemical Corporation
YUPLENEs
SK Corporation
Topas
Topas Advanced Polymers
Zeonor
Zeon
Bayblends
Bayer Materials
Chem PS
Chevron Phillips
Royalite
Spartech Royalite
API PS
American Polymers, Inc.
Austrex
Polystyrene Australia Pty Ltd.
Crystal PS
NOVA Chemicals
Deltech PS
Deltech Polymers Corporation
Edistirs
Polimeri Europa
INEOS PS
INEOS Styrenics
Lacqrenes
TOTAL PETROCHEMICALS
SUPREME
Supreme Petrochem Ltd.
LACQRENE
Arkema
STYRONs
Dow Chemical
VESTYRONs 314
Creanova, Inc. (Continued )
6: COMMODITY THERMOPLASTICS: POLYVINYL CHLORIDE, POLYOLEFINS, AND POLYSTYRENE
117
Table 6.31 (Continued) Materials
HIPS
Trade Names
Suppliers
LG Chemical Styrenics
LarSan Chemical Company
Resirenes
Calsak Corporation
CP Chem PS
Chevron Phillips Chemical Company LLC
INEOS PS
INEOS Styrenics
Lacqrenes
TOTAL PETROCHEMICALS
NOVA Chemicals PS
NOVA Chemicals
SUPREME SH
Supreme Petrochem Ltd.
VPI PS
VPI, LLC
Kumho PS
Kumho Chemicals, Inc.
Promaluxs
Westlake Plastics
Propyluxs
Westlake Plastics
labware for diagnosis and analysis and medical packaging. High impact polystyrenes is used in medical parts and components and applications (like bottles and containers) where impact resistance is more important. Table 6.30 details some of the applications and requirements for polystyrenes.
6.7 Conclusion Commodity thermoplastics comprise over 70% of all plastics used for medical device applications. Their cost to performance ratio is unbeatable especially for disposable applications. Polyvinyl chloride alone has about a 25% share of the plastics usage. Plasticizers used in PVC formulations especially DEHP-continue to be evaluated for health and toxicity reasons and several DEHP-free alternatives are being offered. Recent advances in the production of high molecular weight, stereospecific polyolefins and stabilization technologies have made them viable options in a wide variety of applications. Cyclo olefin copolymers are a new class of materials offering higher heat, thermal stability and chemical resistance over standard polyolefins. Polystyrene and its derivatives and blends are used in several diagnostic devices and labware applications.
6.8 Commodity Thermoplastics Suppliers Suppliers of commodity thermoplastics are listed in Table 6.31.
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